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Unveiling New Frontiers of Downlink Training in User-Centric Cell-Free Massive MIMO 揭开以用户为中心的无小区大规模多输入多输出(MIMO)下行链路训练的新领域
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-08-20 DOI: 10.1109/OJCOMS.2024.3445990
Guillem Femenias;Felip Riera-Palou
Cell-free massive MIMO (CF-mMIMO) emerges as a pivotal technology in the landscape of beyond-5G and 6G wireless networks, addressing the ever-increasing demand for seamless connectivity and unprecedented data throughput. This paper undertakes a comprehensive exploration of scalable usercentric (UC) CF-mMIMO systems, focusing on critical aspects of downlink (DL) channel state information (CSI) acquisition and its intricate interactions with both distributed and centralized precoding strategies. The paper delves into the crucial role of DL CSI acquisition, particularly in scenarios of weak channel hardening arising from sparse subsets of access points (APs) serving specific mobile stations (MS) in UC strategies, and transmission over spatially correlated multiple keyhole Ricean fading channels. The main contributions of this research work include in-depth analyses of different detection schemes under varying precoding scenarios, offering valuable insights for practical deployment. The pivotal role of DL CSI acquisition in optimizing the performance of UC CF-mMIMO networks is fully assessed, dismissing the use of DL pilot-based detection approaches and advocating for either centralized precoding architectures with statistical CSI-based decoding strategies at the MSs or distributed precoding schemes with DL blind channel estimation-based decoders at the MSs.
无蜂窝大规模多输入多输出(CF-mMIMO)是超越 5G 和 6G 无线网络的关键技术,可满足对无缝连接和前所未有的数据吞吐量不断增长的需求。本文全面探讨了可扩展的以用户为中心(UC)CF-mMIMO 系统,重点关注下行链路(DL)信道状态信息(CSI)获取的关键方面及其与分布式和集中式预编码策略之间错综复杂的相互作用。论文深入探讨了下行链路 CSI 获取的关键作用,尤其是在 UC 策略中服务于特定移动台(MS)的接入点(AP)子集稀疏导致信道硬化较弱的情况下,以及在空间相关的多锁孔赖森衰落信道上传输时。这项研究工作的主要贡献包括深入分析不同预编码情况下的不同检测方案,为实际部署提供有价值的见解。研究充分评估了 DL CSI 获取在优化 UC CF-mMIMO 网络性能方面的关键作用,否定了使用基于 DL 试点的检测方法,提倡在 MS 上采用基于 CSI 统计解码策略的集中式预编码架构,或在 MS 上采用基于 DL 盲信道估计解码器的分布式预编码方案。
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引用次数: 0
Device-Level Energy Efficient Strategies in Machine Type Communications: Power, Processing, Sensing, and RF Perspectives 机器型通信中的设备级节能策略:电源、处理、传感和射频视角
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-08-14 DOI: 10.1109/OJCOMS.2024.3443920
Unalido Ntabeni;Bokamoso Basutli;Hirley Alves;Joseph Chuma
The objective of our work is to provide an in-depth analysis and compilation of device-level strategies for enhancing the energy efficiency of Machine-Type Communication (MTC). The necessity for such strategies stems from the growing demand for sustainable and energy-efficient communication systems in various industries. We begin by presenting a comprehensive background on MTC, detailing its essential characteristics, the architecture of machine-type devices (MTDs), and their diverse applications. Next, we explore a range of energy-efficient techniques designed to optimize key subsystems of MTDs. These subsystems include the radio for communication efficiency, processing power for computational efficiency, and sensing subsystems for data acquisition efficiency. Each technique is evaluated for its potential impact on overall energy consumption and the trade-offs and limitations associated with these techniques are also assessed. In concluding, the paper highlights potential future research directions in this domain, outlining the ongoing need for innovative solutions to meet the escalating demands of energy efficiency in MTC.
我们的工作旨在深入分析和汇编设备级策略,以提高机器型通信(MTC)的能效。各行各业对可持续和高能效通信系统的需求日益增长,因此有必要制定此类策略。我们首先全面介绍了 MTC 的背景,详细说明了其基本特征、机器型设备 (MTD) 的架构及其各种应用。接下来,我们将探讨一系列旨在优化 MTD 关键子系统的节能技术。这些子系统包括提高通信效率的无线电、提高计算效率的处理能力以及提高数据采集效率的传感子系统。本文评估了每种技术对总体能耗的潜在影响,还评估了与这些技术相关的权衡和局限性。最后,本文强调了这一领域未来的潜在研究方向,概述了对创新解决方案的持续需求,以满足 MTC 对能效不断升级的要求。
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引用次数: 0
Noncoherent Frequency-Shift Keying for Ambient Backscatter Over OFDM Signals 针对 OFDM 信号上环境反向散射的非相干移频键控
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-08-14 DOI: 10.1109/OJCOMS.2024.3444719
Mohamed A. ElMossallamy;Miao Pan;Riku Jäntti;Karim G. Seddik;Geoffrey Ye Li;Zhu Han
In this paper, we investigate frequency shift keying (FSK) over ambient orthogonal frequency division multiplexed (OFDM) signals. By cycling through a sequence of antenna loads providing different phase shifts at the tag, we are able to unidirectionally shift the ambient OFDM spectrum either up or down in frequency to disjoint subsets of the subcarriers allowing the implementation of FSK. We exploit the guard bands and the orthogonality of the OFDM subcarriers to avoid both direct-link and adjacent channel interference. Different from energy detection based techniques that suffer from asymmetric error probabilities and rely on signal-to-noise ratio (SNR) dependent detection thresholds, the proposed scheme has symmetric error probabilities and allows simple detection without the need for a threshold. We present both binary and four-ary schemes, and analyze the error performance of the optimal noncoherent detectors. For the binary scheme, we obtain exact expressions for the average probability of error, while for the four-ary scheme, a union bound is used to characterize the error performance. Single and multi-antenna receivers are considered, and their performance is analyzed. Finally, we present simulation results to corroborate our analysis and investigate the effects of multiple system parameters. The results show that the proposed scheme outperforms the baseline energy detection based schemes available in the literature in various scenarios by up to 5 dB.
本文研究了环境正交频分复用(OFDM)信号上的频移键控(FSK)。通过在标签上循环使用一系列提供不同相移的天线负载,我们能够将环境 OFDM 频谱的频率单向上移或下移至子载波的不连续子集,从而实现 FSK。我们利用保护带和 OFDM 子载波的正交性来避免直接链路和相邻信道干扰。基于能量检测的技术存在非对称错误概率并依赖于与信噪比(SNR)相关的检测阈值,与之不同的是,我们提出的方案具有对称错误概率,无需阈值即可进行简单检测。我们提出了二元和四元方案,并分析了最优非相干检测器的误差性能。对于二进制方案,我们获得了平均错误概率的精确表达式,而对于四进制方案,我们使用了联合约束来描述错误性能。我们考虑了单天线和多天线接收器,并分析了它们的性能。最后,我们给出了仿真结果,以证实我们的分析,并研究多个系统参数的影响。结果表明,所提出的方案在各种情况下均优于文献中基于能量检测的基线方案,最高可达 5 dB。
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引用次数: 0
DRL-Based Availability-Aware Migration of a MEC Service 基于 DRL 的具有可用性意识的 MEC 服务迁移
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-08-14 DOI: 10.1109/OJCOMS.2024.3443514
Annisa Sarah;Gianfranco Nencioni;Md Muhidul Islam Khan
Multi-access Edge Computing (MEC) allows a mobile user to access a service on a computing device called MEC Host (MEH), enabling lower latency by running the service closer to the users. When the user moves away from the serving MEH, the latency increases, which may cause a disruption of the user experience and of the service continuity. Moreover, the serving MEH may also fail, making the service unavailable. We propose a solution to a service migration problem that maximizes the MEC service availability by jointly deciding (i) migration timing and (ii) target MEH based on latency constraint, resource constraint, and availability status of a MEH. We solve the problem by using Deep Reinforcement Learning (DRL). The experiment shows that our proposed solution can successfully maintain a high service availability (more than 94%) in the presence of different failure probabilities, while another algorithm gives unstable service availability.
多接入边缘计算(MEC)允许移动用户访问称为 MEC 主机(MEH)的计算设备上的服务,通过在更靠近用户的地方运行服务来降低延迟。当用户远离服务 MEH 时,延迟就会增加,这可能会影响用户体验和服务的连续性。此外,服务 MEH 也可能发生故障,导致服务不可用。我们针对服务迁移问题提出了一种解决方案,该方案通过根据延迟约束、资源约束和 MEH 的可用性状态共同决定 (i) 迁移时机和 (ii) 目标 MEH,最大限度地提高 MEC 服务的可用性。我们利用深度强化学习(DRL)来解决这个问题。实验表明,在存在不同故障概率的情况下,我们提出的解决方案可以成功地保持较高的服务可用性(超过 94%),而另一种算法给出的服务可用性并不稳定。
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引用次数: 0
Smart Energy-Efficient Encryption for Wireless Multimedia Sensor Networks Using Deep Learning 利用深度学习为无线多媒体传感器网络进行智能节能加密
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-08-13 DOI: 10.1109/OJCOMS.2024.3442855
Osama A. Khashan;Nour M. Khafajah;Waleed Alomoush;Mohammad Alshinwan;Emad Alomari
Wireless multimedia sensor networks (WMSNs) have gained considerable attention across various applications due to their capabilities for real-time multimedia data collection, efficient monitoring, and flexible deployment. Despite advancements, challenges persist in ensuring security, optimizing efficiency, and minimizing energy consumption due to the open remote medium, large volumes of multimedia, and inherent resource constraints in WMSNs. This paper introduces an innovative energy-efficient protection model for WMSNs, leveraging advanced deep learning techniques. The model utilizes a lightweight Tiny YOLO-v7 framework to dynamically identify objects within captured images, thereby reducing the need to transmit superfluous data. Moreover, the model combines the lightweight Speck cipher for the encryption of detected objects with a scrambling method that permutes and shuffles all image pixels. An effective key management scheme is also integrated to secure communication and image exchange among nodes within the network. By restricting encryption and transmission to sensitive images containing foreign objects, the proposed model significantly reduces operational overhead. The experimental results showcase the effectiveness of the proposed model in reducing node power consumption by approximately 49% compared to conventional methods, which encrypt and transmit all generated images. Furthermore, the model demonstrates a significant 50% improvement in extending network lifetime compared to related encryption solutions. The security analysis substantiates the model’s resistance against diverse attacks, ensuring compliance with the stringent security requirements of WMSNs. Furthermore, the model exhibits strong potential for real-time applications in dynamic monitoring and secure environments.
无线多媒体传感器网络(WMSN)具有实时多媒体数据收集、高效监控和灵活部署的功能,因此在各种应用中受到广泛关注。尽管取得了进步,但由于 WMSN 的开放式远程介质、大量多媒体和固有的资源限制,在确保安全、优化效率和最小化能耗方面仍然存在挑战。本文利用先进的深度学习技术,为 WMSN 引入了一种创新的高能效保护模型。该模型利用轻量级 Tiny YOLO-v7 框架动态识别捕获图像中的对象,从而减少了传输多余数据的需要。此外,该模型还结合了轻量级 Speck 密码,用于对检测到的物体进行加密,同时还采用了一种扰乱方法,对所有图像像素进行排列和洗牌。此外,还集成了有效的密钥管理方案,以确保网络内节点之间的通信和图像交换安全。通过将加密和传输限制在包含外来物体的敏感图像上,所提出的模型大大降低了运行开销。实验结果表明,与加密和传输所有生成图像的传统方法相比,所提出的模型能有效降低约 49% 的节点功耗。此外,与相关加密解决方案相比,该模型在延长网络寿命方面有 50% 的显著改进。安全分析证实,该模型可抵御各种攻击,确保符合 WMSN 的严格安全要求。此外,该模型在动态监控和安全环境中的实时应用方面展现出强大的潜力。
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引用次数: 0
Goal-Oriented Reinforcement Learning in THz-Enabled UAV-Aided Network Using Supervised Learning 利用监督学习在太赫兹无人机辅助网络中进行目标导向强化学习
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-08-12 DOI: 10.1109/OJCOMS.2024.3442709
Atefeh Termehchi;Tingnan Bao;Aisha Syed;William Sean Kennedy;Melike Erol-Kantarci
Deep reinforcement learning (DRL) has been a key machine learning technique in many 5G and 6G applications. DRL agents learn optimal (or sub-optimal) policies by interacting with the environment. However, this process often involves numerous uninformative and repetitive message transmissions between the DRL agent and its environment. In this paper, we address the problem of reducing interactions between the DRL agent and the environment, called goal-oriented DRL. Meanwhile, Terahertz (THz) bands and unmanned aerial vehicles (UAVs) are considered two of the main enablers of 6G. Therefore, we investigate the goal-oriented DRL problem in a THz-enabled UAV-aided network. We formulate it as an optimization problem with the goals of i) reducing interactions between the UAV (DRL agent) and IoT devices (environment), ii) maximizing the number of served IoT devices, and iii) ensuring fairness. The constraints include the movement characteristics of IoT devices, the maximum speed limitation of the UAV, the QoS requirements of the served IoT devices, and the limited uplink coverage of the THz-enabled UAV. This problem is a mixed-integer nonlinear programming optimization problem and is NP-hard. To address this problem, we employ the decoupling optimization method and an approach inspired by the self-triggered method from control engineering. Specifically, the problem is divided into two sub-problems; Then, we propose using supervised learning as a teacher for DRL to reduce the interactions. Our simulation results show that the goal-oriented DRL approach outperforms conventional methods by reducing interactions and maintaining good performance in terms of the number of served IoT devices and fairness.
深度强化学习(DRL)是许多 5G 和 6G 应用中的关键机器学习技术。DRL 代理通过与环境交互来学习最优(或次优)策略。然而,在这一过程中,DRL 代理与其环境之间往往需要进行大量无信息的重复信息传输。在本文中,我们要解决的问题是减少 DRL 代理与环境之间的交互,即所谓的 "目标导向 DRL"。与此同时,太赫兹(THz)频段和无人机(UAV)被认为是 6G 的两个主要推动因素。因此,我们研究了太赫兹无人机辅助网络中面向目标的 DRL 问题。我们将其表述为一个优化问题,其目标是 i) 减少无人机(DRL 代理)与物联网设备(环境)之间的交互;ii) 使服务的物联网设备数量最大化;iii) 确保公平性。约束条件包括物联网设备的移动特性、无人机的最大速度限制、所服务物联网设备的 QoS 要求以及太赫兹无人机有限的上行链路覆盖范围。该问题是一个混合整数非线性编程优化问题,具有 NP 难度。为了解决这个问题,我们采用了解耦优化方法和受控制工程中自触发方法启发的方法。具体来说,该问题被分为两个子问题;然后,我们提出使用监督学习作为 DRL 的教师,以减少交互。我们的仿真结果表明,以目标为导向的 DRL 方法优于传统方法,不仅减少了交互,还在服务的物联网设备数量和公平性方面保持了良好的性能。
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引用次数: 0
Scenario-Agnostic Localization System for Cellular Network Based on Feature Engineering 基于特征工程的 Celullar 网络场景诊断定位系统
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-08-07 DOI: 10.1109/OJCOMS.2024.3440186
Hao Qiang Luo-Chen;Emil J. Khatib;Deepak Sethi;Eduardo Cruz;Asier Arostegui;Raúl Martín;Raquel Barco Moreno
In the last few years, location-aware services and network management have driven the demand for user location estimation in mobile networks. Nevertheless, the location obtained from user terminals is not usually accessible to mobile operators. In addition, available cell Key Performance Indicators (KPI) vary highly from network to network, and only a few of them are always enabled widely. Currently prevalent Machine Learning (ML) based solutions have achieved high precision, but they are bound to a trained scenario, restricting their application to new areas. We propose a method for creating scenario-agnostic prediction models which solves these problems through applying feature engineering, over a small set of easily obtainable KPIs, applicable for any ML method. Finally, the performance of the proposed method is demonstrated using real network datasets.
在过去几年中,位置感知服务和网络管理推动了移动网络对用户位置估算的需求。然而,移动运营商通常无法获取从用户终端获得的位置信息。此外,不同网络中可用的小区关键性能指标(KPI)差异很大,而且只有少数指标总是被广泛启用。目前流行的基于机器学习(ML)的解决方案已经达到了很高的精度,但它们受限于训练有素的场景,限制了它们在新领域的应用。我们提出了一种创建与场景无关的预测模型的方法,该方法通过应用特征工程来解决这些问题,它涵盖了一小部分易于获取的关键绩效指标,适用于任何 ML 方法。最后,我们使用真实网络数据集展示了所提方法的性能。
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引用次数: 0
2-Bit RIS Prototyping Enhancing Rapid-Response Space-Time Wavefront Manipulation for Wireless Communication: Experimental Studies 2 位 RIS 原型开发增强了无线通信的快速响应时空波前操纵:实验研究
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-08-06 DOI: 10.1109/OJCOMS.2024.3439558
Yufei Zhao;Yuan Feng;Afkar Mohamed Ismail;Ziyue Wang;Yong Liang Guan;Yongxin Guo;Chau Yuen
Reconfigurable metasurface, also known as Reconfigurable Intelligent Surfaces (RIS), with its flexible beamforming, low-cost, and easy industrial deployment characteristics, presents many interesting solutions in wireless application scenarios. This paper presents a sophisticated reconfigurable metasurface architecture that introduces an advanced concept of flexible full-array space-time wavefront manipulation with enhanced dynamic capabilities. The practical 2-bit phase-shifting unit cell on the RIS is distinguished by its ability to maintain four stable phase states, each with 90° differences, and features an insertion loss of less than 0.6 dB across a bandwidth of 200 MHz. All reconfigurable unit cells are equipped with meticulously designed control circuits, governed by an intelligent core composed of multiple Micro-Controller Units (MCUs), enabling rapid control response across the entire RIS array. Owing to the capability of each unit cell on the metasurface to independently switch states, the entire RIS is not limited to controlling general beams with specific directional patterns but also generates beams with more complex structures, including multi-focus 3D spot beams and vortex beams. This development substantially broadens its applicability across various industrial wireless transmission scenarios. Moreover, by leveraging the rapid-respond space-time coding and the full-array independent programmability of the RIS prototyping operating at 10.7 GHz, we have demonstrated that: 1) The implementation of 3D spot beams scanning facilitates dynamic beam tracking and real-time communication under the indoor near-field scenario; 2) The rapid wavefront rotation of vortex beams enables precise modulation of signals within the Doppler domain, showcasing an innovative approach to wireless signal manipulation; 3) The beam steering experiments for blocking users under outdoor far-field scenarios, verifying the beamforming capability of the RIS board.
可重构元表面,又称可重构智能表面(RIS),具有灵活的波束成形、低成本和易于工业部署等特点,为无线应用场景提供了许多有趣的解决方案。本文介绍了一种复杂的可重构元表面架构,该架构引入了灵活的全阵列时空波前操纵的先进理念,具有更强的动态功能。RIS 上的实用 2 位移相单元的特点是能够保持四个稳定的相位状态,每个相位差 90°,并且在 200 MHz 的带宽内插入损耗小于 0.6 dB。所有可重构单元都配备了精心设计的控制电路,由多个微控制器单元(MCU)组成的智能内核对其进行控制,从而实现了对整个 RIS 阵列的快速控制响应。由于元表面上的每个单元都能独立切换状态,因此整个 RIS 不局限于控制具有特定方向模式的普通光束,还能产生结构更复杂的光束,包括多焦点三维光斑光束和涡流光束。这一发展大大拓宽了其在各种工业无线传输应用场景中的适用性。此外,通过利用在 10.7 GHz 频率下运行的 RIS 原型的快速响应时空编码和全阵列独立可编程性,我们已经证明了以下几点:1)三维点波束扫描的实现促进了室内近场场景下的动态波束跟踪和实时通信;2)漩涡波束的快速波前旋转实现了多普勒域内信号的精确调制,展示了无线信号操纵的创新方法;3)室外远场场景下阻挡用户的波束转向实验验证了 RIS 板的波束成形能力。
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引用次数: 0
Joint Optimization of Routing, Bandwidth, and Sub-Band Allocation in Energy-Efficient THz Nano-Networks 高能效太赫兹纳米网络中路由、带宽和子带分配的联合优化
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-08-05 DOI: 10.1109/OJCOMS.2024.3438571
Mohammed A. Alshorbaji;Ahmed Q. Lawey;Syed Ali Raza Zaidi
Nano-networks are envisioned to allow several nanoscale devices to transmit and receive information. One form of such networks is electromagnetic nano-networks working within the THz band. However, high overall path loss and molecular noise experienced in the THz band, as well as limited energy storage capabilities, restrict the communication range of nano-nodes and impact network efficiency. Therefore, optimizing the nano-network resources is necessary. In this paper, we present an optimization framework employing mixed-integer linear programming (MILP) to determine the most energy-efficient routing, bandwidth, and sub-band allocation for each nano-node in an electromagnetic nano-network operating within the THz band. Our model was tested for two different scenarios related to the priority of energy saving. We also compare our proposed optimal bandwidth, routing, and sub-band allocation against less complex designs where sub-bands with fixed bandwidth are employed in nano-nodes. Furthermore, we investigate the impact of nano-node’s processing and sensing units on the overall network energy consumption and the associated optimal bandwidth allocation and routing strategy. Given the considered parameters and the model’s assumptions, the results show that using the optimal multi-hops paths with higher bandwidth allocation for the considered sub-bands can be more energy efficient than sending the traffic using a single hop and lower bandwidths, especially when the transmission power dominates in the nano-network. On the other hand, when the processing and sensing unit’s energy consumption is dominant, then single hop schemes with lower bandwidth allocation result in the minimum network energy consumption. Finally, we discuss the limitations of the proposed energy-efficient strategies and point toward possible future research directions to which the model can be adapted.
纳米网络的设想是让多个纳米级设备传输和接收信息。这种网络的一种形式是在太赫兹波段工作的电磁纳米网络。然而,太赫兹波段的整体路径损耗大、分子噪声大,而且能量存储能力有限,这些都限制了纳米节点的通信范围,影响了网络效率。因此,有必要优化纳米网络资源。在本文中,我们提出了一个采用混合整数线性规划(MILP)的优化框架,以确定在太赫兹频段内运行的电磁纳米网络中每个纳米节点最节能的路由、带宽和子频段分配。我们的模型针对与节能优先级相关的两种不同情况进行了测试。我们还将我们提出的最优带宽、路由和子带分配与纳米节点采用固定带宽子带的不太复杂的设计进行了比较。此外,我们还研究了纳米节点的处理和传感单元对整个网络能耗的影响,以及相关的最优带宽分配和路由策略。考虑到所考虑的参数和模型假设,结果表明,在所考虑的子带中,使用带宽分配较高的多跳最优路径比使用单跳和较低带宽发送流量更节能,尤其是当传输功率在纳米网络中占主导地位时。另一方面,当处理和传感单元的能耗占主导地位时,采用带宽分配较低的单跳方案可使网络能耗最小。最后,我们讨论了所提节能策略的局限性,并指出了该模型未来可能的研究方向。
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引用次数: 0
Trustworthy Federated Learning: A Comprehensive Review, Architecture, Key Challenges, and Future Research Prospects 可信的联合学习:全面回顾、架构、主要挑战和未来研究展望
IF 6.3 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC Pub Date : 2024-08-05 DOI: 10.1109/OJCOMS.2024.3438264
Asadullah Tariq;Mohamed Adel Serhani;Farag M. Sallabi;Ezedin S. Barka;Tariq Qayyum;Heba M. Khater;Khaled A. Shuaib
Federated Learning (FL) emerged as a significant advancement in the field of Artificial Intelligence (AI), enabling collaborative model training across distributed devices while maintaining data privacy. As the importance of FL and its application in various areas increased, addressing trustworthiness issues in its various aspects became crucial. In this survey, we provided a comprehensive overview of the state-of-the-art research on Trustworthy FL, exploring existing solutions and key foundations relevant to Trustworthiness in FL. There has been significant growth in the literature on trustworthy centralized Machine Learning (ML) and Deep Learning (DL). However, there is still a need for more focused efforts toward identifying trustworthiness pillars and evaluation metrics in FL. In this paper, we proposed a taxonomy encompassing five main classifications for Trustworthy FL, including Interpretability and Explainability, Transparency, Privacy and Robustness, Fairness, and Accountability. Each category represents a dimension of trust and is further broken down into different sub-categories. Moreover, we addressed trustworthiness in a Decentralized FL (DFL) setting. Communication efficiency is essential for ensuring Trustworthy FL. This paper also highlights the significance of communication efficiency within various Trustworthy FL pillars and investigates existing research on communication-efficient techniques across these pillars. Our survey comprehensively addresses trustworthiness challenges across all aspects within the Trustworthy FL settings. We also proposed a comprehensive architecture for Trustworthy FL, detailing the fundamental principles underlying the concept, and provided an in-depth analysis of trust assessment mechanisms. In conclusion, we identified key research challenges related to every aspect of Trustworthy FL and suggested future research directions. This comprehensive survey served as a valuable resource for researchers and practitioners working on the development and implementation of Trustworthy FL systems, contributing to a more secure and reliable AI landscape.
联合学习(FL)是人工智能(AI)领域的一项重大进步,它可以在维护数据隐私的同时,实现跨分布式设备的协作模型训练。随着联邦学习的重要性及其在各个领域的应用不断增加,解决其各方面的可信性问题变得至关重要。在本调查中,我们全面概述了有关可信 FL 的最新研究成果,探讨了与 FL 可信性相关的现有解决方案和关键基础。关于值得信赖的集中式机器学习(ML)和深度学习(DL)的文献有了长足的发展。然而,在确定 FL 中的可信性支柱和评估指标方面,仍然需要更加专注的努力。在本文中,我们为值得信赖的 FL 提出了一个包含五大分类的分类标准,包括可解释性和可说明性、透明度、隐私性和稳健性、公平性和问责制。每个类别代表一个信任维度,并进一步细分为不同的子类别。此外,我们还探讨了分散式 FL(DFL)环境下的可信度问题。通信效率对于确保值得信赖的 FL 至关重要。本文还强调了通信效率在各种值得信赖的 FL 支柱中的重要性,并调查了有关这些支柱的通信效率技术的现有研究。我们的调查全面解决了可信 FL 环境中各方面的可信性挑战。我们还提出了值得信赖的 FL 的综合架构,详细阐述了这一概念的基本原则,并对信任评估机制进行了深入分析。最后,我们确定了与值得信赖的 FL 的各个方面相关的关键研究挑战,并提出了未来的研究方向。这份全面的调查报告为致力于开发和实施可信 FL 系统的研究人员和从业人员提供了宝贵的资源,有助于建立一个更加安全可靠的人工智能环境。
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