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What is Basic Research? Insights from Historical Semantics. 什么是基础研究?历史语义学的启示
IF 3.2 2区 哲学 Q1 EDUCATION & EDUCATIONAL RESEARCH Pub Date : 2014-01-01 DOI: 10.1007/s11024-014-9255-0
Désirée Schauz

For some years now, the concept of basic research has been under attack. Yet although the significance of the concept is in doubt, basic research continues to be used as an analytical category in science studies. But what exactly is basic research? What is the difference between basic and applied research? This article seeks to answer these questions by applying historical semantics. I argue that the concept of basic research did not arise out of the tradition of pure science. On the contrary, this new concept emerged in the late 19th and early 20th centuries, a time when scientists were being confronted with rising expectations regarding the societal utility of science. Scientists used the concept in order to try to bridge the gap between the promise of utility and the uncertainty of scientific endeavour. Only after 1945, when United States science policy shaped the notion of basic research, did the concept revert to the older ideals of pure science. This revival of the purity discourse was caused by the specific historical situation in the US at that time: the need to reform federal research policy after the Second World War, the new dimension of ethical dilemmas in science and technology during the atomic era, and the tense political climate during the Cold War.

几年来,基础研究的概念一直受到攻击。然而,尽管这一概念的意义受到质疑,基础研究仍被用作科学研究中的一个分析范畴。但究竟什么是基础研究?基础研究与应用研究有什么区别?本文试图运用历史语义学来回答这些问题。我认为,基础研究的概念并不是从纯粹科学的传统中产生的。恰恰相反,这一新概念出现于 19 世纪末 20 世纪初,当时科学家们正面临着人们对科学的社会效用越来越高的期望。科学家们使用这一概念,试图弥合实用性承诺与科学努力的不确定性之间的差距。只是在 1945 年之后,当美国的科学政策塑造了基础研究的概念时,这一概念才重新回到了纯粹科学的旧理想中。纯科学论述的复兴是由美国当时的特定历史情况造成的:第二次世界大战后改革联邦研究政策的需要、原子时代科技伦理困境的新维度以及冷战期间紧张的政治气候。
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引用次数: 0
Why New Hybrid Organizations are Formed: Historical Perspectives on Epistemic and Academic Drift. 为什么会形成新的混合组织?认识论和学术漂移的历史视角》。
IF 3.2 2区 哲学 Q1 EDUCATION & EDUCATIONAL RESEARCH Pub Date : 2013-06-01 DOI: 10.1007/s11024-013-9226-x
Thomas Kaiserfeld

By comparing three types of hybrid organizations-18th-century scientific academies, 19th-century institutions of higher vocational education, and 20th-century industrial research institutes-it is the purpose here to answer the question of why new hybrid organizations are continuously formed. Traditionally, and often implicitly, it is often assumed that emerging groups of potential knowledge users have their own organizational preferences and demands influencing the setup of new hybrid organizations. By applying the concepts epistemic and academic drift, it will be argued here, however, that internal organizational dynamics are just as important as changing historical conjunctures in the uses of science when understanding why new hybrid organizations are formed. Only seldom have older hybrid organizations sought to make themselves relevant to new categories of knowledge users as the original ones have been marginalized. Instead, they have tended to accede to ideals supported by traditional academic organizations with higher status in terms of knowledge management, primarily universities. Through this process, demand has been generated for the founding of new hybrid organizations rather than the transformation of existing ones. Although this study focuses on Swedish cases, it is argued that since Sweden strove consistently to implement existing international policy trends during the periods in question, the observations may be generalized to apply to other national and transnational contexts.

通过比较三类混合组织--18 世纪的科学院、19 世纪的高等职业教育机构和 20 世纪的工业研究机构,本文旨在回答为什么新的混合组织会不断形成的问题。传统上,人们通常认为,新出现的潜在知识用户群体有自己的组织偏好和需求,从而影响了新混合组织的建立。然而,通过应用 "认识漂移 "和 "学术漂移 "这两个概念,本文将论证,在理解新的混合组织形成的原因时,组织内部的动态变化与科学应用中不断变化的历史条件同样重要。老的混合组织很少在原有组织被边缘化的情况下寻求使自己与新类别的知识用户相关。相反,它们倾向于接受在知识管理方面具有较高地位的传统学术组织(主要是大学)所支持的理想。在这一过程中,产生了建立新的混合组织的需求,而不是改造现有组织的需求。尽管本研究以瑞典的案例为重点,但我们认为,由于瑞典在有关时期始终努力实施现 有的国际政策趋势,因此我们的观察结果可以普遍适用于其他国家和跨国环境。
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引用次数: 0
Coordination in the Science System: Theoretical Framework and a Case Study of an Intermediary Organization. 科学系统中的协调:理论框架与中介组织的个案研究。
IF 2.3 2区 哲学 Q1 EDUCATION & EDUCATIONAL RESEARCH Pub Date : 2013-01-01 DOI: 10.1007/s11024-013-9230-1
Laurens K Hessels

Many science systems are witnessing the rise of intermediary organizations with a coordinating mission, but to date a systematic understanding of their function and effects is lacking. The aim of this paper is to contribute to the understanding of the coordinating efforts of intermediary organizations. Starting from the definition of coordination as the establishment or strengthening of a relationship among the activities in a system, with the aim to enhance their common effectiveness, I develop a heuristic framework that facilitates the systematic analysis of coordination in science. I illustrate and substantiate my framework with the empirical case study of a Dutch coordination task force in the area of chemical technologies. Thanks to the framework I could disentangle a number of functions that this task force fulfils concerning research programming, funding allocation and supporting interactions and collaborations. This approach enabled me to systematically analyse a very heterogeneous set of processes that each deserve to be called coordination. The analysis yields a clear overview of eight coordination processes that are each described in terms of activities, intervention, relationships, mechanisms and performance. I conclude my paper with suggestions for further research on coordination in the science system.

许多科学系统正在见证具有协调使命的中介组织的兴起,但迄今为止对其功能和影响缺乏系统的了解。本文的目的是为了有助于理解中介组织的协调努力。我将协调定义为系统中活动之间的关系的建立或加强,目的是提高它们的共同有效性,从这一定义出发,我开发了一个启发式框架,有助于科学上对协调的系统分析。我用荷兰化学技术领域协调工作队的经验案例研究来说明和证实我的框架。多亏了这个框架,我可以理清这个工作组在研究规划、资金分配和支持互动与合作方面的许多职能。这种方法使我能够系统地分析一组非常异构的过程,每个过程都应该被称为协调。分析得出了八个协调过程的清晰概述,每个协调过程都从活动、干预、关系、机制和绩效方面进行了描述。最后,对科学系统中协调问题的进一步研究提出了建议。
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引用次数: 1
China's "Gene War of the Century" and Its Aftermath: The Contest Goes On. 中国的“世纪基因战争”及其后果:竞赛仍在继续。
IF 2.3 2区 哲学 Q1 EDUCATION & EDUCATIONAL RESEARCH Pub Date : 2013-01-01 Epub Date: 2013-08-30 DOI: 10.1007/s11024-013-9237-7
Sun-Wei Guo

Following the successful cloning of genes for mostly rare genetic diseases in the early 1990s, there was a nearly universal enthusiasm that similar approaches could be employed to hunt down genes predisposing people to complex diseases. Around 1996, several well-funded international gene-hunting teams, enticed by the low cost of collecting biological samples and China's enormous population, and ushered in by some well-connected Chinese intermediaries, came to China to hunt down disease susceptibility genes. This alarmed and, in some cases, enraged many poorly funded Chinese scientists, who perceived them as formidable competitors. Some depicted foreign gene-hunters as greedy pilferers of the vast Chinese genetic gold mine, comparing it to the plundering of national treasures from China by invaders in the past, and called upon the government and their fellow countrymen to rise up and protect China's genetic gold mine. Media uproar ensued, proclaiming the imminent "gene war of the century." This article chronicles the key events surrounding this "war" and its aftermath, exposes some inherent complexities in identifying susceptibility genes for complex diseases, highlights some issues obscured or completely overlooked in the passionate and patriotic rhetoric, and debunks some misconceptions embedded in this conflict. In addition, it argues that during the entire course of this "war," the public's interest went conspicuously unmentioned. Finally, it articulates several lessons that can be learned from this conflict, and outlines challenges facing human genetics researchers.

在20世纪90年代早期成功克隆了大多数罕见遗传疾病的基因之后,几乎普遍存在一种热情,认为可以采用类似的方法来寻找使人易患复杂疾病的基因。1996年前后,几个资金雄厚的国际基因搜索团队,在中国人口众多和生物样本采集成本低廉的诱惑下,在一些关系密切的中国中介机构的引导下,来到中国寻找疾病易感基因。这让许多资金不足的中国科学家感到震惊,在某些情况下还激怒了他们,他们认为他们是强大的竞争对手。一些人将外国基因猎人描述为贪婪的中国基因金矿的窃贼,将其比作过去侵略者掠夺中国的国宝,并呼吁政府和他们的同胞起来保护中国的基因金矿。媒体哗然,宣称即将到来的“世纪基因战争”。本文记录了围绕这场“战争”及其后果的关键事件,揭示了识别复杂疾病易感基因的一些内在复杂性,突出了一些在激情和爱国言论中被掩盖或完全忽视的问题,并揭穿了这场冲突中根深蒂固的一些误解。此外,它还认为,在这场“战争”的整个过程中,公众的利益明显没有被提及。最后,它阐明了可以从这场冲突中学到的一些教训,并概述了人类遗传学研究人员面临的挑战。
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引用次数: 1
The Pumpkin or the Tiger? Michael Polanyi, Frederick Soddy, and Anticipating Emerging Technologies. 南瓜还是老虎?Michael Polanyi, Frederick Soddy和预测新兴技术。
IF 2.3 2区 哲学 Q1 EDUCATION & EDUCATIONAL RESEARCH Pub Date : 2012-09-01 Epub Date: 2012-09-06 DOI: 10.1007/s11024-012-9204-8
David H Guston

Imagine putting together a jigsaw puzzle that works like the board game in the movie "Jumanji": When you finish, whatever the puzzle portrays becomes real. The children playing "Jumanji" learn to prepare for the reality that emerges from the next throw of the dice. But how would this work for the puzzle of scientific research? How do you prepare for unlocking the secrets of the atom, or assembling from the bottom-up nanotechnologies with unforeseen properties - especially when completion of such puzzles lies decades after the first scattered pieces are tentatively assembled? In the inaugural issue of this journal, Michael Polanyi argued that because the progress of science is unpredictable, society must only move forward with solving the puzzle until the picture completes itself. Decades earlier, Frederick Soddy argued that once the potential for danger reveals itself, one must reorient the whole of one's work to avoid it. While both scientists stake out extreme positions, Soddy's approach - together with the action taken by the like-minded Leo Szilard - provides a foundation for the anticipatory governance of emerging technologies. This paper narrates the intertwining stories of Polanyi, Soddy and Szilard, revealing how anticipation influenced governance in the case of atomic weapons and how Polanyi's claim in "The Republic of Science" of an unpredictable and hence ungovernable science is faulty on multiple levels.

想象一下,把一个像电影《勇敢者》(Jumanji)中的棋盘游戏一样的拼图拼在一起:当你完成后,拼图所描绘的一切都变成了现实。玩“勇敢者”的孩子们学会了为下一次掷骰子时出现的现实做准备。但这对科学研究的难题有什么作用呢?你如何准备解开原子的秘密,或从下而上组装具有不可预见性质的纳米技术——特别是当这些谜题在第一批零散的碎片初步组装后几十年才完成时?在本刊的创刊号中,迈克尔·波兰尼(Michael Polanyi)认为,因为科学的进步是不可预测的,所以社会只能向前推进,解决这个谜题,直到图景自己完成。几十年前,弗雷德里克·索迪(Frederick Soddy)认为,一旦潜在的危险暴露出来,人们必须重新调整自己的整个工作方向,以避免这种危险。虽然两位科学家都持极端立场,但Soddy的方法——以及志同道合的Leo Szilard采取的行动——为新兴技术的预期治理提供了基础。本文叙述了波兰尼、索迪和西拉德的相互交织的故事,揭示了在原子武器的情况下,预期是如何影响治理的,以及波兰尼在《科学共和国》中关于不可预测因而无法治理的科学的主张在多个层面上是错误的。
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引用次数: 29
On the Teaching of Science, Technology and International Affairs. 论科学技术与国际事务的教学。
IF 2.3 2区 哲学 Q1 EDUCATION & EDUCATIONAL RESEARCH Pub Date : 2012-03-01 Epub Date: 2012-02-11 DOI: 10.1007/s11024-012-9191-9
Charles Weiss

Despite the ubiquity and critical importance of science and technology in international affairs, their role receives insufficient attention in traditional international relations curricula. There is little literature on how the relations between science, technology, economics, politics, law and culture should be taught in an international context. Since it is impossible even for scientists to master all the branches of natural science and engineering that affect public policy, the learning goals of students whose primary training is in the social sciences should be to get some grounding in the natural sciences or engineering, to master basic policy skills, to understand the basic concepts that link science and technology to their broader context, and to gain a respect for the scientific and technological dimensions of the broader issues they are addressing. They also need to cultivate a fearless determination to master what they need to know in order to address policy issues, an open-minded but skeptical attitude towards the views of dueling experts, regardless of whether they agree with their politics, and (for American students) a world-view that goes beyond a strictly U.S. perspective on international events. The Georgetown University program in Science, Technology and International Affairs (STIA) is a unique, multi-disciplinary undergraduate liberal arts program that embodies this approach and could be an example that other institutions of higher learning might adapt to their own requirements.

尽管科学和技术在国际事务中无处不在和至关重要,但它们的作用在传统的国际关系课程中没有得到足够的重视。关于如何在国际背景下教授科学、技术、经济、政治、法律和文化之间的关系的文献很少。由于即使是科学家也不可能掌握影响公共政策的自然科学和工程的所有分支,因此,主要接受社会科学培训的学生的学习目标应该是在自然科学或工程方面打下一些基础,掌握基本的政策技能,理解将科学和技术与其更广泛的背景联系起来的基本概念,并获得对他们正在解决的更广泛问题的科学和技术层面的尊重。他们还需要培养一种无所畏惧的决心,掌握解决政策问题所需的知识,对争论不休的专家的观点持开放但怀疑的态度,而不管他们是否同意他们的政治观点,以及(对美国学生来说)一种超越美国对国际事件的严格看法的世界观。乔治城大学的科学、技术和国际事务(STIA)项目是一个独特的、多学科的本科文科项目,体现了这种方法,可以成为其他高等教育机构适应自己要求的一个例子。
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引用次数: 6
Challenging Incommensurability: What We Can Learn from Ludwik Fleck for the Analysis of Configurational Innovation. 挑战不可通约性:从路德维克·弗莱克对构型创新分析的借鉴。
IF 2.3 2区 哲学 Q1 EDUCATION & EDUCATIONAL RESEARCH Pub Date : 2011-12-01 Epub Date: 2011-11-02 DOI: 10.1007/s11024-011-9180-4
Alexander Peine

This paper argues that Ludwik Fleck's concepts of thought collectives and proto-ideas are surprisingly topical to tackle some conceptual challenges in analyzing contemporary innovation. The objective of this paper is twofold: First, it strives to establish Ludwik Fleck as an important classic on the map of innovation analysis. A systematic comparison with Thomas Kuhn's work on paradigms, a concept highly influential in various branches of innovation studies, suggests a number of pronounced yet under-researched advantages of a Fleckian perspective in the context of technological change and innovation. Secondly, the paper links these advantages to some recent changes in the organization of innovation. Due to the rising pervasiveness of Information and Communication Technologies (ICTs), configurational innovation has become commonplace that cuts across the boundaries of established trajectories of knowledge generation. Fleck's graded understanding of the closedness of thought collectives and his weak notion of incommensurability provide powerful metaphors to grasp the peculiarities of configurational innovation.

本文认为,Ludwik Fleck的思想集体和原型理念的概念是令人惊讶的话题,以解决一些概念上的挑战,在分析当代创新。本文的目的有两个:第一,努力将路德维克·弗莱克确立为创新分析地图上的重要经典。Thomas Kuhn关于范式的研究在创新研究的各个分支中都有很大的影响力,通过与之进行系统的比较,我们发现弗莱奇视角在技术变革和创新的背景下有许多明显但尚未得到充分研究的优势。其次,本文将这些优势与近期创新组织的一些变化联系起来。由于信息和通信技术(ict)的日益普及,配置创新已经变得司空见惯,突破了现有知识生成轨迹的界限。弗莱克对思想集体的封闭性的分级理解和他对不可通约性的薄弱概念为把握构型创新的特殊性提供了强有力的隐喻。
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引用次数: 13
Mark B. Brown, Science in Democracy. Expertise, Institutions, and Representation: MIT Press, Cambridge, MA., and London, 2009. Mark B. Brown, Science in Democracy.专业知识、制度和代表性》:麻省理工学院出版社,马萨诸塞州剑桥和伦敦,2009 年。
IF 2.3 2区 哲学 Q1 EDUCATION & EDUCATIONAL RESEARCH Pub Date : 2011-09-01 Epub Date: 2011-08-09 DOI: 10.1007/s11024-011-9179-x
Robert Hoppe
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引用次数: 0
Practical Applications as a Source of Credibility: A Comparison of Three Fields of Dutch Academic Chemistry. 作为可信度来源的实际应用:荷兰学术化学三个领域的比较。
IF 2.3 2区 哲学 Q1 EDUCATION & EDUCATIONAL RESEARCH Pub Date : 2011-06-01 Epub Date: 2011-04-19 DOI: 10.1007/s11024-011-9167-1
Laurens K Hessels, Harro van Lente

In many Western science systems, funding structures increasingly stimulate academic research to contribute to practical applications, but at the same time the rise of bibliometric performance assessments have strengthened the pressure on academics to conduct excellent basic research that can be published in scholarly literature. We analyze the interplay between these two developments in a set of three case studies of fields of chemistry in the Netherlands. First, we describe how the conditions under which academic chemists work have changed since 1975. Second, we investigate whether practical applications have become a source of credibility for individual researchers. Indeed, this turns out to be the case in catalysis, where connecting with industrial applications helps in many steps of the credibility cycle. Practical applications yield much less credibility in environmental chemistry, where application-oriented research agendas help to acquire funding, but not to publish prestigious papers or to earn peer recognition. In biochemistry practical applications hardly help in gaining credibility, as this field is still strongly oriented at fundamental questions. The differences between the fields can be explained by the presence or absence of powerful upstream end-users, who can afford to invest in academic research with promising long term benefits.

在许多西方科学体系中,资助结构日益刺激学术研究为实际应用做出贡献,但与此同时,文献计量学绩效评估的兴起也加大了学术界进行优秀基础研究的压力,这些研究可以发表在学术文献中。我们分析了这两个发展之间的相互作用,在荷兰的化学领域的一组三个案例研究。首先,我们描述了自1975年以来,学术化学家工作的条件发生了怎样的变化。其次,我们调查实际应用是否已经成为个人研究人员可信度的来源。事实上,在催化领域也是如此,与工业应用的联系有助于可信度循环的许多步骤。实际应用在环境化学中产生的可信度要低得多,在环境化学中,以应用为导向的研究议程有助于获得资金,但不能发表有声望的论文或赢得同行的认可。在生物化学中,实际应用很难帮助获得可信度,因为这个领域仍然强烈地以基本问题为导向。这些领域之间的差异可以用是否存在强大的上游终端用户来解释,这些终端用户有能力投资于学术研究,并有望获得长期利益。
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引用次数: 26
The Stakes in Bayh-Dole: Public Values Beyond the Pace of Innovation. Bayh-Dole的利害关系:超越创新步伐的公共价值。
IF 2.3 2区 哲学 Q1 EDUCATION & EDUCATIONAL RESEARCH Pub Date : 2011-03-01 Epub Date: 2011-02-20 DOI: 10.1007/s11024-011-9162-6
Walter D Valdivia

Evaluation studies of the Bayh-Dole Act are generally concerned with the pace of innovation or the transgressions to the independence of research. While these concerns are important, I propose here to expand the range of public values considered in assessing Bayh-Dole and formulating future reforms. To this end, I first examine the changes in the terms of the Bayh-Dole debate and the drift in its design. Neoliberal ideas have had a definitive influence on U.S. innovation policy for the last thirty years, including legislation to strengthen patent protection. Moreover, the neoliberal policy agenda is articulated and justified in the interest of "competitiveness." Rhetorically, this agenda equates competitiveness with economic growth and this with the public interest. Against that backdrop, I use Public Value Failure criteria to show that values such as political equality, transparency, and fairness in the distribution of the benefits of innovation, are worth considering to counter the "policy drift" of Bayh-Dole.

对Bayh-Dole法案的评价研究通常涉及创新的速度或对研究独立性的侵犯。虽然这些关切很重要,但我在此建议扩大在评估Bayh-Dole和制定未来改革时所考虑的公共价值的范围。为此,我首先考察了拜-多尔辩论的措辞变化及其设计上的偏差。在过去的30年里,新自由主义思想对美国的创新政策产生了决定性的影响,包括加强专利保护的立法。此外,新自由主义的政策议程是为了“竞争力”的利益而明确和合理的。从修辞上讲,该议程将竞争力与经济增长等同起来,将竞争力与公众利益等同起来。在这种背景下,我使用公共价值失败标准来表明,诸如政治平等、透明度和创新利益分配的公平等价值观值得考虑,以对抗拜多尔的“政策漂移”。
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引用次数: 20
期刊
Minerva
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