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Gendered informal gold trading in Indonesia: Case studies from Central Kalimantan 印度尼西亚的性别化非正规黄金交易:中加里曼丹案例研究
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-10-12 DOI: 10.1016/j.exis.2024.101553
This paper examines the gendered aspects of informal gold trading along the artisanal and small-scale gold mining (ASGM) value chain in Indonesia. Indonesian law allows ASGM to be carried out by individuals, groups, families or cooperatives with limited investment and capital. However, only a very small percentage of ASGM activities are licensed, resulting in gold being traded predominantly within informal networks. The authors carried out a study of artisanal gold mining in two mining sites in Central Kalimantan, Indonesia. Primary data from the field were collected during COVID-19 in the form of semi-structured interviews and participatory data collection methods such as gender mapping and business analysis. This paper argues that gold trading in informal, artisanal, and small-scale gold mining is gendered as a function of unequal power relations between women and men who operate in different parts of the ASGM value chain network.
本文探讨了印度尼西亚手工和小规模采金业(ASGM)价值链中非正规黄金交易的性别层面。印尼法律允许个人、团体、家庭或合作社利用有限的投资和资本开展手工和小规模采金业。然而,只有很小一部分个体和小规模采金活动获得了许可,导致黄金交易主要在非正规网络中进行。作者在印度尼西亚中加里曼丹的两个矿区开展了一项手工开采黄金的研究。在 COVID-19 期间,作者通过半结构式访谈和参与式数据收集方法(如性别分布图和业务分析)收集了来自实地的原始数据。本文认为,非正规、手工和小规模采金业中的黄金交易是性别化的,这是在手工和小规模采金业价值链网络的不同部分运作的男女之间不平等权力关系的结果。
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引用次数: 0
Will the EU have enough minerals to drive their electric dreams by 2030? 到 2030 年,欧盟是否有足够的矿产来驱动他们的电动梦想?
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-10-11 DOI: 10.1016/j.exis.2024.101556
In order to achieve the climate goals, set on the basis of the Paris Agreement, i.e. to be climate neutral by 2050, the European Union (EU) governments consider electric vehicles (EVs) as an altering solution and have established their target based on that. However, the electrification of the transport modes depends heavily on minerals such as Aluminium, Cobalt, Copper, Graphite, Lithium, Manganese, Nickel, and Rare Earth Elements, whose availability and distribution are quite imbalanced internationally. The purpose of this work is thus to research whether the EU's 2030 targets for EVs can be satisfied with the amount of minerals that are currently globally available. A desk research was conducted to gather data and knowledge about EVs and EV-related minerals to shed light on their availability and supply. This allowed for calculating the demand for each material and enabled the determination of whether it could be satisfied in relation to the EV transformation targets for 2030. The results have shown that there will be a crisis in the graphite supply by the end of the decade and a considerable danger to the supply of nickel and cobalt due to the rapid transition to a green energy system in transportation.
为了实现在《巴黎协定》基础上制定的气候目标,即到 2050 年实现气候中立,欧盟(EU)政府将电动汽车(EV)视为一种变革性解决方案,并以此为基础制定了目标。然而,交通模式的电气化在很大程度上依赖于铝、钴、铜、石墨、锂、锰、镍和稀土元素等矿产,而这些矿产在国际上的供应和分布相当不平衡。因此,这项工作的目的是研究欧盟 2030 年的电动汽车目标是否可以通过目前全球可用的矿物数量来实现。我们开展了一项案头研究,收集有关电动汽车和电动汽车相关矿物的数据和知识,以了解其可用性和供应情况。这样就可以计算出每种材料的需求量,并确定是否可以满足 2030 年电动汽车转型目标。结果表明,到本十年末,石墨供应将出现危机,而由于交通领域向绿色能源系统的快速过渡,镍和钴的供应也将面临巨大危险。
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引用次数: 0
Examining community desire to change for adaptive transition in post-mining ecological sustainability 考察社区对变革的渴望,以实现采矿后生态可持续性的适应性过渡
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-10-10 DOI: 10.1016/j.exis.2024.101537
This research examines community engagement in Bantar Karet, Indonesia, after the decline of its mining industry. The focus is on the community's willingness to participate in ecological sustainability initiatives. The study explores the relationships between organizational involvement, personal agency, and the community's readiness to adopt new ecological roles. To gather data, a detailed questionnaire was administered to local residents, providing insights into how sociodemographic factors influence their adaptive strategies. The analytical approach involves the use of binomial probit and binary logit models to assess individuals' propensity to embrace ecological changes. These models consider adaptive capacity perspectives such as strategic flexibility, tendencies for collective action, and agency level in decision-making processes, and how they relate to individuals' readiness to change. The findings reveal that key drivers, including strategic flexibility, collective action, and personal agency, significantly impact individuals' inclination toward change. On the other hand, economic status, particularly income levels, emerged as a significant predictor, highlighting the crucial role of financial security in facilitating transformative community intent.
本研究探讨了印度尼西亚班塔卡雷特(Bantar Karet)采矿业衰落后的社区参与情况。重点关注社区参与生态可持续发展倡议的意愿。研究探讨了组织参与、个人能动性和社区采用新生态角色的意愿之间的关系。为了收集数据,研究人员向当地居民发放了一份详细的调查问卷,以便深入了解社会人口因素如何影响他们的适应策略。分析方法包括使用二项概率模型和二元对数模型来评估个人接受生态变化的倾向。这些模型考虑了适应能力的角度,如战略灵活性、集体行动倾向和决策过程中的代理水平,以及它们与个人的变革意愿之间的关系。研究结果表明,包括战略灵活性、集体行动和个人能动性在内的关键驱动因素对个人的变革倾向有重大影响。另一方面,经济状况,尤其是收入水平,也是一个重要的预测因素,这凸显了经济保障在促进社区变革意图中的关键作用。
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引用次数: 0
Participation of mining communities in the provision of public goods and services: Evidence from the Basket Fund project in Eastern DRC 矿业社区参与提供公共产品和服务:刚果民主共和国东部篮子基金项目的证据
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-10-10 DOI: 10.1016/j.exis.2024.101549
In 2013, the Community Development “Fund”, commonly known as the “Basket Fund (BF)”, was set up to support the Congolese State in the provision of public goods and services in the province of South Kivu. This BF project prioritises collecting and raising funds from mineral production and trade to finance sustainable projects that can benefit local “communities” needed the participation of the entire mining community for its success. Inspired by the community-driven development approach in the provision of public goods, this empirical work analyses the participation of mining communities in the entire BF implementation process. Specifically, we describe and analyse the BF's governance approach and the role of local communities therein. We conducted semi-structured individual interviews between September 2018 and August 2020 with mining stakeholders and members of mining communities. In addition, we have examined some figures relating to South Kivu's mineral production and videos produced in the framework of the BF's actions. Our results reveal different forms of mining community participation in the BF implementation process, ranging from consultation to monetary, in-kind, or manpower contributions. Based on these findings, we propose recommendations for the new mining policy in the framework of the Mining Fund for Future Generations.
2013 年,社区发展 "基金"(俗称 "篮子基金(BF)")成立,旨在支持刚果国家在南基伍省提供公共产品和服务。篮子基金 "项目优先从矿产生产和贸易中收集和筹集资金,用于资助可造福当地 "社区 "的可持续项目,项目的成功需要整个矿业界的参与。受提供公共产品的社区驱动发展方法的启发,这项实证工作分析了矿业社区在整个 BF 实施过程中的参与情况。具体而言,我们描述并分析了 BF 的治理方法以及当地社区在其中扮演的角色。在 2018 年 9 月至 2020 年 8 月期间,我们对矿业利益相关者和矿业社区成员进行了半结构化个人访谈。此外,我们还研究了与南基伍矿产生产相关的一些数据以及在 BF 行动框架下制作的视频。我们的研究结果揭示了矿业社区参与《巴厘岛论坛》实施过程的不同形式,从咨询到货币、实物或人力捐助。基于这些发现,我们为后代矿业基金框架内的新矿业政策提出了建议。
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引用次数: 0
Mining struggles in north-central Mexico: Between mining tradition, poverty, and environmentalism 墨西哥中北部的采矿斗争:采矿传统、贫困与环保之间的关系
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-10-08 DOI: 10.1016/j.exis.2024.101548
The present study is centered on characterizing the conflicts associated with mining in Sonora and Zacatecas, two states in north-central Mexico. We consider the municipal surroundings where they emerge, via cartographical analysis of some variables including mining frontiers and poverty. The predominant conflict types show that communities are not inclined to accept mining as presented in government or corporate discourses; rather, communities struggle to improve their living conditions and preserve their natural surroundings. We can observe that in long-time mining locations, there is greater acceptance of the mining industry, so that the conflicts which arise tend to be concerned with labor or with eco-territorial matters of coexistence and pecuniary assets, although there are also alternatives; meanwhile, in places with recent mining penetration and deep-rooted agro-fisheries activities, conflicts tend to be eco-territorial regarding alternatives and territorial defense. However, the advance of the mining frontier configures the coexistence of different temporal regimes, based on complex spatio-temporal patterns where different types of environmentalism overlap with demands for opposition, negotiation, or collaboration in the same place.
本研究的重点是描述墨西哥中北部索诺拉州和萨卡特卡斯州与采矿有关的冲突的特点。我们通过对一些变量(包括采矿边界和贫困)的制图分析,考虑了出现冲突的城市周边环境。主要的冲突类型表明,社区并不倾向于接受政府或企业言论中所说的采矿;相反,社区努力改善其生活条件,保护其自然环境。我们可以观察到,在采矿时间较长的地方,人们对采矿业的接受程度较高,因此出现的冲突往往与劳动力或共存和金钱资产的生态领土问题有关,尽管也有替代方案;与此同时,在采矿渗透较晚和农渔业活动根深蒂固的地方,冲突往往与替代方案和领土保护的生态领土问题有关。然而,矿业前沿的推进形成了不同时间制度的共存,其基础是复杂的时空模式,不同类型的环保主义与反对、谈判或合作的要求在同一地点重叠。
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引用次数: 0
Drivers and barriers of voluntary sustainability initiatives in mining raw materials for batteries 电池原材料开采中自愿可持续性倡议的驱动因素和障碍
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-10-07 DOI: 10.1016/j.exis.2024.101552
The increasing adoption of electric vehicles (EV) is growing demand for battery raw materials including lithium, cobalt, nickel, and manganese. The potential for Voluntary Sustainability Initiatives (VSI) to mitigate the social and environmental impacts of mine development and operation is now in focus as resource supply scales rapidly. This study examines and synthesizes the drivers and barriers that influence extractive companies to voluntarily adopt sustainability initiatives, including certification and reporting, to mitigate social and environmental impacts. The methodology involved a thematic analysis of articles, initially identified through a systematic keyword search and further expanded with a snowball search technique. Thematic insights were classified and mapped against actors operating within the lithium-ion battery value-chain. The research found that drivers for adopting voluntary sustainability initiatives include maintaining market access, and addressing the increased need for frameworks to facilitate communication between companies and local communities. Barriers encompass short-term greenwashing undermining VSI legitimacy, and the lack of comprehensiveness of such initiatives regarding risk identification and risk mitigation for responsibly sourced commodities.
随着电动汽车(EV)的普及,对锂、钴、镍和锰等电池原材料的需求不断增长。随着资源供应规模的迅速扩大,自愿可持续发展倡议(VSI)在减轻矿山开发和运营对社会和环境影响方面的潜力正成为人们关注的焦点。本研究探讨并总结了影响采掘企业自愿采取可持续发展措施(包括认证和报告)以减轻社会和环境影响的驱动因素和障碍。研究方法包括对文章进行专题分析,最初是通过系统的关键词搜索来确定,然后通过滚雪球搜索技术进一步扩展。对专题见解进行了分类,并与锂离子电池价值链中的参与者进行了对比。研究发现,采用自愿性可持续发展倡议的驱动因素包括保持市场准入,以及满足对框架的更多需求,以促进公司与当地社区之间的沟通。障碍包括短期的 "洗绿 "行为破坏了自愿性可持续发展倡议的合法性,以及此类倡议在风险识别和负责任采购商品的风险缓解方面缺乏全面性。
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引用次数: 0
Chinese investments in Argentina's lithium sector: Economic development implications amid global competition 中国在阿根廷锂产业的投资:全球竞争对经济发展的影响
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-10-05 DOI: 10.1016/j.exis.2024.101551
Latin American countries, rich in key transition materials, have emerged as significant suppliers for China and key destinations for Chinese investment. These engagements have coincided with rising global competition among Chinese, and other leading companies to access these materials. Argentina serves as a notable example of these trends.
This paper analyzes Chinese investments in Argentina's lithium sector, focusing on the implications for the country's economic development and international insertion. Drawing on the contributions of Latin American structuralism and other approaches that emphasize the centrality of the State in promoting innovation and complexity in the production system, the paper explores the challenges faced by peripheral countries like Argentina in advancing development within the global center-periphery relations.
Our study employs an exploratory approach based on qualitative analysis of various sources. We first identify the distinctive characteristics of Chinese firms’ overseas strategies and interests in Argentina. Next, we examine the domestic and global factors constraining Argentina's ability to add value locally. In the conclusions, we summarize the challenges Argentina faces regarding the industrialization of lithium and highlight the critical role of the State in fostering the development of these capacities.
拉美国家拥有丰富的关键过渡材料,已成为中国的重要供应国和中国投资的主要目的地。与此同时,中国和其他领先企业在获取这些材料方面的全球竞争也日益激烈。本文分析了中国在阿根廷锂行业的投资,重点关注其对阿根廷经济发展和国际参与的影响。本文借鉴拉美结构主义和其他强调国家在促进生产系统创新和复杂性方面的核心作用的方法,探讨了阿根廷等边缘国家在全球中心-边缘关系中推动发展所面临的挑战。我们首先确定了中国企业在阿根廷的海外战略和利益的显著特征。接下来,我们研究了制约阿根廷本地增值能力的国内和全球因素。在结论部分,我们总结了阿根廷在锂产业化方面面临的挑战,并强调了国家在促进这些能力发展方面的关键作用。
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引用次数: 0
Establishing a tailings storage facility database in Gauteng 在豪滕省建立尾矿库数据库
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-10-05 DOI: 10.1016/j.exis.2024.101547
As an initial step of zero harm, an understanding of the scale and magnitude of Tailings Storage Facilities (TSFs) is necessary for risk assessments. There is no publicly available TSF database in each South African province with details on TSF distribution of risks and characteristics. TSF-related cases such as the Jagersfontein Tailings Dam failure and the crime challenges by illegal miners at the North Sands Dump are significant motivations to establish a publicly accessible TSF database, especially in Gauteng. The objectives of the study were to establish a TSF database comprising the spatial distribution of TSFs and to classify each TSF by its operational activity status. The Department of Mineral Resources and Energy publishes data on TSFs, and it was used to create the database. Due to coordinate data limitations, only 94 TSFs could be presented on ArcGIS Pro. The study finds that there is almost an equal split of active and inactive TSFs in Gauteng. Most active TSFs are situated in the East Rand of Gauteng. Furthermore, companies that own some of the TSFs in Gauteng include Durban Roodepoort Deep Gold, which owns 70 % of TSFs, followed by AfriSam (6 %) and Blyvoor Gold (4 %). Companies need to disclose all their TSF data to strengthen the database.
作为实现零伤害的第一步,有必要了解尾矿库 (TSF) 的规模和严重程度,以便进行风险评估。南非各省没有公开的 TSF 数据库,无法详细了解 TSF 的风险分布和特征。与 TSF 相关的案例,如 Jagersfontein 尾矿坝溃坝和北金沙垃圾场非法采矿者的犯罪挑战,都是建立可公开访问的 TSF 数据库的重要动机,尤其是在豪登省。这项研究的目标是建立一个包含尾矿坝空间分布的尾矿坝数据库,并根据其运营活动状况对每个尾矿坝进行分类。矿产资源和能源部公布了 TSF 数据,并将其用于创建数据库。由于坐标数据的限制,ArcGIS Pro 只能显示 94 个 TSF。研究发现,豪登省的活跃和不活跃 TSF 几乎各占一半。大多数活跃的 TSF 位于豪登省的东兰德。此外,在豪滕省拥有部分 TSF 的公司包括德班 Roodepoort Deep Gold,该公司拥有 70% 的 TSF,其次是 AfriSam(6%)和 Blyvoor Gold(4%)。公司需要披露其所有 TSF 数据,以加强数据库。
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引用次数: 0
ESG ratings in the mining industry: Factors and implications 采矿业的环境、社会和公司治理评级:因素和影响
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-10-03 DOI: 10.1016/j.exis.2024.101521
While previous research explores the relationship between ESG ratings, firm size, and financial outcomes, there is a lack of comprehensive analysis comparing multiple ESG ratings within the mining industry. This gap is crucial given the increasing focus on ESG in mining operations and its potential impact on company performance. Based on proprietary financial and ESG ratings data from 200 mining companies, this study investigates the relationship between two different ESG ratings and firm characteristics. We compare ESG-rated firms with unrated firms in terms of firm size, and financial performance indicators, and explore country-level patterns in ESG ratings. Findings reveal that ESG-rated mining companies are generally larger than unrated firms but neither more profitable nor face lower debt costs. The results also show that, among rated firms, larger mining firms have more favorable ESG ratings than smaller ones. However, we fail to find a correlation between ESG ratings and financial performance. Finally, the evidence suggests that mining companies rated high for unmanaged ESG risk are likely to have lower ESG scores. This research contributes to understanding whether and how ESG ratings could impact investment decisions and risk management strategies in the mining sector.
以往的研究探讨了环境、社会和公司治理评级、公司规模和财务结果之间的关系,但缺乏对采矿业内多种环境、社会和公司治理评级进行比较的全面分析。鉴于人们越来越关注矿业运营中的环境、社会和公司治理及其对公司业绩的潜在影响,这一差距至关重要。基于 200 家矿业公司的专有财务和 ESG 评级数据,本研究调查了两种不同 ESG 评级与公司特征之间的关系。我们比较了获得 ESG 评级的公司和未获得 ESG 评级的公司在公司规模和财务业绩指标方面的情况,并探讨了 ESG 评级在国家层面的模式。研究结果表明,获得 ESG 评级的矿业公司一般比未获得评级的公司规模更大,但利润率和债务成本都不高。结果还显示,在获得评级的公司中,规模较大的矿业公司比规模较小的公司获得更有利的 ESG 评级。但是,我们没有发现环境、社会和公司治理评级与财务业绩之间的相关性。最后,有证据表明,因未管理环境、社会和公司治理风险而被评为高评级的矿业公司,其环境、社会和公司治理得分可能较低。这项研究有助于了解环境、社会和公司治理评级是否以及如何影响采矿业的投资决策和风险管理策略。
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引用次数: 0
Enhancing localisation in public procurements: A framework for evaluating suppliers' capabilities 加强公共采购的本地化:评估供应商能力的框架
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-10-01 DOI: 10.1016/j.exis.2024.101543
This study investigates a framework for assessing suppliers' capabilities in public procurements to bolster localisation objectives. The study utilises the Action Design Research (ADR) methodology, combining the strengths of Action Research and Design Science, to examine the 'Ten Products Group' initiative within Iran's oil industry (2014–2023). This approach allows for the investigation of an applied problem within its specific contextual framework. The research highlights the importance of a comprehensive capability evaluation framework that includes qualitative assessments of suppliers' organisational, technological, and manufacturing capabilities. The framework incorporates both self-reporting and independent outside evaluation, enabling the inclusion of competent participants in public procurements and aligning contractual duties with the objective of localisation.
The study emphasises the need for a transparent and thorough capability evaluation framework, contributing to the development of local industries and economic growth in situations where suppliers lack necessary capabilities. It suggests that a well-designed capability evaluation framework can facilitate the growth of local industries through public procurements, enabling the inclusion of competent suppliers and supporting economic development. The study's limitations include its focus on the context of localisation in public procurement and the potential challenges associated with implementing the proposed capability evaluation framework in practice.
本研究探讨了在公共采购中评估供应商能力的框架,以促进本地化目标的实现。本研究采用行动设计研究(ADR)方法,结合行动研究和设计科学的优势,对伊朗石油工业中的 "十大产品集团 "计划(2014-2023 年)进行研究。这种方法允许在特定的背景框架内对应用问题进行调查。研究强调了综合能力评估框架的重要性,其中包括对供应商的组织、技术和制造能力进行定性评估。该框架既包括自我报告,也包括独立的外部评估,使有能力的参与者能够参与公共采购,并使合同义务与本地化目标相一致。该研究强调,在供应商缺乏必要能力的情况下,需要一个透明而全面的能力评估框架,以促进本地产业的发展和经济增长。研究表明,精心设计的能力评估框架可以通过公共采购促进本地产业的发展,使有能力的供应商参与进来,支持经济发展。本研究的局限性包括其重点放在公共采购本地化的背景上,以及在实践中实施所建议的能力评估框架的潜在挑战。
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引用次数: 0
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Extractive Industries and Society-An International Journal
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