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Cross-sectoral metrics as accountability tools for twin transitioning energy systems 跨部门衡量标准是能源系统孪生转型的问责工具
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-11-02 DOI: 10.1002/eet.2079
Siddharth Sareen

As energy systems become ever more closely intertwined in order to enable electrification and real-time coordination across sectors, tracking the nature of change to ensure accountability during complex implementation processes presents novel challenges and requires renewed thinking on data infrastructures. For instance, sectors like electricity generation, electricity distribution and electrified urban transport have begun to interact more closely and with more spatial complexity than ever before. Correspondingly, this conceptual article articulates the evolving relationship between cross-sectoral metrics (CSM) and twin transitions (i.e., digitalisation and decarbonisation) of energy systems in the Anthropocene. It argues for development of explicitly cross-sectoral metrical analysis as an accountability tool for shifts to equitable, low-carbon energy systems. It draws on three pertinent fields of study—calculative logics, institutionalisation, and degrees of digitalisation—to provide the basis for a theory of transformative metrics for application to evolving energy systems. Scholarship on calculative logics offers insights on the nature of metrics, work on institutionalisation helps understand the dynamics of integrating novel metrics into evolving sociotechnical systems, and consideration of degrees of digitalisation ensures mindfulness of differences across contexts. Resulting insights can serve as diagnostic tools to inform timely monitoring and implementation of twin transitions for energy systems. Work across three distinct lines of scholarship is specified to enable conceptual development, and an empirical case study is sketched to show how to operationalise and apply an analytical framework. This delineation serves as a step towards a theory of transformative metrics, for integrative study of CSM for accountable twin transitions.

随着能源系统日益紧密地交织在一起,以实现电气化和跨部门的实时协调,跟踪变化的性质以确保在复杂的实施过程中的问责制提出了新的挑战,并要求对数据基础设施进行新的思考。例如,发电、配电和电气化城市交通等部门已开始比以往任何时候都更加密切地互动,其空间复杂性也更高。因此,这篇概念性文章阐述了跨部门度量(CSM)与人类世能源系统双重转型(即数字化和去碳化)之间不断发展的关系。文章主张发展明确的跨部门度量分析,将其作为向公平、低碳能源系统转变的问责工具。它借鉴了三个相关的研究领域--计算逻辑、制度化和数字化程度--为变革性度量理论提供基础,以应用于不断发展的能源系统。计算逻辑方面的学术研究为度量的本质提供了见解,制度化方面的工作有助于理解将新度量整合到不断发展的社会技术系统中的动态,而对数字化程度的考虑则确保了对不同背景下的差异的关注。由此得出的见解可以作为诊断工具,为及时监测和实施能源系统的孪生转型提供信息。本报告具体介绍了三个不同学术领域的工作,以促进概念发展,并简要介绍了一个经验案例研究,以说明如何操作和应用分析框架。这一划分是迈向转型度量理论的一步,有助于对负责任的孪生过渡的 CSM 进行综合研究。
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引用次数: 0
Theorising the climate change accountability of Persian Gulf petrostates 波斯湾石油国气候变化责任理论研究
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-11-01 DOI: 10.1002/eet.2082
Michael Mason

For states with political economies largely dependent on oil and natural gas rents, there seems to be little scope for accountability practices that answer for, and curb, fossil fuel production contributing to anthropogenic climate change. Critically engaging with rentier state theory, I examine the climate change accountability of Persian Gulf petrostates according to state responsibility norms under the United Nations Framework Convention on Climate Change (UNFCCC). For both domestic and international actions undertaken by these countries, there is no meaningful climate answerability for responsible actions—that they recognise and/or commit to the phasing down of their oil and natural gas production. There are differences in their emission reduction goals, under the Paris Agreement, that map onto variations in the stability and structure of their political economies, notably between the ‘super-rentier’ states (UAE, Kuwait and Qatar) and their rentier neighbours (Saudi Arabia and Oman). However, all make ritualistic, long-term commitments to ‘clean-carbon’ (net zero-emission) futures with no plans to reduce hydrocarbon exports. I argue that international climate change obligations should include a responsibility on states to reduce GHG emissions (at source) arising from their domestic- and foreign ownership of operational oil and gas fields. State energy companies in the Persian Gulf and elsewhere are key actors in fossil fuel extraction, yet remain insulated, through their corporate identities, from state responsibility norms. Treating state ownership of fossil fuels as a legitimate target of international climate regulation would broaden state accountability for climate change harm.

对于政治经济在很大程度上依赖于石油和天然气租金的国家来说,似乎没有什么余地来对造成人类活动引起的气候变化的化石燃料生产进行问责和遏制。根据《联合国气候变化框架公约》(UNFCCC)下的国家责任规范,我以批判性的视角介入租借国理论,考察了波斯湾石油国的气候变化责任。就这些国家采取的国内和国际行动而言,并没有对负责任的行动--即它们承认和/或承诺逐步减少石油和天然气生产--进行有意义的气候问责。根据《巴黎协定》,这些国家在减排目标上存在差异,这反映在其政治经济的稳定性和结构上,特别是 "超级富饶 "国家(阿联酋、科威特和卡塔尔)与其富饶邻国(沙特阿拉伯和阿曼)之间的差异。然而,所有国家都对 "清洁碳"(净零排放)的未来做出了仪式性的长期承诺,却没有减少碳氢化合物出口的计划。我认为,国际气候变化义务应包括各国有责任(从源头上)减少本国和外国拥有的运营油气田所产生的温室气体排放。波斯湾和其他地区的国有能源公司是化石燃料开采的主要参与者,但由于其企业身份,它们仍然不受国家责任规范的约束。将国家对化石燃料的所有权视为国际气候法规的合法目标,将扩大国家对气候变化危害的责任。
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引用次数: 0
The effects of policy discourse on the governance of deforestation and forest degradation reduction in the Democratic Republic of Congo (DRC) 政策讨论对刚果民主共和国(DRC)减少毁林和森林退化治理的影响
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-10-20 DOI: 10.1002/eet.2077
Eliezer Majambu, Moise Tsayem Demaze, Richard Sufo-Kankeu, Denis Jean Sonwa, Symphorien Ongolo

The international initiative to combat deforestation and forest degradation, known as REDD+, was put on the DRC agenda following actors' policy discourse aimed at convincing policy-makers of its effectiveness. This paper uses discursive institutionalism (DI) as a theoretical and analytical framework to analyse a set of selected policy documents on REDD+ issue and to assess the effects of policy discourse on deforestation reduction governance in DRC. From an empirical standpoint, interviews with key actors involved in the DRC REDD+ processes and field observations show that four main types of discourse accompanied the adoption of REDD+ in the DRC: a discourse promoting REDD+ through its forest conservation component, as a policy instrument that would bring in significant financial resources to the DRC forest-related state bureaucracies, a discourse that considers REDD+ as an efficient mean of reducing poverty while promoting sustainability through “green development”, a discourse presenting REDD+ as a way of reducing marginalisation of local communities and indigenous peoples by recognising their customary rights, and finally, a discourse promoting REDD+ as a tool for territorial planning and governance. In addition, the paper points out strong links between DRC REDD+ policy discourse and three types of governance approaches: organisational and fiduciary governance, territorial governance, local development and benefit sharing governance. Our analysis also shows that political discourse has played a significant role in the adoption of substantial policies aimed at reducing deforestation in DRC.

在行为者开展了旨在说服决策者相信其有效性的政策讨论之后,被称为 "REDD+"的遏制森林砍伐和退化的国际倡议被提上了刚果民主共和国的议事日程。本文以话语制度主义(DI)为理论和分析框架,分析了一系列有关 REDD+ 问题的政策文件,并评估了政策话语对刚果(金)减少毁林治理的影响。从实证的角度来看,对参与刚果民主共和国 REDD+ 进程的主要参与者的访谈和实地观察表明,刚果民主共和国在采用 REDD+ 的过程中主要有四种类型的论述:通过其森林保护部分推广 REDD+,将其作为一种政策工具,为刚果(金)与森林相关的国家官僚机构带来大量财政资源;将 REDD+视为一种有效的减贫手段,同时通过 "绿色发展 "促进可持续发展;通过承认当地社区和原住民的传统权利,将 REDD+作为减少其边缘化的一种方式;最后,将 REDD+作为一种领土规划和治理工具。此外,本文还指出了刚果民主共和国 REDD+ 政策论述与三类治理方法之间的紧密联系:组织和信托治理、领土治理、地方发展和利益分享治理。我们的分析还表明,政治话语在通过旨在减少刚果民主共和国森林砍伐的实质性政策方面发挥了重要作用。
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引用次数: 0
Enabling successful science-policy knowledge exchange between marine biodiversity research and management: An Australian case study 促进海洋生物多样性研究与管理之间成功的科学政策知识交流:澳大利亚案例研究
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-10-17 DOI: 10.1002/eet.2078
Denis B. Karcher, Christopher Cvitanovic, Rebecca Colvin, Ingrid van Putten

Knowledge exchange (KE) between research and decision-making is increasingly demanded for tackling environmental challenges, yet there is still much to learn about how to enable that effectively. Here, we analyze a distributor of research funding (i.e., the Australian National Environmental Science Program Marine Biodiversity Hub (‘the hub’)) which actively coordinated KE between researchers and state- and Commonwealth Government end-users. Through 30 in-depth qualitative interviews with researchers, hub executives and end-users we identify enablers of KE engagement, compare what researchers and decision-makers found most important, and highlight what research programs and funding organizations can learn from this case study. Through an evolution of programs, the hub had a strong governance structure, co-identified priority setting, and funding for emerging priorities. Additional enablers were a legacy of longstanding interpersonal working relationships, regular engagement, knowledge brokering roles, and the nationally trusted role of the hub. Researchers more so than end-users found trust, the focus on clear end-user needs as well as the hub's governance and progress-monitoring key to success. End-users more often indicated the early engagement, collaborative nature, and flexibility to adjust as important assets to effective interaction. Visions for future KE included better engagement of Traditional Owners, streamlining direct access to expertise, more accessible outputs, and earlier involvement of researchers in policy development. In sum, we find that time (e.g., pre-story, early engagement) and boundary roles (e.g., knowledge brokering individuals, engaged research funders or coordinators) are key to success underlining that there are substantial components to KE success that can be nurtured and planned for.

在应对环境挑战的过程中,研究与决策之间的知识交流(KE)需求与日俱增,然而在如何有效实现知识交流方面仍有许多问题需要解决。在此,我们分析了一个研究资金分配机构(即澳大利亚国家环境科学计划海洋生物多样性中心("中心")),该机构积极协调研究人员与州政府和联邦政府最终用户之间的知识交流。通过对研究人员、中心管理人员和最终用户进行 30 次深入的定性访谈,我们确定了 KE 参与的促进因素,比较了研究人员和决策者认为最重要的因素,并强调了研究项目和资助机构可以从本案例研究中学到的东西。通过项目的演变,该中心拥有了强大的管理结构、共同确定的优先事项设置,并为新出现的优先事项提供资金。其他促进因素还包括长期的人际工作关系、定期参与、知识中介角色以及中心在全国范围内的信任作用。与最终用户相比,研究人员更认为信任、对明确的最终用户需求的关注以及中心的管理和进度监测是成功的关键。最终用户则更多地表示,早期参与、合作性质和灵活调整是有效互动的重要资产。对未来知识共享中心的展望包括:让传统所有者更好地参与进来、简化直接获取专业知识的途径、更容易获得产出以及让研究人员更早地参与政策制定。总之,我们发现,时间(如前期故事、早期参与)和边界角色(如知识中介个人、参与研究的资助者或协调者)是成功的关键,这强调了知识交流成功的重要组成部分是可以培养和规划的。
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引用次数: 0
A participatory framework to evaluate coherence between climate change adaptation and sustainable development policies 评估气候变化适应政策与可持续发展政策一致性的参与式框架
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-10-02 DOI: 10.1002/eet.2076
Nađa Beretić, Alissa Bauer, Matteo Funaro, Donatella Spano, Serena Marras

Adapting to climate change involves taking a series of actions that reduce and/or avoid the effect of climate risks while ultimately increasing development opportunities in affected environments. Therefore, adaptation to climate change must become an integral part of a sustainable development process, in which it maintains the same priority as other development goals and strategies. Aiming to address the conceptual gap in coherent policy research in the fields of climate change and sustainable development, we performed coherence analysis research, categorized the different approaches, and defined methodology. The methodological framework was tested during the Living Lab based on a deliberative participatory process, making it easily applicable to diverse targets and contexts. The methodological framework developed in this study represents an unprecedented experience at the national (Italy) and regional level (Sardinia), projected to address global current/future environmental issues and problems through local knowledge, peculiarities, and resources.

适应气候变化包括采取一系列行动,减少和/或避免气候风险的影响,同时最终增加受影响环境的发展机会。因此,适应气候变化必须成为可持续发展进程中不可或缺的一部分,并与其他发展目标和战略保持同等的优先地位。为了解决气候变化和可持续发展领域政策一致性研究中的概念空白,我们开展了一致性分析研究,对不同方法进行了分类,并确定了方法论。在 "生活实验室 "期间,我们基于商议式参与过程对方法框架进行了测试,使其易于适用于不同的目标和环境。本研究制定的方法框架代表了国家(意大利)和地区(撒丁岛)层面前所未有的经验,预计将通过当地知识、特点和资源解决当前/未来的全球环境问题。
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引用次数: 0
Governing intersectional climate justice: Tactics and lessons from Barcelona 管理跨部门气候正义:巴塞罗那的策略和经验
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-09-08 DOI: 10.1002/eet.2075
Ana Terra Amorim-Maia, Isabelle Anguelovski, Eric Chu, James Connolly

Cities and local governments are important actors in the global governance of climate change; however, the specific governance principles and arrangements that enable urban climate plans and policies to realize commitments to social equity and justice remain largely unexplored. This article uses the City of Barcelona, Spain, as a critical case study of emerging “intersectional climate justice” practice, where plans to build resilience to climate change are pursued in conjunction with efforts to tackle structural inequalities in accessing the built environment, health services, energy, housing, and transportation experienced by frontline communities. The study illustrates how Barcelona and its community partners do this through four different categories of governance and decision-making tactics, which include: (1) experimenting with disruptive planning strategies; (2) working transversally across agencies and actors to institutionalize climate justice over time; (3) putting care at the center of urban planning; and (4) mobilizing place-based approaches to tackle intersecting vulnerabilities of frontline residents. These tactics seek to redistribute the benefits of climate-resilient infrastructures more fairly and to enhance participatory processes more meaningfully. Finally, we assess the limitations and challenges of mobilizing these tactics in everyday urban politics. Barcelona's experience contributes to research on climate governance by challenging the notion of distinct waves of governance and revealing concurrent dimensions of climate urbanism that coexist spatially and temporally. Our research also illustrates lessons for fairer climate governance in the city, where different tactics are mobilized to address structural and intersecting socioeconomic vulnerabilities that exacerbate the experience of climate change of frontline residents.

城市和地方政府是气候变化全球治理的重要参与者;然而,使城市气候计划和政策能够实现社会公平和正义承诺的具体治理原则和安排在很大程度上仍未得到探讨。本文将西班牙巴塞罗那市作为新兴的 "交叉性气候正义 "实践的重要案例研究,在该市,建设应对气候变化能力的计划与解决一线社区在获得建筑环境、医疗服务、能源、住房和交通方面所经历的结构性不平等问题的努力同时进行。本研究阐述了巴塞罗那及其社区合作伙伴如何通过四类不同的治理和决策策略来实现这一目标,其中包括(1) 尝试破坏性规划策略;(2) 跨机构和跨行动者横向合作,使气候正义长期制度化;(3) 将关爱置于城市规划的中心;(4) 动员以地方为基础的方法,解决前线居民的交叉脆弱性问题。这些策略旨在更公平地重新分配气候适应性基础设施的利益,并更有意义地加强参与进程。最后,我们评估了在日常城市政治中动员这些策略的局限性和挑战。巴塞罗那的经验挑战了不同治理浪潮的概念,揭示了气候城市化在空间和时间上共存的并行层面,为气候治理研究做出了贡献。我们的研究还为城市更公平的气候治理提供了经验,在城市中,不同的策略被用来解决结构性和交叉性的社会经济脆弱性,这些脆弱性加剧了一线居民对气候变化的感受。
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引用次数: 0
Granting legitimacy from non-state actor deliberation: An example of women's groups at the United Nations Framework Convention on Climate Change 赋予非国家行为者审议的合法性:以《联合国气候变化框架公约》中的妇女团体为例
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-08-31 DOI: 10.1002/eet.2074
Bi Zhao

Non-state actors (NSAs) have been widely recognized as important participants in the global climate regime. Their participation is considered to have the potential to enhance the democratic legitimacy of global governance institutions such as the United Nations Framework Convention on Climate Change (UNFCCC). What is the mechanism through which NSAs grant legitimacy to the institution? This study connects NSA legitimation with their deliberation at multilateral venues. I argue that, while NSAs do not have formal voting or decision-making power, evaluating their participation in deliberation activities, such as the Side Events at the annual Conference of Parties, can shed light on our understanding of whether there is equality in their participation and who gets to contribute to the institutional legitimacy of the UNFCCC. Drawing on the example of women's groups at the UNFCCC, I demonstrate their increasing participation in deliberation. Quantitative analysis and interviews suggest that their participation is relatively inclusive with a diverse range of actors and viewpoints. Although Global Northern NSAs enjoy some advantages in participation, the effect is balanced by NSAs' social embeddedness, especially for the Southern groups, and the robust collaborations between the North and South. These features are likely to enhance the legitimacy of UNFCCC. Future research should consider how to understand and assess legitimacy in global governance regimes and who may be left out in the legitimation process.

非国家行为者被广泛认为是全球气候机制的重要参与者。他们的参与被认为有可能增强《联合国气候变化框架公约》(UNFCCC)等全球治理机构的民主合法性。消极安全保证赋予机构合法性的机制是什么?这项研究将非国家行为者的合法性与其在多边场合的审议联系起来。我认为,虽然非国家行为者没有正式的投票权或决策权,但评估他们参与审议活动(如年度缔约方大会的会外活动)的情况,可以帮助我们了解他们的参与是否平等,以及谁能为《联合国气候变化框架公约》的机构合法性做出贡献。我以《联合国气候变化框架公约》中的妇女团体为例,说明她们越来越多地参与讨论。定量分析和访谈表明,她们的参与具有相对的包容性,参与者和观点多种多样。虽然全球北方地区的非营利组织在参与方面享有一些优势,但非营利组织的社会嵌入性(尤其是南方团体)以及南北方之间的有力合作平衡了这种影响。这些特点可能会增强《联合国气候变化框架公约》的合法性。未来的研究应考虑如何理解和评估全球治理制度的合法性,以及谁可能被排除在合法性进程之外。
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引用次数: 0
Danish nearshore wind energy policy: Exploring actors, ideas, discursive processes and institutions via discursive institutionalism 丹麦近岸风能政策:通过话语制度主义探索行动者、理念、话语过程和制度
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-08-25 DOI: 10.1002/eet.2073
Helene Dyrhauge, Jenny Fairbrass

This article explores Danish renewable energy policy and policymaking, focusing on the development of nearshore wind energy and the role played by various actors, their competing ideas, the discursive processes in which they participate, and the institutional settings where exchanges occur. The research employs a case study design, concentrating on the Vesterhav Syd nearshore windfarm project. Drawing on semi-structured interviews, the paper exploits Discursive Institutionalism and one of its recent refinements, labelled Ideational Power that highlights power over, through and in ideas. The data gathered provides compelling evidence of the ways in which actors struggle for dominance, each seeking to persuade others of their preferred policy problem definition and solutions: a process that oscillates between highly technical coordinative discourses among government agencies and business organisations and more politicised communicative discourses among a wider set of actors that includes community groups. Significantly, this case reveals the power of various policy stakeholders in Danish energy policy, suggesting that once decisions are taken at the national level of governance to construct a windfarm, only limited influence can be exerted by local groups on the outcomes. Our findings raise wider questions about such processes beyond the Danish case.

本文探讨了丹麦的可再生能源政策和决策,重点是近岸风能的开发、不同参与者所扮演的角色、他们相互竞争的想法、他们参与的讨论过程以及进行交流的机构环境。研究采用案例研究设计,重点关注 Vesterhav Syd 近岸风电场项目。通过半结构式访谈,本文利用了话语制度主义及其最近的一个改进版本,即 "理念权力"(Ideational Power),强调了对理念、通过理念和在理念中的权力。收集到的数据提供了令人信服的证据,证明了行动者争夺主导地位的方式,每个行动者都在试图说服他人接受自己偏好的政策问题定义和解决方案:这一过程在政府机构和商业组织之间高度技术性的协调话语与包括社区团体在内的更广泛的行动者之间更加政治化的交流话语之间摇摆不定。值得注意的是,该案例揭示了丹麦能源政策中各种政策利益相关者的权力,表明一旦在国家治理层面做出建设风电场的决定,地方团体对结果只能施加有限的影响。除了丹麦的案例之外,我们的研究结果还提出了有关此类过程的更广泛的问题。
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引用次数: 0
The water–energy–food–land–climate nexus: Policy coherence for sustainable resource management in Sweden 水-能源-粮食-土地-气候关系:瑞典可持续资源管理政策的一致性
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-08-09 DOI: 10.1002/eet.2072
Malgorzata Blicharska, Richard J. Smithers, Magdalena Kuchler, Stefania Munaretto, Lotte van den Heuvel, Claudia Teutschbein

The concept of a ‘nexus’ across issues regarding the management of natural resources has gained increasing academic attention in recent years, but there is still relatively limited research on the application of the nexus approach for evaluating policies. This study analyses coherence among the main goals of five policy areas (water, energy, food, land, and climate) in Sweden, drawing upon a desk review, expert assessment, and interaction with stakeholders. The main objective is to enhance understanding of opportunities and challenges posed by such a nexus, understand policy interactions in Sweden, and provide insights into the use of policy coherence analysis as an integral part of resource nexus assessments. The analysis reveals synergies and conflicts between policy goals. For example, Sweden's environmental quality objectives (EQOs) regarding land and all the goals regarding water are either synergistic or neutral. Likewise, climate policy goals are well aligned with the goals regarding energy and ground water quality. On the other hand, the key goal for agriculture, which is food production, is the least coherent with those of the other policy areas. There are conflicts between the EQOs and goals regarding agricultural and forestry production. Stakeholders also indicate that climate goals are treated with higher priority than the goals of other policy areas. Notably, some interactions between policy goals are synergistic or conflicting depending on the context or their interpretation. Implementation of existing goals depends on relevant stakeholders' interests, priorities and interpretations, and on existing prevailing discourses in society, often supported by higher level policies.

近年来,与自然资源管理相关的各种问题之间的 "关系 "概念越来越受到学术界的关注,但在应用 "关系 "方法评估政策方面的研究仍相对有限。本研究通过案头审查、专家评估以及与利益相关者的互动,分析了瑞典五个政策领域(水、能源、粮食、土地和气候)的主要目标之间的一致性。主要目的是加强对这种关系所带来的机遇和挑战的理解,了解瑞典的政策互动,并为将政策一致性分析作为资源关系评估的一个组成部分提供见解。分析揭示了政策目标之间的协同作用和冲突。例如,瑞典有关土地的环境质量目标(EQOs)和有关水的所有目标要么是协同的,要么是中性的。同样,气候政策目标与能源和地下水质量目标也很一致。另一方面,农业的关键目标,即粮食生产,与其他政策领域的目标最不一致。环境质量目标与农业和林业生产目标之间存在冲突。利益相关者还表示,气候目标的优先级高于其他政策领域的目标。值得注意的是,政策目标之间的某些互动既有协同作用,也有冲突,这取决于背景或对目标的解释。现有目标的实施取决于相关利益攸关方的利益、优先事项和解释,以及社会上现有的主流话语,通常得到更高层次政策的支持。
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引用次数: 0
Policy integration by implementation: Lessons from frontline staff policy practices around small-scale gold mining in Liberia 通过实施整合政策:利比里亚小规模采金业一线工作人员政策实践的经验教训
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-08-08 DOI: 10.1002/eet.2071
Rebecca K. Fallah, Jaap Evers, Leon M. Hermans

Environmental policy integration is needed to ensure environmental policy goals are being realized, given their cross-sectoral nature. Most of the published research has focused on integration and coherence of (inter)national policies, plans, and programs. The implementation practices for these policies, however, are at least as important. This paper therefore looks at policy implementation for the case of artisanal gold mining in Liberia. This is studied through a lens of frontline staff (street-level bureaucrats) who operate in networks of local government agencies, civil society organizations, and communities. Results of interviews and field observations in Grand Gedeh county show how the policy context and local realities create specific dilemmas, resulting from the combination of limited resources of local frontline staff, low-income security for local communities and traditional local practices around protected forest areas. In response local frontline bureaucrats use their discretionary power and network to mobilize support, pool resources, combine mandates, and find creative solutions to both regulate and support community residents. Although these implementation strategies are neither necessarily sufficient to realize the official policy goals, nor are guaranteed to have the desired effects, they do show how local frontline staff act as de facto policymakers. Recognizing frontline staff as environmental policy integrators therefore is a crucial element toward more successful policies for sustainable development.

鉴于环境政策的跨部门性质,需要进行环境政策整合,以确保环境政策目标得以实现。大部分已发表的研究都集中于(跨)国家政策、计划和方案的整合与协调。然而,这些政策的实施方法至少同样重要。因此,本文以利比里亚的手工采金业为例,探讨了政策的执行情况。本文通过在地方政府机构、民间社会组织和社区网络中工作的一线工作人员(街道一级的官僚)的视角进行研究。在大吉德州进行的访谈和实地观察结果表明,政策背景和当地实际情况如何造成当地一线工作人员资源有限、当地社区安全状况不佳以及当地围绕森林保护区的传统做法等综合因素导致的具体困境。对此,当地一线官僚利用他们的自由裁量权和网络来动员支持、集中资源、合并任务,并找到既能监管又能支持社区居民的创造性解决方案。尽管这些实施策略不一定足以实现官方政策目标,也不一定能保证达到预期效果,但它们确实展示了当地一线工作人员如何充当事实上的政策制定者。因此,认识到一线工作人员是环境政策的整合者,是可持续发展政策取得更大成功的关键因素。
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引用次数: 0
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Environmental Policy and Governance
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