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Shifts in governance modes and explanatory factors in the NIMBY: Findings from the X waste incineration plant in Shenzhen, China NIMBY治理模式的转变及其解释因素——来自深圳X垃圾焚烧厂的调查结果
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2022-10-26 DOI: 10.1002/eet.2034
Haiyan Lu, Rui Mu, Yanwei Li

With increasing numbers of environmental conflicts in recent years, Chinese local governments are changing their modes of governance with the aim of addressing these conflicts satisfactorily. Through a case study, we identified shifts in modes of governance from hierarchical to network and from market to hybrid (characterized by a combination of market and hierarchical) in three arenas. Our findings confirm that initiating actors, stakeholder involvement types, rules of interaction, and implementation strategies are useful indicators of shifts in governance modes. Media, protests and policy entrepreneurs in different arenas are important factors in the shift from hierarchical to network governance, while policy entrepreneurs and higher-level government intervention are crucial factors in the shift from market to a hybrid governance mode. Policy entrepreneurs play an important role in all three arenas. As for theoretical contribution, our research has provided the evidence for non-hierarchical governance practices in the NIMBY in China. In the future, local governments in China may learn to consider proper governance mode shifts to deal with the NIMBY conflicts in infrastructure planning and construction.

近年来,随着环境冲突的日益增多,中国地方政府正在改变其治理模式,以期圆满解决这些冲突。通过案例研究,我们确定了三个领域的治理模式从层级到网络以及从市场到混合(以市场和层级相结合为特征)的转变。我们的研究结果证实,启动参与者、利益相关者参与类型、互动规则和实施策略是治理模式转变的有用指标。不同领域的媒体、抗议和政策企业家是从层级治理向网络治理转变的重要因素,而政策企业家和更高级别的政府干预是从市场治理向混合治理模式转变的关键因素。政策企业家在这三个领域都发挥着重要作用。在理论贡献方面,我们的研究为我国NIMBY的非层级治理实践提供了依据。未来,中国地方政府可能会学会考虑适当的治理模式转变,以应对基础设施规划和建设中的NIMBY冲突。
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引用次数: 0
Toward the sustainability state? Conceptualizing national sustainability institutions and their impact on policy-making 走向可持续发展状态?国家可持续性机构的概念化及其对政策制定的影响
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2022-10-12 DOI: 10.1002/eet.2032
Okka Lou Mathis, Michael Rose, Jens Newig, Steffen Bauer

The achievement of global sustainability and climate objectives rests on their incorporation into policy-making at the level of nation-states. Against this background, governments around the world have created various specialized sustainability institutions—councils, committees, ombudspersons, among others—in order to promote these agendas and their implementation. However, sustainability institutions have remained undertheorized and their impact on policy-making is empirically unclear. In this paper, we develop a conceptual framework for sustainability institutions and systematically explore their potential impact on more sustainable policy-making. We define sustainability institutions as public, trans-departmental and permanent national bodies with an integrated understanding of sustainability that considers socio-ecological well-being, global contexts and a future-orientation. Drawing on literature on sustainability and long-term governance as well as on illustrative case examples, we propose conducive conditions and pathways through which sustainability institutions may influence policy-making. As conducive, we assume sustainability institutions' embodiment of sustainability governance principles as well as their authority, a strong legal basis, resources, and autonomy. Further, we outline how sustainability institutions can influence policy-making based on their roles in the public policy process. We conclude that the increasing prevalence of national sustainability institutions indicates an ongoing shift from the environmental state toward a more comprehensive sustainability state. However, sustainability institutions can only be one building block of the sustainability state out of many, and their potential to reorient political decision-making effectively toward the socio-ecological transformation hinges upon individual design features such as their mandate, resources and authority, as well as on the specific governance context.

全球可持续性和气候目标的实现取决于将其纳入民族国家层面的政策制定。在这种背景下,世界各国政府建立了各种专门的可持续发展机构——理事会、委员会、监察员等,以促进这些议程及其实施。然而,可持续性机构仍然缺乏理论,其对政策制定的影响在经验上尚不清楚。在本文中,我们为可持续性机构制定了一个概念框架,并系统地探讨了它们对更可持续的政策制定的潜在影响。我们将可持续发展机构定义为公共、跨部门和永久性国家机构,对可持续发展有着综合的理解,考虑了社会生态福祉、全球背景和未来方向。根据关于可持续性和长期治理的文献以及例证,我们提出了可持续性机构影响决策的有利条件和途径。有利的是,我们假设可持续性机构体现了可持续性治理原则及其权威、强大的法律基础、资源和自主权。此外,我们还概述了可持续性机构如何根据其在公共政策过程中的作用影响决策。我们得出的结论是,国家可持续发展机构的日益普及表明,环境状态正在向更全面的可持续发展状态转变。然而,可持续性机构只能是众多可持续性国家中的一个组成部分,其有效调整政治决策以实现社会生态转型的潜力取决于其任务、资源和权威等个人设计特征,以及特定的治理背景。
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引用次数: 1
Success by agreement? Uncovering power struggles in translating Swedish moose policy 协议成功?解读瑞典驼鹿政策中的权力斗争
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2022-10-11 DOI: 10.1002/eet.2033
Annelie Sjölander-Lindqvist, Katarina Hansson-Forman, Camilla Sandström

Exploring how actors translate public policy content into practice provides new insight into policy processes. Because they are driven by contextual circumstances and values, that is, they are socially constructed, studying the interpretations and negotiations involved in the translation process advances our understanding of what shapes implementation agents, and subsequently the success of policy implementation. The Swedish moose policy, a legislative framework for decentralizing moose management in order to balance the various interests affected by the presence and abundance of moose, was used as a case study. In response to the task of implementation, some of the key stakeholders sought their own strategies for successful implementation and to achieve the national policy goals. This response expressed itself as two separate agreements, in 2016 and 2019, between different constellations of implementing actors (landowner and hunter organizations). These agreements provide an example of how key actors can translate policy, and expose inadequate policy designs. Revealing how the implementing actors perceive the policy and each other helps explain the continued presence of social and political conflict. Our results indicate that power struggles underpin the translation process; by constructing the core problem differently, not sharing ideas about management and using language that discourages collaboration, the actors' translations, together with a lack of clarity in policy design, hinder the chances of successful policy implementation. Policy processes have become increasingly complex, and differences between implementers present as obstacles that have to be overcome. The paper contributes to our understanding of implementation processes within a collaborative governance setting, where the responsibility of the implementation process has been devolved to non-state actors.

探讨行动者如何将公共政策内容转化为实践,为政策过程提供了新的见解。因为它们是由上下文环境和价值观驱动的,也就是说,它们是社会建构的,研究翻译过程中涉及的解释和谈判有助于我们理解是什么塑造了执行主体,以及政策执行的成功。瑞典驼鹿政策是一个下放驼鹿管理的立法框架,目的是平衡受驼鹿存在和数量影响的各种利益,该政策被用作案例研究。针对执行任务,一些主要利益攸关方寻求自己的战略,以成功执行并实现国家政策目标。这一回应表现为2016年和2019年不同实施行为者(土地所有者和猎人组织)之间的两项单独协议。这些协议提供了一个例子,说明关键行为者如何翻译政策,并揭露不充分的政策设计。揭示执行行为者如何看待政策以及彼此之间的看法,有助于解释社会和政治冲突的持续存在。我们的研究结果表明,权力斗争是翻译过程的基础;通过以不同的方式构建核心问题,不分享管理理念,使用阻碍合作的语言,行为者的翻译,加上政策设计缺乏明确性,阻碍了政策成功实施的机会。政策过程变得越来越复杂,实施者之间的差异成为必须克服的障碍。该文件有助于我们理解合作治理环境中的实施过程,在合作治理环境下,实施过程的责任已移交给非国家行为者。
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引用次数: 0
Social acceptance of biodiversity offsetting: Motivations and practices in the designing of an emerging mechanism 生物多样性抵消的社会接受度:设计新兴机制的动机和做法
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2022-10-06 DOI: 10.1002/eet.2031
Liisa Varumo, Juha M. Kotilainen, Eeva Primmer

Biodiversity offsetting is a governance mechanism proposed as a solution to ecosystem degradation and the underlying economic drivers. Biodiversity offsetting's potential is often evaluated and argued with ecological and economic criteria. These factors are intertwined with a multitude of social and ideological conditions for acceptance and legitimacy, which have received less systematic empirical attention especially from the perspective of the actors who implement the offsets. In this paper, we empirically analyse how companies and authorities, the central actors applying biodiversity offsetting in practice, perceive the social acceptance in the design and implementation of the emerging mechanism in Finland. The interview data analysed with three interlinked dimensions of social acceptance, namely socio-political acceptance, market acceptance and community acceptance reveal where the mechanism's implementation may face friction with the central actors. While the importance of social acceptance of biodiversity offsetting shows to be a priority for the actors that will be implementing the mechanism and carrying the responsibility of the offsets in practice, the division of roles and benefits remains a point of tension, in the political sphere, in the market and in the community. Our analysis points to the necessity of integrating social and local values alongside ecological and economic ones as a way to address social acceptance. Finding the limits to flexibility between ecological, economic and social aspects is important in order to reach the diverse objectives of a BO mechanism.

生物多样性抵消是一种治理机制,旨在解决生态系统退化和潜在的经济驱动因素。生物多样性抵消的潜力经常根据生态和经济标准进行评估和论证。这些因素与接受和合法性的众多社会和意识形态条件交织在一起,这些条件受到的实证关注较少,尤其是从实施补偿的行为者的角度来看。在本文中,我们实证分析了公司和当局,即在实践中应用生物多样性抵消的核心参与者,如何看待芬兰在设计和实施新兴机制时的社会接受度。从社会接受度的三个相互关联的维度(即社会政治接受度、市场接受度和社区接受度)分析的访谈数据揭示了该机制的实施可能面临与核心行为者摩擦的地方。尽管社会接受生物多样性补偿的重要性已被证明是将实施该机制并在实践中承担补偿责任的行为者的优先事项,但在政治领域、市场和社区中,角色和利益的划分仍然是一个紧张点。我们的分析指出,有必要将社会和地方价值观与生态和经济价值观相结合,以解决社会接受问题。为了实现BO机制的不同目标,在生态、经济和社会方面找到灵活性的极限是很重要的。
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引用次数: 2
Copenhagen CO2 neutrality in 2025? A polycentric analysis of urban climate governance in Copenhagen 2006–2020 2025年哥本哈根二氧化碳中和?2006-2020年哥本哈根城市气候治理的多中心分析
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2022-10-05 DOI: 10.1002/eet.2030
Karsten Bruun Hansen, Annika Agger

In 2009, the City of Copenhagen declared its objective to become the first CO2-neutral city in the world by 2025 by practicing a collaborative climate governance approach. However, a 2020 status reported a further need for decarbonisation of at least 33% to reach this target. By applying a synthesised polycentric concept—supplemented by participatory climate governance studies—we analyse the deficient results of collaborative climate governance in Copenhagen 2006–2020. The empirical analysis reveals an altered political prioritisation of climate issues in 2010 and, as a crucial aspect of that, an inadequate mobilisation of civic society actors and waning departmental collaboration. We conclude that, since 2010, Copenhagen has mainly applied a rather monocentric governance approach and relied on technological innovation instead of behavioural change via civic society mobilisation, which does not promote sufficient carbon mitigation processes to reach carbon neutrality in 2025. Finally, we discuss what the synthesised polycentric concept adds to the debate about bold urban climate governance and how it could be further developed. Empirically, we draw on document analysis and interviews with 32 key actors in Copenhagen.

2009年,哥本哈根市宣布其目标是通过实施合作气候治理方法,到2025年成为世界上第一个二氧化碳中和城市。然而,2020年的情况报告称,要实现这一目标,还需要至少33%的脱碳。通过应用一个综合的多中心概念——辅以参与式气候治理研究——我们分析了2006-2020年哥本哈根合作气候治理的不足结果。实证分析显示,2010年气候问题的政治优先顺序发生了变化,作为其中的一个关键方面,公民社会行为者的动员不足,部门合作减弱。我们得出的结论是,自2010年以来,哥本哈根主要采用了一种相当单中心的治理方法,并依靠技术创新,而不是通过公民社会动员来改变行为,这并没有促进足够的碳减排进程,以在2025年实现碳中和。最后,我们讨论了综合的多中心概念为关于大胆的城市气候治理的辩论增添了什么,以及如何进一步发展。根据经验,我们利用文件分析和对哥本哈根32个主要行动者的访谈。
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引用次数: 1
Why policy coherence in the European Union matters for global sustainability 为什么欧盟的政策一致性对全球可持续性至关重要
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2022-09-18 DOI: 10.1002/eet.2029
Hanna Ahlström, Beate Sjåfjell

The global economy is producing unequal economic exchanges between countries, including illegitimate transfer of wealth from low-income countries, which ultimately undermine efforts towards securing robust social welfare systems. This puts policies on trade and finance, corporate governance and circular economy at the centre of the global development puzzle. Policy coherence for development must be understood in the context of the tension between the overarching societal goal of achieving sustainability and the functioning of the global economy. In this article, we focus on the political and legal challenges this puzzle presents, using the case of European Union policies on business, finance and circular economy, which have global impacts. We see these as core areas of law and policy where advances are made but which need to be better positioned within an overarching aim of sustainability.

全球经济正在造成国家之间不平等的经济交流,包括低收入国家的财富非法转移,这最终破坏了确保健全社会福利制度的努力。这使得贸易和金融、公司治理和循环经济政策成为全球发展难题的中心。必须从实现可持续性的总体社会目标与全球经济运作之间的紧张关系来理解发展政策的一致性。在这篇文章中,我们以欧盟在商业、金融和循环经济方面的政策为例,重点关注这一难题带来的政治和法律挑战,这些政策具有全球影响。我们认为这些是法律和政策的核心领域,在这些领域取得了进展,但需要更好地定位在可持续性的总体目标中。
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引用次数: 1
Policy integration in urban living labs: Delivering multi-functional blue-green infrastructure in Antwerp, Dordrecht, and Gothenburg 城市生活实验室的政策整合:在安特卫普、多德雷赫特和哥德堡提供多功能蓝绿色基础设施
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2022-08-23 DOI: 10.1002/eet.2028
Jannes J. Willems, Lizet Kuitert, Arwin Van Buuren

Policy integration required for delivering multi-functional blue-green infrastructure (BGI) is difficult to achieve, because environmental policymaking is characterised by sectoral responsibilities and institutional structures that hinder collaboration. Both theory and practice consider urban living labs (ULLs) as promising vehicles for policy integration, as ULLs can overcome institutional structures. This article presents a framework that assesses how the urban living lab can contribute to policy integration in BGI projects and applies this to three case studies in Antwerp (Belgium), Dordrecht (the Netherlands), and Gothenburg (Sweden). Our findings demonstrate that ULLs can enhance policy integration through defining integrative aims, creating shared accountability structures, and assigning a clear problem owner with authority. ULLs can equally hinder policy integration because their dependence on sectoral funding results in narrowed-down goals. Moreover, their experimental, non-committal position gives them limited power to pull down institutional structures. Thus, ULLs do not automatically enhance policy integration in BGI projects.

提供多功能蓝绿基础设施所需的政策整合很难实现,因为环境政策制定的特点是部门责任和体制结构阻碍了合作。理论和实践都认为城市生活实验室是政策整合的有前途的工具,因为城市生活实验室可以克服制度结构。本文提出了一个框架,评估城市生活实验室如何为BGI项目的政策整合做出贡献,并将其应用于安特卫普(比利时)、多德雷赫特(荷兰)和哥德堡(瑞典)的三个案例研究。我们的研究结果表明,ULL可以通过定义综合目标、创建共享的问责结构和赋予明确的问题所有者权力来加强政策整合。ULL同样会阻碍政策整合,因为它们对部门资金的依赖导致目标缩小。此外,他们实验性的、不承诺的立场使他们推翻体制结构的权力有限。因此,ULL不会自动增强BGI项目中的政策集成。
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引用次数: 2
Social innovation for developing sustainable solutions in a fisheries sector 促进渔业部门可持续解决方案的社会创新
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2022-08-12 DOI: 10.1002/eet.2022
Ebun Akinsete, Achilleas Vassilopoulos, Laura Secco, Elena Pisani, Maria Nijnik, Valentino Marini-Govigli, Phoebe Koundouri, Alkis Kafetzis

In this paper, we explore how social innovation can provide a range of ecosystem services to local people while supporting public policies and private sector initiatives in delivering successful and innovative food distribution channels. In the Mediterranean basin, the status of commercial fish stocks is critical. In this sense, small-scale, low-impact fishing is a way to sustainably utilise socially innovative practices in the use of natural assets and to provide support to rural livelihoods while having minimal impacts on the marine environment. We use an innovative evaluation method, based on the integration of qualitative information with quantitative indicators, to assess social innovation initiatives and their impacts. The use of the methodology is demonstrated on the example of the project A Box of Sea, Greece. The results obtained show that this social initiative provides a novel food consumption and distribution model aiming at making low impact fishing more economically viable, and therefore achieving a triple sustainability for the sector (environmental, social, and economic). We identify third sector social innovation schemes as key tools to develop novel distribution systems supporting local communities (providing employment, fostering new networks and collaborations across fishers), while improving governance practices of the current fishing sector by creating a fairer market that protects the marine environment. Our findings provide a foundation upon which future evaluations of similar projects can build and compare. Such comparisons are crucial in determining patterns related to the innovation transfer processes.

在本文中,我们探讨了社会创新如何为当地人民提供一系列生态系统服务,同时支持公共政策和私营部门倡议,以提供成功和创新的食品分销渠道。在地中海盆地,商业鱼类资源的状况至关重要。从这个意义上说,小规模、低影响的捕捞是可持续地利用自然资产的社会创新做法和支持农村生计的一种方式,同时对海洋环境的影响最小。本文采用一种基于定性信息与定量指标相结合的创新评价方法,对社会创新活动及其影响进行了评估。以希腊A Box of Sea项目为例,说明了该方法的应用。所获得的结果表明,这一社会倡议提供了一种新的食品消费和分配模式,旨在使低影响捕鱼在经济上更加可行,从而实现该部门的三重可持续性(环境、社会和经济)。我们将第三部门社会创新计划确定为开发支持当地社区的新型分配系统(提供就业,培育新的渔民网络和合作)的关键工具,同时通过创建更公平的保护海洋环境的市场来改善当前渔业部门的治理实践。我们的发现为将来类似项目的评估提供了基础,可以建立和比较。这种比较对于确定与创新转移过程有关的模式至关重要。
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引用次数: 1
How can a cooperative-based organization of indigenous fisheries foster the resilience to global changes? Lessons learned by coastal communities in eastern Québec 一个以合作为基础的土著渔业组织如何能够促进对全球变化的适应能力?魁省东部沿海社区的经验教训
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2022-07-29 DOI: 10.1002/eet.2025
Marco Alberio, Marina Soubirou

Halieutic resources and small-scale fisheries are globally under stress due to global changes. This phenomenon has very strong impacts on the socioeconomic situation of vast coastal areas worldwide and of the communities living there, whose economies rely on the ocean. In the current context of a decrease of several halieutic stocks, there is a need of understanding what could be the avenues for fisheries-dependent communities to adapt to global changes whilst preserving both local biodiversity and their ability to develop themselves. In this paper, we explore how a cooperative fisheries organizational model could allow coastal communities to foster their development without increasing the pressure on the resource they harvest. Through the analysis of the example of northern shrimp (Pandalus borealis) indigenous fisheries in eastern Québec, we expose how a cooperative-based organization of fisheries that is oriented towards community development can foster resilience against the current decline of the resource in a socially vulnerable context at a micro and macro level. Furthermore, we show how collaboration between diverse types of fisheries organizations can allow socially innovative practices to scale up.

由于全球变化,海洋资源和小规模渔业在全球范围内面临压力。这一现象对全世界广大沿海地区和生活在那里的社区的社会经济状况产生了非常强烈的影响,这些社区的经济依赖海洋。在目前几种有益种群减少的情况下,有必要了解依赖渔业的社区在保持当地生物多样性和自身发展能力的同时适应全球变化的途径是什么。在本文中,我们探讨了合作渔业组织模式如何使沿海社区在不增加其收获资源压力的情况下促进其发展。通过对青海东部的北方虾(Pandalus borealis)本地渔业的例子分析,我们揭示了一个以社区发展为导向的合作社渔业组织如何在微观和宏观层面上在社会脆弱的背景下增强抵御当前资源减少的能力。此外,我们展示了不同类型的渔业组织之间的合作如何能够使社会创新实践扩大规模。
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引用次数: 3
Collective forestry regimes to enhance transition to climate smart forestry 加强向气候智能型林业过渡的集体林业制度
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2022-07-24 DOI: 10.1002/eet.2021
Stanislava Brnkalakova, Mariana Melnykovych, Maria Nijnik, Carla Barlagne, Marian Pavelka, Andrej Udovc, Michal Marek, Urban Kovac, Tatiana Kluvánková

As European mountain forests are a significant world carbon stock and sequester, they have a prominent position in climate policies and climate smart forestry (CSF) implementation. However, forest ecosystem services (ES) that are public or common goods (i.e., of carbon sequestration) face a traditional social dilemma of individual versus collective interests, which often generate conflicts, and result in the overuse of ES and resource depletion. In this article, we elaborate a conceptual analytical framework and use it in case studies selected in European mountain areas to analyse the potential of socio-ecological systems to develop CSF. Collective self-organized forestry regimes, as a form of social innovation, are the main focus, compared with centrally governed state regimes and forest management practices in municipal forests. A conceptual framework to analyse collective self-organized regimes and compare these with other CSF-applicable forestry regimes is elaborated using a mixed-method approach, centered around the estimation of carbon sequestration potential. The results indicate that collective self-organized forestry regimes can play a role in fostering the transition of European forestry towards CSF.

由于欧洲山林是世界上重要的碳储量和碳汇,它们在气候政策和气候智慧型林业(CSF)实施中具有突出地位。然而,森林生态系统服务作为公共或共同利益(即碳固存),面临着个人利益与集体利益的传统社会困境,这往往会产生冲突,并导致森林生态系统服务的过度使用和资源枯竭。在本文中,我们阐述了一个概念性分析框架,并将其用于在欧洲山区选择的案例研究中,以分析社会生态系统发展CSF的潜力。与中央管理的国家制度和城市森林的森林管理做法相比,集体自组织的森林制度作为一种社会创新形式是主要焦点。以估计碳固存潜力为中心,采用混合方法拟订了一个概念框架,分析集体自组织制度,并将这些制度与其他适用于世界自然基金的林业制度进行比较。研究结果表明,集体自组织林业制度可以在促进欧洲林业向CSF过渡中发挥作用。
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引用次数: 4
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