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Setting ‘green’ boundaries for Chinese green finance: Multi-level governance and regulatory stringency 为中国绿色金融设定 "绿色 "边界:多层次治理和严格监管
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-07-26 DOI: 10.1002/eet.2066
Wenting Cheng, Kai Zhang

This article focuses on setting ‘green’ boundaries for green finance in China—the scope of eligible ‘green’ projects to be supported by Chinese green finance. China started building its green finance system in 2015, and 23 provinces issued guidelines on green finance between 2016 and 2020. Applying multi-level governance as our analytical framework, this study collects data from a broad range of publicly available sources, including 64 policies issued by Chinese state ministries, provinces or pilot zones, transcripts of relevant press conferences, and streamed speeches given by relevant stakeholders in online workshops. We explain who governs the ‘green’ boundary of Chinese green finance, how it is governed, and the implication for regulatory stringency. We identify three levels of regulators involved in setting green boundaries—central ministries through the horizontal allocation of overlapping mandates, provinces through vague references and priority lists, and green finance pilot zones through vertical knowledge co-production. We argue that continuous multi-level negotiation and coordination dynamics determine the ‘green’ boundary in Chinese green finance, which further influences regulatory stringency. While several provinces and a pilot zone did temporarily prioritise industries with local competitive advantages (as exemplified by clean coal) as eligible to be supported by green bonds, the central government disapproved of such practices by its strong coordinating authority. The regulatory stringency was also safeguarded by the influence of transnational networks and China's decarbonisation objectives.

本文将重点讨论为中国绿色金融设定 "绿色 "边界--中国绿色金融可支持的合格 "绿色 "项目范围。中国于 2015 年开始构建绿色金融体系,23 个省份在 2016 年至 2020 年间发布了绿色金融指导意见。本研究以多层次治理为分析框架,从广泛的公开来源收集数据,包括中国国家部委、省或试点区发布的 64 项政策、相关新闻发布会的文字记录,以及相关利益方在在线研讨会上的发言流。我们解释了中国绿色金融的 "绿色 "边界由谁管理、如何管理以及对监管严格性的影响。我们确定了参与设定绿色边界的三个层次的监管机构--中央部委通过横向分配重叠的任务,各省通过模糊的参考和优先列表,绿色金融试验区通过纵向的知识共同生产。我们认为,持续的多层次谈判和协调动态决定了中国绿色金融的 "绿色 "边界,并进一步影响了监管的严格程度。虽然一些省份和一个试验区暂时将具有地方竞争优势的产业(如洁净煤)列为绿色债券的优先支持对象,但中央政府以其强大的协调权威不认可这种做法。跨国网络的影响和中国的去碳化目标也为严格监管提供了保障。
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引用次数: 0
The roles of community-based organizations in socializing sustainable behavior: Examining the urban case of Budapest, Hungary 社区组织在可持续行为社会化方面的作用:匈牙利布达佩斯城市案例研究
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-06-29 DOI: 10.1002/eet.2069
Tamas Veress, Gabriella Kiss, Agnes Neulinger

This research supports the argument that community-based organizations (CBOs) can be effective vehicles to shift societal norms and expectations in order to facilitate co-creation and acceptability of new and sustainable ways of living. CBOs are conceptualized as meso-level entities where sustainable behavior can be socialized through not-for-profit and socioecological-oriented approaches, a unique position in a market society. To learn what roles CBOs fulfill when providing space for peer interactions influencing sustainable behavior, a qualitative research study was carried out based on 21 interviews with key stakeholders from CBOs working in different sustainability-related fields (mobility, food, energy, etc.) in the urban context of Budapest, Hungary. The grouping and interpretation of interview data show that the sampled urban CBOs can impact sustainable behavior through (1) raising members' awareness; (2) influencing everyday practices; and (3) providing space for non-consumerist peer interactions. These impacts can be exercised through the three roles of translation, reinforcement, and contribution. Translation covers the practical-cognitive (why it is important and how to do it) dimensions of peer interactions, while reinforcement and contribution are psychological-emotional factors, the former being directed toward adopting individual practices (through positive reinforcement), the latter pointing to the collective, the common good to which one feels one is contributing. These results imply that sustainability-oriented policymaking could support the sustainability transition by co-designing systems of provisions together with the affected communities.

这项研究支持这样一个论点,即社区组织(CBOs)可以成为转变社会规范和期望的有效工具,以促进共同创造和接受新的可持续生活方式。社区组织被概念化为中层实体,可通过非营利和以社会生态为导向的方法将可持续行为社会化,这在市场社会中是一个独特的定位。为了了解社区组织在为影响可持续行为的同伴互动提供空间时扮演何种角色,我们在匈牙利布达佩斯的城市背景下,对来自不同可持续发展相关领域(交通、食品、能源等)的社区组织的主要利益相关者进行了 21 次访谈,并在此基础上开展了一项定性研究。对访谈数据的分组和解释表明,被抽样调查的城市社区组织可以通过以下方式对可持续行为产生影响:(1)提高成员的意识;(2)影响日常实践;(3)为非消费主义的同伴互动提供空间。这些影响可以通过翻译、强化和贡献三种作用来实现。翻译涵盖了同伴互动的实践-认知(为什么重要和如何去做)层面,而强化和贡献则是心理-情感因素,前者针对采用个人做法(通过积极的强化),后者指向集体,即一个人感到自己正在做出贡献的共同利益。这些结果表明,以可持续性为导向的决策可以通过与受影响社区共同设计供应系统来支持可持续性过渡。
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引用次数: 0
The influence of visions on cooperation among interest organizations in fragmented socio-technical systems 愿景对分散的社会技术系统中利益组织间合作的影响
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-06-28 DOI: 10.1002/eet.2070
J. P. Wesche, S. O. Negro, H. I. Brugger, W. Eichhammer, M. P. Hekkert

The paper shows that visions of the future can be used as a predictor of cooperation and division between actors in their efforts to shape the institutional environment, specifically policy in socio-technical systems. Accordingly, the paper suggests a new method to analyze visions: a virtual solution space in which visions can be grouped according to their similarity. The similarity of visions is calculated based on cluster analysis. Empirically, the paper focuses on the networks between industry associations in the heating transition in the German building sector. It shows that actors whose visions of future socio-technical system developments overlap are more likely to cooperate with each other. It also suggests that the fragmentation of the residential heating system in Germany is reflected in a fragmented actor network. Furthermore, the authors show that shared technological interests can outweigh similar visions. These fragmented technological interests hinder meaningful cooperation. This is potentially one reason why a powerful low-carbon heating coalition in Germany that could facilitate an accelerated deployment of low-carbon heat systems by driving policy change has not emerged to date. The paper contributes to a better understanding of how niche actors in sustainability transitions use their agency and specifically strategize to bring about institutional change. In this respect, the authors discuss how differing levels of system-fragmentation influence transition dynamics in general and institutional change dynamics in particular.

本文表明,未来愿景可以用来预测行动者在努力塑造制度环境(特别是社会技术系统中的政策)过程中的合作与分歧。因此,本文提出了一种分析愿景的新方法:一个虚拟的解决方案空间,可以根据愿景的相似性对其进行分组。愿景的相似性是通过聚类分析计算出来的。本文以德国建筑行业供热转型中行业协会之间的网络为实证研究对象。结果表明,对未来社会技术系统发展抱有相同愿景的参与者更有可能相互合作。研究还表明,德国住宅供暖系统的分散性反映在分散的参与者网络上。此外,作者还指出,共同的技术利益可能会超过相似的愿景。这些分散的技术利益阻碍了有意义的合作。这可能就是德国至今尚未出现一个强大的低碳供热联盟的原因之一,该联盟可以通过推动政策变革来促进低碳供热系统的加速部署。本文有助于更好地理解在可持续发展转型过程中,利基行动者是如何利用他们的代理权和具体策略来实现制度变革的。在这方面,作者讨论了不同程度的系统分化如何影响过渡动态,特别是制度变革动态。
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引用次数: 0
Challenging state authority and hierarchical power: A case study of the engagement of Peru's Amazonian Indigenous Peoples' organizations in the governance of REDD+ 挑战国家权威和等级权力:秘鲁亚马逊土著人民组织参与 REDD+ 治理的案例研究
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-06-03 DOI: 10.1002/eet.2067
Liliana Lozano Flores, Deborah Delgado Pugley, Santiago Casas Luna, Pieter Van den Broeck, Constanza Parra

The reducing emissions from deforestation and degradation (REDD+) mechanism is a climate change mitigation policy tool widely used in tropical forested countries that faces institutional and governance challenges in its implementation. Peru provides a particularly rich case study to analyze the agency of Amazonian Indigenous Peoples' organizations (IPOs) in the development of a national REDD+ policy. We examine the multi-scalar interaction between the Peruvian State and IPOs in the governance of REDD+, identifying the role of Amazonian Indigenous groups in this process. Drawing on socio-ecological governance and political economy approaches, we analyze data collected through interviews and participant observation. The article provides a case study of how IPOs work within the evolving governance system of REDD+ in Peru—both in responding to opportunities and in shaping the emergent system. Furthermore, it reveals that IPOs' rights and equity frame—deployed through several multi-scalar strategies—has finally found a place in Peru's REDD+ governance. This has resulted in a more pluralistic mode of coordination between the State and IPOs and in the increase of the socio-political empowerment of Indigenous Peoples. Our analysis suggests that Peru's REDD+ policies could progress toward more equitable outcomes through a true operationalization of cohesiveness and inclusiveness that encourages a meaningful relationship building between the state and Indigenous Peoples.

降低因森林砍伐和退化所产生的排放(REDD+)机制是热带森林国家广泛采用的气候变化减缓政策工具,但在实施过程中面临着制度和治理方面的挑战。秘鲁提供了一个特别丰富的案例研究,用于分析亚马逊土著人民组织(IPOs)在国家 REDD+ 政策制定过程中的作用。我们研究了秘鲁政府与 IPOs 在 REDD+ 治理过程中的多层面互动,确定了亚马逊土著群体在这一过程中的作用。我们借鉴社会生态治理和政治经济学方法,分析了通过访谈和参与观察收集到的数据。文章提供了一个案例研究,说明 IPO 如何在秘鲁不断演变的 REDD+ 治理体系中发挥作用--既应对机遇,又塑造新兴体系。此外,文章还揭示了 IPO 的权利和公平框架通过几种多层次战略的实施,最终在秘鲁的 REDD+ 治理中找到了一席之地。这使得国家与土著组织之间的协调模式更加多元化,并增强了土著人民的社会政治权能。我们的分析表明,秘鲁的 REDD+ 政策可以通过真正实现凝聚力和包容性,鼓励国家和土著人民之间建立有意义的关系,从而取得更加公平的结果。
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引用次数: 0
Exploring paths and innovation in Norwegian carbon capture and storage policy 探索挪威碳捕集与封存政策的路径与创新
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-05-29 DOI: 10.1002/eet.2068
Jørgen Wettestad, Tor Håkon Jackson Inderberg, Lars H. Gulbrandsen

Norway, a significant petroleum producer and exporter, has been a frontrunner within policies for carbon capture and storage (CCS). As CCS is recognized as a key technology for achieving the Paris climate policy targets, there is a clear need for more knowledge about how to design successful projects. Norway's first CCS policy initiative, the ambitious Mongstad project, was the result of a political compromise that was imposed from above, basically with one single company in control. The project was largely seen as a failure and was terminated in 2013. However, instead of dropping ambitions for developing CCS projects, the authorities launched a new policy soon afterwards. This policy evolved with the differently organized Longship CCS project as its core. Using a path-dependency perspective, we find that established institutional structures from the Mongstad project, combined with national interests and expertise, help to explain the fundamental continuity of CCS policies in Norway. This explanation is supplemented by a policy-learning perspective, which helps to explain policy changes and differences between the two flagship CCS projects. The Longship project developed gradually ‘from below’; linked project responsibilities close to competences and interests; dealt with key risks separately to reduce the inherent complexity; and organized clear requirements up front. We hold that this way of designing CCS projects is of relevance to other countries considering CCS projects. Furthermore, by placing the Norwegian case in context of the development of EU and international climate policy we contribute a theoretical framework relevant also for subsequent research.

挪威是重要的石油生产国和出口国,在碳捕集与封存(CCS)政策方面一直走在前列。由于CCS被认为是实现巴黎气候政策目标的一项关键技术,因此显然需要更多关于如何设计成功项目的知识。挪威的首个碳捕集与封存政策倡议--雄心勃勃的蒙斯塔德项目--是上层强加的政治妥协的结果,基本上由一家公司控制。该项目在很大程度上被视为失败,并于2013年终止。然而,政府非但没有放弃发展 CCS 项目的雄心,反而在不久之后推出了一项新政策。这项政策是以组织方式不同的龙船 CCS 项目为核心发展起来的。利用路径依赖的视角,我们发现蒙斯塔德项目所建立的制度结构与国家利益和专业知识相结合,有助于解释挪威CCS政策的基本连续性。政策学习视角对这一解释进行了补充,有助于解释两个旗舰CCS项目之间的政策变化和差异。Longship项目是 "自下而上 "逐步发展起来的;将项目责任与能力和利益紧密联系在一起;单独处理关键风险以降低固有的复杂性;并在前期提出明确的要求。我们认为,这种设计二氧化碳捕获和储存项目的方式对其他考虑二氧化碳捕获和储存项目的国家也有借鉴意义。此外,通过将挪威的案例与欧盟和国际气候政策的发展相结合,我们还为后续研究提供了一个理论框架。
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引用次数: 0
Exploring friendship in hydropolitics: The case of the friendship dam on the Asi/Orontes river 探索水缘政治中的友谊:阿西/奥龙特斯河友谊大坝案例
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-05-11 DOI: 10.1002/eet.2058
Hannah Haemmerli, Christian Bréthaut, Fatine Ezbakhe

“Friendship dams” are an explicit, yet underexplored, materialization of hydropolitics that illustrate the potential role of water in international cooperation. Via a case study analysis of the Syria-Turkey Friendship Dam project proposed for the Asi/Orontes river, we trace the process of cooperation that led to the use of this notion of “friendship” in transboundary cooperation. Using a transversal analysis of different phases of cooperation and non-cooperation, we consider broad, big-picture political and diplomatic factors related to water and beyond. Our analysis shows that two key variables shaped how water was used as an instrument of cooperation in this case: (1) security and (2) the dynamics of international cooperation undertaken by the riparians, namely Turkey. The friendship dam label can be considered a manifestation of strategic international friendship that the two riparian countries invoked to achieve security and bilateral cooperation.

"友谊大坝 "是水缘政治的一种明确但却未得到充分探索的具体体现,它说明了水在国际合作中的潜在作用。通过对阿西/奥龙特斯河叙利亚-土耳其友谊大坝项目的案例分析,我们追溯了导致在跨境合作中使用 "友谊 "概念的合作过程。通过对不同阶段的合作和不合作进行横向分析,我们考虑了与水有关的广泛的、大局观的政治和外交因素。我们的分析表明,在这一案例中,有两个关键变量决定了水如何被用作合作工具:(1) 安全;(2) 沿岸国(即土耳其)开展国际合作的动力。友谊水坝的标签可被视为两个沿岸国为实现安全和双边合作而建立的战略性国际友谊的体现。
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引用次数: 0
Extended producer responsibility: An empirical investigation into municipalities' contributions to and perspectives on e-waste management 生产者延伸责任:关于市政当局对电子废物管理的贡献和观点的实证调查
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-05-09 DOI: 10.1002/eet.2059
Stéphanie H. Leclerc, Madhav G. Badami

The development and implementation of extended producer responsibility (EPR) policies to manage e-waste provide multilevel governance frameworks for achieving greater material circularity. However, the roles and responsibilities that are allocated to various stakeholders under these policies, which are crucial for program effectiveness, often vary across jurisdictions, and consensus is lacking about the best types of relationships and collaboration that should govern municipalities' contributions to EPR programs. Against this backdrop, and since this issue is poorly researched, we conducted an empirical investigation to identify the main drivers and barriers influencing municipalities' collaboration with an e-waste EPR program in a Canadian province where municipalities are free to decide whether or not to engage with the program. Based on our study, we explore policy implications for similar programs in other jurisdictions, and propose questions for further research. Our findings identify key motivations for collaboration, including perceived program legitimacy, program funding, and logistical efficiencies. Conversely, a lack of program transparency, failure to support local employment, a focus on recycling instead of reuse, and limited program scope are identified as disincentives to program participation. Policymaking for e-waste management and circularity need to consider municipalities' interests and contributions to ensure successful implementation.

制定和实施生产者延伸责任(EPR)政策来管理电子废弃物,为实现更大程度的材料循环提供了多层次的治理框架。然而,在这些政策下分配给各利益相关方的角色和责任(这对计划的有效性至关重要)往往因辖区而异,而且对于市政当局应为 EPR 计划做出贡献的最佳关系和合作类型也缺乏共识。在此背景下,由于对这一问题的研究较少,我们开展了一项实证调查,以确定影响市政当局与加拿大某省电子废弃物 EPR 计划合作的主要驱动力和障碍,在该省,市政当局可自由决定是否参与该计划。根据我们的研究,我们探讨了对其他地区类似计划的政策影响,并提出了进一步研究的问题。我们的研究结果确定了合作的主要动机,包括项目的合法性、项目资金和后勤效率。与此相反,缺乏计划透明度、无法支持当地就业、只注重回收而非再利用以及计划范围有限被认为是阻碍参与计划的因素。电子废物管理和循环的政策制定需要考虑市政当局的利益和贡献,以确保成功实施。
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引用次数: 0
Barriers and enablers of environmental policy coherence: A systematic review 环境政策一致性的障碍和促进因素:系统审查
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-05-02 DOI: 10.1002/eet.2057
Alain Fopa Tchinda, David Talbot

The literature on policy coherence (PC) examines contradictions and synergies between policies. This systematic review explores factors that facilitate or disrupt PC in the environmental field. Based on 70 empirical studies, this research describes the evolution of the PC literature, identifying eight critical PC factors. Furthermore, this study identifies six avenues for future research on PC, such as methodological innovations and including stakeholders in the policy development process. In addition to drawing on contradictions and synergies for PC analysis, this study suggests an integrative framework of barriers and enablers. These findings have implications for policymakers and program managers in the environmental field.

有关政策一致性(PC)的文献探讨了政策之间的矛盾和协同作用。本系统性综述探讨了在环境领域促进或破坏政策一致性的因素。本研究以 70 项实证研究为基础,描述了 PC 文献的演变过程,确定了八个关键的 PC 因素。此外,本研究还确定了未来 PC 研究的六条途径,如方法创新和将利益相关者纳入政策制定过程。除了借鉴 PC 分析的矛盾和协同作用外,本研究还提出了一个障碍和促进因素的综合框架。这些发现对环境领域的政策制定者和计划管理者具有借鉴意义。
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引用次数: 0
How resilience is framed matters for governance of coastal social-ecological systems 如何确定复原力对于沿海社会生态系统的治理至关重要
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-04-29 DOI: 10.1002/eet.2056
Sarah Clement, Javad Jozaei, Michael Mitchell, Craig R. Allen, Ahjond S. Garmestani

Effective governance of social-ecological systems (SES) is an enduring challenge, especially in coastal environments where accelerating impacts of climate change are increasing pressure on already stressed systems. While resilience is often proposed as a suitable framing to re-orient governance and management, the literature includes many different, and sometimes conflicting, definitions and ideas that influence how the concept is applied, especially in coastal environments. This study combines discourse analysis of the coastal governance literature and key informant interviews in Tasmania, Australia, demonstrating inconsistencies and confusion in the way that resilience is framed in coastal governance research and practice. We find that resilience is most often framed as (1) a rate of recovery from disturbance or (2) the process of acting in response to, or anticipation of, a disturbance. A third framing considers resilience as an emergent property of SESs. This framing, social-ecological resilience, accounts for multiple configurations of SES, which necessitates adaptation and transformation strategies to address changes across temporal and spatial scales. Coastal managers recognised the value of this third framing for governing coastal SESs, yet the confusion and inconsistency in the literature was also evident in how they understood and applied resilience in practice. Expanding the use of social-ecological resilience is essential for more effective coastal governance, given the dynamics of coastal SESs and the intensity of social, economic, and environmental drivers of change these systems face. However, this requires addressing the unclear, confused, and superficial use of resilience-oriented concepts in research and policy discourse.

社会生态系统(SES)的有效治理是一项持久的挑战,尤其是在沿海环境中,气候变 化的加速影响增加了对已经不堪重负的系统的压力。虽然复原力通常被认为是重新定位治理和管理的合适框架,但文献中包含了许多不同的、有时甚至是相互冲突的定义和观点,这些定义和观点影响了这一概念的应用,尤其是在沿海环境中的应用。本研究结合了对沿海治理文献的论述分析和对澳大利亚塔斯马尼亚州主要信息提供者的访谈,展示了沿海治理研究和实践中对复原力定义的不一致和混乱。我们发现,复原力最常被定义为(1)从干扰中恢复的速度或(2)采取行动应对或预测干扰的过程。第三种观点认为,复原力是社会-生态环境的一种新兴属性。社会生态复原力这一框架考虑到了社会经济系统的多重配置,这就需要采取适应和转型战略,以应对跨时空尺度的变化。沿海管理者认识到这第三个框架对管理沿海生态系统服务的价值,但文献中的混乱和不一致也体现在他们如何理解并在实践中应用复原力上。鉴于沿岸生态系统服务的动态性以及这些系统所面临的社会、经济和环境变化驱动因素的强度,扩大社会-生态复原力的应用对于更有效的沿岸治理至关重要。然而,这需要解决在研究和政策讨论中以复原力为导向的概念使用不明确、混乱和肤浅的问题。
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引用次数: 0
Reconciling welfare policy and sustainability transition – A case study of the Finnish welfare state 协调福利政策与可持续性转型--芬兰福利国家案例研究
IF 3 3区 社会学 Q1 Social Sciences Pub Date : 2023-04-10 DOI: 10.1002/eet.2055
Paula Saikkonen, Ilari Ilmakunnas

The paper investigates the capacity of welfare policies to support sustainability transitions. Welfare policy involves the discussion on public and private responsibilities and choices in public spending. The Finnish government's decision to turn Finland into a carbon neutral welfare society by 2035 is interpreted as a possible sustainability transition. The government launched a social security reform at the same time as the carbon neutrality target was announced. It was assumed that one of the major reforms would be utilised to achieve the carbon neutrality target. The research material consists of administrative, policy and political documents. The chosen documents describe how the issues are presented in policymaking. The qualitative analyses focused on the frames. It was examined how the current problems of the system were framed because the frames guide the possible solutions. According to our analysis, the Finnish government showed strong political will for sustainability transition. However, one of its major reforms was not utilised to create policies to support the shift towards a carbon neutral welfare society. The political will did not convert into action on the social security reform. The main reason seems to be related to the strongly guiding legislative frame in the reform. The legislative frame impacted on the utilised knowledge, which focused solely on the system level of social security. It could have been useful to utilise research knowledge about large-scale reforms and how to formulate them cross-sectionally.

本文探讨了福利政策支持可持续性过渡的能力。福利政策涉及对公共和私人责任以及公共支出选择的讨论。芬兰政府决定在 2035 年之前将芬兰建设成为一个碳中和的福利社会,这被解释为一种可能的可持续性转型。在宣布碳中和目标的同时,芬兰政府启动了社会保障改革。假定其中一项重大改革将用于实现碳中和目标。研究材料包括行政、政策和政治文件。所选文件描述了决策过程中如何提出问题。定性分析侧重于框架。我们研究了当前的系统问题是如何被框架化的,因为框架指导着可能的解决方案。根据我们的分析,芬兰政府对可持续性转型表现出了强烈的政治意愿。然而,政府的一项重大改革并没有被用来制定政策,支持向碳中和福利社会的转变。政治意愿并没有转化为社会保障改革的行动。主要原因似乎与改革中具有强烈指导意义的立法框架有关。立法框架对所利用的知识产生了影响,这些知识仅关注社会保障的制度层面。利用有关大规模改革以及如何横向制定改革的研究知识可能会有所帮助。
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引用次数: 0
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Environmental Policy and Governance
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