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Sustainability and high-level corruption in healthcare procurement: Profiles of Italian contracting authorities 医疗采购中的可持续性和高层腐败:意大利订约当局概况
IF 6.1 2区 经济学 Q1 Decision Sciences Pub Date : 2024-06-11 DOI: 10.1016/j.seps.2024.101988
Simone Del Sarto , Michela Gnaldi , Niccolò Salvini

Addressing corruption is crucial for building a sustainable healthcare system that ensures access, quality, and equity in healthcare delivery. Despite that, many current strategies to combat corruption in the healthcare sector do not evaluate high-level corruption, such as corruption risks occurring at sub-national levels. This work bridges this gap by providing corruption risk profiles of Italian contracting authorities responsible for procuring goods and services for healthcare facilities in the public procurement process. Using an array of 14 red flags of corruption risk and an extended Item Response Theory model applied to a big data source made available by the Italian Anti-corruption Authority, our main findings show that: i. the risk of corruption is a multidimensional occurrence, which can be represented as a four-dimensional latent variable; ii. there are eight clusters of contracting authorities, having distinct and well-defined risk profiles over the four ascertained dimensions of corruption risk; iii. the distribution of risk profiles at sub-national level showcases relevant geographic variations and emphasises the need for tailored anti-corruption strategies to effectively address region-specific challenges and risk factors.

解决腐败问题对于建立一个可持续的医疗保健系统,确保医疗保健服务的可及性、质量和公平性至关重要。尽管如此,目前许多打击医疗保健领域腐败的战略并未对高层次的腐败进行评估,如发生在国家以下层面的腐败风险。这项研究弥补了这一空白,提供了意大利负责在公共采购过程中为医疗设施采购货物和服务的订约当局的腐败风险概况。使用 14 个腐败风险红旗阵列和一个扩展的项目反应理论模型,并将其应用于意大利反贪局提供的大数据源,我们的主要研究结果表明:i. 腐败风险是一种多维现象,可表示为一个四维潜变量;ii.国家以下各级的风险分布情况显示了相关的地域差异,并强调需要制定有针对性的反腐败战略,以有效应对特定地区的挑战和风险因素。
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引用次数: 0
A framework of index system for gauging the sustainability of iranian provinces by fusing analytical hierarchy process (AHP) and rough set theory (RST) 融合层次分析法(AHP)和粗糙集理论(RST)的伊朗各省可持续性指标体系框架
IF 6.2 2区 经济学 Q1 Decision Sciences Pub Date : 2024-06-11 DOI: 10.1016/j.seps.2024.101975
Faramarz Khosravi, Gokhan Izbirak

Urban sustainability is essential to address the challenges posed by population explosion, excessive consumption, and environmental disasters. Controversial discussions between governments and academics in countries like Iran challenge sustainable development. This paper provides an integrated Analytical Hierarchy Process (AHP) and Rough Set Theory (RST) for determining attribute weights, and presents a new application of variance maximization in a mathematical model to determine more realistic integrated weights. An empirical study was conducted in 31 provinces of Iran using data from 2012 to 2019 to evaluate overall sustainability; sustainability in three pillars of social equity (SE), economic dynamism (ED), and environmental protection (EP); as well as to understand the importance of criteria in a localized system consisting of 27 sub-criteria. In terms of overall sustainability, Semnan and Tehran had the highest score with around 50 % and Sistan scoring the lowest at around 18 %. In terms of SE and ED, the regions were generally balanced. However, the eastern border provinces performed poorly in terms of EP. Zanjan had the greatest percentage of sustainable growth (29.25 %), while Sistan obtained the lowest (−19.75 %). The most important factors in strengthening SE, ED, and EP were healthcare, workforce, and environmental quality, respectively. This approach may assess sustainability from many national, provincial, and local dimensions, and its flexibility as well as the compatibility of the estimated findings with sensitivity analysis was proved. Then, strategies to improve urban sustainability, including increasing cooperation between provinces and regions and balanced growth in the pillars of sustainability, are presented.

要应对人口爆炸、过度消费和环境灾难带来的挑战,城市的可持续发展至关重要。在伊朗等国,政府和学术界之间的讨论存在争议,这对可持续发展提出了挑战。本文提供了一种综合分析层次过程(AHP)和粗糙集理论(RST)来确定属性权重,并介绍了方差最大化在数学模型中的新应用,以确定更切合实际的综合权重。利用 2012 年至 2019 年的数据对伊朗 31 个省进行了实证研究,以评估总体可持续性;社会公平(SE)、经济活力(ED)和环境保护(EP)三大支柱的可持续性;以及了解由 27 个次级标准组成的本地化系统中各项标准的重要性。在总体可持续性方面,塞姆南和德黑兰得分最高,约为 50%,锡斯坦得分最低,约为 18%。就东南部和东部地区而言,各地区基本平衡。然而,东部边境省份在可持续发展教育方面表现不佳。赞詹省的可持续增长百分比最高(29.25%),而锡斯坦省最低(-19.75%)。加强 SE、ED 和 EP 的最重要因素分别是医疗保健、劳动力和环境质量。这种方法可以从国家、省和地方多个层面评估可持续性,其灵活性以及估计结果与敏感性分析的兼容性得到了证明。然后,提出了改善城市可持续性的战略,包括加强省区之间的合作和可持续性支柱的平衡增长。
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引用次数: 0
The spatial effect of financial openness on high-quality economic development: Evidence from provincial-level data in China 金融开放对经济高质量发展的空间效应:来自中国省级数据的证据
IF 6.1 2区 经济学 Q1 Decision Sciences Pub Date : 2024-06-10 DOI: 10.1016/j.seps.2024.101987
Huan Zheng , Shaofan Wu

Serious environmental pollution challenges have compelled policymakers to replace China's previous crude rapid economic development model with high-quality economic development (HQED) to promote sustainable social progress. Since finance is the core of the modern economy, financial openness (FOPEN) may affect China's HQED. This study uses provincial-level data from 2007 to 2020 as a research sample to examine the relationship between the FOPEN and HQED. We construct indicator models for HQED and FOPEN and analyze the resulting spatiotemporal evolutionary features applying the Dagum Gini coefficient and kernel density estimation. We observe significant overall differences between HQED and FOPEN, which are mainly interregional in origin. In addition, HQED and FOPEN exhibit opposing dynamic evolutionary features, revealing that the polarization of the former (latter) is becoming progressively larger (smaller). With the spatial Durbin model, we demonstrate that FOPEN exerts a positive (negative) direct (indirect) impact on HQED. The subsample test indicates that the influence of FOPEN in the eastern and central regions is similar to the entire sample, while it has only a direct impact in the western region. These findings are validated by a series of robustness tests. Finally, our threshold effect analysis shows that FOPEN has a stronger promotional impact on HQED in regions with more advanced and rational industrial structure. The findings of this study suggest the policymakers should apply supporting policies to enhance the promotional direct effect and relieve the inhibiting indirect effect of FOPEN, and rationally plan local industrial structure upgrading, so as to more efficiently promote HQED.

严重的环境污染挑战迫使决策者以高质量的经济发展(HQED)取代中国以往粗放式的快速经济发展模式,以促进社会的可持续进步。由于金融是现代经济的核心,金融开放度(FOPEN)可能会影响中国的 HQED。本研究以 2007 年至 2020 年的省级数据为研究样本,考察 FOPEN 与 HQED 之间的关系。我们构建了 HQED 和 FOPEN 的指标模型,并运用达古姆基尼系数和核密度估计分析了两者的时空演化特征。我们观察到 HQED 和 FOPEN 之间存在明显的总体差异,这种差异主要源于地区间差异。此外,HQED 和 FOPEN 呈现出截然相反的动态演化特征,表明前者(后者)的两极分化正在逐渐变大(变小)。通过空间杜宾模型,我们证明了 FOPEN 对 HQED 产生了正向(负向)的直接(间接)影响。子样本检验表明,FOPEN 对东部和中部地区的影响与整个样本相似,而只对西部地区产生直接影响。一系列稳健性检验验证了这些结论。最后,我们的门槛效应分析表明,在产业结构更先进、更合理的地区,FOPEN 对 HQED 有更强的促进作用。研究结果表明,政策制定者应通过配套政策增强 FOPEN 的直接促进效应,缓解间接抑制效应,合理规划当地产业结构升级,从而更有效地促进 HQED 的发展。
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引用次数: 0
“NEET status duration and socio-economic background” "NEET状态持续时间与社会经济背景"
IF 6.1 2区 经济学 Q1 Decision Sciences Pub Date : 2024-06-10 DOI: 10.1016/j.seps.2024.101986
Elena Fabrizi , Antonella Rocca

NEET refers to young people who are not in employment, education or training. It can occur in a variety of situations and requires attention, especially if it tends to persist over time. Indeed, individuals who leave education and enter the labor market looking for a job are classified as NEET. While in the majority of cases they tend to move into employment status within a short period of time, in others they remain in this status for longer, with negative consequences for their future career or never enter the labor market. Although the scarring effect of longer spells outside the labor market (for unemployment or inactivity) is well known in the economic literature, empirical evidence on this topic are very limited due to the lack of adequate data needed for this analysis.

This article aims to fill this gap in the literature and is finalized to verify the influence exerted by the socio-economic background of individuals on the likelihood of becoming and remaining for a long time NEET, according to different levels of education. The analysis is based on AD-SILC dataset, obtained by matching the EU-SILC data with the administrative archives of the INPS, the National Institute for Social Security. Our results reveal that individuals with the same level of educational attainment, but from a higher socio-economic status, have a significantly shorter duration in the NEET condition and a higher probability of transitioning to employment. Conversely, individuals with the same level of education show no significant effects if they come from a low socio-economic background.

NEET 指的是没有就业、没有接受教育或培训的年轻人。它可能发生在各种情况下,需要加以关注,特别是如果它有长期存在的趋势。事实上,离开教育进入劳动力市场寻找工作的人都被归类为 NEET。虽然在大多数情况下,他们往往会在短时间内进入就业状态,但在另一些情况下,他们会保持这种状态较长时间,对其未来的职业生涯造成负面影响,或者从未进入过劳动力市场。本文旨在填补这一文献空白,并根据不同的教育水平,最终验证个人的社会经济背景对成为和长期保持 NEET 的可能性所产生的影响。分析基于 AD-SILC 数据集,该数据集是通过将欧盟-SILC 数据与国家社会保障研究所(INPS)的行政档案进行匹配而获得的。我们的研究结果表明,教育程度相同但社会经济地位较高的人,其处于 NEET 状态的时间明显较短,而过渡到就业状态的概率较高。相反,教育程度相同但社会经济地位较低的人则没有明显的影响。
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引用次数: 0
Optimal restoration of power infrastructure following a disaster with environmental hazards 环境灾害发生后电力基础设施的优化恢复
IF 6.2 2区 经济学 Q1 Decision Sciences Pub Date : 2024-06-08 DOI: 10.1016/j.seps.2024.101974
Rachel Moglen , Benjamin D. Leibowicz , Alexis Kwasinski , Grant Cruse

After a disaster, the power grid helps support infrastructure systems that are essential to the recovery effort in addition to the critical services it provides every day. This paper provides an approach for optimal power grid restoration in disaster contexts with environmental hazards. These hazards, such as unstable structures, smoke, chemical hazards, and abnormal radioactivity, may pose acute and accumulating risks to repair workers and impede the restoration process. We therefore formulate a mixed-integer linear program (MILP) that generates an optimal restoration plan with constraints imposed by acute and accumulating environmental hazards. We also develop a heuristic inspired by trends that we observe in optimal restoration strategies, and we compare its performance to that of an optimal restoration strategy. For our case study, we model a stylized disaster that approximates the patterns of a number of disasters including earthquakes, fires, industrial facility explosions, or nuclear reactor incidents. We analyze the performance of the heuristic and optimal restoration strategies on a modified IEEE 123-bus test network. We find that the optimal restoration strategy is able to restore power service more quickly than the heuristic strategy while also exposing repair workers to less acute and cumulative environmental hazards. We also find that as disaster severity increases, the performance difference between the heuristic and optimal restoration strategies grows. Finally, our results show that both the optimal and heuristic algorithms can be useful tools for identifying vulnerable regions of a power grid.

灾难发生后,电网除了每天提供关键服务外,还帮助支持对恢复工作至关重要的基础设施系统。本文提供了一种在存在环境危害的灾难背景下优化电网恢复的方法。这些危害,如不稳定结构、烟雾、化学危害和异常放射性,可能会给抢修人员带来急性和累积性风险,并阻碍修复过程。因此,我们制定了一个混合整数线性程序 (MILP),在急性和累积性环境危害的约束下生成最优修复计划。我们还受最优修复策略趋势的启发,开发了一种启发式方法,并将其性能与最优修复策略进行了比较。在案例研究中,我们模拟了一种近似于地震、火灾、工业设施爆炸或核反应堆事故等多种灾难模式的风格化灾难。我们在修改后的 IEEE 123 总线测试网络上分析了启发式策略和最优恢复策略的性能。我们发现,与启发式策略相比,最优恢复策略能够更快地恢复电力服务,同时也能减少抢修人员所面临的急性和累积性环境危害。我们还发现,随着灾害严重程度的增加,启发式策略和最优恢复策略之间的性能差异也在扩大。最后,我们的结果表明,最优算法和启发式算法都是识别电网脆弱区域的有用工具。
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引用次数: 0
Semi-parametric approach for modelling overdispersed count data with application to Industry 4.0 应用于工业 4.0 的超分散计数数据建模半参数方法
IF 6.1 2区 经济学 Q1 Decision Sciences Pub Date : 2024-06-08 DOI: 10.1016/j.seps.2024.101976
S. Bonnini , M. Borghesi , M. Giacalone

The paper deals with a test for the goodness-of-fit of a model for count data, in the framework of Generalized Linear Models. The motivating example concerns the study on the effectiveness of policy incentives for the adoption of 4.0 technologies by Small and Medium Enterprises. According to the literature, openness to Industry 4.0 should be measured in terms of the number of 4.0 technologies adopted, represented by a count variable. To investigate the effectiveness of public policy interventions to encourage the adoption of 4.0 technologies, we propose the application of a model for count data with a permutation ANOVA to test the goodness-of-fit and for the model selection. When the distribution of the response is neither Poisson nor Negative Binomial, and in the quite common situation in which the response variance is much greater than the mean, the classic Poisson regression and Negative Binomial regression are not valid. The proposed testing method is based on the combination of permutation tests on the significance of the regression coefficient estimates. The power behaviour of the proposed semi-parametric solution is investigated through a comparative Monte Carlo simulation study. The performance of such a method is compared to those of the two main parametric competitors. The application of the permutation test to an interesting case study is presented. The dataset is original, and related to a sample survey carried out in Italy, about the adoption of Industry 4.0 technologies by Italian enterprises.

本文涉及在广义线性模型框架内对计数数据模型拟合度的检验。激励性实例涉及中小型企业采用 4.0 技术的政策激励效果研究。根据文献,对工业 4.0 的开放程度应以采用 4.0 技术的数量来衡量,用计数变量表示。为了研究鼓励采用 4.0 技术的公共政策干预措施的有效性,我们建议采用一个计数数据模型,并使用排列组合方差分析来检验拟合度和模型选择。当响应的分布既不是泊松分布也不是负二项分布时,以及在响应方差远大于均值的常见情况下,经典的泊松回归和负二项回归都是无效的。所提出的检验方法是基于对回归系数估计值的显著性进行组合排列检验。通过蒙特卡罗模拟比较研究,对所提出的半参数解决方案的幂等行为进行了调查。这种方法的性能与两个主要参数竞争者的性能进行了比较。还介绍了在一个有趣的案例研究中应用置换检验的情况。数据集是原创的,与在意大利进行的关于意大利企业采用工业 4.0 技术的抽样调查有关。
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引用次数: 0
A decision analytics approach for sustainable urbanization using q-rung orthopair fuzzy soft set-based Aczel–Alsina aggregation operators 使用基于 Q-rung orthopair 模糊软集的 Aczel-Alsina 聚合算子的可持续城市化决策分析方法
IF 6.1 2区 经济学 Q1 Decision Sciences Pub Date : 2024-06-08 DOI: 10.1016/j.seps.2024.101949
Aurang Zeb , Waseem Ahmad , Muhammad Asif , Tapan Senapati , Vladimir Simic , Muzhou Hou

Benefits of urbanization include increased economic opportunities, better access to technology, healthcare, and education, as well as a better standard of living. The generalized extension of the q-rung orthopair fuzzy set in combination with the soft set (SS) is introduced to determine which location is most likely to be favourable for urban growth. The Aczel–Alsina aggregation operators (AA’AOs) for q-rung orthopair fuzzy soft set (q-ROFSS) are formulated. The generalized nature of q-ROFSS is due to flexibility in the index of membership and non-membership, which provide decision-makers more freedom to express their opinions. The developed AA’AOs are based on the Aczel–Alsina (AA) t-norm and t-conorm that emphasize parameter variability. Important properties of these operators are studied. A novel approach based on q-ROFSS is established. The approach is tested with a case study problem related to urbanization. In this scenario, a company is searching for the best possible area to develop a housing society. The results show that the approach is highly valuable and easily applicable. The stability of the operators is examined through comparative analysis. The findings of sensitivity analysis show that increasing parameters in q-ROFSS leads to diminishing the impact of the non-membership operation, indicating geometric expansion and mathematical rebalancing of dominance between operations.

城市化的好处包括增加经济机会,更好地获取技术、医疗保健和教育,以及提高生活水平。本文介绍了 q-rung 正交模糊集的广义扩展,并结合软集(SS)来确定哪个地点最有可能有利于城市发展。为 q-rung 正对模糊软集(q-ROFSS)制定了 Aczel-Alsina 聚合算子(AA'AOs)。q-ROFSS 的广义性在于成员和非成员指数的灵活性,这为决策者提供了更多表达意见的自由。所开发的 AA'AO 以强调参数可变性的 Aczel-Alsina (AA) t-norm 和 t-conorm 为基础。对这些算子的重要特性进行了研究。建立了一种基于 q-ROFSS 的新方法。该方法通过一个与城市化相关的案例研究问题进行了测试。在这个案例中,一家公司正在寻找开发住宅小区的最佳区域。结果表明,该方法非常有价值,而且易于应用。通过比较分析,研究了运营商的稳定性。敏感性分析的结果表明,q-ROFSS 中参数的增加会导致非会员操作的影响减小,这表明操作之间的几何扩展和主导地位的数学再平衡。
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引用次数: 0
Financial constraints prediction to lead socio-economic development: An application of neural networks to the Italian market 预测财务制约因素,引领社会经济发展:神经网络在意大利市场的应用
IF 6.1 2区 经济学 Q1 Decision Sciences Pub Date : 2024-06-07 DOI: 10.1016/j.seps.2024.101973
G.G. Calabrese , G. Falavigna , R. Ippoliti

This study applies a neural network framework to optimize the classification of firms and to predict their difficulties in collecting external financial resources in the short term. In detail, we adopt replicated bootstrapped algorithms optimized on sensitivity and specificity as error measures and we propose a comparative analysis to identify the best-performing one. According to our results, the Conjugate gradient backpropagation with Fletcher-Reeves updates (i.e., CGF) is the best-performing algorithm, with sensitivity equal to 74.41 % and specificity equal to 70.11 %. Then, we use this algorithm and its weights to provide a classification of the Italian manufacturing industry in 2019, identifying the geographical areas in which firms under financial constraints are located, as well as the most critical industrial sectors. Based on this evidence, and considering the implementation of a cohesion policy, we highlight interventions by policy makers to support firms’ access to the capital market, fostering their investments and the consequent socio-economic development.

本研究采用神经网络框架来优化企业分类,并预测企业在短期内收集外部资金的困难。具体而言,我们采用了以灵敏度和特异性为误差度量的复制引导算法,并提出了一种比较分析方法,以确定表现最佳的算法。根据我们的结果,带有 Fletcher-Reeves 更新的共轭梯度反向传播算法(即 CGF)是表现最好的算法,其灵敏度等于 74.41%,特异度等于 70.11%。然后,我们使用该算法及其权重对 2019 年的意大利制造业进行了分类,确定了存在财务限制的企业所在的地理区域,以及最关键的工业部门。基于这些证据,并考虑到凝聚力政策的实施,我们强调了政策制定者的干预措施,以支持企业进入资本市场,促进其投资和随之而来的社会经济发展。
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引用次数: 0
Factor-Augmented Autoregressive Neural Network to forecast NOx in the city of Madrid 用于预测马德里市氮氧化物的因子增强自回归神经网络
IF 6.1 2区 经济学 Q1 Decision Sciences Pub Date : 2024-06-07 DOI: 10.1016/j.seps.2024.101958
Gema Fernández-Avilés , Raffaele Mattera , Germana Scepi

Air pollution poses a significant threat to public health and the environment in urban areas worldwide. In the context of urban air quality, nitrogen oxides (NOx), comprising nitrogen dioxide (NO2) and nitric oxide (NO), stand out as key pollutants with well-documented adverse effects. The city of Madrid, as the capital and largest urban center of Spain and the third largest of Europe, is no exception to the challenges posed by NOx pollution. Most of the recent literature on forecasting air pollution, and specifically on NOx, is based on the use of Neural Networks (NN). Little is known about the forecasting ability of factor models in this context. The main aim of this paper is to use Factor-Augmented Autoregressive Neural Networks (FA-ARNN-X) to predict future patterns of NOx pollutants in the territorial monitoring stations of Madrid, using lagged NOx values, meteorological variables and latent factors. The main results indicate that the proposed forecasting model provides statistically more accurate predictions of air pollution than its competing benchmarks and should be used by policymakers for more accurate air pollution monitoring.

空气污染对全球城市地区的公众健康和环境构成了重大威胁。在城市空气质量方面,氮氧化物(NOx),包括二氧化氮(NO2)和一氧化氮(NO),是主要污染物,其不良影响有据可查。作为西班牙首都和最大的城市中心以及欧洲第三大城市,马德里也不例外地面临着氮氧化物污染带来的挑战。最近关于预测空气污染,特别是氮氧化物的文献大多基于神经网络(NN)的使用。在这种情况下,人们对因子模型的预测能力知之甚少。本文的主要目的是使用因子增强自回归神经网络(FA-ARNN-X),利用滞后的氮氧化物值、气象变量和潜在因子,预测马德里地区监测站氮氧化物污染物的未来模式。主要结果表明,与同类基准相比,所提出的预测模型对空气污染的预测在统计上更为准确,政策制定者应利用该模型进行更准确的空气污染监测。
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引用次数: 0
Efficiency and benchmarks for photovoltaic power generation amid uncertain conditions 不确定条件下的光伏发电效率和基准
IF 6.1 2区 经济学 Q1 Decision Sciences Pub Date : 2024-06-05 DOI: 10.1016/j.seps.2024.101971
Yuya Nakamoto , Shogo Eguchi , Hirotaka Takayabu

Photovoltaic (PV) power generation systems are highly subject to weather and site conditions, thus, the construction of PV power plant projects must consider these uncertainties. This study analyzes the monthly electricity generation of 249 utility-scale PV power plants in Japan to evaluate their electricity generation efficiency. Applying the generic data envelopment analysis, benchmark values were identified for power generation from PV power plants. Furthermore, we implemented a Monte Carlo experiment to evaluate the impact of variability in solar irradiance and temperature on power generation efficiency. For our analysis, we considered three inputs—solar irradiance, temperature, and installed capacity—and electricity generation as the output. The results showed that inter-regional gap in the efficiency score between the west and north regions is 0.03, and this can be covered by a 0.1 increase in the DC/AC ratio. Additionally, variability in weather conditions affect both the efficiency of a power plant and production possibility frontier, in turn causing the benchmark values for a generic decision-making unit to vary. Increasing the generation capacity of power plants and operating them more efficiently is essential to expanding the use of renewable energy resources.

光伏发电系统受天气和场地条件的影响很大,因此光伏电站项目的建设必须考虑这些不确定因素。本研究分析了日本 249 个公用事业规模光伏电站的月发电量,以评估其发电效率。应用通用数据包络分析法,确定了光伏电站发电量的基准值。此外,我们还实施了蒙特卡洛实验,以评估太阳辐照度和温度变化对发电效率的影响。在分析中,我们考虑了三项输入--太阳辐照度、温度和装机容量,并将发电量作为输出。结果表明,西部和北部地区的效率得分差距为 0.03,而这一差距可以通过提高 0.1 的直流/交流比来弥补。此外,天气条件的变化会影响发电厂的效率和生产可能性前沿,进而导致通用决策单元的基准值发生变化。提高发电厂的发电能力和运营效率对于扩大可再生能源的使用至关重要。
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引用次数: 0
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Socio-economic Planning Sciences
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