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Does Institutional Opening-Up Enhance Corporate Green Innovation? Evidence From China's Pilot Free Trade Zones 制度开放促进企业绿色创新?来自中国自由贸易试验区的证据
IF 1 4区 经济学 Q3 ECONOMICS Pub Date : 2025-05-08 DOI: 10.1111/ajes.12633
Kai Sun, Xin Zhong, Ding Xiong

To explore the role of institutional opening-up in promoting green technology innovation in enterprises, this study uses data from A-share listed companies in China from 2011 to 2023. Employing a multi-period DID model, we systematically investigate the impact of the establishment of Pilot Free Trade Zones (FTZ) on corporate green technology innovation. The results show that FTZ establishment significantly improves the level of green patent applications by enterprises, particularly exerting a more prominent positive incentive effect on green invention patents, which represent higher technological content and R&D quality. Dynamic effect analysis reveals the cumulative nature of the policy impact over time, with the effect increasing over time. Moderation analysis shows that administrative approval efficiency and public environmental demands play a significant positive moderating role between FTZ establishment and corporate green innovation. The former enhances enterprises' enthusiasm and confidence in green R&D by shortening the patent authorization process and strengthening the protection of innovative achievements, while the latter “forces” enterprises to increase their willingness to invest in environmental protection through social supervision and public opinion pressure, forming a synergistic effect with institutional opening-up. Heterogeneity analysis reveals significant differences in policy responsiveness among different entities: non-digital economy enterprises show a stronger policy response than digital economy enterprises, peripheral cities show a stronger response than central cities, and non-old industrial base cities show a stronger response than old industrial base cities. Furthermore, FTZs not only promote independent R&D by enterprises but also significantly enhance the output of green patents under collaborative R&D models, indicating that institutional opening-up provides diversified innovation pathways for enterprises. This study provides new empirical evidence for understanding the intrinsic link between institutional opening-up and green technology innovation and has important reference value for promoting the optimization of the institutional environment, the improvement of administrative efficiency, and the design of green innovation policies with the participation of multiple stakeholders.

为了探究制度开放对企业绿色技术创新的促进作用,本研究使用了2011 - 2023年中国a股上市公司的数据。本文采用多期DID模型,系统考察了自由贸易试验区的设立对企业绿色技术创新的影响。结果表明,自贸区建设显著提高了企业绿色专利申请水平,特别是对绿色发明专利的正向激励作用更为突出,绿色发明专利代表着更高的技术含量和研发质量。动态效应分析揭示了政策影响随时间的累积性质,影响随时间而增加。调节分析表明,行政审批效率和公众环境需求在自贸区设立与企业绿色创新之间起显著的正向调节作用。前者通过缩短专利授权程序、加强创新成果保护,增强企业绿色研发的积极性和信心;后者通过社会监督和舆论压力,“倒逼”企业增加环保投资意愿,与制度开放形成协同效应。异质性分析显示,不同主体间政策响应存在显著差异:非数字经济企业的政策响应强于数字经济企业,周边城市的政策响应强于中心城市,非老工业基地城市的政策响应强于老工业基地城市。此外,自贸区在促进企业自主研发的同时,也显著提升了协同研发模式下的绿色专利产出,表明制度开放为企业提供了多元化的创新路径。本研究为理解制度开放与绿色技术创新之间的内在联系提供了新的实证证据,对促进制度环境的优化、行政效率的提高以及多方利益相关者参与的绿色创新政策设计具有重要的参考价值。
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引用次数: 0
Neoliberalism and Globalization Are Not Undermining Democracy: Panel Evidence From More Than 140 Countries, 1980–2022 新自由主义和全球化没有破坏民主:来自140多个国家的小组证据,1980-2022
IF 1 4区 经济学 Q3 ECONOMICS Pub Date : 2025-05-07 DOI: 10.1111/ajes.12635
Stefani Branilović, Tibor Rutar

The rise of neoliberal reforms in the period of globalization is often claimed to be linked with wider outcomes, such as increased inequality, unemployment, and different cultural grievances. Because of these economic and cultural concerns, voters might seek solutions to their ostensible problems by turning to illiberal populist parties, which tend to undermine democracy and its basic principles. The present article empirically tests if neoliberalism, operationalized with the Fraser Institute's Economic Freedom of the World, and globalization, operationalized with the KOF's Globalization Index, were somehow associated with democratic integrity. The analysis is performed through fixed-effects regressions in more than 140 countries between 1980 and 2022. The main results show that over-time increases in both neoliberalism and globalization predicted over-time increases in five different types of democracy scores. Furthermore, the analyses with disaggregated indexes showed that freedom of international trade, modesty of regulation, legal system and property rights, and social globalization are what drive the relationship at the aggregate level. Results also showed that there are no statistically significant relationships between economic freedom and Freedom House's democracy scores specifically in the time period between 2011 and 2022. Furthermore, there are no statistically significant results indicating a relationship between globalization and democracy during the same time period. This is an interesting observation since this time period is commonly understood as most clearly embodying the democratic recession.

在全球化时期,新自由主义改革的兴起通常被认为与更广泛的结果有关,如不平等加剧、失业和不同文化的不满。由于这些经济和文化方面的担忧,选民可能会通过转向倾向于破坏民主及其基本原则的非自由民粹主义政党来寻求解决表面问题的办法。本文实证检验了新自由主义(弗雷泽研究所的《世界经济自由》)和全球化(KOF的全球化指数)是否在某种程度上与民主完整性有关。该分析是通过固定效应回归在1980年至2022年间对140多个国家进行的。主要结果显示,随着时间的推移,新自由主义和全球化的增长都预示着五种不同类型的民主得分的增长。此外,分类指数分析表明,在总体水平上,国际贸易自由、监管适度、法律制度和产权以及社会全球化是推动这一关系的因素。结果还显示,在2011年至2022年期间,经济自由度与自由之家的民主得分之间没有统计学上显著的关系。此外,在同一时期,没有统计上显著的结果表明全球化与民主之间的关系。这是一个有趣的观察结果,因为这一时期通常被认为是民主衰退的最明显体现。
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引用次数: 0
Toward an Austro-Libertarian Sociology 走向奥地利自由主义社会学
IF 1 4区 经济学 Q3 ECONOMICS Pub Date : 2025-04-28 DOI: 10.1111/ajes.12630
Alexis Sémanne

Interventionism has become a defining feature of modern societies, shaping individual behavior, economic activity, and social norms through state regulations, subsidies, and collectivist ideologies. Despite its profound impact, sociology has largely failed to critically examine the dynamics of interventionism from a praxeological standpoint in recent sociological debates, leaving a significant gap in understanding how individuals and communities adapt to coercive environments. This article proposes a new framework for sociological inquiry rooted in libertarian and Austrian principles, drawing on the works of Ludwig von Mises, Friedrich Hayek, Murray Rothbard, and others. Building on the Austrian tradition's emphasis on human action and spontaneous order, this framework—termed Austro-Libertarian Sociology, Modern Austrian Sociology, Sociology of Spontaneous Social Orders or Sociology of Natural Order—focuses on how voluntary cooperation and decentralized systems emerge despite state-imposed constraints. The method is structured around five domains: the sociology of human action, free-market capitalism, property rights, freedom of contract, and natural competition. Furthermore, 12 innovative concepts, including State Dependency Syndrome, Adaptive Agency, and Spontaneous Resistance Networks, are introduced to analyze the societal consequences of interventionism and the resilience of natural social orders. The article also calls for the modernization of Austrian sociology by incorporating empirical tools to enhance its relevance in public debates. By critiquing contemporary sociology's collectivist biases and proposing a renewed discipline, this work aims to establish a sociological subfield capable of addressing the interplay between state intervention and societal adaptation, fostering a deeper understanding of decentralized, voluntary cooperation in an increasingly regulated world.

干预主义已经成为现代社会的一个决定性特征,通过国家法规、补贴和集体主义意识形态塑造个人行为、经济活动和社会规范。尽管其影响深远,但在最近的社会学辩论中,社会学在很大程度上未能从行动学的角度批判性地审视干预主义的动态,这在理解个人和社区如何适应强制性环境方面留下了重大空白。本文借鉴了路德维希·冯·米塞斯、弗里德里希·哈耶克、穆雷·罗斯巴德等人的著作,提出了一个基于自由意志主义和奥地利学派原则的社会学研究新框架。这一框架被称为奥地利自由主义社会学、现代奥地利社会学、自发社会秩序社会学或自然秩序社会学,以奥地利传统对人类行为和自发秩序的强调为基础,关注自愿合作和分散系统如何在国家强加约束的情况下出现。该方法围绕五个领域展开:人类行为社会学、自由市场资本主义、财产权、契约自由和自然竞争。此外,本文还引入了国家依赖综合征、适应性代理和自发抵抗网络等12个创新概念来分析干预主义的社会后果和自然社会秩序的弹性。文章还呼吁奥地利社会学的现代化,通过纳入实证工具,以提高其在公共辩论中的相关性。通过批判当代社会学的集体主义偏见并提出一个新的学科,本工作旨在建立一个能够解决国家干预与社会适应之间相互作用的社会学子领域,促进对日益受管制的世界中分散的自愿合作的更深入理解。
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引用次数: 0
Is Natural Medicine Necessarily Kinder to Animals Than Modern Medicine? The Use of Bears in Traditional Chinese Medicine 天然药物一定比现代药物对动物更仁慈吗?熊在中医中的应用
IF 1 4区 经济学 Q3 ECONOMICS Pub Date : 2025-04-27 DOI: 10.1111/ajes.12632
Zhao Shichang, Li Jiarui, Tang Qing

It is commonly assumed that natural and traditional medicine is inherently more ethical than modern, industrialized practices. However, this article challenges that assumption by highlighting the cruelty and immorality associated with bear bile extraction. The article argues that the most effective solutions to this problem lie in the development and promotion of synthetic and herbal alternatives, specifically artificial bear bile. Scientists have successfully developed synthetic ursodeoxycholic acid (UDCA), the key active compound in bear bile, which can be produced without harming animals. Additionally, herbal alternatives, derived from specific plants, have demonstrated comparable medicinal properties. The success of artificial bear bile not only provides equivalent therapeutic benefits without animal exploitation but also opens new avenues for the revitalization of traditional Chinese medicine.

人们普遍认为,自然和传统医学本质上比现代的工业化做法更合乎道德。然而,这篇文章通过强调与熊胆提取相关的残忍和不道德来挑战这一假设。文章认为,解决这一问题最有效的方法是开发和推广合成和草药替代品,特别是人工熊胆。科学家们成功地合成了熊去氧胆酸(UDCA),这是熊胆汁中的关键活性化合物,可以在不伤害动物的情况下生产。此外,从特定植物中提取的草药替代品已证明具有类似的药用特性。人工熊胆的成功不仅在不利用动物的情况下提供了同等的治疗效果,而且为中医的振兴开辟了新的途径。
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引用次数: 0
Is “Animal Welfare” a Foreign Notion to China? “动物福利”对中国来说是舶来品吗?
IF 1 4区 经济学 Q3 ECONOMICS Pub Date : 2025-04-25 DOI: 10.1111/ajes.12634
Junfeng Wang, Qinghua Chu, Lu Liu

While Chinese culture has long emphasized “Tian ren he yi” (the oneness of nature and humanity), promoting animal welfare in China remains a challenge. This article suggests that the widespread view of “animal welfare” as an inherently foreign concept plays a significant role in this difficulty, as it implies that Western notions of animal welfare are irrelevant to Chinese society and thus may not warrant serious consideration. We argue that although the term “animal welfare” originated in the West, its underlying principle—compassion for animals—is closely aligned with traditional Chinese philosophy. Concern for animal welfare has deep roots in Chinese culture, as reflected in the teachings of Confucianism, Buddhism, and Taoism, as well as in historical practices. Unfortunately, this cultural tradition has been overshadowed by a modernization drive that has adopted a dismissive attitude toward tradition and an imperialistic attitude toward nature, often equating modernization with Westernization. To truly advance animal welfare in China, it is essential to revive traditional Chinese values, particularly the notion of harmony between humans and nature, which could serve as a solid theoretical foundation for the animal welfare movement.

虽然中国文化一直强调“天人合一”(天人合一),但在中国促进动物福利仍然是一个挑战。本文认为,将“动物福利”视为舶来品的普遍观点在这一困难中发挥了重要作用,因为这意味着西方的动物福利概念与中国社会无关,因此可能不值得认真考虑。我们认为,尽管“动物福利”一词起源于西方,但其基本原则——同情动物——与中国传统哲学密切相关。对动物福利的关注在中国文化中根深蒂固,这反映在儒家、佛教和道教的教义中,也反映在历史实践中。不幸的是,这种文化传统被一种对传统的轻视态度和对自然的帝国主义态度所掩盖,这种态度往往把现代化等同于西方化。要真正推进中国的动物福利事业,必须复兴中国的传统价值观,特别是人与自然和谐相处的理念,这可以作为动物福利运动的坚实理论基础。
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引用次数: 0
Positive Network Externalities and Negative Environmental Externalities in a Differentiated Duopoly With Entry Fee-Refund Policy 差异化双头垄断的正网络外部性与负环境外部性
IF 1 4区 经济学 Q3 ECONOMICS Pub Date : 2025-04-15 DOI: 10.1111/ajes.12631
Di Wu, Jen-Yao Lee, Leonard F. S. Wang

Most of the studies on the implications of externalities rarely consider the coexistence of positive network externalities and negative externalities. This paper examines the effect of net externalities in price competition and the effectiveness of the entry fee-refund policy. We show that the positive network externalities improve profits, consumer surplus, and social welfare, while negative externalities reduce them. The implementation of an entry fee-refund policy reduces firms' profits, but further improves consumer surplus and social welfare. An increase of positive network externalities makes such policy more effective, but the effect is weakened by negative externalities.

大多数关于外部性影响的研究很少考虑正面网络外部性和负面网络外部性的共存。本文考察了净外部性对价格竞争的影响以及退会费政策的有效性。我们发现,正面的网络外部性提高了利润、消费者剩余和社会福利,而负面的网络外部性则降低了它们。退费政策的实施降低了企业利润,但进一步提高了消费者剩余和社会福利。正网络外部性的增加使政策的有效性增强,但负网络外部性削弱了政策的有效性。
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引用次数: 0
Moderation and Mediation Effects of Tax Compliance on Economic Growth: A Tale on Global Prosperity Through Key Socioeconomic and Political Levers 税收合规对经济增长的调节与中介效应:一个通过关键社会经济和政治杠杆解读全球繁荣的故事
IF 1 4区 经济学 Q3 ECONOMICS Pub Date : 2025-04-03 DOI: 10.1111/ajes.12629
Larissa M. Batrancea, Vlad-Mihai Goje

Economic growth, as one major goal for economies around the world, has been scrutinized across decades through multiple theoretical and empirical approaches that emphasize the role played by factors such as technological progress, human capital, climate change, knowledge, innovations, and institutions for steering its evolution. However, the complexity and the relevance of this economic phenomenon leave room for novel investigations and insights. This study investigates the mechanisms that shape the economic destiny of 125 countries spread across all levels of economic development for the period 2003–2020 by advancing a new theoretical setting that considers the dual role of tax compliance as a moderator and mediator. According to our empirical results yielded via multiple regressions with bootstrapping, tax compliance steers and enhances the relationships between key socioeconomic and political levers and economic growth. We show that in countries with higher levels of tax compliance, economic growth rises due to strong governance and institutional quality, economic freedom, and a dynamic business environment, flexible labor markets, and socioeconomic development. Therefore, societies where regulations, principles, and norms of doing business and contributing to state budgets are followed by most taxpayers are conducive to higher long-term prosperity. In such contexts, public authorities should continuously strive to implement efficient public policies, strengthen the rule of law and mitigate corruption acts, secure a stable political environment, and educate citizens on the importance of tax compliance.

经济增长作为世界各经济体的一个主要目标,几十年来一直通过多种理论和实证方法进行仔细研究,这些方法强调技术进步、人力资本、气候变化、知识、创新和引导其演变的制度等因素所发挥的作用。然而,这一经济现象的复杂性和相关性为新的研究和见解留下了空间。本研究通过提出一种新的理论设置,考虑税收合规作为调节和中介的双重作用,研究了2003-2020年期间125个国家经济命运的形成机制,这些国家分布在经济发展的各个水平。根据我们通过多重回归和自举得出的实证结果,税收合规引导并增强了关键社会经济和政治杠杆与经济增长之间的关系。我们发现,在税收合规水平较高的国家,由于强有力的治理和制度质量、经济自由、充满活力的商业环境、灵活的劳动力市场和社会经济发展,经济增长会上升。因此,大多数纳税人都遵守做生意和为国家预算捐款的法规、原则和规范的社会,有利于实现更高的长期繁荣。在这种情况下,公共当局应继续努力实施有效的公共政策,加强法治和减少腐败行为,确保稳定的政治环境,并教育公民遵守税收的重要性。
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引用次数: 0
Direct Democracy With Teeth: The Political Economy of Washington Initiative 678 直接民主与牙齿:华盛顿倡议678的政治经济学
IF 1 4区 经济学 Q3 ECONOMICS Pub Date : 2025-03-18 DOI: 10.1111/ajes.12628
Conor Norris

Scope of practice laws restrict mid-level professionals, like dental hygienists, from practicing independently. In 1997, Washington voters considered Initiative 678, which would have allowed dental hygienists to offer cleanings without dentist oversight, aiming to increase dental access. Due to a statewide advertising campaign by the dental professional association, the initiative failed. This paper examines county-level support for Initiative 678. I find evidence that counties with lower dental care utilization, fewer residents with fluoridated water, and worse oral health predicted greater support for the initiative. These results are consistent with voters' interests shaping voting patterns, despite special interests influencing the outcome.

执业范围法律限制中级专业人员,如牙科保健师,独立执业。1997年,华盛顿选民考虑了第678号提案,该提案将允许牙科保健师在没有牙医监督的情况下提供清洁服务,旨在增加牙科就诊的机会。由于牙科专业协会在全州范围内进行的广告宣传活动,该倡议失败了。本文考察了县级对678倡议的支持。我发现有证据表明,那些牙科保健使用率较低、使用氟化水的居民较少、口腔健康状况较差的县预示着对该倡议的更大支持。这些结果与选民的利益决定投票模式是一致的,尽管特殊利益影响了选举结果。
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引用次数: 0
Characteristics of Trade Networks in Countries Along the Belt and Road and Their Impact on Innovation Capacity “一带一路”沿线国家贸易网络特征及其对创新能力的影响
IF 0.9 4区 经济学 Q3 ECONOMICS Pub Date : 2025-03-18 DOI: 10.1111/ajes.12621
Ding Xiong, Xin Zhong, Yunying Yu, Renjie Guo, Zili Wang

The construction of a closely connected trade network of countries along the Belt and Road (BR) is a key part of deepening regional economic cooperation. Based on the trade data of goods and services of the countries along the Belt and Road from 2007 to 2021, the research applies social network analysis to construct the goods and services network and analyze its evolution, characteristics, and impact on innovation activities. The study finds that: (1) The average trade distance in the trade network is gradually decreasing; the trade network is characterized by a clear “grouping” of countries, with the group of Southeast Asian countries being the most closely linked and the European countries being more efficient in terms of the effective scale and efficiency of their trade. (2) The centrality and effective scale of the trade network significantly promote innovation activities. The moderating effect suggests that the trade network more strongly promotes developing countries with lower levels of national institutional environment and informatization, while the level of corporate disclosure and technological spillovers play a positive moderating role. Heterogeneity analysis shows that countries in Asia and those with high levels of sentiment toward China are more likely to benefit from the innovation promotion effect, while countries with high levels of intellectual property protection may inhibit the development of innovation capacity. The findings of this research provide useful policy insights for exploring new paths to promote innovation activities in countries along the Belt and Road from the perspective of trade networks.

建设紧密相连的“一带一路”沿线国家贸易网络,是深化区域经济合作的重要组成部分。本研究以2007 - 2021年“一带一路”沿线国家货物与服务贸易数据为基础,运用社会网络分析法构建货物与服务网络,并分析其演化、特征及其对创新活动的影响。研究发现:(1)贸易网络中的平均贸易距离逐渐减小;贸易网络的特点是明显的国家“集团”,其中东南亚国家集团联系最密切,欧洲国家在贸易的有效规模和效率方面效率更高。(2)贸易网络的中心性和有效规模显著促进创新活动。调节效应表明,贸易网络对国家制度环境和信息化水平较低的发展中国家的促进作用更强,而企业信息披露水平和技术溢出水平对发展中国家的促进作用正向调节。异质性分析表明,亚洲国家和对中国情绪较高的国家更有可能从创新促进效应中获益,而知识产权保护水平较高的国家可能会抑制创新能力的发展。研究结果为从贸易网络角度探索促进“一带一路”沿线国家创新活动的新路径提供了有益的政策见解。
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引用次数: 0
Institutional Effectiveness and Economic Development: A Machine Learning Approach With Empirical Modelling 制度有效性和经济发展:基于经验模型的机器学习方法
IF 1 4区 经济学 Q3 ECONOMICS Pub Date : 2025-03-11 DOI: 10.1111/ajes.12627
Navneet Kumar Singh, Nikee Silayach, Rajeev Kumar Ray, Devi Prasad Dash

Criminal behaviour and its societal impact remain critical challenges in developing economies, where successful rehabilitation directly influences community well-being and social progress. India's distinct federal structure provides a compelling research setting, as states exercise considerable autonomy in rehabilitation programs while operating under a unified legal framework. Our methodology combines machine learning with dynamic panel estimation to analyse institutional effectiveness across 29 Indian states (2002–2021), examining 14 dimensions of institutional capacity. This comprehensive analysis explores how economic conditions, institutional mechanisms, and rehabilitation programs interact to determine reform success. The findings reveal that successful rehabilitation emerges not from isolated economic or institutional improvements but through their systematic integration. A pivotal policy shift in 2016 demonstrated how states that implemented comprehensive reforms, strengthening economic foundations and institutional mechanisms, achieved marked improvements in rehabilitation outcomes. This research deepens our understanding of how institutional capacity, resource allocation, and implementation strategies shape reform success in resource-constrained environments. We identify key determinants of rehabilitation effectiveness by analysing variations across states operating under identical legal frameworks. These insights advance knowledge of how developing economies can design effective rehabilitation programs that harness economic growth and institutional development to enhance societal outcomes.

犯罪行为及其社会影响仍然是发展中经济体面临的重大挑战,在这些经济体,成功的改造直接影响到社区福祉和社会进步。印度独特的联邦结构提供了一个引人注目的研究环境,因为各州在统一的法律框架下运作,在康复项目中行使相当大的自主权。我们的方法将机器学习与动态面板估计相结合,分析了印度29个邦(2002-2021)的制度有效性,考察了制度能力的14个维度。这一综合分析探讨了经济条件、体制机制和康复计划如何相互作用,以决定改革的成功。调查结果表明,成功的康复不是来自孤立的经济或制度改善,而是通过它们的系统整合。2016年的关键政策转变表明,实施全面改革、加强经济基础和体制机制的国家在康复方面取得了显著进展。本研究加深了我们对制度能力、资源配置和实施策略如何影响资源受限环境下改革成功的理解。我们通过分析在相同法律框架下运作的各州的差异,确定康复效果的关键决定因素。这些见解有助于了解发展中经济体如何设计有效的康复方案,利用经济增长和制度发展来提高社会成果。
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引用次数: 0
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