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Strategic foresight as a beacon for the new EU industrial policy 作为欧盟新工业政策灯塔的战略展望
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-10-28 DOI: 10.1111/eulj.12521
Dimitri Lorenzani

This article assesses the impact of strategic foresight in shaping the European Commission’s new industrial policy. It argues that, since it was introduced by President von der Leyen as a political portfolio, foresight has contributed to mainstreaming the concepts of ‘resilience’ and ‘open strategic autonomy’ into the EU's industrial strategy, via the Strategic Foresight Reports and new participatory structures inside and outside the Commission. This responded to the need for building up preparedness in the face of ‘radical uncertainty’ on future supply chain disruptions. We conclude that strategic foresight—if supported by an effective governance—will play an increasingly large role in shaping the EU's future policymaking. In particular, the concepts of ‘competitive sustainability’ and people's wellbeing, advanced by the 2023 Strategic Foresight Report as pillars of open strategic autonomy, may help futureproof the EU's green industrial policy going forward.

本文评估了战略展望对欧盟委员会新工业政策的影响。文章认为,自从冯德莱恩主席将展望作为一项政治任务引入欧盟以来,展望通过战略展望报告和欧盟委员会内外新的参与式结构,促进了 "复原力 "和 "开放式战略自主权 "概念在欧盟工业战略中的主流化。这样做是为了满足在面对未来供应链中断的 "极端不确定性 "时做好准备的需要。我们的结论是,战略前瞻--如果得到有效管理的支持--将在欧盟未来决策中发挥越来越大的作用。特别是《2023 年战略前瞻报告》提出的 "竞争可持续性 "和人民福祉的概念,作为开放式战略自主权的支柱,可能有助于欧盟未来的绿色工业政策。
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引用次数: 0
The ESPAS network and the growth of EU foresight ESPAS 网络与欧盟展望的发展
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-10-28 DOI: 10.1111/eulj.12525
Eamonn Noonan

This article examines the European Strategy and Policy Analysis System (ESPAS) network and assesses its impact on efforts to embed strategic foresight in EU policy-making. It analyses the development of the network through three stages: preparatory steps to 2014, quasi-institutionalisation from 2015 and high-level anchoring from 2019. Throughout, the view that a new approach to strategic analysis was needed met concerns about preserving institutional prerogatives and competences. The article suggests that this tension mitigated the network's impact, which has been more significant on matters of process than of substance. Achievements include the creation of foresight capacity and of dialogue across institutional and sectoral boundaries and greater appreciation of the interdependence of global challenges across different domains. Progress towards deeper engagement with worst-case scenarios and with the challenge of societal fragmentation has been more limited.

本文探讨了欧洲战略与政策分析系统(ESPAS)网络,并评估了该网络对将战略前瞻纳入欧盟决策的影响。文章通过三个阶段分析了该网络的发展情况:2014 年之前的准备步骤、2015 年开始的准制度化以及 2019 年开始的高层锚定。自始至终,人们都认为需要一种新的战略分析方法,但同时又担心维护机构的特权和权限。文章认为,这种紧张关系减轻了网络的影响,网络在程序问题上的影响大于实质问题。所取得的成就包括:提高了展望能力,开展了跨机构和跨部门的对话,对不同领域的全球挑战的相互依存性有了更深刻的认识。在更深入地参与最坏情况的预测和应对社会分化的挑战方面,进展较为有限。
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引用次数: 0
Foresight in EU policy-making: Purpose, mindsets and methods 欧盟决策中的前瞻性:目的、心态和方法
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-10-28 DOI: 10.1111/eulj.12522
Lieve Van Woensel

This article examines the foundational principles and methodologies of foresight and their integration into EU policy-making. It explores how foresight can improve policy analysis to create future-ready, resilient decisions amid uncertainties. By synthesising empirical evidence and interpreting multifaceted issues through an interdisciplinary lens, foresight provides EU policymakers with tools to make informed decisions that remain adaptable in the face of unpredictability. The author argues that foresight, through comprehensive analysis of trends, uncertainties and potential challenges, can guide policymakers in forming future-focused strategies. Key foresight methods emphasised include horizon scanning, systems analysis, stakeholder engagement and scenario planning. The article advocates a holistic policy approach, urging analysts to acknowledge biases and assumptions while integrating diverse perspectives. Concluding with a framework for responsible policy-making, the article argues that foresight can shape evidence-based, inclusive and transparent strategies, ensuring that the EU will be prepared for unpredictable futures.

本文探讨了展望的基本原则和方法及其与欧盟决策的结合。文章探讨了展望如何改进政策分析,从而在不确定的情况下做出适应未来、有弹性的决策。通过综合经验证据和从跨学科的角度解释多方面的问题,展望为欧盟决策者提供了做出明智决策的工具,使其在面对不可预测的情况时仍能保持适应性。作者认为,通过对趋势、不确定性和潜在挑战进行全面分析,展望可以指导决策者制定以未来为重点的战略。文章强调的主要展望方法包括前景扫描、系统分析、利益相关者参与和情景规划。文章提倡采用整体政策方法,敦促分析人员承认偏见和假设,同时整合不同观点。最后,文章提出了一个负责任的决策框架,认为展望可以形成以证据为基础、包容和透明的战略,确保欧盟为不可预测的未来做好准备。
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引用次数: 0
The politics of integration in retrospect and the supranational mega-politics of governance and design in prospect: A roadmap 回顾一体化政治,展望治理与设计的超国家大政治:路线图
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-10-28 DOI: 10.1111/eulj.12520
Tomasz Tadeusz Koncewicz

The article argues that the ever-closer Union among peoples of Europe finds itself at a critical juncture: the unstated and implicit assumption of a community made up of liberal democracies is being challenged and pitted against the rival rebirth of the nationalistic narrative of uniqueness and self-sufficiency. The readiness to live, or paddle together, is on the line as the once sacrosanct ‘ever closer union among the peoples of Europe’ seems to be the focal point of the principled disagreement that calls into question the very belonging to the community and its continued existence. Faced with these challenges, this article charts an interdisciplinary and holistic road map to grapple with the big supranational questions of the day. It argues that the traditional European discourse moves beyond the technical dichotomy of ‘market regulation versus deregulation’ and ‘Union competence versus Member State competence’ and instead zeroes in on the more fundamental questions pertaining to mega-politics centred on the identity of the common legal order. While the analysis appreciates the critical interaction between the legal dimension of European supranational integration—the search for optimal tools to safeguard the integrity of the supranational order—it stresses the importance of the ethical face—the narrative and justification that would explain in the name of whom the supranational governance and design acts when it defines and then defends its narrative and First Principles of the common legal order today in flux more than ever.

文章认为,欧洲各国人民之间日益紧密的联盟正处于紧要关头:由自由民主国家组成的共同体这一未明言和隐含的假设正受到挑战,并与独特性和自给自足的民族主义叙事的重生形成对立。曾经神圣不可侵犯的 "欧洲各国人民日益紧密的联盟 "似乎成了原则性分歧的焦点,使人们对共同体的归属及其继续存在产生了怀疑,因此,共同生活或划桨的意愿岌岌可危。面对这些挑战,本文描绘了一个跨学科的整体路线图,以解决当今重大的超国家问题。文章认为,传统的欧洲论述应超越 "市场监管与放松监管 "和 "欧盟权限与成员国权限 "的技术二分法,转而关注以共同法律秩序的特性为中心的、与超大型政治相关的更基本问题。在分析欧洲超国家一体化的法律层面--寻求维护超国家秩序完整性的最佳工具--之间的重要互动的同时,也强调了伦理层面的重要性,即在超国家治理和设计界定并捍卫其共同法律秩序的叙述和第一原则时,以谁的名义行事的叙述和理由。
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引用次数: 0
European foresight (1950–2020): A history of contrasts. Intellectual inspirations and the political conditions for success 欧洲展望(1950-2020 年):对比的历史。成功的思想启迪和政治条件
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-10-06 DOI: 10.1111/eulj.12524
Delphine Dulong, Cécile Robert

Although foresight has played a central role in the history of European integration since its inception in the 1950s, it has not always had the same meaning, nor has it always been used in the same political way. This article looks at the genesis and development of foresight on a European scale between 1950 and 2020, analysing it as a specific public policy: such a perspective aims to highlight the differentiated relationships to time and future, the different conceptions of the respective roles of administration, politics and science, and the forms of competence on which successive foresight policies are based. It also enables us to identify the institutional and political factors that explain its development, and the particular forms it takes.

尽管自 20 世纪 50 年代欧洲一体化开始以来,展望在欧洲一体化的历史中一直发挥着核心作用,但它并不总是具有相同的含义,也不总是以相同的政治方式被使用。本文探讨了 1950 年至 2020 年间欧洲范围内展望的起源与发展,将其作为一项具体的公共政策进行分析:这种视角旨在强调时间与未来的不同关系,对行政、政治和科学各自作用的不同概念,以及历次展望政策所依据的能力形式。它还使我们能够确定解释其发展的体制和政治因素,以及其所采取的特殊形式。
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引用次数: 0
Futures in EU governance: Anticipatory governance, strategic foresight and EU Better Regulation 欧盟治理的未来:预见性治理、战略前瞻和欧盟更好的监管
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-09-16 DOI: 10.1111/eulj.12519
Gaby Umbach

Contemporary politics require a swift and responsive policy-making approach to respond to emergency situations quickly and to anticipate them in a strategic manner. Maintaining decision-making agility in times of urgency makes it necessary to think ahead of stress-impacting situations. To increase systemic resilience, policies must be designed in an adaptive way. Strategic options, futurity of policies and potential futures must be elaborated and kept in sight when developing policies. Anticipatory governance and strategic foresight activities are elements of such an adaptive governance mode. To transform decision-making in a future-oriented way, these forward-planning elements need to be institutionalised to support governance resilience. This article asks how anticipatory governance and strategic foresight are embedded within EU multilevel governance. It investigates the EU Better Regulation Agenda to understand how anticipatory governance already contributes to EU governance. Additionally, it discusses how the institutionalisation of strategic foresight can contribute to EU anticipatory governance.

当代政治需要迅速反应的决策方法,以快速应对紧急情况,并从战略角度对其进行预测。要在紧急时刻保持决策的灵活性,就必须提前考虑影响压力的情况。为了提高系统的复原力,必须以适应性的方式制定政策。在制定政策时,必须详细阐述战略选择、政策的未来性和潜在的未来。预测性治理和战略展望活动就是这种适应性治理模式的要素。要以面向未来的方式改变决策,就必须将这些前瞻性规划要素制度化,以支持治理复原力。本文探讨了如何在欧盟多层次治理中嵌入预期治理和战略展望。文章通过对欧盟 "更好监管议程"(Better Regulation Agenda)的调查,了解预见性治理是如何为欧盟治理做出贡献的。此外,文章还讨论了战略前瞻的制度化如何促进欧盟的预见性治理。
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引用次数: 0
Limits to discretion and automated risk assessments in EU border control: Recognising the political in the technical 欧盟边境管制中自由裁量权和自动风险评估的限制:认识技术中的政治因素
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-08-23 DOI: 10.1111/eulj.12513
Amanda Musco Eklund

This article analyses how the automation of border control challenges the rule of law requirement on sufficient limits to discretion by using the idea expressed by the Court of Justice of the European Union (CJEU) non-delegation doctrine that it is possible to make a clear distinction between technically complex assessments and political discretion. To illustrate these challenges, the article uses the examples of the European Travel Information and Authorisation System (ETIAS) and the conferral of discretionary powers to EU agency Frontex to establish pre-determined risk criteria. The article argues that not recognising the inherent political aspects of exercising technical powers leads to insufficient limits to discretionary powers in the context of automated risk assessments. Beyond raising serious rule of law concerns of arbitrary exercise of power, the idea that technical assessments and policy choices can be clearly separated enables ‘algorithmic discretion’ as a new form of administrative discretion.

本文分析了边境控制自动化如何利用欧盟法院(CJEU)的非授权理论所表达的理念(即可以明确区分技术上复杂的评估和政治上的自由裁量权),挑战对自由裁量权进行充分限制的法治要求。为了说明这些挑战,文章使用了欧洲旅行信息与授权系统 (ETIAS) 和授予欧盟机构 Frontex 自由裁量权以建立预先确定的风险标准的例子。文章认为,由于没有认识到行使技术权力所固有的政治因素,导致对自动风险评估中的自由裁量权限制不足。除了引起对任意行使权力的严重法治关切外,认为技术评估和政策选择可以明确分开的观点使 "算法自由裁量权 "成为一种新的行政自由裁量权形式。
{"title":"Limits to discretion and automated risk assessments in EU border control: Recognising the political in the technical","authors":"Amanda Musco Eklund","doi":"10.1111/eulj.12513","DOIUrl":"https://doi.org/10.1111/eulj.12513","url":null,"abstract":"<p>This article analyses how the automation of border control challenges the rule of law requirement on sufficient limits to discretion by using the idea expressed by the Court of Justice of the European Union (CJEU) non-delegation doctrine that it is possible to make a clear distinction between technically complex assessments and political discretion. To illustrate these challenges, the article uses the examples of the European Travel Information and Authorisation System (ETIAS) and the conferral of discretionary powers to EU agency Frontex to establish pre-determined risk criteria. The article argues that not recognising the inherent political aspects of exercising technical powers leads to insufficient limits to discretionary powers in the context of automated risk assessments. Beyond raising serious rule of law concerns of arbitrary exercise of power, the idea that technical assessments and policy choices can be clearly separated enables ‘algorithmic discretion’ as a new form of administrative discretion.</p>","PeriodicalId":47166,"journal":{"name":"European Law Journal","volume":"30 1-2","pages":"103-121"},"PeriodicalIF":1.4,"publicationDate":"2024-08-23","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/eulj.12513","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142045274","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Decoding Frontex's fragmented accountability mosaic and introducing systemic accountability - System Reset 解码 Frontex 支离破碎的问责制马赛克,引入系统问责制 - 系统重置
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-08-23 DOI: 10.1111/eulj.12514
Mariana Gkliati

In response to widespread human rights violations involving the European Border and Coast Guard Agency (Frontex), multiple accountability mechanisms were activated, leading to the resignation of the agency's executive director. Does this mean the current framework can ensure Frontex's overall accountability? Playing with IT metaphors, this article scrutinises Frontex's accountability framework as a whole. It explores a holistic understanding of accountability, which includes judicial and non-judicial (administrative, democratic, social) accountability mechanisms that can together safeguard the Rule of Law. The article highlights the fragmented and ineffective current accountability framework. It challenges traditional accountability notions and suggests a ‘system reset’, introducing the concept of systemic accountability. Systemic accountability addresses systemic issues underlying consistent rights violations through focused structural solutions. As an accountability model, it can be applied further than Frontex operations to the complex realities of shared administration at external borders, where multiple actors and obscured accountabilities lead to systemic violations.

针对欧洲边境和海岸警卫局(Frontex)普遍侵犯人权的行为,启动了多种问责机制,导致该机构的执行主任辞职。这是否意味着目前的框架能够确保 Frontex 的整体问责制?本文以信息技术为隐喻,对 Frontex 的问责框架进行了整体审视。文章探讨了对问责制的整体理解,其中包括司法和非司法(行政、民主、社会)问责机制,这些机制可共同保障法治。文章强调了当前问责框架的分散性和无效性。文章挑战了传统的问责概念,提出了 "系统重置 "的建议,引入了系统问责的概念。系统性问责通过重点突出的结构性解决方案,解决一贯侵犯权利行为背后的系统性问题。作为一种问责模式,它可以比 Frontex 行动更进一步地适用于外部边界共同管理的复杂现实,在这种情况下,多个行为者和模糊的责任导致了系统性的侵权行为。
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引用次数: 0
Rule of law backsliding within the EU: The case of informal readmissions of third-country nationals at internal borders 欧盟内部的法治倒退:第三国国民在国内边境非正式重新入境的案例
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-08-23 DOI: 10.1111/eulj.12515
Emanuela Pistoia

The essay deals with the enhancement of the legal framework for informal readmissions at internal borders enshrined in the former Schengen Border Code (now Union Code on the rules governing the movement of persons across borders), which in turn requires enhancement of bilateral police cooperation. It focuses on the impact of the new rules on the prohibition on police controls equivalent to border checks to highlight that the case-law of the Court of Justice on the matter creates a huge grey area which is critical for the ideal of a border-check-free Union. Increased use of video surveillance and other technologies also faces the legal bottleneck of prohibition on police controls having equivalent effects to border checks, as well as raising serious concerns about fundamental rights. It is argued that the situation resulting from these amendments to the former Schengen Border Code should be considered in terms of an impending rule of law crisis at internal borders.

本文论述了如何加强前《申根边境法》(现为关于人员跨境流动规则的《欧盟法》)所规定的国内边境非正式再入境的法律框架,这反过来又要求加强双边警务合作。报告重点阐述了新规则对禁止警察管制等同于边境检查的影响,以强调法院在这一问题上的判例法造成了巨大的灰色地带,而这对实现无边境检查联盟的理想至关重要。视频监控和其他技术的更多使用也面临着法律瓶颈,即禁止警察管制具有等同于边境检查的效力,以及引起对基本权利的严重关切。有人认为,应从内部边境即将出现法治危机的角度来考虑对前《申根边境法》的这些修订所造成的局面。
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引用次数: 0
Guest editorial: The external borders of the European Union: Between a rule of law crisis and accountability gaps 特邀社论:欧洲联盟的外部边界:在法治危机与问责空白之间
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-08-23 DOI: 10.1111/eulj.12518
Luisa Marin, Mariana Gkliati, Salvatore F. Nicolosi
<p>The management of the external borders of the EU has become a vulnerable and contested policy: civil society organisations denounce the systemic violence occurring at the borders,1 involving both EU agencies and Member States' authorities. European institutions and bodies scrutinise the activities of these agencies as well as their impact and effectiveness,2 and litigation against these agencies is gaining momentum.3 Migration management has emerged as one of the most divisive and decisive topics for the 2024 European Parliament elections, shaping political discourse and influencing voter priorities across the continent.</p><p>The new European Parliament will have to deal over the coming years with the implementation of the ten new Regulations and Directives of the new Pact on Migration and Asylum,4 as well as the revised Schengen Borders Code.5 The challenge will be to ensure effective governance of this area while adhering to the fundamental EU values and the Rule of Law.</p><p>Such challenges of this sharply contested policy area are vividly illustrated by the fierce debate concerning EU Integrated Border Management and the European Border and Coast Guard Agency (Frontex). Over the past years, Frontex has come under scrutiny following media and civil society allegations of breaches of fundamental rights under international and European law,6 including pushbacks,7 disrespect of its legal mandate and a track record of poor transparency and limited accountability.8 This storm of official investigations, concluded by the report of the EU Anti-Fraud Office (OLAF),9 led to the resignation of the Frontex Executive Director, Fabrice Leggeri, in April 2022.10 Though undisclosed for months, the (eventually leaked) OLAF report ultimately confirmed severe mismanagement issues and violations of the Frontex founding Regulation and operational rules by its former Executive Director, casting doubts over the quality of the internal oversight and accountability mechanisms of the Agency.11</p><p>Despite the attempts of the Agency to erase its ‘shadows from the past’,12 allegations of ongoing pushback practices within the operational area of Frontex joint operations are not quelled. On 14 June 2023, just a month after the Cutro boat disaster in Southern Italy,13 yet another migrant boat sank off the coast of Greece in an attempt to cross the Mediterranean Sea.14 An estimated 650 passengers were then lost at sea, marking one of the deadliest migrant tragedies in the history of Europe. The circumstances of these shipwrecks raise questions regarding the involvement of the national authorities and Frontex and their respective responsibilities for failure to rescue. One month after the incident, the European Ombudsman opened a new own-initiative inquiry into the role of Frontex in search and rescue (SAR) operations in the Mediterranean Sea.15</p><p>These emerging forms of transparency and accountability, which are the fruit of concerted efforts of ci
作为欧盟法律秩序的一般原则和欧盟的基本价值观21 ,法治概念包括基本权利 保护以及诉诸司法和问责制,从而起到限制滥用权力、防止严重违法行为和建立不 容忍有罪不罚现象的法律和社会秩序的作用。因此,欧盟法律秩序中法治的核心功能是在包括基本权利规范在内的法律框架内,对国家和欧盟行政部门行使的自由裁量权进行约束。法治的保障需要建立在有效制衡的基础上,以确保在违反法律框架的情况下追究责任。总之,问责制与法治密切相关。因此,欧盟外部边界共同管理的兴起促使人们反思现有的监督和问责手段,以确保尊重法治,包括旨在防止或裁决侵犯基本权利行为的机制,以及为此类侵权行为的受害者提供充分诉诸司法的机会。本期双月特刊深入探讨了欧盟边境管理局(Frontex)等移民机构问责制的复杂性,强调了这种复杂性对诉诸司法的影响,而诉诸司法是欧盟法治的一个突出和总体特征。22 这些事件的跨国性质给记录和核实指控带来了复杂性,突出表明需要加强调查方 法。22 这些事件的跨国性质给记录和核实指控带来了复杂性,突出表明需要加强调查方法。这些挑战因外部边界法治危机暴露出的系统性问题而进一步加剧。透明度对于消除这一法治危机至关重要。除了对有效司法保护的范围提出挑战之外,新出现的共同行政管理制度所具有的复杂性也要求对诉诸司法的概念进行全面调整,而不能狭隘地理解为诉诸司法补救措施。23 内部和外部监督机制被认为是确保问责制的基本组成部分。23 内部和外部监督机制被认为是确保问责制的基本要素。本特刊中的文章共同表明,特别是考虑到法治危机与监督机制缺陷之间的相关性,有必要进行实际的、规范性的以及概念性的改革。总之,本特刊对欧盟外部边界的问责制进行了连贯的调查,汇集了各种见解,共同强调了改革的必要性。从确定事实和确保诉诸司法的挑战,到监督机制的作用、民主问责制和财务审查,特刊有助于全面了解确保问责制的复杂性。尽管欧盟外部边界的合法性面临多重威胁,但目前仍缺乏对这一法治危机的不同方面和影响的系统分析。本特刊旨在对发生在欧洲行政机构内部的内生性法治危机进行反思。从这一角度出发,所有的文章都从不同的角度对这场法治危机的诸多方面进行了阐述,这些方面互为补充,而欧盟边境管理局(Frontex)正是这场危机的中心。首先,发生在欧洲边界和涉及欧洲机构的危机对欧盟是一个法治共同体的说法提出了挑战,25 最终损害了欧盟的公信力。其次,欧盟外部边界共同管理的兴起要求建立问责机制,以防止或纠正侵犯基本权利的行 为,并确保此类侵权行为的受害者能够充分诉诸司法。26 最后但并非最不重要的是,从更广泛的宪法角度来看,必须观察超国家机构如何对这些政策做出反 应,以了解欧洲一体化如何受到边境管理和移民发展的影响。
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引用次数: 0
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