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Global university rankings uncovered: introduction 全球大学排名揭晓:介绍
Pub Date : 2014-05-15 DOI: 10.3354/ESEP00148
K. Stergiou, Athanassios C. Tsikliras
University rankings have gained growing attention from university administrations and faculty members, markets, governments, mass media and the public at large, affecting nearly all aspects directly or indirectly related to academia. This Theme Section includes 12 essays from 16 authors, coming from 9 countries (i.e. Singapore, the USA, the UK, Ireland, Belgium, Germany, Spain, Cyprus and Greece). These essays cover different methodological, socio-political, econom- ical and ethical 'hot issues' emerging from the dominance of rankings in the higher education sec- tor through the views and thoughts of different stakeholders (i.e. university administrators, people involved in performing the rankings, and scientists). We hope that this Theme Section and the questions it raises will further contribute to the recent debate and future of university rankings, whether they be global or regional, as well as help find the nexus between numbers (i.e. rankings) and knowledge (i.e. higher education institutions); to paraphrase Plato's quote 'a good decision is based on knowledge and not on numbers'.
大学排名越来越受到大学管理部门和教职员工、市场、政府、大众媒体和广大公众的关注,影响着与学术界直接或间接相关的几乎所有方面。本主题部分收录了来自9个国家(新加坡、美国、英国、爱尔兰、比利时、德国、西班牙、塞浦路斯和希腊)的16位作者的12篇文章。这些文章涵盖了不同的方法、社会政治、经济和伦理“热点问题”,这些问题是通过不同利益相关者(即大学管理者、参与排名的人和科学家)的观点和想法,从排名在高等教育部门的主导地位中出现的。我们希望这个主题部分和它提出的问题将进一步促进最近的辩论和未来的大学排名,无论是全球还是区域,并帮助找到数字(即排名)和知识(即高等教育机构)之间的联系;套用柏拉图的名言“一个好的决定是基于知识而不是数字”。
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引用次数: 9
On impact factors and university rankings: from birth to boycott 影响因素与大学排名:从出生到抵制
Pub Date : 2014-05-15 DOI: 10.3354/ESEP00141
K. Stergiou, S. Lessenich
In this essay we explore parallels in the birth, evolution and final ‘banning’ of journal impact factors (IFs) and university rankings (URs). IFs and what has become popularized as global URs (GURs) were born in 1975 and 2003, respectively, and the obsession with both ‘tools’ has gone global. They have become important instruments for a diverse range of academic and higher education issues (IFs: e.g. for hiring and promoting faculty, giving and denying faculty tenure, distributing research funding, or administering institutional evaluations; URs: e.g. for reforming university/ department curricula, faculty recruitment, promotion and wages, funding, student admissions and tuition fees). As a result, both IFs and GURs are being heavily advertised — IFs in publishers’ webpages and GURs in the media as soon as they are released. However, both IFs and GURs have been heavily criticized by the scientific community in recent years. As a result, IFs (which, while originally intended to evaluate journals, were later misapplied in the evaluation of scientific performance) were recently ‘banned’ by different academic stakeholders for use in ‘evaluations’ of individual scientists, individual articles, hiring/promotion and funding proposals. Similarly, URs and GURs have also led to many boycotts throughout the world, probably the most recent being the boycott of the German ‘Centrum fuer Hochschulentwicklung’ (CHE) rankings by German sociologists. Maybe (and hopefully), the recent banning of IFs and URs/GURs are the first steps in a process of academic self-reflection leading to the insight that higher education must urgently take control of its own metrics.
在本文中,我们探讨了期刊影响因子(if)和大学排名(ur)的诞生、演变和最终“禁止”的相似之处。IFs和现在流行起来的全球ur (GURs)分别诞生于1975年和2003年,对这两种“工具”的痴迷已经走向全球。它们已成为各种学术和高等教育问题的重要工具:例如,聘用和提升教师,给予和拒绝教师终身职位,分配研究经费或管理机构评估;URs:例如改革大学/院系课程、教师招聘、晋升和工资、资助、学生入学和学费)。结果,IFs和gur都被大量宣传——IFs在出版商的网页上,而gur一发布就在媒体上。然而,近年来,IFs和GURs都受到了科学界的严厉批评。结果,IFs(最初是用来评估期刊的,后来被误用在科学表现的评估中)最近被不同的学术利益相关者“禁止”用于对个别科学家、个别文章、招聘/晋升和资助提案的“评估”。同样,ur和gur也导致了世界各地的许多抵制,最近的一次可能是德国社会学家对德国“Centrum fuer Hochschulentwicklung”(CHE)排名的抵制。也许(并且希望),最近对if和ur / gur的禁止是学术自我反思过程的第一步,导致人们认识到高等教育必须紧急控制自己的指标。
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引用次数: 27
Which came first: the money or the rank? 金钱和地位哪个更重要?
Pub Date : 2014-05-15 DOI: 10.3354/ESEP00147
Athanassios C. Tsikliras, David Z. Robinson, K. Stergiou
Global university rankings are provided by several organisations based on various cri- teria, most of which are, directly or indirectly, related to the wealth of the university. The main objec- tive of this work was to examine the effect of money on rankings and vice versa. First, we examined the relationship between global university rankings and professors' salaries and found an asymptotic trend for all ranks of professors across the top 200 US universities, but no trend for the top Canadian universities. Second, we examined the relationship between global university rankings and univer- sity income and found a positive trend for UK and Canadian universities. Our results are consistent with the hypothesis that the funding (as well as autonomy and support of the state) of a university and its position in global rankings are related. We maintain that European universities in several coun- tries will not make it into the top 100 list unless their autonomy and public funding are increased. Instead, the recent decrease in public funding of universities in many European countries, as a result of the economic crisis, threatens to push these institutions further down the ranking lists.
全球大学排名是由几个组织根据不同的标准提供的,其中大多数都直接或间接地与大学的财富有关。这项工作的主要目的是研究金钱对排名的影响,反之亦然。首先,我们研究了全球大学排名和教授工资之间的关系,发现美国前200名大学的所有级别的教授都有渐近趋势,但加拿大顶尖大学没有趋势。其次,我们研究了全球大学排名与大学收入之间的关系,发现英国和加拿大的大学呈积极趋势。我们的结果与一所大学的资金(以及自治和国家支持)与其在全球排名中的位置相关的假设是一致的。我们坚持认为,欧洲一些国家的大学将无法进入前100名,除非它们的自主权和公共资金得到增加。相反,由于经济危机,最近许多欧洲国家对大学的公共资助减少,这些大学的排名可能会进一步下滑。
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引用次数: 5
Framing the university ranking game: actors, motivations, and actions 构建大学排名游戏:参与者、动机和行动
Pub Date : 2014-05-15 DOI: 10.3354/ESEP00138
J. Dearden, Rajdeep Grewal, G. Lilien
Any formulation of the university ranking game involves the perspectives of the 3 key actors: (1) graduating high-school students, (2) universities, and (3) ranking publications. These university rankings are developed and maintained by for-profit publications or magazines, which must balance 2 potentially conflicting motives: (1) to provide students with information to help them decide which university to attend and (2) to increase the revenues of the publication. The actions of the students involve their decision on which universities to apply to and which uni- versity to attend among those they are admitted to. The universities seek to attract the best stu- dents and seek to improve their ranking to do so. We frame these diverse motives and the ensuing actions of these 3 sets of actors as the university ranking game and discuss the potential inefficien- cies in the game and the possibility for unethical behavior by publications and universities.
大学排名游戏的任何公式都涉及三个关键角色的观点:(1)即将毕业的高中生,(2)大学,(3)排名出版物。这些大学排名是由营利性出版物或杂志开发和维护的,它们必须平衡两个潜在的相互冲突的动机:(1)为学生提供信息,帮助他们决定上哪所大学;(2)增加出版物的收入。学生的行为包括他们决定申请哪所大学,以及在他们被录取的大学中就读哪所大学。大学努力吸引最优秀的学生,并为此提高排名。我们将这些不同的动机和这三组参与者的后续行动构建为大学排名游戏,并讨论游戏中潜在的低效率以及出版物和大学不道德行为的可能性。
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引用次数: 13
The mismeasure of higher education? The corrosive effect of university rankings 对高等教育的误判?大学排名的腐蚀效应
Pub Date : 2014-05-15 DOI: 10.3354/ESEP00135
D. Robinson
This paper examines the limitations and biases of world university rankings and asks what drivers explain their ongoing proliferation and popularity. It is argued that rankings are hav- ing a corrosive effect on higher education systems, institutions and staff by encouraging policy reforms at the governmental level and a reallocation of resources at the institutional level that may improve standings in the rankings but do not necessarily enhance quality research and teaching. Global rankings are linked to the rise of an international market in higher education, particularly with respect to international students. The author argues that what is at stake in the debate over university rankings is fundamentally whether higher education is to be thought of as having intrinsic value, or whether it is defined narrowly in instrumentalist and consumerist terms.
本文考察了世界大学排名的局限性和偏见,并询问是什么驱动因素解释了它们的不断扩散和流行。有人认为,排名正在对高等教育系统、机构和工作人员产生腐蚀性影响,因为它鼓励政府一级的政策改革和机构一级的资源重新分配,这可能会提高排名,但不一定能提高研究和教学质量。全球排名与高等教育国际市场的崛起有关,尤其是在国际学生方面。作者认为,在关于大学排名的辩论中,最关键的是,高等教育是否应该被视为具有内在价值,还是被狭隘地定义为工具主义和消费主义。
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引用次数: 18
University ranking: a dialogue on turning towards alternatives 大学排名:一场转向其他选择的对话
Pub Date : 2014-05-15 DOI: 10.3354/ESEP00136
Sarah Amsler
This article, written as a critical dialogue between 2 interlocutors, puts forward a number of arguments justifying and critiquing the practice of university ranking. It draws attention to 3 key problematics: the ideological construction of institutional ranking as a professionally necessary and inevitable activity, the symbolically violent character of ranking as a form of social categorization and hierarchization, and the possibility of denying the system legitimacy by practicing more prefigurative forms of its critique. Through the progression of this dialogue, the article ultimately makes a case for turning away from university rankings on both scientific and ethicopolitical grounds.
这篇文章,作为两位对话者之间的批判性对话,提出了一些论证和批评大学排名的做法。它引起了人们对三个关键问题的关注:将制度排名作为一种专业上必要和不可避免的活动的意识形态建构,将排名作为一种社会分类和等级化形式的象征性暴力特征,以及通过实践更多的预示形式来否定制度合法性的可能性。通过这一对话的进展,文章最终从科学和伦理政治的角度提出了放弃大学排名的理由。
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引用次数: 25
World class universities and international rankings 世界一流大学和国际排名
Pub Date : 2014-05-15 DOI: 10.3354/ESEP00132
D. Turner
This paper examines 2 of the major international university rankings, the Shanghai Jiao Tong University ranking and the Times Higher Education Supplement ranking, and asks why, when they use such different measures of performance, they produce such similar rankings. The author introduces Data Envelopment Analysis (DEA) and shows how this can be an effective method for setting up a range of ranking systems. This is used to explore a number of key issues that are raised by league tables, including which indicators to select, and whether to treat them as inputs or outputs. The paper then examines the assumptions that would need to be incorporated into the DEA approach in order to produce a league table that is similar to the 2 extant examples. It concludes that the currently accepted league tables assume that costs are of no interest, and that high quality outputs are to be valued at any cost. This raises the question of whether such rankings are appropriate for an age of austerity, or whether value-for-money rankings might not be more appropriate.
本文考察了两个主要的国际大学排名,上海交通大学排名和泰晤士报高等教育副刊排名,并询问为什么当它们使用如此不同的表现衡量标准时,它们产生了如此相似的排名。作者介绍了数据包络分析(DEA),并展示了它如何成为建立一系列排名系统的有效方法。这是用来探讨排行榜提出的一些关键问题,包括选择哪些指标,以及是否将其视为投入或产出。然后,本文检查了需要纳入DEA方法的假设,以便产生类似于两个现有示例的排行榜。报告的结论是,目前公认的排名表假定成本无关紧要,而高质量的产出将不惜任何代价加以重视。这就提出了这样一个问题:这样的排名是否适合一个紧缩的时代,或者是否性价比排名可能不更合适。
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引用次数: 9
University rankings and the scientification of social sciences and humanities 大学排名与社会科学和人文科学的科学化
Pub Date : 2014-05-15 DOI: 10.3354/ESEP00144
Costas Stratilatis
The aim of this article is to render global university rankings (GURs) as a paradigmatic instance of knowledge/power (Foucault) within our post-industrial ‘knowledge societies’. At the same time, I examine a possible connection between GURs and ‘scientification’ of social sciences and humanities (SSH), i.e. promotion of the belief that if SSH are to count as ‘sciences’ proper, they must subscribe to the epistemological and methodological tenets of positivist− empiricist natural sciences. Based on recent literature and on the methodological information that is provided by the compilers of GURs on the relevant websites, the second part of the article traces some structural features (such as underestimation of teaching and systematic biases of bibliometrics) which might be taken as supporting the hypothesis that GURs are connected with the the wider trend of scientification of social sciences and humanities. I conclude that, even if we could ever overcome the deficiencies of existing rankings, we should take seriously that there can be no ranking system that would be epistemically objective, value neutral, and politically incontestable.
本文的目的是将全球大学排名(GURs)作为我们后工业“知识社会”中知识/权力(福柯)的范例。同时,我考察了gurr与社会科学和人文科学的“科学化”之间的可能联系,即促进这样一种信念,即如果社会科学和人文科学要算作“科学”,他们必须赞同实证主义-经验主义自然科学的认识论和方法论原则。文章的第二部分基于最近的文献和相关网站上gurr编纂者提供的方法学信息,追溯了gurr的一些结构特征(如对教学的低估和文献计量学的系统性偏差),这些特征可以用来支持gurr与社会科学和人文科学科学化的更广泛趋势有关的假设。我的结论是,即使我们能够克服现有排名的缺陷,我们也应该认真地认识到,不可能有一个在认知上客观、价值中立、政治上无可争议的排名系统。
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引用次数: 15
Strategies for academic and research excellence for a young university: perspectives from Singapore 一所年轻大学的卓越学术和研究策略:来自新加坡的观点
Pub Date : 2014-05-15 DOI: 10.3354/ESEP00139
C. Lim, F. Boey
As countries worldwide have become increasingly interconnected due to globalisation, universities have likewise undergone significant changes. To achieve and maintain academic and research excellence in today’s fast-paced knowledge economy, it is critical for international universities to transcend traditional education. With the blurring of boundaries and rise of Asia, universities worldwide have increased collaborative efforts. Several Asian universities have acquired top academic rankings and achieved international recognition in parity with many western iconic counterparts. These rankings have galvanised the world of higher education, resulting in a virtuous circle impact on universities’ drive for academic and research excellence. Since the emergence of global rankings, universities have been compared on a national and international basis and this has affected the way they operate. The rankings — used as a tool to maintain and build institutional position and reputation — have also resulted in an increasing trend of policy makers utilising the ranking results to make decisions on resource allocation or structure of higher education systems. The Singapore universities, which are crucial for elevating Singapore’s society towards the future knowledge economy, have transformed rapidly from teaching institutions into top international research-intensive universities. This article examines how Nanyang Technological University (NTU) strategises its progress and establishes platforms for the creation of greater scientific knowledge and research innovation, which impact on higher education rankings and vice versa. Some of the issues covered include institutional management structure, talent retention/attraction, research competitiveness, and international and industry collaborations.
由于全球化,世界各国之间的联系日益紧密,大学也发生了重大变化。为了在当今快节奏的知识经济中实现和保持卓越的学术和研究水平,国际大学必须超越传统教育。随着边界的模糊和亚洲的崛起,世界各地的大学都加强了合作。几所亚洲大学获得了顶级学术排名,并获得了与许多西方标志性大学相当的国际认可。这些排名激励了世界高等教育,对大学追求学术和研究卓越产生了良性循环的影响。自从全球排名出现以来,人们就在国内和国际基础上对大学进行比较,这影响了大学的运作方式。排名被用作维持和建立大学地位和声誉的工具,也导致越来越多的政策制定者利用排名结果来决定资源分配或高等教育系统的结构。新加坡的大学已经从教学机构迅速转变为国际顶尖的研究型大学,对于推动新加坡社会迈向未来的知识经济至关重要。本文探讨了南洋理工大学(NTU)如何制定其进步战略,并为创造更多科学知识和研究创新建立平台,从而影响高等教育排名,反之亦然。研究课题包括院校管理架构、人才保留/吸引、研究竞争力、国际及业界合作等。
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引用次数: 11
The Times Higher Education World University Rankings, 2004-2012 2004-2012年泰晤士高等教育世界大学排名
Pub Date : 2014-05-15 DOI: 10.3354/ESEP00145
Phil Baty
In the present essay, I briefly describe the transition from the original Times Higher Education Supplement World University Rankings, which were developed together with Qua - quarelli Symonds (QS), to the Times Higher Education world rankings powered by Thomson Reuters. In addition, I describe the 'sample' characteristics (i.e. the distribution of respondents by geographic area and scientific discipline) of the Thomson Reuters' annual academic reputational surveys, upon which 2 key indicators for the categories of teaching and research are based, during 2010 to 2012. Finally, I briefly discuss the criticisms raised concerning these 2 ranking systems.
在这篇文章中,我简要地描述了从最初的泰晤士高等教育增刊世界大学排名(与Qua - quarelli Symonds (QS)一起开发)到由汤森路透(Thomson Reuters)提供支持的泰晤士高等教育世界排名的转变。此外,我还描述了2010年至2012年汤森路透年度学术声誉调查的“样本”特征(即按地理区域和科学学科划分的受访者分布),这是教学和研究类别的两个关键指标所依据的。最后,我将简要讨论针对这两种排名系统提出的批评。
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引用次数: 40
期刊
Ethics in Science and Environmental Politics
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