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Limits to discretion and automated risk assessments in EU border control: Recognising the political in the technical 欧盟边境管制中自由裁量权和自动风险评估的限制:认识技术中的政治因素
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-08-23 DOI: 10.1111/eulj.12513
Amanda Musco Eklund

This article analyses how the automation of border control challenges the rule of law requirement on sufficient limits to discretion by using the idea expressed by the Court of Justice of the European Union (CJEU) non-delegation doctrine that it is possible to make a clear distinction between technically complex assessments and political discretion. To illustrate these challenges, the article uses the examples of the European Travel Information and Authorisation System (ETIAS) and the conferral of discretionary powers to EU agency Frontex to establish pre-determined risk criteria. The article argues that not recognising the inherent political aspects of exercising technical powers leads to insufficient limits to discretionary powers in the context of automated risk assessments. Beyond raising serious rule of law concerns of arbitrary exercise of power, the idea that technical assessments and policy choices can be clearly separated enables ‘algorithmic discretion’ as a new form of administrative discretion.

本文分析了边境控制自动化如何利用欧盟法院(CJEU)的非授权理论所表达的理念(即可以明确区分技术上复杂的评估和政治上的自由裁量权),挑战对自由裁量权进行充分限制的法治要求。为了说明这些挑战,文章使用了欧洲旅行信息与授权系统 (ETIAS) 和授予欧盟机构 Frontex 自由裁量权以建立预先确定的风险标准的例子。文章认为,由于没有认识到行使技术权力所固有的政治因素,导致对自动风险评估中的自由裁量权限制不足。除了引起对任意行使权力的严重法治关切外,认为技术评估和政策选择可以明确分开的观点使 "算法自由裁量权 "成为一种新的行政自由裁量权形式。
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引用次数: 0
Decoding Frontex's fragmented accountability mosaic and introducing systemic accountability - System Reset 解码 Frontex 支离破碎的问责制马赛克,引入系统问责制 - 系统重置
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-08-23 DOI: 10.1111/eulj.12514
Mariana Gkliati

In response to widespread human rights violations involving the European Border and Coast Guard Agency (Frontex), multiple accountability mechanisms were activated, leading to the resignation of the agency's executive director. Does this mean the current framework can ensure Frontex's overall accountability? Playing with IT metaphors, this article scrutinises Frontex's accountability framework as a whole. It explores a holistic understanding of accountability, which includes judicial and non-judicial (administrative, democratic, social) accountability mechanisms that can together safeguard the Rule of Law. The article highlights the fragmented and ineffective current accountability framework. It challenges traditional accountability notions and suggests a ‘system reset’, introducing the concept of systemic accountability. Systemic accountability addresses systemic issues underlying consistent rights violations through focused structural solutions. As an accountability model, it can be applied further than Frontex operations to the complex realities of shared administration at external borders, where multiple actors and obscured accountabilities lead to systemic violations.

针对欧洲边境和海岸警卫局(Frontex)普遍侵犯人权的行为,启动了多种问责机制,导致该机构的执行主任辞职。这是否意味着目前的框架能够确保 Frontex 的整体问责制?本文以信息技术为隐喻,对 Frontex 的问责框架进行了整体审视。文章探讨了对问责制的整体理解,其中包括司法和非司法(行政、民主、社会)问责机制,这些机制可共同保障法治。文章强调了当前问责框架的分散性和无效性。文章挑战了传统的问责概念,提出了 "系统重置 "的建议,引入了系统问责的概念。系统性问责通过重点突出的结构性解决方案,解决一贯侵犯权利行为背后的系统性问题。作为一种问责模式,它可以比 Frontex 行动更进一步地适用于外部边界共同管理的复杂现实,在这种情况下,多个行为者和模糊的责任导致了系统性的侵权行为。
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引用次数: 0
Rule of law backsliding within the EU: The case of informal readmissions of third-country nationals at internal borders 欧盟内部的法治倒退:第三国国民在国内边境非正式重新入境的案例
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-08-23 DOI: 10.1111/eulj.12515
Emanuela Pistoia

The essay deals with the enhancement of the legal framework for informal readmissions at internal borders enshrined in the former Schengen Border Code (now Union Code on the rules governing the movement of persons across borders), which in turn requires enhancement of bilateral police cooperation. It focuses on the impact of the new rules on the prohibition on police controls equivalent to border checks to highlight that the case-law of the Court of Justice on the matter creates a huge grey area which is critical for the ideal of a border-check-free Union. Increased use of video surveillance and other technologies also faces the legal bottleneck of prohibition on police controls having equivalent effects to border checks, as well as raising serious concerns about fundamental rights. It is argued that the situation resulting from these amendments to the former Schengen Border Code should be considered in terms of an impending rule of law crisis at internal borders.

本文论述了如何加强前《申根边境法》(现为关于人员跨境流动规则的《欧盟法》)所规定的国内边境非正式再入境的法律框架,这反过来又要求加强双边警务合作。报告重点阐述了新规则对禁止警察管制等同于边境检查的影响,以强调法院在这一问题上的判例法造成了巨大的灰色地带,而这对实现无边境检查联盟的理想至关重要。视频监控和其他技术的更多使用也面临着法律瓶颈,即禁止警察管制具有等同于边境检查的效力,以及引起对基本权利的严重关切。有人认为,应从内部边境即将出现法治危机的角度来考虑对前《申根边境法》的这些修订所造成的局面。
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引用次数: 0
Guest editorial: The external borders of the European Union: Between a rule of law crisis and accountability gaps 特邀社论:欧洲联盟的外部边界:在法治危机与问责空白之间
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-08-23 DOI: 10.1111/eulj.12518
Luisa Marin, Mariana Gkliati, Salvatore F. Nicolosi
<p>The management of the external borders of the EU has become a vulnerable and contested policy: civil society organisations denounce the systemic violence occurring at the borders,1 involving both EU agencies and Member States' authorities. European institutions and bodies scrutinise the activities of these agencies as well as their impact and effectiveness,2 and litigation against these agencies is gaining momentum.3 Migration management has emerged as one of the most divisive and decisive topics for the 2024 European Parliament elections, shaping political discourse and influencing voter priorities across the continent.</p><p>The new European Parliament will have to deal over the coming years with the implementation of the ten new Regulations and Directives of the new Pact on Migration and Asylum,4 as well as the revised Schengen Borders Code.5 The challenge will be to ensure effective governance of this area while adhering to the fundamental EU values and the Rule of Law.</p><p>Such challenges of this sharply contested policy area are vividly illustrated by the fierce debate concerning EU Integrated Border Management and the European Border and Coast Guard Agency (Frontex). Over the past years, Frontex has come under scrutiny following media and civil society allegations of breaches of fundamental rights under international and European law,6 including pushbacks,7 disrespect of its legal mandate and a track record of poor transparency and limited accountability.8 This storm of official investigations, concluded by the report of the EU Anti-Fraud Office (OLAF),9 led to the resignation of the Frontex Executive Director, Fabrice Leggeri, in April 2022.10 Though undisclosed for months, the (eventually leaked) OLAF report ultimately confirmed severe mismanagement issues and violations of the Frontex founding Regulation and operational rules by its former Executive Director, casting doubts over the quality of the internal oversight and accountability mechanisms of the Agency.11</p><p>Despite the attempts of the Agency to erase its ‘shadows from the past’,12 allegations of ongoing pushback practices within the operational area of Frontex joint operations are not quelled. On 14 June 2023, just a month after the Cutro boat disaster in Southern Italy,13 yet another migrant boat sank off the coast of Greece in an attempt to cross the Mediterranean Sea.14 An estimated 650 passengers were then lost at sea, marking one of the deadliest migrant tragedies in the history of Europe. The circumstances of these shipwrecks raise questions regarding the involvement of the national authorities and Frontex and their respective responsibilities for failure to rescue. One month after the incident, the European Ombudsman opened a new own-initiative inquiry into the role of Frontex in search and rescue (SAR) operations in the Mediterranean Sea.15</p><p>These emerging forms of transparency and accountability, which are the fruit of concerted efforts of ci
作为欧盟法律秩序的一般原则和欧盟的基本价值观21 ,法治概念包括基本权利 保护以及诉诸司法和问责制,从而起到限制滥用权力、防止严重违法行为和建立不 容忍有罪不罚现象的法律和社会秩序的作用。因此,欧盟法律秩序中法治的核心功能是在包括基本权利规范在内的法律框架内,对国家和欧盟行政部门行使的自由裁量权进行约束。法治的保障需要建立在有效制衡的基础上,以确保在违反法律框架的情况下追究责任。总之,问责制与法治密切相关。因此,欧盟外部边界共同管理的兴起促使人们反思现有的监督和问责手段,以确保尊重法治,包括旨在防止或裁决侵犯基本权利行为的机制,以及为此类侵权行为的受害者提供充分诉诸司法的机会。本期双月特刊深入探讨了欧盟边境管理局(Frontex)等移民机构问责制的复杂性,强调了这种复杂性对诉诸司法的影响,而诉诸司法是欧盟法治的一个突出和总体特征。22 这些事件的跨国性质给记录和核实指控带来了复杂性,突出表明需要加强调查方 法。22 这些事件的跨国性质给记录和核实指控带来了复杂性,突出表明需要加强调查方法。这些挑战因外部边界法治危机暴露出的系统性问题而进一步加剧。透明度对于消除这一法治危机至关重要。除了对有效司法保护的范围提出挑战之外,新出现的共同行政管理制度所具有的复杂性也要求对诉诸司法的概念进行全面调整,而不能狭隘地理解为诉诸司法补救措施。23 内部和外部监督机制被认为是确保问责制的基本组成部分。23 内部和外部监督机制被认为是确保问责制的基本要素。本特刊中的文章共同表明,特别是考虑到法治危机与监督机制缺陷之间的相关性,有必要进行实际的、规范性的以及概念性的改革。总之,本特刊对欧盟外部边界的问责制进行了连贯的调查,汇集了各种见解,共同强调了改革的必要性。从确定事实和确保诉诸司法的挑战,到监督机制的作用、民主问责制和财务审查,特刊有助于全面了解确保问责制的复杂性。尽管欧盟外部边界的合法性面临多重威胁,但目前仍缺乏对这一法治危机的不同方面和影响的系统分析。本特刊旨在对发生在欧洲行政机构内部的内生性法治危机进行反思。从这一角度出发,所有的文章都从不同的角度对这场法治危机的诸多方面进行了阐述,这些方面互为补充,而欧盟边境管理局(Frontex)正是这场危机的中心。首先,发生在欧洲边界和涉及欧洲机构的危机对欧盟是一个法治共同体的说法提出了挑战,25 最终损害了欧盟的公信力。其次,欧盟外部边界共同管理的兴起要求建立问责机制,以防止或纠正侵犯基本权利的行 为,并确保此类侵权行为的受害者能够充分诉诸司法。26 最后但并非最不重要的是,从更广泛的宪法角度来看,必须观察超国家机构如何对这些政策做出反 应,以了解欧洲一体化如何受到边境管理和移民发展的影响。
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引用次数: 0
The regulation of AI-based migration technologies under the EU AI Act: (Still) operating in the shadows? 欧盟《人工智能法》对基于人工智能的移民技术的监管:(仍)在阴影中运行?
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-08-23 DOI: 10.1111/eulj.12516
Ludivine Sarah Stewart

While Artificial Intelligence (AI) is becoming a key element in supporting the migration and border management policies of the European Union and its Member States, so far, AI-based migration technologies have been tested and implemented with limited public scrutiny. In this context, the EU AI Act holds the promise of a regulation in line with the protection of fundamental rights and the rule of law. While Member States are bound by existing EU legislation when deploying AI, the Act represents the first attempt to regulate this technology in migration and border management. This paper examines the evolution of the Act throughout the negotiation process and its potential to hold actors involved in AI-driven migration technology accountable, thereby promoting the rule of law. It argues that while the regulation offers promising and important elements, a closer examination brings to light important concerns about its ability to ensure accountability.

虽然人工智能(AI)正在成为支持欧盟及其成员国移民和边境管理政策的关键要素,但迄今为止,基于人工智能的移民技术在测试和实施过程中受到的公众监督十分有限。在此背景下,欧盟《人工智能法》有望成为一项符合基本权利保护和法治的法规。虽然成员国在部署人工智能时受到现有欧盟立法的约束,但该法案是首次尝试在移民和边境管理中对这一技术进行监管。本文探讨了该法案在整个谈判过程中的演变,以及它在追究参与人工智能驱动的移民技术的行为者的责任,从而促进法治方面的潜力。本文认为,虽然该法规提供了大有可为的重要内容,但仔细研究后会发现其在确保问责能力方面存在重大问题。
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引用次数: 0
Datafication of the hotspots in the blind spot of supervisory authorities 监管机构盲点热点的数据化
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-08-23 DOI: 10.1111/eulj.12517
Sarah Tas

The hotspot approach used to contain asylum seekers at the borders of Europe has been heavily criticized for deplorable conditions and multiple fundamental rights violations. This article dives into an underexplored issue in the hotspots, namely its datafication. It explores the question of the protection of personal data, and analyses whether the supervisory arrangements in place are sufficient to ensure the protection of personal data of individuals at the borders, or whether, as the current European Data Protection Supervisor states it, data protection is too often suspended at European Union borders. While supervision is in place to monitor the hotspots, this contribution shows that it remains limited and that many blind spots exist that fully escape any supervision. These emerge, for example by reasons of the complex legal framework of the hotspots, or of the informal nature of the exchanges of data.

用于在欧洲边境遏制寻求庇护者的热点方法因其恶劣的条件和多种侵犯基本权利的行为而饱受批评。本文深入探讨了热点地区中一个未被充分探讨的问题,即其数据化问题。文章探讨了个人数据保护问题,分析了现有的监督安排是否足以确保个人数据在边境得到保护,或者是否如现任欧洲数据保护监督员所说,数据保护在欧盟边境经常被中止。虽然对热点问题的监督已经到位,但本报告显示,监督仍然有限,而且存在许多完全不受监督的盲点。出现这些盲点的原因包括热点地区复杂的法律框架或数据交换的非正式性质。
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引用次数: 0
Why an EU country under the surveillance procedure (Article 7.1 TEU) should not chair the Council Presidency 监督程序下的欧盟国家(《欧盟条约》第 7.1 条)为何不应担任理事会主席国
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-07-31 DOI: 10.1111/eulj.12510
Emilio De Capitani, Virgilio Dastoli

Mutual trust that is the bedrock of intra-EU cooperation should not be equated to ‘blind trust’ when a Member State is under the ‘surveillance’ procedure foreseen by Article 7(1) of the Treaty on European Union. In this perspective it would be risky for the European Council to recognise a key coordinating role, as is the case when holding the Council Presidency, to a Member State under Article 7.1 TUE. It would then be sensible for the Council to modify its 2016 Decision, and delay the Hungarian Presidency of the Council of the European Union to such a time when the Article 7(1) TEU surveillance procedure will have been successfully concluded.

互信是欧盟内部合作的基石,当一个成员国处于《欧盟条约》第 7(1)条规定的 "监督 "程序之下时,互信不应等同于 "盲目信任"。从这一角度看,欧洲理事会承认一个成员国在《欧盟条约》第 7.1 条下的关键协调作用(如担任理事会主席国时)是有风险的。因此,欧洲理事会应修改其 2016 年决定,将匈牙利担任欧盟理事会主席国的时间推迟至《欧盟条约》第 7(1) 条监督程序顺利完成之时。
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引用次数: 0
The European Border and Coast Guard Agency (Frontex) and the limits to effective judicial protection in European Union law 欧洲边境和海岸警卫局(Frontex)与欧洲联盟法律中对有效司法保护的限制
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-07-31 DOI: 10.1111/eulj.12512
Salvatore Fabio Nicolosi

The principle of effective judicial protection is a cornerstone of EU law which is predicated on the existence of a complete system of judicial remedies. However, with the expansion of the operational powers of the European Border and Coast Guard Agency (Frontex) and the consequent fundamental rights concerns, this article challenges the assumption that the EU is based on such a complete system of remedies. By critically reviewing the judicial actions against Frontex before the Court of Justice, this article illustrates the limits to effective judicial protection for migrants attempting to enter the EU. It will be argued that the lack of an effective remedy suggests a violation of the right to good administration. Therefore, this article explores the potential of the bond between judicial protection and good administration to fix the loopholes within the emerging system of shared administration, in which EU agencies progressively interact with national competent authorities.

有效司法保护原则是欧盟法律的基石,而欧盟法律的前提是存在一个完整的司法救济体系。然而,随着欧洲边境和海岸警卫署(Frontex)业务权力的扩大以及随之而来的基本权利问题,本文对欧盟是建立在这样一个完整的救济体系基础上的假设提出了质疑。通过批判性地回顾在法院对 Frontex 提起的司法诉讼,本文说明了对试图进入欧盟的移民提供有效司法保护的局限性。本文将论证,缺乏有效的补救措施表明违反了良好管理的权利。因此,本文探讨了司法保护与良好管理之间的联系,以弥补新出现的共同管理制度中的漏洞。
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引用次数: 0
The potential of budgetary discharge for political accountability: Which lessons from the case of Frontex? 预算执行在政治问责方面的潜力:从 Frontex 案例中汲取哪些经验教训?
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-07-02 DOI: 10.1111/eulj.12509
Michele Gigli

With the discharge procedure of the 2020 budget of Frontex, the European Parliament played a primary role in addressing the policy drift of the most important decentralised agency operating in the area of freedom, security and justice (AFSJ). This case demonstrates the potential of the discharge tool in steering the performance of decentralised agencies at a time when the mandate of these agencies within the EU executive order is affected by a structural accountability deficit. Confronted with a Rule of Law crisis in the AFSJ, the European Parliament has effectively leveraged the evolving normative framework to imbue the discharge process with significant political oversight functions. In this article, I aim to show that a constitutional dimension of the discharge procedure can be conceptualised, enabling the European Parliament to reaffirm its political account-holder role as derived from the Treaties and ensure agencies' compliance with their EU-oriented mandate.

通过对欧盟边境管理局(Frontex)2020 年预算的撤消程序,欧洲议会在解决自由、安全和司法(AFSJ)领域最重要的权力下放机构的政策偏离方面发挥了主要作用。这一案例表明,当欧盟行政命令中的权力下放机构的任务受到结构性问责缺失的影响时,权力下放工具在指导这些机构的绩效方面具有潜力。面对《战时法》的法治危机,欧洲议会有效地利用了不断演变的规范框架,使解除程序具有重要的政治监督功能。在本文中,笔者旨在说明,可以从宪法层面对解职程序进行概念化,使欧洲议会能够重申其源于条约的政治问责者角色,并确保各机构遵守其面向欧盟的任务。
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引用次数: 0
EU constitutional dismantling through strategic informalisation: Soft readmission governance as concerted dis-integration 通过战略非正规化瓦解欧盟宪法:软性重新接纳治理作为协调一致的解体
IF 1.4 2区 社会学 Q1 LAW Pub Date : 2024-06-13 DOI: 10.1111/eulj.12506
Violeta Moreno-Lax

This contribution takes issue with what I have called the ‘constitutional dismantling’ of external migration policy through the tactical informalisation of readmission cooperation. It maps out the strategic use of soft law mediating the tacit approval or active involvement of the main EU actors. The strategy is supposed to enhance policy outcomes but is at the expense of foundational principles. The principles of conferral, institutional balance, and sincere/loyal cooperation impose key constraints on EU/Member State action that the choice for soft law ignores. My main contention is that this is not an unintended consequence, but a deliberate or, at least, tolerated result, amounting to a form of ‘concerted dis-integration’ pursued by the very actors supposed to guard the EU integration project in line with Treaty provisions. The approach denotes the instrumentalisation of legal mechanisms for the advancement of policy objectives, embracing a regulation-without-legitimation paradigm that unravels the EU’s constitutional framework.

这篇论文对我所称的通过重新接纳合作的战术性非正式化来 "拆解 "对外移民政策的做法提出了质疑。它描绘了软性法律的战略运用,在欧盟主要行动者的默许或积极参与下进行调解。该战略旨在加强政策成果,但却牺牲了基本原则。授权原则、制度平衡原则和真诚/忠诚合作原则对欧盟/成员国的行动施加了关键限制,而选择软法律却忽略了这一点。我的主要论点是,这并不是一个意外的结果,而是一个蓄意或至少是被容忍的结果,相当于一种 "一致的不一体化",而这种 "一致的不一体化 "正是由那些本应按照条约规定保护欧盟一体化项目的行为者所推行的。这种方法将法律机制工具化,以推进政策目标,采用了一种 "无法律依据的监管 "范式,破坏了欧盟的宪法框架。
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引用次数: 0
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European Law Journal
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