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An optimal control algorithm toward unknown constrained nonlinear systems based on the sequential sampling and updating of surrogate model 基于代用模型顺序采样和更新的未知约束非线性系统优化控制算法
IF 6.3 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-07-08 DOI: 10.1016/j.isatra.2024.07.012

The application of optimal control theory in practical engineering is often limited by the modeling cost and complexity of the mathematical model of the controlled plant, and various constraints. To bridge the gap between the theory and practice, this paper proposes a model-free direct method based on the sequential sampling and updating of surrogate model, and extends the ability of direct method to solve model-free optimal control problems with general constraints. The algorithm selects sample points from the current actual trajectory data to update the surrogate model of controlled plant, and solve the optimal control problem of the constantly refined surrogate model until the result converges. The presented initial and subsequent sampling strategies eliminate the dependence on the model. Furthermore, the new stopping criteria ensure the overlap of final actual and planned trajectories. The several examples illustrate that the presented algorithm can obtain constrained solutions with greater accuracy and require fewer sample data.

最优控制理论在实际工程中的应用往往受到被控设备数学模型的建模成本和复杂性以及各种约束条件的限制。为了弥补理论与实践之间的差距,本文提出了一种基于代理模型顺序采样和更新的无模型直接法,并将直接法的能力扩展到解决具有一般约束条件的无模型最优控制问题。该算法从当前实际轨迹数据中选取采样点更新受控植物的代用模型,并求解不断完善的代用模型的最优控制问题,直至结果收敛。所提出的初始和后续采样策略消除了对模型的依赖。此外,新的停止标准确保了最终实际轨迹与计划轨迹的重叠。几个实例表明,所提出的算法可以获得更精确的约束解,并且需要的样本数据更少。
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引用次数: 0
An extended hysteresis observer-based adaptive robust control method for nonlinear macro–micro motion system 基于滞后观测器的非线性宏微运动系统自适应鲁棒控制扩展方法
IF 6.3 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-07-08 DOI: 10.1016/j.isatra.2024.07.003

In this paper, for macro–micro composite motion platform with piezoelectric hysteresis, an finite-time adaptive robust control method based on extended hysteresis observer is proposed. The dynamic model of macro–micro system is constructed at first. An extended hysteresis observer was designed to estimate the actual displacement and speed of motion system. Then, an adaptive robust control law is designed to eliminate the uncertain hysteresis model parameters. After this, exponential convergence result of the proposed control method is given and proved. By setting the expected bandwidth of macro–micro system, the gain adjustment process of the control method can be reduced in computation. The effectiveness of the proposed control method is demonstrated by comparison with other control methods in simulation, and the proposed control method has more stable tracking effect and smaller tracking error.

本文针对具有压电滞后的宏微复合运动平台,提出了一种基于扩展滞后观测器的有限时间自适应鲁棒控制方法。首先构建了宏微系统的动态模型。设计了一个扩展滞后观测器来估计运动系统的实际位移和速度。然后,设计一个自适应鲁棒控制法则来消除不确定的滞后模型参数。随后,给出并证明了所提控制方法的指数收敛结果。通过设置宏微系统的预期带宽,控制方法的增益调整过程可以减少计算量。通过与其他控制方法的仿真对比,证明了所提控制方法的有效性,并且所提控制方法具有更稳定的跟踪效果和更小的跟踪误差。
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引用次数: 0
Finite-time compensation control with dead-zone estimation for a rehabilitative walker considering internal disturbance forces 考虑内部干扰力的康复助行器死区估计有限时间补偿控制。
IF 6.3 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-07-08 DOI: 10.1016/j.isatra.2024.07.007

This study discusses a finite-time compensation tracking control method for a rehabilitative training walker. The dynamic model with input dead zone was constructed to describe the walker, and a finite-time disturbance forces observation method was proposed based on the impact mechanism on tracking performance. This approach is novel in that the disturbance forces were observed in reverse through their effects on tracking performance, thus successfully obtaining the disturbance forces of the walker. To ensure the practical finite-time stability of the system, the nonlinear finite-time compensation tracking controller with stochastic configuration networks (SCN) dead-zone estimation was built for the rehabilitative walker. Simulation results and comparative analyses confirmed that the proposed compensation control method effectively restrains dead zone and internal disturbance forces.

本研究讨论了康复训练助行器的有限时间补偿跟踪控制方法。构建了带有输入死区的动态模型来描述助行器,并根据其对跟踪性能的影响机制提出了一种有限时间干扰力观测方法。这种方法的新颖之处在于通过干扰力对跟踪性能的影响反向观测干扰力,从而成功获得助行器的干扰力。为了确保系统的实际有限时间稳定性,为康复助行器建立了具有随机配置网络(SCN)死区估计的非线性有限时间补偿跟踪控制器。仿真结果和对比分析证实,所提出的补偿控制方法能有效抑制死区和内部干扰力。
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引用次数: 0
Spatially resolved capacitance-based stress self-sensing in concrete 基于空间分辨电容的混凝土应力自感。
IF 6.3 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-07-07 DOI: 10.1016/j.isatra.2024.06.034

Spatially resolved capacitance-based stress self-sensing in unmodified concrete has been demonstrated. The spatial resolution is 45 mm in one dimension, which is in the direction of the capacitance measurement. Parallel coplanar component electrodes (aluminum, 5-mm wide), attached to the concrete using double-sided adhesive tape) separated by 45 mm are used to measure the in-plane capacitance in the direction perpendicular to the length of the electrodes. Combinations of component electrodes are electrically connected to form an electrode. The capacitance ranges from ∼200 pF to ∼750 pF. The greater is the number of component electrodes in an electrode, the higher is the capacitance. The compressive loading is applied at selected areas located between adjacent component electrodes. The stress (defined as load divided by the 300 ×300-mm2 concrete area) is up to 3000 Pa. The load decreases the capacitance monotonically and reversibly. The fractional decrease in capacitance ranges from ∼0.1 % to ∼0.5 %. More spatially concentrated loading, as for loading near the edges of the specimen, gives greater fractional decrease in capacitance. The capacitance decreases with increasing inter-electrode distance. Embedded steel rebars with a 20.0-mm concrete cover do not affect the capacitance or capacitance-based sensing.

在未改性混凝土中演示了基于电容的空间分辨应力自感应。空间分辨率在电容测量方向的一个维度上为 45 毫米。使用双面胶带将平行共面元件电极(铝,5 毫米宽)粘贴到混凝土上,间隔 45 毫米,用于测量垂直于电极长度方向的面内电容。各组电极通过电连接形成一个电极。电容范围从 ∼200 pF 到 ∼750 pF。电极中的元件电极数量越多,电容越大。压缩负载施加在相邻元件电极之间的选定区域。应力(定义为荷载除以 300 ×300 平方毫米的混凝土面积)最大为 3000 Pa。荷载单调且可逆地降低电容。电容下降的比例从 0.1 % 到 0.5 % 不等。加载的空间越集中,如在试样边缘附近加载,电容下降的分数越大。电容随电极间距的增加而减小。带有 20.0 毫米混凝土覆盖层的嵌入式钢筋不会影响电容或基于电容的传感。
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引用次数: 0
A knowledge-data integration framework for rolling element bearing RUL prediction across its life cycle 用于滚动轴承全寿命周期 RUL 预测的知识数据集成框架。
IF 6.3 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-07-06 DOI: 10.1016/j.isatra.2024.06.022

Prediction of Remaining Useful Life (RUL) for Rolling Element Bearings (REB) has attracted widespread attention from academia and industry. However, there are still several bottlenecks, including the effective utilization of multi-sensor data, the interpretability of prediction models, and the prediction across the entire life cycle, which limit prediction accuracy. In view of that, we propose a knowledge-based explainable life-cycle RUL prediction framework. First, considering the feature fusion of fast-changing signals, the Pearson correlation coefficient matrix and feature transformation objective function are incorporated to an Improved Graph Convolutional Autoencoder. Furthermore, to integrate the multi-source signals, a Cascaded Multi-head Self-attention Autoencoder with Characteristic Guidance is proposed to construct health indicators. Then, the whole life cycle of REB is divided into different stages based on the Continuous Gradient Recognition with Outlier Detection. With the development of Measurement-based Correction Life Formula and Bidirectional Recursive Gated Dual Attention Unit, accurate life-cycle RUL prediction is achieved. Data from self-designed test rig and PHM 2012 Prognostic challenge datasets are analyzed with the proposed framework and five existing prediction models. Compared with the strongest prediction model among the five, the proposed framework demonstrates significant improvements. For the data from self-designed test rig, there is a 1.66 % enhancement in Corrected Cumulative Relative Accuracy (CCRA) and a 49.00 % improvement in Coefficient of Determination (R2). For the PHM 2012 datasets, there is a 4.04 % increase in CCRA and a 120.72 % boost in R2.

滚动体轴承(REB)的剩余使用寿命(RUL)预测引起了学术界和工业界的广泛关注。然而,目前仍存在一些瓶颈,包括多传感器数据的有效利用、预测模型的可解释性以及整个生命周期的预测,这些都限制了预测的准确性。有鉴于此,我们提出了基于知识的可解释生命周期 RUL 预测框架。首先,考虑到快速变化信号的特征融合,将皮尔逊相关系数矩阵和特征变换目标函数纳入改进图卷积自动编码器。此外,为了整合多源信号,还提出了一种带有特征引导的级联多头自注意自动编码器来构建健康指标。然后,基于带离群点检测的连续梯度识别,将 REB 的整个生命周期划分为不同阶段。通过开发基于测量的修正寿命公式和双向递归门控双注意单元,实现了精确的生命周期 RUL 预测。利用提出的框架和现有的五个预测模型,分析了来自自行设计的测试平台和 PHM 2012 预测挑战数据集的数据。与五个预测模型中最强的预测模型相比,所提出的框架有了显著的改进。对于来自自行设计的测试平台的数据,校正累积相对准确度(CCRA)提高了 1.66%,判定系数(R2)提高了 49.00%。对于 PHM 2012 数据集,CCRA 提高了 4.04%,R2 提高了 120.72%。
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引用次数: 0
Complex system anomaly detection via learnable temporal-spatial graph with degradation tendency segmentation 通过可学习时空图与退化趋势分割进行复杂系统异常检测。
IF 6.3 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-07-06 DOI: 10.1016/j.isatra.2024.06.025

To guarantee the safety and reliability of equipment operation, such as liquid rocket engine (LRE), carrying out system-level anomaly detection (AD) is crucial. However, current methods ignore the prior knowledge of mechanical system itself, and seldom unite the observations with the inherent relation in data tightly. Meanwhile, they neglect the weakness and nonindependence of system-level anomaly which is different from component fault. To overcome above limitations, we propose a separate reconstruction framework using worsened tendency for system-level AD. To prevent anomalous feature being attenuated, we first propose to divide single sample into two equal-length parts along the temporal dimension. And we maximize the mean maximum discrepancy (MMD) between feature segments to force encoders to learn normal features with different distributions. Then, to fully explore the multivariate time series, we model temporal-spatial dependence by temporal convolution and graph attention. Besides, a joint graph learning strategy is proposed to handle prior knowledge and data characteristics simultaneously. Finally, the proposed method is evaluated on two real multi-sensor datasets from LRE and the results demonstrate the effectiveness and potential of the proposed method on system-level AD.

为保证液体火箭发动机(LRE)等设备运行的安全性和可靠性,进行系统级异常检测(AD)至关重要。然而,目前的方法忽视了机械系统本身的先验知识,很少将观测结果与数据的内在关系紧密结合起来。同时,它们还忽视了系统级异常不同于部件故障的弱点和非独立性。为了克服上述局限性,我们提出了一个利用系统级 AD 的恶化趋势进行重建的独立框架。为了防止异常特征被衰减,我们首先建议将单个样本沿时间维度分成两个等长的部分。我们将特征段之间的平均最大差异(MMD)最大化,以迫使编码器学习不同分布的正常特征。然后,为了充分探索多元时间序列,我们通过时间卷积和图注意来建立时空依赖模型。此外,我们还提出了一种联合图学习策略,以同时处理先验知识和数据特征。最后,我们在两个真实的 LRE 多传感器数据集上对所提出的方法进行了评估,结果证明了所提出的方法在系统级 AD 方面的有效性和潜力。
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引用次数: 0
Robust internal model control based on a novel generalized extended state observer and its application on a two-inertia system 基于新型广义扩展状态观测器的鲁棒内部模型控制及其在双惯性系统中的应用
IF 6.3 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-07-06 DOI: 10.1016/j.isatra.2024.07.005

Disturbance observer (DOB) and extended state observer (ESO) are extensively utilized to handle external disturbances and model uncertainties in the control system. Nevertheless, the integration of these two methods to improve disturbance suppression remains an open question. In this research, the disturbance compensation mechanism of DOB is employed to compensate the disturbance estimation error of ESO, thereby achieving an effective integration of DOB and ESO. Additionally, a generalized ESO (GESO) is proposed to replace ESO. A robust internal mode control (RIMC) scheme is then developed by incorporating GESO into a two-degree-of-freedom internal mode control (TDF-IMC) framework. Moreover, the equivalence of RIMC and classical TDF-IMC is given by a rigorous derivation under the frequency domain description. Finally, the RIMC is applied to the control of a two-inertia system to verify its superiority in terms of robustness, disturbance rejection, and resonance suppression.

干扰观测器(DOB)和扩展状态观测器(ESO)被广泛用于处理控制系统中的外部干扰和模型不确定性。然而,如何整合这两种方法以提高干扰抑制能力仍是一个未决问题。本研究采用 DOB 的扰动补偿机制来补偿 ESO 的扰动估计误差,从而实现 DOB 和 ESO 的有效集成。此外,还提出了一种广义 ESO(GESO)来替代 ESO。然后,通过将 GESO 纳入两自由度内模控制(TDF-IMC)框架,开发了鲁棒内模控制(RIMC)方案。此外,通过频域描述下的严格推导,给出了 RIMC 与经典 TDF-IMC 的等价性。最后,将 RIMC 应用于双惯性系统的控制,以验证其在鲁棒性、干扰抑制和共振抑制方面的优越性。
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引用次数: 0
Dynamics modeling and nonlinear attitude controller design for a rocket-type unmanned aerial vehicle 火箭型无人飞行器的动力学建模和非线性姿态控制设计。
IF 6.3 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-07-06 DOI: 10.1016/j.isatra.2024.06.029

This paper presents an altitude and attitude control system for a newly designed rocket-type unmanned aerial vehicle (UAV) propelled by a gimbal-based coaxial rotor system (GCRS) enabling thrust vector control (TVC). The GCRS is the only means of actuation available to control the UAV’s orientation, and the flight dynamics identify the primary control difficulty as the highly nonlinear and tightly coupled control distribution problem. To address this, the study presents detailed derivations of attitude flight dynamics and a control strategy to track the desired attitude trajectory. First, a Proportional-Integral-Derivative (PID) control algorithm is developed based on the formulation of linear matrix inequality (LMI) to ensure robust stability and performance. Second, an optimization algorithm using the Levenberg–Marquardt (LM) method is introduced to solve the nonlinear inverse mapping problem between the control law and the actual actuator outputs, addressing the nonlinear coupled control input distribution problem of the GCRS. In summary, the main contribution is the proposal of a new TVC UAV system based on GCRS. The PID control algorithm and LM algorithm were designed to solve the distribution problem of the actuation model and confirm altitude and attitude tracking missions. Finally, to validate the flight properties of the rocket-type UAV and the performance of the proposed control algorithm, several numerical simulations were conducted. The results indicate that the tightly coupled control input nonlinear inverse problem was successfully solved, and the proposed control algorithm achieved effective attitude stabilization even in the presence of disturbances.

本文介绍了一种新设计的火箭型无人飞行器(UAV)的高度和姿态控制系统,该飞行器由万向节同轴旋翼系统(GCRS)推进,可实现推力矢量控制(TVC)。GCRS 是控制无人飞行器方位的唯一可用驱动手段,而飞行动力学确定的主要控制难题是高度非线性和紧密耦合的控制分布问题。为解决这一问题,本研究详细推导了姿态飞行动力学和控制策略,以跟踪所需的姿态轨迹。首先,在线性矩阵不等式(LMI)的基础上开发了比例-积分-微分(PID)控制算法,以确保稳健的稳定性和性能。其次,引入了一种使用 Levenberg-Marquardt (LM) 方法的优化算法,以解决控制法则与实际执行器输出之间的非线性反映射问题,从而解决 GCRS 的非线性耦合控制输入分配问题。总之,本文的主要贡献在于提出了一种基于 GCRS 的新型 TVC 无人机系统。设计了 PID 控制算法和 LM 算法来解决执行模型的分布问题,并确认了高度和姿态跟踪任务。最后,为了验证火箭型无人机的飞行特性和所提控制算法的性能,进行了多次数值模拟。结果表明,成功地解决了紧耦合控制输入非线性逆问题,即使在存在干扰的情况下,所提出的控制算法也能实现有效的姿态稳定。
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引用次数: 0
Fault causes and its detection in standalone PV system using ANN and GEO technique 使用 ANN 和 GEO 技术检测独立光伏系统中的故障原因及其检测方法
IF 6.3 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-07-06 DOI: 10.1016/j.isatra.2024.06.030

Power generation systems using photovoltaic (PV) technology have become increasingly popular due to their high production efficiency. A partial shading defect is the most common defect in this system under the process of production, diminishing both the amount and quality of energy produced. This paper proposes an Artificial Neural Network and Golden Eagle Optimization based prediction of the fault and its detection in a standalone PV system to recover the optimum performance and diagnosis of the PV system. The proposed technique combines the Artificial Neural Network (ANN) and Golden Eagle Optimization (GEO) algorithm. The major contribution of this work is to raise PV systems' performance. The result is a defect in the classification and identification of an ANN is used. The use of GEO provides an efficient optimization technique for ANN training, which reduces the training time and improves the accuracy of the model. The proposed technique is executed on the MATLAB site and contrasted with different present techniques, like genetic algorithm (GA),Elephant Herding Optimization (EHO) and Particle Swarm Optimization (PSO). The findings displays that the proposed technique is more accurate and effective than the existing methodologies for detecting and diagnosing defects in PV systems.

采用光伏(PV)技术的发电系统因其生产效率高而越来越受欢迎。在生产过程中,部分遮光缺陷是该系统最常见的缺陷,会降低发电量和发电质量。本文提出了一种基于人工神经网络和金鹰优化技术的独立光伏系统故障预测和检测方法,以恢复光伏系统的最佳性能并对其进行诊断。所提出的技术结合了人工神经网络(ANN)和金鹰优化(GEO)算法。这项工作的主要贡献在于提高光伏系统的性能。其结果是使用了人工神经网络进行分类和识别。GEO 的使用为 ANN 的训练提供了有效的优化技术,缩短了训练时间,提高了模型的准确性。提议的技术在 MATLAB 网站上执行,并与遗传算法(GA)、大象放牧优化(EHO)和粒子群优化(PSO)等不同的现有技术进行对比。研究结果表明,在检测和诊断光伏系统缺陷方面,所提出的技术比现有方法更准确、更有效。
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引用次数: 0
Refined composite multiscale slope entropy and its application in rolling bearing fault diagnosis 完善的复合多尺度斜率熵及其在滚动轴承故障诊断中的应用
IF 6.3 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2024-07-04 DOI: 10.1016/j.isatra.2024.07.008

Rolling bearing is the key component of rotating machinery, and its vibration signal usually exhibits nonlinear and nonstationary characteristics when failure occurs. Multiscale permutation entropy (MPE) is an effective nonlinear dynamics analysis tool, which has been successfully applied to rolling bearing fault diagnosis in recent years. However, MPE ignores the deep amplitude information when measuring the complexity of the time series and the original multiscale coarse-graining is insufficient, which requires further research and improvement. In order to protect the integrity of information structure, a novel nonlinear dynamic analysis method termed refined composite multiscale slope entropy (RCMSlE) is proposed in this paper, which introduced the concept of refined composite to further boost the performance of MPE in nonlinear dynamical complexity analysis. Furthermore, RCMSlE utilizes a novel symbolic representation that takes full account of mode and amplitude information, which overcomes the weaknesses in describing the complexity and regularity of bearing signals. Based on this, a GWO-SVM multi-classifier is introduced to fulfill mode recognition, and then a new intelligent fault diagnosis method for rolling bearing based on RCMSlE and GWO-SVM is proposed. The experimental results show that the proposed method can not only accurately identify different fault types and degrees of rolling bearing, but also has a short computation time and better performance than other comparative methods.

滚动轴承是旋转机械的关键部件,其振动信号在发生故障时通常表现出非线性和非稳态特性。多尺度置换熵(MPE)是一种有效的非线性动力学分析工具,近年来已成功应用于滚动轴承故障诊断。然而,MPE 在测量时间序列的复杂性时忽略了深层振幅信息,且原有的多尺度粗粒化不够充分,需要进一步研究和改进。为了保护信息结构的完整性,本文提出了一种新的非线性动态分析方法,即精炼复合多尺度斜率熵(RCMSlE),它引入了精炼复合的概念,进一步提高了 MPE 在非线性动态复杂性分析中的性能。此外,RCMSlE 采用了新颖的符号表示法,充分考虑了模式和振幅信息,克服了轴承信号复杂性和规则性描述方面的弱点。在此基础上,引入了 GWO-SVM 多分类器来实现模式识别,然后提出了一种基于 RCMSlE 和 GWO-SVM 的新型滚动轴承智能故障诊断方法。实验结果表明,所提出的方法不仅能准确识别滚动轴承的不同故障类型和程度,而且计算时间短,性能优于其他比较方法。
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引用次数: 0
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