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Green path development: The agency of the City of Vaasa in establishing the battery industry 绿色发展之路:瓦萨市代理建立电池产业
IF 3 3区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-10-27 DOI: 10.1002/eet.2133
Ejike Okonkwo, Petra Berg, Rodrigo Rabetino

Empirical studies on agency in green path development (GPD) have underexplored non-firm actors' roles. Through a semi-structured interview, this article provides insight into how the City of Vaasa exercises agency toward developing the battery industry and the concomitant effects. The findings reveal that the City of Vaasa provides place-based leadership, for example, through a local-based initiative, that is, the GigaVaasa, as a platform to increase participation and coordinate the actions of public and private actors. As an institutional entrepreneur, they govern the issuance of operating licenses to optimize their economic interest; as innovative entrepreneur, they strategically plan and coordinate infrastructure development to increase the region's attractiveness to external investors and talents. The City of Vaasa agency increases the chances for the region to participate in the global battery market and stimulate the region's economic development. Nonetheless, environmental sustainability concerns remain a profound unintended effect. Conceptually, the article introduces the agency cyclicality and synchronization model to enhance the understanding of the interplay and effect of agency in an emerging green industry's development trajectory.

绿色路径发展中的代理实证研究对非企业行为体的作用探索不足。通过半结构化的访谈,本文提供了瓦萨市如何在发展电池工业方面发挥作用以及随之而来的影响的见解。调查结果显示,瓦萨市提供了基于地方的领导,例如,通过一项基于地方的倡议,即GigaVaasa,作为增加参与和协调公共和私人行为者行动的平台。作为制度企业家,他们管理经营许可证的发放,以优化他们的经济利益;作为创新企业家,他们战略性地规划和协调基础设施发展,以增加该地区对外部投资者和人才的吸引力。瓦萨市机构增加了该地区参与全球电池市场的机会,刺激了该地区的经济发展。尽管如此,对环境可持续性的关注仍然是一个深刻的意想不到的影响。在概念上,本文引入代理周期和同步模型,以加深对新兴绿色产业发展轨迹中代理的相互作用和作用的理解。
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引用次数: 0
Taking knowledge exchange to practice: A scoping review of practical case studies to identify enablers of success in environmental management 将知识交流付诸实践:对实际案例研究的范围审查,以确定环境管理成功的促成因素
IF 3 3区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-10-25 DOI: 10.1002/eet.2128
Tyreen Kapoor, Chris Cvitanovic, Kimberly Klenk, Vivian M Nguyen

A gap exists in the literature on how to implement theories of knowledge exchange (KE) into practice within an environmental management context. To support the improved practice of KE, we conducted a scoping literature review evaluating 56 empirical case studies globally to identify enabling conditions for implementing effective KE. Identified enabling conditions were organized into a core capacities framework, which highlighted essential elements of effective KE from organizational, individual, financial, material, practical, political, and social capacity dimensions. Results show that major enablers to effective KE relate to practitioners' individual and organizational capacity including the ability of practitioners (often boundary spanners) to establish trust with relevant actors through their interpersonal relationships and possessing sufficient background knowledge and skills to facilitate collaborations across disciplines and sectors. We also identified main challenges to engaging in KE (e.g., insufficient long- term funding for projects, lack of interpersonal skills for KE practitioners to build relationships and network, and inadequate background knowledge for practitioners to exchange knowledge in an accessible manner), and the outcomes and impacts that can emerge from effective KE work. We find that practitioners often perform quantitative evaluations that provide instantaneous and measurable impacts for the effectiveness of KE, but do not capture the impact of interpersonal relationships and trust that are best achieved through qualitative approaches. Lastly, the synthesis of enablers, challenges, outcomes, and impacts presented in this paper can be a resource for practitioners to identify what enablers may be missing from their KE strategies and in what capacity the KE work can be strengthened.

关于如何在环境管理背景下实施知识交换理论(KE)的文献存在空白。为了支持KE的改进实践,我们对全球56个实证案例进行了范围文献综述,以确定实施有效KE的有利条件。已确定的有利条件被组织成一个核心能力框架,该框架从组织、个人、财务、物质、实践、政治和社会能力等方面强调了有效的可持续发展的基本要素。结果显示,有效的文化协作的主要促成因素与从业者的个人和组织能力有关,包括从业者(通常是边界跨越者)通过人际关系与相关行为者建立信任的能力,以及拥有足够的背景知识和技能来促进跨学科和部门的合作的能力。此外,我们亦发现从事环境管理工作的主要挑战(例如,项目的长期资助不足、环境管理从业人员缺乏建立关系和网络的人际交往能力,以及环境管理从业人员缺乏以无障碍方式交流知识的背景知识),以及有效的环境管理工作可能产生的结果和影响。我们发现,从业人员经常进行定量评估,为KE的有效性提供即时和可测量的影响,但没有捕捉到通过定性方法最好实现的人际关系和信任的影响。最后,本文中提出的促成因素、挑战、结果和影响的综合可以作为从业者的资源,以确定他们的KE战略中可能缺少哪些促成因素,以及在哪些方面可以加强KE工作。
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引用次数: 0
Bracing urban governance against climate crises: How to integrate high reliability into strategic decision-making? 应对气候危机的城市治理:如何将高可靠性融入战略决策?
IF 3 3区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-10-23 DOI: 10.1002/eet.2129
Peeter Vihma, Janne I. Hukkinen

Turning cities socio-ecologically resilient is one of the pressing challenges in the face of ongoing climate change and accompanying extreme weather events. Despite concentrated efforts within specific urban domains, there exists a necessity for a coordinating mechanism that can concurrently monitor signals of slowly maturing long-term crises, such as global warming and swiftly intervene to mitigate urgent threats, such as catastrophic floods. This article explores the potential of high reliability principles to inform such a governance mechanism through a novel policy operations room (POR) framework, conceptualizing urban strategic goals as critical infrastructure. We analyze the conditions for integrating elements from top-down crisis management with bottom-up participatory scenario exercises and policy simulations in urban governance. Based on pre- and post-POR interviews and meeting transcripts in three Finnish cities we examine the regulative, normative, and cognitive aspects of integration. The analysis indicates that the implementation of a high reliability framework in urban settings can provide valuable support for addressing challenges induced by climate change.

面对持续的气候变化和随之而来的极端天气事件,使城市具有社会生态弹性是一项紧迫挑战。尽管在特定的城市领域集中努力,但仍有必要建立一种协调机制,能够同时监测缓慢成熟的长期危机(如全球变暖)的信号,并迅速进行干预,以减轻灾难性洪水等紧急威胁。本文探讨了高可靠性原则的潜力,通过一个新的政策操作室(POR)框架,将城市战略目标概念化为关键基础设施,为这种治理机制提供信息。我们分析了将自上而下的危机管理与自下而上的参与式情景练习和城市治理政策模拟相结合的条件。根据三个芬兰城市的扶贫前后访谈和会议记录,我们研究了整合的监管、规范和认知方面。分析表明,在城市环境中实施高可靠性框架可以为应对气候变化带来的挑战提供有价值的支持。
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引用次数: 0
The roles and unexplored potential of policy experimentation in climate adaptation governance: A systematic literature review 政策实验在气候适应治理中的作用和未开发的潜力:系统的文献综述
IF 3 3区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-10-09 DOI: 10.1002/eet.2127
Flavia Simona Cosoveanu, Dries Hegger, Heleen Mees, Jean-Marie Buijs, Teun Terpstra, Peter P. J. Driessen

Policy experimentation has emerged globally as a novel governance approach to address complex socio-environmental problems. In the climate adaptation literature, policy experiments that test technical and governance innovations on a small scale in real-world conditions are increasingly utilized to explore new pathways for climate adaptation. However, there is a lack of empirical evidence on how policy experiments lead to transformative change in climate adaptation governance, particularly regarding their role as a change strategy. This systematic literature review aims to thoroughly investigate the topic by mapping the empirical characteristics of policy experiments, their role and their outcomes. An existing analytical framework was adapted to fulfill this objective by qualitatively and quantitatively analyzing 27 empirical papers. The findings reveal that policy experiments in climate adaptation often address multiple climate hazards, sectors and actors, yet they are spatially and temporally limited, being predominantly located in Europe. Moreover, the study highlights the transformative potential of policy experiments in climate adaptation governance, emphasizing their effectiveness in testing technical and governing innovations, as well as implementing adaptation policies. Policy experiments predominantly contribute to social learning rather than direct policy changes, requiring specific strategies to upscale the knowledge generated. We conclude the paper with a research agenda that stresses the need for more cumulative and comparative (post)assessments of climate adaptation experiments. This is important given the potential of policy experiments as governing approaches in the advancement of climate adaptation.

政策实验作为一种解决复杂社会环境问题的新型治理方法在全球范围内出现。在气候适应文献中,越来越多地利用在现实条件下小规模测试技术和治理创新的政策实验来探索气候适应的新途径。然而,缺乏关于政策实验如何导致气候适应治理的变革性变化的经验证据,特别是关于政策实验作为一种变化战略的作用。这篇系统的文献综述旨在通过绘制政策实验的经验特征、它们的作用和结果来彻底研究这一主题。通过对27篇实证论文进行定性和定量分析,调整了现有的分析框架以实现这一目标。研究结果表明,气候适应方面的政策实验往往涉及多种气候危害、部门和行为者,但它们在空间和时间上受到限制,主要集中在欧洲。此外,该研究还强调了气候适应治理中政策实验的变革潜力,强调了它们在测试技术和治理创新以及实施适应政策方面的有效性。政策实验主要有助于社会学习,而不是直接的政策变化,需要具体的战略来提高所产生的知识。最后,我们提出了一个研究议程,强调需要对气候适应实验进行更多的累积和比较(后)评估。考虑到政策实验作为促进气候适应的管理方法的潜力,这一点很重要。
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引用次数: 0
Between science, authority, and responsibility: Exploring institutional logics to rethink climate governance 在科学、权威和责任之间:探索重新思考气候治理的制度逻辑
IF 3 3区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-09-12 DOI: 10.1002/eet.2126
Sébastien Keiff, David Talbot

This article explores the logics mobilized by stakeholders involved in national climate governance to identify ways of conciliating them for sound governance. Based on the theoretical framework of institutional logics, the study offers an innovative perspective on climate governance and the management of green funds. Content analysis of the briefs submitted (N = 46) to a public hearing in Quebec (Canada) reveals three competing institutional logics: scientific governance, authority-based governance, and participative governance. The results of this research have significant managerial and political implications for our understanding of the interactions between the different logics and for identifying ways to optimize climate governance. It also addresses essential but under-researched aspects of national climate governance and green fund management.

本文探讨了参与国家气候治理的利益相关方所调动的逻辑,以确定如何协调这些逻辑以实现健全的治理。基于制度逻辑的理论框架,本研究为气候治理和绿色基金的管理提供了一个创新视角。对提交给加拿大魁北克省公开听证会的简报(46 份)进行的内容分析揭示了三种相互竞争的制度逻辑:科学治理、基于权威的治理和参与式治理。这项研究的结果对我们理解不同逻辑之间的相互作用以及确定优化气候治理的方法具有重要的管理和政治意义。它还涉及国家气候治理和绿色基金管理的重要方面,但对这些方面的研究还不够。
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引用次数: 0
Playing the CITES game: Lessons on global conservation governance from African megafauna 玩《濒危野生动植物种国际贸易公约》游戏:从非洲巨型动物中汲取全球保护治理的经验教训
IF 3 3区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-08-16 DOI: 10.1002/eet.2123
Michael 't Sas-Rolfes, Daniel W. S. Challender, Laurence Wainwright

Growing awareness and concern over environmental issues has been accompanied by a proliferation of international environmental agreements during the last half-century. Among these, the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES), stands out as one of the oldest and strongest influences on global biodiversity conservation policy. However, the effectiveness of CITES has been questioned—for various reasons and from various quarters—with a range of differing opinions. To provide further insight on this issue we drew from and built upon recent advances in the environmental governance literature to develop an approach to analysing how the CITES-centred wildlife trading regime influences actor behaviour. After developing a rule-categorised framework to analyse the structure of the treaty, we conducted dynamic analysis of actor behaviour using case study material on CITES-listed African megafauna species (elephants, rhinoceroses, and lions), examining recent developments over a five-year period (2016–2020). Drawing on this material, we further applied institutional diagnostics to gain insight into the conservation effectiveness of the CITES regime. Our analysis of these case studies suggests that CITES can be gamed by special interest groups and that its institutional design facilitates the evolution of an international prohibition regime. Our research produces novel insights into the operation of this process and raises concerns about consequences for African biodiversity conservation. We conclude with recommendations for wildlife trade policy reform and further research.

在过去的半个世纪里,随着人们对环境问题的认识和关注不断提高,国际环境协定也随之激增。其中,《濒危野生动植物种国际贸易公约》(CITES)是历史最悠久、对全球生物多样性保护政策影响最大的公约之一。然而,《濒危野生动植物种国际贸易公约》的有效性一直受到质疑,原因多种多样,各方观点不一。为了进一步深入了解这一问题,我们借鉴了环境治理文献的最新进展,并在此基础上开发了一种方法,用于分析以《濒危野生动植物种国际贸易公约》为中心的野生动植物贸易制度如何影响行为者的行为。在制定了分析条约结构的规则分类框架后,我们利用有关列入《濒危野生动植物种国际贸易公约》的非洲巨型动物物种(大象、犀牛和狮子)的案例研究材料,对行为者的行为进行了动态分析,考察了五年期间(2016-2020 年)的最新发展情况。在这些材料的基础上,我们进一步应用了机构诊断法,以深入了解《濒危野生动植物种国际贸易公约》制度的保护效果。我们对这些案例研究的分析表明,《濒危野生动植物种国际贸易公约》可能被特殊利益集团玩弄于股掌之间,其制度设计有利于国际禁令制度的演变。我们的研究对这一过程的运作提出了新的见解,并引发了对非洲生物多样性保护后果的担忧。最后,我们对野生动植物贸易政策改革和进一步研究提出了建议。
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引用次数: 0
Illuminating the collective learning continuum in the Colorado River Basin Science-Policy Forums 阐明科罗拉多河流域科学政策论坛的集体学习连续性
IF 3 3区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-08-08 DOI: 10.1002/eet.2125
Meredith Hovis, Andrea K. Gerlak, Tanya Heikkila, Pam Rittelmeyer, Elizabeth Koebele, Linda Estelí Méndez-Barrientos, Mark Lubell

Although considerable research over the past two decades has examined collective learning in environmental governance, much of this scholarship has focused on cases where learning occurred, limiting our understanding of the drivers and barriers to learning. To advance knowledge of what we call the “collective learning continuum,” we compare cases of learning to cases where learning was not found to occur or its effects were “blocked.” Through semi-structured interviews with key stakeholders in science-policy forums in the Colorado River Basin, a large and complex river basin in western North America, we examine differences and patterns that explain moments of learning, blocked learning, or non-learning, drawing insights from the collective learning framework. Our results find various factors that influence learning, blocked learning, and non-learning. We discover technical and social factors as common drivers of both learning and blocked learning. In contrast, we find more structural factors associated with non-learning. At the same time, the cases reveal insights about the role of political factors, such as timing, legal constraints, and priorities, which are underdeveloped in the collective learning framework. Overall, these findings advance theoretical knowledge of the collective learning continuum and offer practical insights that may strengthen the coordination of science and management for effective governance within the Basin.

尽管在过去二十年中,已有大量研究对环境治理中的集体学习进行了考察,但这些研究大多集中在发生了学习的案例上,限制了我们对学习的驱动力和障碍的理解。为了增进对我们所称的 "集体学习连续体 "的了解,我们将学习案例与没有发生学习或学习效果受到 "阻碍 "的案例进行了比较。科罗拉多河流域是北美西部的一个大型复杂河流流域,我们通过对该流域科学政策论坛的主要利益相关者进行半结构化访谈,从集体学习框架中汲取启示,研究了解释学习、学习受阻或不学习的差异和模式。我们的研究结果发现了影响学习、学习受阻和不学习的各种因素。我们发现技术和社会因素是学习和学习受阻的共同驱动因素。相比之下,我们发现更多的结构性因素与不学习有关。同时,这些案例揭示了政治因素的作用,如时机、法律限制和优先事项,而这些因素在集体学习框架中还没有得到充分发展。总之,这些研究结果推进了对集体学习连续体的理论认识,并提供了可加强科学与管理协调以实现流域内有效治理的实用见解。
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引用次数: 0
Achieving economy-wide gains from residential energy efficiency improvements: The importance of timing and funding approach in driving the transition 通过提高住宅能效实现整体经济效益:推动转型的时机和筹资方法的重要性
IF 3 3区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-08-06 DOI: 10.1002/eet.2124
Antonios Katris, Karen Turner

Residential energy efficiency improvements are generally considered integral to achieving climate change targets. Alongside the primary benefits of reducing energy use and consumer bills, there is increasing policy interest in the potential for energy efficiency programmes to deliver economy-wide gains, measured by gross domestic product, employment, household real incomes and spending power etc. Our previous research shows that such sustained gains are likely over time. Here, we consider how transitory outcomes are likely to be heavily influenced by the timing of actions and who pays, how and when. Insight in this regard is crucial for policy makers considering the mix and timing of measures to reach net zero outcomes that are economically as well as technically feasible. We consider alternative funding, distributions and timeframes for residential retrofitting costs and projects using a UK economy-wide scenario simulation model. The key insight is that while government support for the provision of low-cost finance options is strategically important in alleviating budget constraints and mitigating potential short-term negative impacts on household spending, producer responses to the wind down of retrofitting spending can disrupt the adjustment of the economy. Here we identify pros and cons of different trajectories of action towards high-level energy efficiency policy targets.

提高住宅能效通常被认为是实现气候变化目标不可或缺的一部分。除了减少能源使用和消费者账单的主要益处外,政策也越来越关注能效计划在整个经济领域带来收益的潜力,包括国内生产总值、就业、家庭实际收入和消费能力等方面。我们之前的研究表明,随着时间的推移,这种持续收益是可能的。在此,我们将考虑过渡性成果如何可能受到行动时机、谁来支付、如何支付以及何时支付等因素的严重影响。这方面的洞察力对于政策制定者来说至关重要,他们需要考虑各种措施的组合和时机,以实现经济上和技术上都可行的净零成果。我们利用英国全经济情景模拟模型,考虑了住宅改造成本和项目的替代资金、分配和时间框架。我们的主要观点是,虽然政府对提供低成本融资方案的支持在缓解预算限制和减轻对家庭支出的潜在短期负面影响方面具有重要的战略意义,但生产商对减少改造支出的反应可能会扰乱经济调整。在此,我们确定了实现高能效政策目标的不同行动轨迹的利弊。
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引用次数: 0
The state against the environment? Water management and the regulation of tensions between sectoral policies in France 国家反对环境?法国的水资源管理和部门政策之间紧张关系的调节
IF 3 3区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-07-30 DOI: 10.1002/eet.2121
Sylvain Barone

The effectiveness and efficiency of environmental policy largely depends on how other policies take account of ecological objectives, whether in the industrial, agricultural, urban planning, transport, housing or budget sectors. The state bears responsibility for how these public policies interrelate, including establishing a hierarchy of priority or allowing one area to ignore another. What can we learn about environmental policy from an analysis of the tensions between multiple sectoral policies, and more generally about the state and the political and institutional functioning that shapes the management of an environmental issue? Taking water management in France as a case study, this article argues that an approach focused on the regulation of tensions between various public policies can shed new light on the structural difficulties of environmental policy. It shows how ideas, norms, interests, strategies, professional cultures, and so forth, that underpin public policy outside the environmental field shape the handling of ecological issues. It also highlights the way the state views and handles these tensions between policies through institutional arrangements and socio-political compromises with influential sectoral actors and social groups.

环境政策的有效性和效率在很大程度上取决于其他政策如何考虑生态目标,无论是在工业、农业、城市规划、交通、住房还是预算部门。国家对这些公共政策的相互关系负有责任,包括确定优先等级或允许一个领域忽略另一个领域。通过分析多个部门政策之间的紧张关系,我们可以从环境政策中学到什么?本文以法国的水资源管理为案例,论证了以调节各种公共政策之间的紧张关系为重点的方法可以为环境政策的结构性困难提供新的启示。文章展示了在环境领域之外支撑公共政策的理念、规范、利益、战略、专业文化等是如何影响生态问题的处理的。它还强调了国家如何通过制度安排以及与有影响力的部门参与者和社会团体达成社会政治妥协来看待和处理这些政策之间的紧张关系。
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引用次数: 0
Governance gaps and accountability traps in renewables extractivism 可再生能源开采中的治理差距和问责陷阱
IF 3 3区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-07-18 DOI: 10.1002/eet.2122
Susan Park, Teresa Kramarz, Craig Johnson

The global uptake of renewable technology is both a dramatic and insufficient contribution to achieving a 1.5–2° world. However, urgently decarbonizing energy use and systems by shifting to renewables relies on intensifying global supply chains, beginning with the extraction of “critical” minerals, an industry that has a long history of generating significant social and ecological harms. This paper examines the nature of transnational governance initiatives that have emerged to regulate what has been called “renewables extractivism.” We develop a novel database of 44 transnational initiatives for governing minerals for onshore wind, solar PV, and lithium-ion batteries, which are driving renewable energy uptake. The database reveals “governance gaps” that refer to an absence of rules for many critical minerals and “accountability traps” where actors are held responsible for processes, standards, and sanctions that reflect their own normative logics, rather than the needs of affected communities and ecosystems. Current initiatives are designed in a way that measures, evaluates, and (very rarely) sanctions governance outcomes primarily in relation to supply chain security and energy access, as opposed to mitigating the social and environmental harms of resource extraction. The result is a transnational governance architecture that operates primarily (and systematically) with minimal scrutiny, transparency, and accountability. For stakeholders directly affected by the latest mining boom cycle, the absence of effective and legitimate accountability mechanisms reinforces a pattern of uneven development that shifts the most destructive forms of extraction to the social and ecological margins of the global commodity frontier.

可再生能源技术在全球范围内的普及,对于实现 1.5-2° 世界既是一个巨大的贡献,也是一个不足的贡献。然而,通过转向可再生能源来实现能源使用和系统的紧急去碳化有赖于强化全球供应链,首先是 "关键 "矿物的开采,这一行业长期以来一直对社会和生态造成重大危害。本文研究了为规范所谓的 "可再生能源开采主义 "而出现的跨国治理倡议的性质。我们开发了一个新颖的数据库,其中包含 44 项跨国倡议,用于管理陆上风能、太阳能光伏发电和锂离子电池的矿产,这些倡议正在推动可再生能源的普及。该数据库揭示了 "治理差距",即许多关键矿产缺乏规则,以及 "问责陷阱",在这些陷阱中,参与者要对反映其自身规范逻辑而非受影响社区和生态系统需求的流程、标准和制裁负责。当前倡议的设计方式主要是衡量、评估和(极少)制裁与供应链安全和能源获取相关的治理成果,而不是减轻资源开采对社会和环境造成的危害。其结果是,跨国治理架构的运作主要(且系统地)是在极少监督、透明度和问责制的情况下进行的。对于直接受最新矿业繁荣周期影响的利益相关者而言,缺乏有效、合法的问责机制强化了不均衡的发展模式,将最具破坏性的开采形式转移到全球商品前沿的社会和生态边缘。
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引用次数: 0
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