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2013 International Conference on Management Science and Engineering 20th Annual Conference Proceedings最新文献

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Adjustment of patent law and the independent innovation 专利法调整与自主创新
Zhang Qin-lin, Ju Xiao-feng
So far, the patent law in China has changed for three times, which made the strategy focus from the introduction of foreign advanced technology to enhance the ability of independent innovation. This paper add FDI technology spillover as a mediating variable in the process of analyzing the relationship between patent protection strength and the capability of independent innovation. Selecting domestic, foreign and Hong Kong, Macao and Taiwan three types of data of five high-tech industries from 1998 to 2011 as sample for the study, and using regression analysis to test the hypothesis. The results indicates that, strength of protection has a significant positive impact on enhancing the capability of independent innovation in China. FDI technology spillover plays a mediation role in the relationship between the strength of patent protection and the capability of independent innovation. Moreover competition has mediating effect between strength of patent protection and ability of independent innovation. However, Demonstration & Imitation and flow of human resource do not have mediating effect. Forward vertical spillovers of FDI have mediating effect, but the backward associated mediating effect was not significant.
到目前为止,中国的专利法经历了三次修改,这使得战略重点从引进国外先进技术转向提高自主创新能力。本文在分析专利保护力度与自主创新能力之间关系的过程中,加入了FDI技术溢出作为中介变量。选取1998 - 2011年国内、国外和港澳台5个高新技术产业的三类数据作为研究样本,采用回归分析对假设进行检验。研究结果表明,保护力度对提升中国自主创新能力具有显著的正向影响。外商直接投资技术溢出在专利保护力度与自主创新能力之间起中介作用。竞争在专利保护力度与自主创新能力之间具有中介作用。而示范模仿和人力资源流动不具有中介作用。FDI正向垂直溢出具有中介效应,但反向相关中介效应不显著。
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引用次数: 0
The report of questionnaire survey on Chinese residents' income gap moderation — Based on the data analysis of 6937 resident questionnaires from 31 provinces across this country 中国居民收入差距调节问卷调查报告——基于全国31个省份6937份居民问卷的数据分析
Sun Jing-shui, Hu Qiu-hong
This article carried the statistical measurement on the situation of residents' income gap in our country, based on 6937 urban and rural residents' questionnaires from 31 provinces; and it made statistical analysis and evaluation on problems of residents' income gap moderation, such as: the basic judgment to residents' income gap moderation at this stage, the main reasons for the widening residents' income gap, endurance of the public residents to the widening income gap and satisfaction to the income distribution, the consequences caused by the aggravation of income distribution inequity, the relationship between fairness and efficiency at this stage and the main features of unfairness to rural residents, the main factors and risks affecting social stability and hindering economic efficiency, the policy focus on promoting fair distribution. The results show that: the residents' income gap of our country is large, the Gini coefficient has exceeded the warning line, the per capita income of households and the income gap is quite different because of the differences in urban and rural areas and regions, and the basic characteristics and human capital of the head of household; the residents' income gap at this stage is beyond a reasonable boundary; trading for money and power, rent-seeking and corruption; is the main reason for the widening of income gap; residents' affordability to the widening income gap is strong, but they are not satisfied with the state of the income distribution; the main possible consequence caused by the aggravation of income distribution inequity is the increase in the degree of social instability; the initial distribution and redistribution should handle the relationship between efficiency and equity, with particular emphasis on equity of redistribution; compared with urban residents, education, social security and public infrastructure are the main features of unfairness to rural residents; corrupt officials and big wealth gap are the main factors and risks affecting social stability and hindering the economic efficiency; ban illegal incomes, punish corruption is the most important measure of promoting fair distribution and narrowing the income gap. On this basis, this article puts forward the corresponding policy recommendations.
本文基于来自31个省份的6937份城乡居民问卷,对我国居民收入差距状况进行了统计测算;并对居民收入差距调节存在的问题进行了统计分析和评价,如:对现阶段居民收入差距缓和的基本判断、居民收入差距扩大的主要原因、普通居民对收入差距扩大的承受程度和对收入分配的满意程度、收入分配不公平加剧的后果、现阶段公平与效率的关系以及农村居民不公平的主要特征。影响社会稳定和阻碍经济效率的主要因素和风险,政策重点是促进公平分配。结果表明:我国居民收入差距较大,基尼系数已超过警戒线,家庭人均收入和收入差距由于城乡和地区的差异,以及户主的基本特征和人力资本的差异而存在较大差异;现阶段居民收入差距超出合理边界;金钱和权力交易,寻租和腐败;是收入差距扩大的主要原因;居民对收入差距扩大的承受能力较强,但对收入分配现状并不满意;收入分配不平等加剧可能造成的主要后果是社会不稳定程度的增加;初始分配和再分配应处理好效率与公平的关系,特别强调再分配的公平性;与城市居民相比,教育、社会保障和公共基础设施是农村居民不公平的主要特征;贪官污吏、贫富差距大是影响社会稳定、阻碍经济运行的主要因素和风险;取缔非法收入、惩治腐败是促进公平分配、缩小收入差距的最重要措施。在此基础上,本文提出相应的政策建议。
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引用次数: 0
Analysis on the dilemma of regulating China's real estate market — Based on the mixed game model of five parties involving in the real estate market 中国房地产市场调控困境分析——基于房地产市场参与方混合博弈模型
Yekai Li, Xin-mei Zhang
China's real estate market involves many main parties, different interests, and complicated relationship. The regulations on real estate market should not only consider the main interests of the parties involving, but also consider the economic trend as whole, so it's evitable that the regulation encountered the dilemma. In this article, by including the central government, local government, real estate developer, bank, and assessment agencies in the analysis framework and building the five parties game model, we explore a balanced solution through taking the different interest groups into the consideration. The result shows that fluctuation in the house price relates to factors like interest rate, construction of affordable housing, and the activity of assessment agencies, etc., therefore, regulating the housing price have great impact on the economy as whole. Finally, we interpret the current regulation dilemma and provide policy recommendation for the government.
中国房地产市场主体众多,利益各异,关系复杂。房地产市场调控既要考虑当事人的主体利益,又要考虑整个经济发展趋势,因此调控难免会遇到困境。本文通过将中央政府、地方政府、房地产开发商、银行和评估机构纳入分析框架,构建五方博弈模型,探索兼顾不同利益群体的均衡解决方案。结果表明,房价的波动与利率、保障性住房的建设、评估机构的活动等因素有关,因此,调控房价对整个经济的影响很大。最后,对当前的监管困境进行解读,并为政府提供政策建议。
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引用次数: 0
A hybrid differential evolution algorithm for job shop scheduling problem to minimize the total weighted tardiness 基于混合差分进化算法的作业车间调度问题
Wang Wei-ling, Yin Jing
This paper considers the job-shop problem with release dates and due dates, with the objective of minimizing the total weighted tardiness. A hybrid DE (HDE) is presented by combining differential evolution algorithm with the improved critical path algorithm on a disjunctive graph model. Firstly, a job-grouping-order (JPO) rule is presented to convert the continuous values of individuals (real vectors) in DE to job permutations. Secondly, after the global exploration based on DE, the improved critical path algorithm are used in a local search in order to improve the local search ability. An extensive computational experiment carried out on instances of the literature shows the performance of the proposed HDE algorithm.
研究了具有放行日期和到期日的作业车间问题,其目标是使总加权延迟最小化。在析取图模型上,将差分进化算法与改进的关键路径算法相结合,提出了一种混合差分进化算法(HDE)。首先,提出了一种作业分组顺序规则,将DE中个体(实向量)的连续值转化为作业排列;其次,在基于DE的全局搜索之后,将改进的关键路径算法用于局部搜索,以提高局部搜索能力;在文献实例上进行的大量计算实验表明了所提出的HDE算法的性能。
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引用次数: 8
Impact of demographic traits of entrepreneurs on financing constraints of SMEs 企业家人口特征对中小企业融资约束的影响
Cheng Xiao-hong, Gao Yang-jie
Based on the upper echelons theory, the research analyzes the effect of demographic traits of entrepreneurs on financing constraints of SMEs with the hierarchical linear models, which samples 530 Chinese listed SMEs from the year 2010. According to the results, it is found that different demographic traits of entrepreneurs have different effects on the financing constraints of SMEs. Specifically, the education and title of entrepreneurs have a positive impact on easing financing constraints of SMEs, meanwhile, age and tenure of entrepreneurs have a significant U-shaped impact, but female entrepreneurs have a negative impact instead. The research not only enriches the theories between demographic traits of entrepreneurs and financing constraints of SMEs, but also provides an empirical support for SMEs in China to ease financing constraints.
基于上层梯次理论,采用层次线性模型分析企业家人口特征对中小企业融资约束的影响,选取2010年以来的530家中国上市中小企业为样本。结果发现,不同企业家人口特征对中小企业融资约束的影响不同。其中,企业家的学历和职称对缓解中小企业融资约束有正向影响,年龄和任期对缓解中小企业融资约束有显著的u型影响,而女性企业家对缓解中小企业融资约束有负向影响。本研究不仅丰富了企业家人口特征与中小企业融资约束关系的理论,也为中国中小企业缓解融资约束提供了实证支持。
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引用次数: 2
Is Chinese IPO initial return underpricing or overvaluation? A new evidence based on stochastic frontier models 中国IPO初始收益是低估还是高估?基于随机前沿模型的新证据
Wu Long
It has been controversial for the formation mechanism of IPO initial returns anomaly. The underpricing explanation based on asymmetric information is well accepted, but could not explains that in emerging markets; the overvaluation explanation based on behavioral finance has more applicability in emerging markets, but cannot be supported well by empirical test because of the difficult of explanatory variables. This paper analyzes the four main possibility of the formation mechanism of IPO initial returns, and chooses the issue PE ratio as the proxy to do empirical test of the IPO pricing efficiency with a sample of Chinese IPOs during 1998-2007, based on the stochastic frontier models, as to provide the new evidence of the overvaluation explanation of Chinese IPO initial returns indirectly.
IPO初始收益异常的形成机制一直存在争议。基于信息不对称的定价过低解释被广泛接受,但在新兴市场无法解释;基于行为金融学的估值过高解释在新兴市场的适用性更强,但由于解释变量的困难,无法很好地得到实证检验的支持。本文分析了IPO初始收益形成机制的四种主要可能性,并以1998-2007年中国IPO为样本,基于随机前沿模型,以发行市盈率为代表对IPO定价效率进行实证检验,间接为中国IPO初始收益估值过高的解释提供新的证据。
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引用次数: 0
An empirical study on the impacts of retail agglomeration image on customer citizenship behavior 零售业集聚形象对顾客公民行为影响的实证研究
He Mei-xian, Sha Zhen-quan, Zhou Fei
Retail agglomeration is critical for the development and prosperity of modern metropolis, commodity distribution center and industrial park. According to M-R model and cognitive-affective-behavior theory, retail agglomeration image is the important factor leading to customers' buying behavior and loyalty. Structural Equation Modeling with AMOS7.0 was employed to explore the mediation mechanism of consumer emotion and identification between retail agglomeration image and customer citizenship behavior in this paper. The empirical result shows that consumer identification acts as partial mediator, while customer emotion has no significant direct effect on customer citizenship behavior but indirect effect via customer identification. In other words, consumer emotion and identification act as chain multiple mediating effects. For business operation, this paper reveals an inner impact mechanism of retail agglomeration image on customer citizenship behavior, significantly contributing to customer relationship management especially customer loyalty management.
零售集聚对现代大都市、商品集散地和产业园区的发展与繁荣至关重要。根据M-R模型和认知-情感-行为理论,零售集聚形象是影响顾客购买行为和忠诚度的重要因素。本文采用AMOS7.0结构方程模型,探讨消费者情感与认同对零售集聚形象与顾客公民行为的中介作用机制。实证结果表明,消费者认同对顾客公民行为起部分中介作用,而顾客情绪对顾客公民行为的直接影响不显著,但通过顾客认同产生间接影响。换句话说,消费者情感和认同起着链式多重中介作用。在商业运作方面,本文揭示了零售集聚形象对顾客公民行为的内在影响机制,对顾客关系管理特别是顾客忠诚管理有显著的促进作用。
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引用次数: 5
The game analysis of knowledge sharing behavior of knowledge alliance taking into the consumer 考虑消费者的知识联盟知识共享行为博弈分析
Yu Cheng-xian, Zhang Yi-fang, Yang Guo-cai
After the knowledge alliance set up governance committee, the Governance Committee and the alliance member enterprise will form a double game, furthermore considering knowledge alliance's customers will form a three-game. This paper discusses these two games and gives assumptions and solution. Finally, the article draws conclusions: on the one hand the knowledge alliance governance committee should increase the punishment to the free riders and take responsibility for their own negligence, on the other hand should raise the awareness of knowledge sharing between the alliance member enterprise and customer to more effectively promote management and development of the knowledge alliance into a virtuous cycle of sustainable development.
知识联盟成立治理委员会后,治理委员会与联盟成员企业将形成双重博弈,进一步考虑到知识联盟的客户将形成三重博弈。本文对这两种博弈进行了讨论,并给出了假设和解决方法。最后,本文得出结论:一方面知识联盟治理委员会应加大对搭便车者的惩罚力度,对其自身的过失承担责任,另一方面应提高联盟成员企业与客户之间的知识共享意识,以更有效地促进知识联盟的管理与发展进入可持续发展的良性循环。
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引用次数: 2
Empirical research on financial factors impacted on the risk of inflation in China 金融因素对中国通胀风险影响的实证研究
Yu Xu-Ian, Li Yang
In an imperfect market economy, the risk of inflation is one of the most important economic risks. Using state space model and SVAR model, this paper examines the relationship between financial factors and the risk of inflation in China. The results show that the exchange rate, interest rate, money supply and financial assets affected the risk of inflation in China. Among these factors, the exchange rate and money supply are the key factors which have different impacts on CPI, while the interest rate and financial assets are the secondary elements. Furthermore, the sharply increased money supply will inevitably raise the inflationary pressure while the appreciation of RMB can could slack the inflation. Based on the findings, we make some recommendations to the economic policy on the current price control in China.
在不完善的市场经济条件下,通货膨胀风险是最重要的经济风险之一。本文运用状态空间模型和SVAR模型,考察了金融因素与中国通货膨胀风险的关系。结果表明,汇率、利率、货币供应量和金融资产对中国通货膨胀风险有影响。在这些因素中,汇率和货币供应量是影响CPI的关键因素,而利率和金融资产是次要因素。此外,货币供应量的急剧增加将不可避免地增加通货膨胀的压力,而人民币的升值可以缓解通货膨胀。在此基础上,对当前中国物价调控的经济政策提出了一些建议。
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引用次数: 0
The cooperative R&D based on research joint venture and enterprise R&D decision with spillover 基于研究合资企业的合作研发与具有溢出效应的企业研发决策
Liu Xiong, Zhen-yu Zhang
This paper studies the cooperative R&D problems based on RJV (Research Joint Venture). The paper extends the framework of Wang model, and sets up a two-stage game model of cooperation research. The paper solves the game model and compares the effect of RJV cooperation research and general cooperation research, which would provide basis for the cooperative R&D decision option. The result shows that, without the considerations about the free-ride manufactures, RJV cooperative R&D is applicable when the technology spillover effect is relatively small, but if it is relatively large, the R&D cartel is applicable. If the free-ride manufactures are considered, the RJV cooperative R&D is applicable.
本文研究了基于RJV(研究型合资企业)的合作研发问题。本文扩展了王模型的框架,建立了合作研究的两阶段博弈模型。本文通过求解博弈模型,比较了合资企业合作研究与一般合作研究的效果,为合作研发决策选择提供依据。结果表明,在不考虑搭便车厂商的情况下,当技术溢出效应较小时,合资企业合作研发是适用的;当技术溢出效应较大时,合资企业合作研发是适用的。如果考虑搭便车的制造商,则适用合资企业合作研发。
{"title":"The cooperative R&D based on research joint venture and enterprise R&D decision with spillover","authors":"Liu Xiong, Zhen-yu Zhang","doi":"10.1109/ICMSE.2013.6586519","DOIUrl":"https://doi.org/10.1109/ICMSE.2013.6586519","url":null,"abstract":"This paper studies the cooperative R&D problems based on RJV (Research Joint Venture). The paper extends the framework of Wang model, and sets up a two-stage game model of cooperation research. The paper solves the game model and compares the effect of RJV cooperation research and general cooperation research, which would provide basis for the cooperative R&D decision option. The result shows that, without the considerations about the free-ride manufactures, RJV cooperative R&D is applicable when the technology spillover effect is relatively small, but if it is relatively large, the R&D cartel is applicable. If the free-ride manufactures are considered, the RJV cooperative R&D is applicable.","PeriodicalId":339946,"journal":{"name":"2013 International Conference on Management Science and Engineering 20th Annual Conference Proceedings","volume":"58 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2013-07-17","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"123617344","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 1
期刊
2013 International Conference on Management Science and Engineering 20th Annual Conference Proceedings
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