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Achmea versus the Rule of Law: CJEU’s Dogmatic Dismissal of Investors’ Rights in Backsliding Member States of the European Union 阿赫玛与法治:欧洲法院对倒退的欧盟成员国投资者权利的教条式驳回
IF 2.2 2区 社会学 Q1 LAW Pub Date : 2021-03-29 DOI: 10.1007/s40803-021-00153-7
D. Kochenov, N. Lavranos
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引用次数: 1
The Core Requirements of the International Rule of Law in the Practice of States 国际法治在国家实践中的核心要求
IF 2.2 2区 社会学 Q1 LAW Pub Date : 2021-03-24 DOI: 10.1007/s40803-021-00152-8
N. Arajärvi
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引用次数: 3
The Rule of Law and the Rule of Men: History, Legacy, Obscurity 法治与人治:历史、遗产、默默无闻
IF 2.2 2区 社会学 Q1 LAW Pub Date : 2021-01-07 DOI: 10.1007/s40803-020-00149-9
Julian Sempill

The distinction between “the rule of law” and “the rule of men” is still in use, after more than two and a half thousand years. It is well known that Aristotle’s aphorism extols government according to institutionalized impersonal rules and condemns government by personal fiat. However, the formulation has another dimension that, during the course of the modern era, has gradually been obscured: Aristotle, following Plato, is making a set of philosophical points about the relations between human nature, the wider natural order, and positive law. The first part of this article offers an account of this neglected dimension of the ancient contrast between “the rule of law” and “the rule of men”. The second part of the article considers the reception of the contrast in the early modern age, focussing on the limited government tradition which emerged in the seventeenth and eighteenth centuries. The article concludes by considering how the rise of so-called “formal” accounts of the rule of law tend not merely to deny the validity of the Classical approach, but to render it increasingly obscure.

“法治”和“人治”的区别在2500多年后仍在使用。众所周知,亚里士多德的格言根据制度化的非个人规则颂扬政府,谴责个人命令的政府。然而,这种表述还有另一个维度,在现代的进程中,逐渐被模糊了:继柏拉图之后,亚里士多德提出了一套关于人性、更广泛的自然秩序和实在法之间关系的哲学观点。本文的第一部分阐述了“法治”和“人治”之间古老的对比中被忽视的这一维度。文章的第二部分考虑了近代早期对这一对比的接受,重点是17、18世纪出现的有限政府传统。文章最后考虑到,所谓的“正式”法治理论的兴起不仅否定了经典方法的有效性,而且使其变得越来越模糊。
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引用次数: 0
Deepening Democracy? Promises and challenges of Chile's Road to a New Constitution. 深化民主?智利新宪法之路的承诺与挑战
IF 2.9 2区 社会学 Q1 LAW Pub Date : 2021-01-01 Epub Date: 2021-10-25 DOI: 10.1007/s40803-021-00158-2
Gabriel L Negretto

As a response to mass mobilizations against the political and social status quo, a multiparty agreement activated a process to replace the constitution in Chile, three decades after the country's transition to democracy. I argue that this process has three features that are not only desirable on normative grounds but also shared by successful episodes of constitutional replacement in democratic regimes: the drafting of the new text in an assembly bound by preexisting rules, inclusive mechanisms of representation and decision making, and direct citizen involvement. These features, in interaction with the popular repudiation of the elite-biased institutions inherited from the Pinochet era, might lead to a new constitutional arrangement that deepens democratization by expanding citizen rights, strengthening executive constraints, and removing restrictions on majority rule. Yet the realization of the full democratic potential of this constitutional change depends on the still uncertain ability of constitution makers to compromise on a text that is not only seen as legitimate among ordinary citizens but also promotes coherent goals, effective institutions, and good governance.

作为对反对政治和社会现状的大规模动员的回应,在智利向民主过渡三十年后,一项多党协议启动了取代宪法的进程。我认为,这一过程有三个特点,不仅在规范的基础上是可取的,而且在民主政权的宪法替代的成功案例中也是可取的:在受先前存在的规则约束的大会中起草新文本,代表和决策的包容性机制,以及直接的公民参与。这些特点,与民众对皮诺切特时代遗留下来的精英偏见制度的否定相互作用,可能会导致一种新的宪法安排,通过扩大公民权利、加强行政约束和消除对多数人统治的限制来深化民主化。然而,实现这一宪法改革的全部民主潜力,取决于宪法制定者是否有能力就一份不仅在普通公民中被视为合法的文本做出妥协,而且还能促进目标的一致、有效的机构和良好的治理,这种能力仍不确定。
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引用次数: 0
The EU Rule of Law Initiative Towards the Western Balkans. 欧盟对西巴尔干的法治倡议。
IF 2.9 2区 社会学 Q1 LAW Pub Date : 2021-01-01 Epub Date: 2020-11-18 DOI: 10.1007/s40803-020-00148-w
Andi Hoxhaj

The EU adopted a new enlargement strategy for the Western Balkans countries in 2018, provided a time frame for Serbia and Montenegro potentially to join the Union by 2025, and outlined the next steps for accession for Albania, Bosnia and Herzegovina, Kosovo, and North Macedonia. In March 2020, the EU gave the green light to the opening of accession talks with North Macedonia and Albania, and also introduced a new reformed 'accession talks' framework. The strengthening of the rule of law, fighting corruption and organised crime are the cornerstones of the EU-Western Balkans strategy of 2018 and the new accession talks framework of 2020. This article examines the latest enlargement policy developments in 2018-2020 by conceptualising how the EU promotes the rule of law in the Western Balkans thorough its new enlargement policy package. Furthermore, the article offers an in-depth analysis of the case of Albania, where the EU has experimented with some of its latest enlargement-policy ideas in regard to the rule of law. The article also offers some proposals and insights on how the EU rule of law initiative of 2018 can be improved, in order to become more transformative in strengthening the rule of law in countries of the Western Balkans.

欧盟在2018年通过了西巴尔干国家的新扩大战略,为塞尔维亚和黑山可能在2025年之前加入欧盟提供了时间框架,并概述了阿尔巴尼亚、波斯尼亚和黑塞哥维那、科索沃和北马其顿加入欧盟的下一步措施。2020年3月,欧盟开启了与北马其顿和阿尔巴尼亚的入盟谈判,并引入了新的改革后的“入盟谈判”框架。加强法治、打击腐败和有组织犯罪是2018年欧盟-西巴尔干战略和2020年新加入谈判框架的基石。本文考察了2018-2020年欧盟扩大政策的最新进展,阐述了欧盟如何通过新的扩大政策方案在西巴尔干地区促进法治。此外,本文还对阿尔巴尼亚的案例进行了深入分析,欧盟在阿尔巴尼亚试验了一些有关法治的最新扩员政策理念。本文还就如何改进2018年欧盟法治倡议提出了一些建议和见解,以便在加强西巴尔干国家的法治方面更具变革性。
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引用次数: 0
Poland's Rule of Law Breakdown: A Five-Year Assessment of EU's (In)Action. 波兰的法治崩溃:欧盟(在)行动的五年评估
IF 2.9 2区 社会学 Q1 LAW Pub Date : 2021-01-01 Epub Date: 2021-03-24 DOI: 10.1007/s40803-021-00151-9
Laurent Pech, Patryk Wachowiec, Dariusz Mazur

To reinstate what amounts to a "Soviet-style justice system", Polish authorities have repeatedly and deliberately violated the Polish Constitution and EU law. Rather than comprehensively detailing these repeated violations, this article focuses on the EU dimension of Poland's rule of law breakdown. Using the activation of the Rule of Law Framework by the European Commission on 13 January 2016 as a starting point, this article offers a critical five-year assessment of EU's (in)action starting with an overview of the extent to which virtually all of the multiple problematical issues identified early on by the Commission have yet to be addressed by Polish authorities by January 2021. Regarding the Commission and the Council's (in)action, this article argues that the Commission has systematically acted in a too little too late fashion while the Council has systematically failed to meaningfully act, with the inaction of these two EU institutions amounting, at times, to dereliction of duties. By contrast, the Court of Justice has forcefully defended judicial independence whenever an infringement case was lodged with it by the Commission. The Court of Justice's record in preliminary ruling cases is more mixed due, in part, to the Court's apprehension to undermine the principle of mutual trust. The article ends with a list of key lessons and recommendations which reflect the EU's few successes and many failures highlighted in this article. It is submitted inter alia that more statements, dialogue and reports are not going to help contain, let alone solve Poland's rule of law crisis. It is indeed no longer a crisis the EU is facing but a total breakdown in the rule of law in Poland which, in turn, represents a threat to the interconnected legal order that underpins the EU.

为了恢复所谓的“苏联式司法体系”,波兰当局一再故意违反波兰宪法和欧盟法律。本文并非全面详述这些一再发生的违法行为,而是侧重于波兰法治崩溃的欧盟层面。本文以欧盟委员会于2016年1月13日启动的法治框架为起点,对欧盟(在)行动进行了为期五年的关键评估,首先概述了委员会早期发现的几乎所有有问题的问题在多大程度上尚未由波兰当局在2021年1月之前解决。关于欧盟委员会和欧盟理事会的行动,本文认为,欧盟委员会系统地采取了太少、太晚的行动,而欧盟理事会系统地未能采取有意义的行动,这两个欧盟机构的不作为有时相当于玩忽职守。相比之下,每当委员会向法院提出侵权案件时,法院都有力地捍卫司法独立。法院在初步裁决案件中的记录比较复杂,部分原因是法院担心破坏相互信任的原则。文章最后列出了一系列重要的经验教训和建议,这些教训和建议反映了欧盟在本文中强调的少数成功和许多失败。有人特别指出,更多的声明、对话和报告无助于遏制,更不用说解决波兰的法治危机了。事实上,欧盟面临的不再是一场危机,而是波兰法治的彻底崩溃,这反过来又对支撑欧盟的相互关联的法律秩序构成了威胁。
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引用次数: 0
Winds of Change: Comparing the Early Phases of Constitutional Redrafting in Chile and Venezuela. 变革之风:比较智利和委内瑞拉宪法改革的早期阶段
IF 2.9 2区 社会学 Q1 LAW Pub Date : 2021-01-01 Epub Date: 2021-11-18 DOI: 10.1007/s40803-021-00159-1
Carlos García Soto, Miguel Ángel Martínez Meucci, Raúl Sánchez Urribarrí

This article compares the early phases of the constitutional redrafting processes in Venezuela (1999) and currently in Chile (2021), seeking to identify key factors that help explain the radical constitutional-redrafting path that was followed in Venezuela, versus the more moderate, consensual and rule-bounded transformation underway in Chile. We pay particular attention to the presence of Hugo Chávez as leader of a populist project in Venezuela-an important factor absent in today's Chile-whilst also taking into account a host of other important considerations that situate these countries' diverse experiences in their respective socio-political contexts. These factors include the existence of unaddressed historical and social grievances leading to the reform; frustrated efforts at overhauling state institutions or the constitutional text; disparate institutional frameworks to channel reform demands, and different decisions made by the ruling political elites, among other considerations. Our goal is to provide a comprehensive and nuanced comparison that not only helps to understand each case better, but also to think critically about the complex reasons that lead to constitutional redrafting in troubled democracies, with a view to inform our debates on this topic beyond Chile and Venezuela.

本文比较了委内瑞拉(1999年)和智利(2021年)宪法重新起草过程的早期阶段,试图找出有助于解释委内瑞拉所遵循的激进宪法重新起草路径与智利正在进行的更温和,共识和规则约束的转型的关键因素。我们特别关注雨果Chávez作为委内瑞拉民粹主义计划的领导者的存在,这是今天智利缺乏的一个重要因素,同时也考虑到这些国家在各自社会政治背景下的不同经历的许多其他重要因素。这些因素包括导致改革的历史和社会积怨尚未解决;改革国家机构或宪法文本的努力受挫;引导改革需求的不同制度框架,执政的政治精英做出的不同决定,以及其他因素。我们的目标是提供一个全面而细致的比较,不仅有助于更好地理解每个案例,而且还有助于批判性地思考导致陷入困境的民主国家重新起草宪法的复杂原因,以期为我们在智利和委内瑞拉以外的这一主题的辩论提供信息。
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引用次数: 0
Chile's 'Procedurally Regulated' Constitution-Making Process. 智利的“程序化”制宪过程
IF 2.9 2区 社会学 Q1 LAW Pub Date : 2021-01-01 Epub Date: 2021-11-02 DOI: 10.1007/s40803-021-00157-3
Javier Couso

After tracing the social, intellectual, and political origins of Chile's demand for a new Constitution (which started in circumscribed circles as early as the late 1990s, but got momentum towards the end of the 2000s), this article describes the semi-sovereign democracy established by the Constitution of 1980, a feature designed by its framers to prevent the dismantling of the particularly radical version of neoliberal economics left in place by the military regime. Then, the piece analyses how the Constitutional Court's conservative jurisprudence contributed to make clear to most Chileans the link between an increasingly unpopular economic model and the constitutional status quo, something which, in turn, led President Bachelet to attempt to introduce a new charter in her second administration (an effort which failed due to the refusal of the conservative parties to replace a fundamental law that was, in fact, largely biased towards their political and economic ideas). The second half of the article is devoted to analyse the way in which the social uprising of October-December 2019 transformed the old demand for a new Constitution into a critically important institutional way to channel what at the time seemed to be a potentially catastrophic social and political crisis. Noting the-rather impressive-capacity of the political party system to agree on the path towards a new charter, the article then argues that Chile's highly regulated constitution-making process represents an instance of what Colón-Ríos (2020) calls a 'procedurally regulated' one, that is, one where an existing constitution is amended to authorize its complete replacement according to the procedures it establishes, but leaving the constituent body leeway to autonomously decide on the content of the new charter. While in tension with traditional understandings of the exercise of the constituent power in cases of complete constitutional change, this feature of Chile's ongoing constitution-making process represents a promising path to introduce a new Constitution in a manner that promotes the rule of law.

在追溯了智利对新宪法的要求的社会、知识分子和政治起源(早在20世纪90年代末就开始在有限的范围内开始,但在21世纪末得到了动力)之后,本文描述了1980年宪法建立的半主权民主,这是由其制定者设计的一个特点,以防止军事政权留下的特别激进的新自由主义经济版本的瓦解。然后,这篇文章分析了宪法法院的保守法理学如何有助于向大多数智利人阐明日益不受欢迎的经济模式与宪法现状之间的联系,而这种联系反过来又导致巴切莱特总统试图在她的第二届政府中引入新的宪章(由于保守派政党拒绝取代一项基本法律,这项努力失败了,事实上,很大程度上偏向于他们的政治和经济理念)。文章的后半部分致力于分析2019年10月至12月的社会起义如何将对新宪法的旧要求转变为一种至关重要的制度性方式,以引导当时看似潜在的灾难性社会和政治危机。文章指出,政党体系在制定新宪法的道路上达成一致的能力相当令人印象深刻,然后文章认为,智利高度规范的制宪过程代表了Colón-Ríos(2020)所称的“程序规范”的一个例子,也就是说,修改现有宪法以授权根据其建立的程序完全取代它。但要给制宪机构留有自主决定新章程内容的余地。虽然与在完全改变宪法的情况下行使宪法权力的传统理解存在矛盾,但智利正在进行的制宪进程的这一特点代表了以促进法治的方式引入新宪法的一条有希望的道路。
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引用次数: 0
Evaluating ‘Life Steeped in Power’: Non-Domination, the Rule of Law and Spatial Restrictions for Irregular Migrants 评估“权力生活”:非统治、法治与非正规移民的空间限制
IF 2.2 2区 社会学 Q1 LAW Pub Date : 2020-10-12 DOI: 10.1007/s40803-020-00147-x
Lieneke Slingenberg
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引用次数: 2
The Clash of Powers in Poland’s Rule of Law Crisis: Tools of Attack and Self-Defense 波兰法治危机中的权力冲突:攻击与自卫的工具
IF 2.2 2区 社会学 Q1 LAW Pub Date : 2020-08-19 DOI: 10.1007/s40803-020-00144-0
Marcin Matczak
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引用次数: 13
期刊
Hague Journal on the Rule of Law
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