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Regulation of Network Industries in Brazil 巴西网络产业监管
Q3 Business, Management and Accounting Pub Date : 2022-06-01 DOI: 10.1177/17835917221106699
J. Dutra, M. Finger
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引用次数: 0
Waves of regulatory reforms and winds of uncertainties in the Brazilian natural gas industry 巴西天然气行业的监管改革浪潮和不确定性之风
Q3 Business, Management and Accounting Pub Date : 2022-05-23 DOI: 10.1177/17835917221102892
Diogo Lisbona Romeiro, L. Amorim
The natural gas industry in Brazil has undergone three waves of reforms since the late 1990s regarding liberalization and market opening. The gas law approved in 2021 reinforces the unbundling between transport and commercialization of natural gas and guarantees third-party access to essential infrastructure. The new legal framework achieves the vertical separation of upstream and midstream segments but does not reach the downstream segment subject to state regulations. The exit of the incumbent (Petrobras) from the network segments opens space for new entrants, but may remain with a high commercialization share. Vertical and horizontal integration in the distribution segment can compromise this industry’s restructuring. This article identifies three possible scenarios for the evolution of liberalization after the last reform. A successful path will depend on the implementation and enforcement of the new gas law, on adequate economic signals for network and consumption expansion, on harmonization of state regulations, and on the effective opening for the construction of a national gas market. The role of natural gas in Brazil’s energy transition is still an open issue that will affect the industry’s evolution in the coming years.
自20世纪90年代末以来,巴西天然气行业在自由化和市场开放方面经历了三次改革浪潮。2021年批准的天然气法加强了天然气运输和商业化之间的分离,并保障第三方获得基本基础设施。新的法律框架实现了上游和中游分段的垂直分离,但没有达到受国家规定约束的下游分段。现任者(巴西国家石油公司)退出网络细分市场为新进入者打开了空间,但可能仍具有较高的商业化份额。分销部门的纵向和横向整合可能会影响该行业的重组。本文确定了上次改革后自由化演变的三种可能情景。一条成功的道路将取决于新天然气法的实施和执行,取决于网络和消费扩张的充分经济信号,取决于国家法规的协调,以及国家天然气市场建设的有效开放。天然气在巴西能源转型中的作用仍然是一个悬而未决的问题,将影响该行业在未来几年的发展。
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引用次数: 1
Sustainability of water and sanitation state-owned companies in Brazil 巴西国有供水和卫生公司的可持续性
Q3 Business, Management and Accounting Pub Date : 2022-05-16 DOI: 10.1177/17835917221077915
Edson Gonçalves, Morganna Werneck Capodeferro, Juliana Jerônimo Smiderle, Pedro H. Engel Guimarães
This paper assesses the sustainability of Brazilian’s water and sanitation state-owned companies’ services. The assessment was conducted based on the selection of six indicators reflecting three of the sustainability dimensions: social, economic, and environmental. We built a global sustainability index by adopting the MACBETH multicriteria analysis methodology, which aggregates the dimensions of sustainability with their respective indicators. As main result we found that two companies were considered sustainable in each of the three assessed dimensions of sustainability, and that three companies were globally sustainable according to the methodology applied in this study. Setting sustainability targets and increasing regulatory enforcement leads to improved services performance. Further, sustainable sanitation services bring us closer to achieving the national targets for universal access and Sustainable Development Goal 6 established by the United Nations.
本文评估了巴西国有供水和卫生公司服务的可持续性。评估是根据六项指标的选择进行的,这六项指标反映了可持续性的三个方面:社会、经济和环境。我们采用MACBETH多准则分析方法构建了一个全球可持续性指数,该方法将可持续性的维度与其各自的指标相结合。主要结果是,我们发现,在可持续性的三个评估维度中,每一个维度都有两家公司被认为是可持续的,根据本研究中应用的方法,三家公司是全球可持续的。制定可持续发展目标和加强监管可提高服务绩效。此外,可持续的卫生服务使我们更接近于实现联合国制定的普及国家目标和可持续发展目标6。
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引用次数: 0
Energy Transition in the Brazilian Electric Power System 巴西电力系统的能源转型
Q3 Business, Management and Accounting Pub Date : 2022-04-21 DOI: 10.1177/17835917221088765
J. Dutra, Flavio Menezes
This article summarizes key changes in market and regulatory governance arrangements in the electricity sector in Brazil over the last three decades. The Brazilian reform process during this period can be described as a series of attempts to move toward a market-driven system, interrupted by ad hoc interventions of a political nature or to respond to specific crises. This series of events reveals the pathway of a system that managed to significantly expand and diversify its electricity power mix by harnessing its renewable endowment. The historical role played by hydropower plants with reservoirs—along with a highly integrated electricity system—in smoothing production over time has been considerably diminished and will continue to be as climate change takes its toll. Thus, improvements in market and governance arrangements are required to promote a more diverse electricity mix, with variable renewable energy and demand management playing much more significant roles.
本文总结了过去三十年来巴西电力行业在市场和监管治理安排方面的主要变化。巴西在这一时期的改革进程可以被描述为朝着市场驱动的制度迈进的一系列尝试,被政治性质的临时干预或对具体危机作出反应所打断。这一系列事件揭示了一个通过利用其可再生资源来显著扩大和多样化其电力结构的系统的途径。随着时间的推移,拥有水库的水电站以及高度集成的电力系统在平滑生产方面所起的历史作用已经大大减弱,而且随着气候变化的影响,这种作用将继续存在。因此,需要改善市场和治理安排,以促进更多样化的电力组合,使可变的可再生能源和需求管理发挥更重要的作用。
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引用次数: 1
Toll road sector in Brazil: Regulation by contract and recent innovations 巴西收费公路行业:合同监管和最新创新
Q3 Business, Management and Accounting Pub Date : 2022-04-12 DOI: 10.1177/17835917221087897
F. Camacho, C. Cruz
The existing stock of road infrastructure in Brazil is still suboptimal and presents a bottleneck for economic growth. Concessions are being used to leverage the development and delivery of road infrastructure, although the first concessions have experienced some difficulties. Based on past lessons, Brazil has revised the regulatory framework and concessions models, by acting at three main critical success factors: creating a clear and transparent regulatory framework, improving procurement rules to ensure a more effective search for the “right” partner (and filtering opportunistic investors), and, finally, establishing a more effective risk-sharing strategy, providing the right incentives to mitigate delays and contractual breach, while increasing the bankability and overall project’s quality. This paper provides an overview of these changes and provides valuable lessons for academics and practitioners involved in concession design and management, particularly, in the road sector.
巴西现有的道路基础设施存量仍然不理想,是经济增长的瓶颈。特许权正被用来利用道路基础设施的开发和交付,尽管第一批特许权遇到了一些困难。根据过去的经验教训,巴西修订了监管框架和特许权模式,针对三个主要的关键成功因素采取行动:建立一个明确透明的监管框架,改进采购规则,以确保更有效地寻找“合适”的合作伙伴(并过滤机会主义投资者),提供适当的激励措施,以减少延误和合同违约,同时提高银行能力和整体项目质量。本文概述了这些变化,并为参与特许权设计和管理的学者和从业者,特别是道路行业的学者和从业人员提供了宝贵的经验教训。
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引用次数: 1
Simulation-Based Port Competition: Feasibility and Implementation of an Agent-Based Framework 基于仿真的港口竞争:基于Agent的框架的可行性与实现
Q3 Business, Management and Accounting Pub Date : 2022-03-01 DOI: 10.1177/17835917211064920
Koen De Winne
The objective of this article is to discuss the feasibility and implementation of an agent-based computational framework for game-theoretical port competition. There are many different determinants which influence the competitive position of a seaport at any time. And as a consequence of this complexity, simple calculations or solution methods are not possible. This article elaborates a generic and modular framework for modeling and simulating the competition between multiple, heterogeneous port players. First, the article briefly detects some elements that are useful and necessary to develop a meaningful agent-based framework. Priority elements are determined and it is considered which elements can be passed on to extensions of the framework. Second, some important aspects of the application of the agent-based methodology for the port sector are explained. Third, a limited number of examples of modules of the proof of concept are developed. Particular attention is paid to the modularity and extensibility of the agent-based framework in order to allow the users of the framework to fine-tune the choices in their simulation model. Finally, in a fourth part of this article, recommendations are formulated for the further development and enrichment of the framework.
本文的目的是讨论基于代理的博弈论港口竞争计算框架的可行性和实现。在任何时候都有许多不同的决定因素影响海港的竞争地位。由于这种复杂性,简单的计算或求解方法是不可能的。本文阐述了一个通用的模块化框架,用于建模和模拟多个异构端口参与者之间的竞争。首先,本文简要介绍了一些元素,这些元素对于开发一个有意义的基于代理的框架是有用和必要的。确定了优先元素,并考虑哪些元素可以传递给框架的扩展。其次,解释了基于代理的方法在港口行业应用的一些重要方面。第三,开发了有限数量的概念证明模块示例。特别注意基于代理的框架的模块性和可扩展性,以便允许框架的用户微调其模拟模型中的选择。最后,在本文的第四部分中,提出了进一步发展和丰富该框架的建议。
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引用次数: 0
Competitive tendering for rail track capacity: The liberalization of railway services in Spain 铁路运力的竞争性招标:西班牙铁路服务的自由化
Q3 Business, Management and Accounting Pub Date : 2022-03-01 DOI: 10.1177/17835917221082510
Juan J. Montero, Rodolfo Ramos Melero
Congestion in infrastructure capacity is a barrier to entry to markets under liberalization. The Spanish rail infrastructure manager, ADIF AV, has implemented an innovative model to reduce such a barrier. ADIF AV optimized capacity by defining the schedule with the most efficient use of tracks, building packages with such track capacity and putting them for tender. Three railway undertakings, the incumbent and two newcomers, will compete in the high-speed market, increasing at least 55% the number of services. This model can be exported to other countries reforming the rail sector.
基础设施容量的拥挤是进入自由化市场的障碍。西班牙铁路基础设施管理公司ADIF AV已经实施了一种创新模式来减少这种障碍。ADIF AV通过定义最有效利用轨道的时间表,构建具有这种轨道容量的包并将其招标来优化容量。三家铁路公司,现有铁路公司和两家新铁路公司将在高速铁路市场竞争,至少增加55%的服务数量。这种模式可以输出到其他正在改革铁路部门的国家。
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引用次数: 5
The liberalisation of the European Union passenger rail market: New challenges for future public service contracts 欧盟客运铁路市场的自由化:未来公共服务合同的新挑战
Q3 Business, Management and Accounting Pub Date : 2022-03-01 DOI: 10.1177/17835917221087167
J. Guillen
The process of European Union(EU) rail market liberalisation is now at a tipping point, with the fourth railway package approved by the European Parliament and Commission and the Member States that have to embed its mandates and provisions into their national legislation. To a large extent, this has already been achieved. The railway package is structured in two main pillars – market pillar and technical pillar – with specific objectives. My paper will focus on the market pillar, particularly on the new challenges that the liberalisation of the EU passenger rail market will generate on public service contracts in effect as of 2023. The establishment of the single European railway area requires common rules on the award of public service contracts in this sector, while taking into account the specific circumstances of each Member State. Public service contracts for public passenger transport services by rail should be awarded on the basis of a competitive tendering procedure. Procedures for competitive tendering of public service contracts should be open to all operators, should be fair and should respect the principles of transparency and non-discrimination. This paper will analyse the new legal challenges that public service contracts in railway transport will encounter and what their impact will be on the process of liberalisation or the EU passenger rail market.
欧盟(EU)铁路市场自由化进程目前正处于一个转折点,欧洲议会和委员会以及成员国批准了第四个铁路一揽子计划,这些成员国必须将其授权和条款纳入其国家立法。在很大程度上,这一点已经实现。铁路一揽子计划分为两大支柱——市场支柱和技术支柱——并有具体目标。我的论文将重点关注市场支柱,特别是欧盟客运铁路市场的自由化将对2023年生效的公共服务合同产生的新挑战。建立单一的欧洲铁路区需要在考虑到每个成员国的具体情况的同时,就授予该部门的公共服务合同制定共同规则。铁路公共客运服务的公共服务合同应根据竞争性招标程序授予。公共服务合同的竞争性招标程序应向所有经营者开放,应公平,并应尊重透明和不歧视的原则。本文将分析铁路运输公共服务合同将面临的新的法律挑战,以及它们对自由化进程或欧盟客运铁路市场的影响。
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引用次数: 1
The national shaping of Europe’s emerging hydrogen strategies: Cooperative or competitive hydrogen Politics? 欧洲新兴氢战略的国家塑造:合作还是竞争氢政治?
Q3 Business, Management and Accounting Pub Date : 2022-03-01 DOI: 10.1177/17835917221082935
J. T. M. Machado, B. Flynn, Ian O. Williamson
In recent years, many European states have begun heavily investing in hydrogen (H2) technologies and as of July 2021, several have published detailed national hydrogen strategies. Nonetheless, it is evident there are emerging differences between these states regarding the scale, ambition and sophistication of their H2 plans. Such strategies also have implications for existing energy regimes that remain strongly dependent on fossil fuels alongside greater integration of renewables. Emerging H2 firms and technologies further disturb energy policies by either requiring a partly new, or at least modified, European energy infrastructure. Will such changes produce commercially dominant H2 businesses that could distort the broader energy market and confer a leading position upon a few countries and firms? There is also uncertainty over whether H2 technologies will support renewables by providing a ready means of energy storage, or whether investment in hydrogen could, paradoxically, displace some of the commercial interest in renewables. Finally, questions have been posed about the green credentials of H2 technologies. There are significant differences in how hydrogen is generated and much debate about the hydrogen colours. This paper employs a comparative analysis of three European national hydrogen strategies, offering a contrast between Germany, the UK and Portugal. The interaction between these and the EU level is mapped. Also explored is whether the various national styles favour more cooperative or competitive policy-making. The comparison with the UK allows us to explore some impacts Brexit may have on British H2 ambitions. To interpret these strategies, we employ the Multi-Level Perspective on energy transitions, which focuses on how different actors have a variable influence at mutually reinforcing levels of policymaking (niches, regime and landscape). These include EU institutions, national governments and agencies. Energy and technology firms and research networks are also crucial. We draw attention to several fundamental regulatory challenges that H2 strategies raise. Also highlighted are differences and similarities between countries and the wider possible trajectories for future hydrogen development.
近年来,许多欧洲国家开始大力投资氢(H2)技术,截至2021年7月,已有几个国家发布了详细的国家氢战略。尽管如此,很明显,这些州在H2计划的规模、雄心和复杂性方面存在新的差异。这些战略也对现有的能源制度产生了影响,这些制度仍然严重依赖化石燃料,同时加强了可再生能源的整合。新兴的H2公司和技术要求部分新的或至少经过修改的欧洲能源基础设施,从而进一步扰乱了能源政策。这种变化是否会产生商业主导的H2业务,从而扭曲更广泛的能源市场,并赋予少数国家和公司领先地位?H2技术是否会通过提供现成的储能手段来支持可再生能源,或者对氢气的投资是否会取代可再生能源的一些商业利益,也存在不确定性。最后,人们对H2技术的绿色证书提出了疑问。氢的产生方式存在显著差异,关于氢的颜色也有很多争论。本文对欧洲三个国家的氢能战略进行了比较分析,并对德国、英国和葡萄牙进行了对比。这些与欧盟层面之间的互动关系已绘制出来。还探讨了不同的国家风格是倾向于更具合作性还是竞争性的政策制定。通过与英国的比较,我们可以探索英国脱欧可能对英国H2雄心产生的一些影响。为了解释这些战略,我们采用了能源转型的多层面视角,重点关注不同行为者如何在相互加强的决策层面(利基、制度和景观)产生可变影响。其中包括欧盟机构、国家政府和机构。能源和技术公司以及研究网络也至关重要。我们提请注意H2战略提出的几个基本监管挑战。还强调了各国之间的差异和相似之处,以及未来氢气开发的更广泛可能轨迹。
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引用次数: 0
Fleeting neutrality: The inadequacies of the ex-ante net neutrality regulations in India 飞行中立:印度事前网络中立规定的不足
Q3 Business, Management and Accounting Pub Date : 2022-01-22 DOI: 10.1177/17835917211068789
Raghuvansh Seth
The paper seeks to address the economic and fundamental inadequacies of ex-ante net neutrality regulations in India. The current net neutrality regulations consider the internet service provider (ISP) market in a two-sided spectrum of content and application providers (CAPs) and end-users. However, the rapidly growing internet space has undergone numerous developments in recent years, giving rise to complexities such as vertical partnerships between the ISPs, CAPs and OTT service providers, the use of content delivery networks (CDNs) for the last mile, deployment of 5G on mobile devices, etc. The main hypothesis is that the ex-ante net neutrality regulations lack the tools to combat modern problems with their antiquated approach and measures. Accordingly, to analyse this proposition, the paper considers the existent literature on the fundamental aspects of net neutrality norms, and juxtaposes the economic and empirical findings from a post‐net neutrality regulation stance. The findings reveal that net neutrality measures that prohibit paid-prioritisation and zero-rating services lead to economic inefficiencies. Further, the restrictive net neutrality measures hamper investment and innovation in the market and fall short in dealing with vertical integration and the use of CDNs. Hence, to promote competition and protect net neutrality, especially in the lower layers of the ISP market, the paper recommends measures such as digital dynamism and transparency rules and studies the role of ex-post competition regulations in aiding net neutrality.
本文试图解决印度事前网络中立性法规在经济和根本上的不足。当前的网络中立性法规将互联网服务提供商(ISP)市场视为内容和应用程序提供商(CAP)以及最终用户的双边市场。然而,近年来,快速增长的互联网空间经历了许多发展,导致了互联网服务提供商、CAP和OTT服务提供商之间的垂直合作关系、最后一英里的内容交付网络(CDN)使用、移动设备上的5G部署等复杂性。主要假设是,事前的网络中立性法规缺乏工具,无法用过时的方法和措施来解决现代问题。因此,为了分析这一命题,本文考虑了关于网络中立性规范基本方面的现有文献,并从后网络中立性监管的立场将经济和实证研究结果并置。研究结果表明,禁止付费优先和零评级服务的网络中立措施会导致经济效率低下。此外,限制性的网络中立性措施阻碍了市场的投资和创新,在处理垂直一体化和CDN的使用方面做得不够。因此,为了促进竞争和保护网络中立性,特别是在ISP市场的较低层次,本文建议采取数字动态和透明度规则等措施,并研究竞争后法规在帮助网络中立性方面的作用。
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引用次数: 2
期刊
Competition and Regulation in Network Industries
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