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Institutional resistance: The case of the Chilean Convention 2021–22 制度阻力:以2021-22年智利公约为例
Q1 Arts and Humanities Pub Date : 2023-10-13 DOI: 10.1017/s2045381723000291
María Cristina Escudero
Abstract The Constitutional Convention in Chile, like other constitution-making mechanisms in democracies, carried out its work within the democratic institutional framework. In a democracy, the success of a constitution-making process depends not only on internal factors, such as its capacity for representation and the procedural rules by which it is governed, but also on external factors such as participation, the government’s role and other contingent factors. When the process – including both internal and external factors – fails to produce adherence to the new constitution, institutional resistance to changes is very likely to occur. This article argues that the manner in which the political and social spectrum was represented in the Chilean Convention, combined with the way participation was implemented and the rules governing the Convention, insulated it from society and the rest of the democratic institutions. As a result, party and public adherence to the proposal made by the Convention was low and its contents generated institutional resistance from outside.
智利制宪会议与其他民主国家的制宪机制一样,是在民主体制框架内开展工作的。在一个民主国家,制宪过程的成功不仅取决于内部因素,如其代表能力和管理它的程序规则,还取决于外部因素,如参与、政府的作用和其他偶然因素。当这一进程- -包括内部和外部因素- -未能产生对新宪法的遵守时,很可能会出现对变革的制度性抵制。本文认为,《智利公约》代表各种政治和社会派别的方式,加上实施参与的方式和管理《公约》的规则,使它与社会和其他民主机构隔绝开来。结果,党和公众对《公约》所提建议的遵守程度很低,其内容引起了来自外部的体制阻力。
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引用次数: 0
Farewell to constituent power? The Conference on the Future of Europe, citizens’ assemblies and the democratic minimum 告别制宪权力?欧洲未来会议,公民大会和最低限度的民主
Q1 Arts and Humanities Pub Date : 2023-10-11 DOI: 10.1017/s2045381723000333
Markus Patberg
Abstract In this article, I ask about the extent to which the Conference on the Future of Europe (CoFoE) has advanced democracy in the European Union. I critically engage with the claim that the CoFoE’s success should not be measured by whether it enabled constituent power, or ultimately results in treaty reforms, but by the fact that, by introducing citizens’ assemblies to EU politics, it has laid the foundation for participatory democracy in the European Union. Drawing on established theories of participatory democracy, I argue that this interpretation misses the point. To put forward an alternative view, I revisit James Bohman’s concept of a democratic minimum. The best democratic defence of permanent EU citizens’ assemblies is that they could provide citizens with the capacity to initiate deliberation about common concerns – and thus function as a nucleus for constituent power in the European Union. Nevertheless, the idea should be viewed with caution, as permanent citizens’ assemblies could just as well become a democratic fig-leaf allowing EU institutions to reject calls for fundamental reforms. Much therefore depends on their institutional design.
在这篇文章中,我询问了欧洲未来会议(CoFoE)在欧盟推进民主的程度。我对以下观点持批判态度:CoFoE的成功不应以它是否实现了选民权力或最终导致了条约改革来衡量,而应以这样一个事实来衡量:通过将公民大会引入欧盟政治,它为欧盟的参与式民主奠定了基础。根据参与式民主的既定理论,我认为这种解释没有抓住要点。为了提出另一种观点,我重温了詹姆斯·博曼(James Bohman)关于民主最低限度的概念。对永久性欧盟公民大会的最佳民主辩护是,它们可以为公民提供发起审议共同关切问题的能力——从而发挥欧盟组成权力核心的作用。然而,应该谨慎看待这一想法,因为永久公民大会也可能成为民主的遮羞布,让欧盟机构拒绝要求根本改革的呼声。因此,很大程度上取决于它们的制度设计。
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引用次数: 1
Elite non-cooperation in polarized democracies: Constitution-making deferral, the entry referendum and the seeds of the Chilean failure 两极分化民主国家中的精英不合作:制宪推迟、加入公投和智利失败的种子
Q1 Arts and Humanities Pub Date : 2023-10-11 DOI: 10.1017/s2045381723000321
Luis Eugenio García-Huidobro
Abstract This article extends the study of the shortcomings of the constitution-making design that contributed to the failure of the Chilean process by addressing a largely overlooked aspect: the 2020 entry referendum. By placing two competing constitution-making models on the ballot, the political elites delegated to the voters a highly conflictual aspect of the process design that prevented cooperation among them. While some political parties approached the disagreements placed on the ballot as an opportunity to reopen discussions already settled by the 2019 Agreement, others interpreted the move as a cancellation of the political insurance contained in the Agreement. This exacerbated the existing polarization among political elites and imperiled prospects for the success of the process.
本文通过解决一个在很大程度上被忽视的方面:2020年加入公投,扩展了对导致智利进程失败的制宪设计缺陷的研究。通过将两种相互竞争的制宪模式放在选票上,政治精英们将过程设计中高度冲突的一面委托给了选民,这阻碍了他们之间的合作。虽然一些政党将投票中的分歧视为重新开始2019年协议已经解决的讨论的机会,但其他政党将此举解释为取消协议中包含的政治保险。这加剧了政治精英之间现有的两极分化,并危及这一进程成功的前景。
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引用次数: 0
Europe’s constitutional retrofit 欧洲的宪法改革
Q1 Arts and Humanities Pub Date : 2023-10-06 DOI: 10.1017/s2045381723000345
Neil Walker
Abstract The various and diverse academic responses to the Conference on the Future of Europe’s efforts at democratic renewal, including those by Ben Crum, Markus Patberg and Sandra Seubert, speak not only to the lack of a clear institutional locus or pathway associated with the Conference, but also to differing understandings of the basic conditions of existence – or political ontology – of the European Union. These differing understandings are reflected in different attitudes to the European Union’s constitutional standing and prospects. This article explores how the special place of constitutional retrofitting in the European Union – of reconstructing and reimagining an originally pre-constitutional system in constitutional terms – helps to illuminate the different understanding of political ontology in play, and helps clarify what is at stake in the continuing debate over fundamental reform.
对欧洲未来会议民主复兴努力的各种各样的学术回应,包括本·克拉姆、马库斯·帕特伯格和桑德拉·休伯特的回应,不仅表明缺乏与会议相关的明确的制度轨迹或途径,而且表明对欧盟存在的基本条件或政治本体论的不同理解。这些不同的理解反映在对欧盟宪法地位和前景的不同态度上。本文探讨了欧盟宪法改造的特殊地位——用宪法的术语重建和重新构想一个最初的前宪法制度——如何有助于阐明对政治本体论的不同理解,并有助于澄清在关于基本改革的持续辩论中什么是利害攸关的。
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引用次数: 0
Unpacking constitutional literacy 解读宪法素养
Q1 Arts and Humanities Pub Date : 2023-10-02 DOI: 10.1017/s2045381723000205
Maartje De Visser, Brian Christopher Jones
Abstract The contemporary crisis in relation to constitutional literacy relates not to the lack of knowledge that citizens possess about fundamental constitutional texts, but to the considerable lack of development in relation to what constitutional literacy itself entails. This article accordingly unpacks the notion of constitutional literacy: its importance, its characteristics, and its variable nature. Using a comparative lens, the article invites reflection on the role we expect citizens to play in our democracies, and especially the associated knowledge and skills required for successful state performance. We suggest that constitutional literacy is exceptionally multifaceted and fluid in nature, which serves to make its conceptualization and measurement challenging endeavours, and certainly more so than the easy invocation of this notion may assume at first blush. In this regard, engaging with the constitutional text, while an integral component of constitutional literacy, is ultimately only one part of the puzzle.
当代宪法素养的危机并不在于公民缺乏对基本宪法文本的了解,而在于宪法素养本身所需要的发展相当缺乏。因此,本文对宪法素养的概念进行了解析:它的重要性、特点和可变性。本文运用比较的视角,让人们思考我们期望公民在民主国家中扮演的角色,尤其是成功的国家运作所需的相关知识和技能。我们认为,宪法素养在本质上是异常多面的和流动的,这有助于使其概念化和衡量具有挑战性的努力,当然比乍一看容易调用这一概念所假设的更为困难。在这方面,参与宪法文本虽然是宪法素养的一个组成部分,但最终只是这个难题的一部分。
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引用次数: 0
Chile’s failed constitutional intent: Polarization, fragmentation, haste and delegitimization 智利失败的宪法意图:两极分化、分裂、匆忙和非法化
Q1 Arts and Humanities Pub Date : 2023-09-29 DOI: 10.1017/s204538172300028x
Valeria Palanza, Patricia Sotomayor Valarezo
Abstract This article suggests that the conditions under which the Chilean constitutional process of 2021–22 undertook its task held the seeds of its doom. Constitutional conventions are always tasked with reaching agreements on the controversial allocation of decision rights, and doing so is no simple feat. The Chilean process combined (1) very dispersed preferences regarding the problems the new constitution should solve and the institutions to best enable solutions, with (2) a brief timeframe to allow for agreements to emerge, aggravated by (3) a composition of the Convention that was dominated by independents lacking experience in legislative bargaining, and (4) a severe disenchantment of the population with parties and politics as the backdrop. Together, these hurdles proved impossible to overcome. Despite the notorious political achievements of the Committee we study here, the proposal that came out of Chile’s Constitutional Convention in 2021 was plagued by controversy and a negative perception of the Convention’s work, and was ultimately rejected by the people.
摘要本文认为,智利2021-22年宪法进程所处的条件为其厄运埋下了种子。制宪会议的任务总是就有争议的决策权分配达成协议,做到这一点绝非易事。智利的进程结合了:(1)对于新宪法应该解决的问题和最佳解决方案的机构的非常分散的偏好;(2)允许协议出现的短暂时间框架;(3)公约的组成由缺乏立法谈判经验的独立人士主导;(4)民众对政党和政治作为背景的严重失望。总之,这些障碍证明是不可能克服的。尽管我们在这里研究的委员会取得了臭名昭著的政治成就,但2021年智利制宪会议提出的建议受到争议和对公约工作的负面看法的困扰,最终被人民拒绝。
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引用次数: 0
Parity constitutionalism 平价宪政
Q1 Arts and Humanities Pub Date : 2023-09-29 DOI: 10.1017/s2045381723000230
Rosalind Dixon, Marcela Prieto Rudolphy
Abstract In 2021, the Chilean Convention became the first constitution-making body with gender parity. However, the draft – which reflected many gender-related norms – was rejected by 61.89 per cent of voters in the exit plebiscite of 2022. In this article, we argue that although parity constitutionalism has promise and, in the Chilean case, was linked to gender-related outcomes in the constitutional text, parity’s promise may fail to materialize. We thus caution against a naïve view of parity constitutionalism as one of the key legacies of the 2020–22 Chilean constitution-making process.
2021年,智利公约成为第一个实现性别平等的制宪机构。然而,该草案反映了许多与性别有关的规范,在2022年的出口公投中被61.89%的选民否决。在本文中,我们认为,虽然平等宪政有希望,而且在智利的案例中,平等宪政与宪法文本中与性别相关的结果相关联,但平等宪政的承诺可能无法实现。因此,我们警告不要将平价宪政视为2020 - 2022年智利制宪进程的关键遗产之一naïve。
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引用次数: 0
A failed but useful constitution-making process: How Bachelet’s process contributed to constitution-making in Chile 一个失败但有用的制宪进程:巴切莱特的进程如何促进智利的制宪
Q1 Arts and Humanities Pub Date : 2023-09-27 DOI: 10.1017/s2045381723000254
José Francisco García
Abstract This article shows how failed constitutional proposals may contribute to future constitution-making processes by exploring the relationship between the recently failed Chilean constitution-making process (2019–22) and the previous unsuccessful one led by former President Michelle Bachelet (2015–17). Comparative constitutional scholars are yet to fully understand how constitutional failures of this kind can take place, and Bachelet’s process has not received the attention it should. This article fills that gap by showing how both processes were driven by shared principles initially set by Bachelet. It also shows how those principles may serve as a blueprint for future constitutional changes in Chile. Bachelet had campaigned on the basis that any constitutional replacement attempt should be participatory, institutional and democratic – all ideas that have remained popular in Chile’s political landscape. Those ideas have served the purpose of both reducing transaction costs among constitutional negotiators and securing large compromises in polarized political scenarios.
本文通过探讨最近失败的智利制宪进程(2019-22)与前总统米歇尔·巴切莱特(Michelle Bachelet)领导的制宪进程(2015-17)之间的关系,展示了失败的宪法提案如何有助于未来的制宪进程。比较宪法学者还没有完全理解这种宪法失败是如何发生的,巴切莱特的进程也没有得到应有的关注。本文填补了这一空白,展示了这两个进程是如何由巴切莱特最初设定的共同原则驱动的。它还表明,这些原则可以作为智利未来宪法改革的蓝图。巴切莱特竞选的基础是,任何宪法替代尝试都应该是参与性的、制度化的和民主的——所有这些理念在智利的政治格局中仍然很受欢迎。这些想法既降低了宪法谈判人员之间的交易成本,又在两极分化的政治局势中确保了重大妥协。
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引用次数: 0
Constitutions as moving targets 宪法是移动的目标
Q1 Arts and Humanities Pub Date : 2023-09-21 DOI: 10.1017/s2045381723000308
Sergio Verdugo
Abstract Constitutions change in different ways, and some constitutions – such as the Chilean Constitution – change often. The significant changes to the Chilean Constitution have been frequent and fast, and they have accompanied the failed constitution-making processes of the previous years. Examples include crucial sub-constitutional statutes such as the electoral system regulation and same-sex marriage, political practices challenging the power of the president in the law-making process, constitutional rules such as term limits for legislators, judicial practices such as the enforcement of social rights and the amendment procedures of the Constitution itself. Despite the successful attempts at reforming the Constitution and the failed attempts at replacing it, Chileans are still trying to replace the constitutional document. However, the constitutional framework has become unstable, making it harder to agree on what exactly is wrong with it. This article seeks to open a conversation in the constitutional literature. It argues that constitutions can become moving targets and uses the Chilean case to show the need to theorize more about the moving target problem.
宪法以不同的方式变化,有些宪法——如智利宪法——经常变化。对智利《宪法》的重大修改是经常和迅速的,这些修改伴随着前几年失败的制宪进程。例子包括重要的次宪法法规,如选举制度法规和同性婚姻,在立法过程中挑战总统权力的政治实践,如立法者任期限制等宪法规则,司法实践,如实施社会权利和宪法本身的修改程序。尽管改革宪法的努力取得了成功,但取代宪法的努力失败了,智利人仍在努力取代宪法文件。然而,宪法框架已经变得不稳定,这使得人们更难就宪法到底出了什么问题达成一致。本文试图在宪法文献中开启一场对话。它认为,宪法可以成为移动目标,并利用智利的案例表明,有必要对移动目标问题进行更多的理论化。
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引用次数: 0
Balancing may be everywhere, but the proportionality test is not 平衡可能无处不在,但比例测试并非如此
Q1 Arts and Humanities Pub Date : 2023-09-20 DOI: 10.1017/s2045381723000187
Virgílio Afonso da Silva
Abstract The relationship between balancing and proportionality has not always been clear. Because part of the literature falls short of adequately differentiating between the two tools, many people have become conditioned to see an instance of proportionality whenever the word ‘balancing’ is dropped. As a consequence, the ubiquity of balancing brought about the feeling that proportionality is equally ubiquitous. In this article, I show that the proportionality test is necessarily linked to judicial review and how this link is key to understanding why not every instance of balancing is part of the proportionality test and that proportionality cannot be as ubiquitous as many have claimed. This has not only analytical relevance, but also institutional consequences.
摘要平衡与比例的关系一直不是很清楚。由于部分文献没有充分区分这两种工具,许多人已经习惯于在“平衡”这个词被删除时看到比例的例子。因此,平衡的普遍存在给人一种相称性同样普遍存在的感觉。在本文中,我展示了相称性检验必然与司法审查联系在一起,以及这种联系如何成为理解为什么不是每个平衡实例都是相称性检验的一部分以及相称性不可能像许多人声称的那样普遍存在的关键。这不仅具有分析意义,而且具有制度意义。
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引用次数: 0
期刊
Global Constitutionalism
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