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From local priorities to global responses: Assessing sustainability initiatives in South American lithium mining 从地方优先事项到全球响应:评估南美锂矿开采的可持续性举措
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-08-23 DOI: 10.1016/j.exis.2024.101509
Martín Obaya , Diego I. Murguía , Daniela Sánchez-López

Mining sustainability initiatives led by stakeholders from mineral-demanding countries have proliferated, encompassing regulations, voluntary standards, and guidelines aimed at ensuring responsible mining across supply chains. Focusing on lithium in South America, this article examines whether these initiatives address the main sustainability challenges posed by the mining industry and identifies their limitations. We analyze three initiatives relevant for that region: the European Batteries Regulation, the Initiative for Responsible Mining Assurance, and the Recommendations for Responsible Lithium Mining by German automotive stakeholders. Sustainability challenges were identified and prioritized through a Delphi survey involving 141 participants. Our findings indicate that while most environmental and social sustainability issues are addressed by these initiatives, economic concerns, particularly those related to development, are often overlooked. The initiatives vary in their comprehensiveness, with IRMA being the most thorough. The study reveals that the approaches and procedures of these initiatives mainly reflect the priorities of lithium-demanding regions and adopt a corporate-centered due diligence approach, limiting their effectiveness in addressing some of the prioritized challenges. Finally, the study emphasizes the need for capability-development mechanisms to enhance the ability of lithium-rich countries to meet higher sustainability standards.

由矿产需求国利益相关方主导的矿业可持续发展倡议如雨后春笋般涌现,其中包括旨在确保整个供应链负责任采矿的法规、自愿标准和指导方针。本文以南美洲的锂矿为重点,探讨这些倡议是否解决了采矿业带来的主要可持续发展挑战,并指出其局限性。我们分析了与该地区相关的三项倡议:《欧洲电池法规》、《负责任采矿保证倡议》以及德国汽车利益相关者提出的《负责任锂矿开采建议》。可持续发展方面的挑战是通过德尔菲调查确定并优先考虑的,共有 141 人参与了调查。我们的调查结果表明,虽然这些倡议解决了大多数环境和社会可持续发展问题,但经济问题,尤其是与发展相关的问题往往被忽视。这些计划的全面性各不相同,其中以 IRMA 计划最为全面。研究显示,这些计划的方法和程序主要反映了锂需求地区的优先事项,并采用了以企业为中心的尽职调查方法,限制了其应对一些优先挑战的有效性。最后,研究强调有必要建立能力发展机制,以提高锂资源丰富的国家达到更高可持续发展标准的能力。
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引用次数: 0
Factors determining the emergence of environmental concerns regarding Chinese investment in the South America's extractive industries 决定中国在南美采掘业投资中出现环境问题的因素
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-08-22 DOI: 10.1016/j.exis.2024.101506
Andrea Freites

This article focuses on analyzing environmental governance in the context of the growing economic relations between China and Latin America, with particular attention to Chinese Foreign Direct Investment (FDI) in the South American extractive industries. Using novel data that match Chinese investment and local environmental reactions, the results strongly support a positive correlation between institutional capacity for environmental protection in recipient countries and an increase in local environmental concerns. I find that the escalation of activity by Chinese companies with greater state participation in the extractive industries raises the probability of generating environmental concerns in affected communities. These findings significantly contribute to understanding the complex interactions between Chinese investments and environmental governance, providing an essential foundation for addressing environmental challenges associated with Chinese FDI in Latin America.

本文重点分析在中国与拉美经济关系不断发展的背景下的环境治理,尤其关注中国对南美采掘业的外国直接投资(FDI)。利用与中国投资和当地环境反应相匹配的新数据,研究结果有力地证明了受援国环境保护机构能力与当地环境问题增加之间的正相关性。我发现,随着中国企业在采掘业中的国家参与度提高,其活动的升级会提高受影响社区对环境问题的关注度。这些发现极大地促进了对中国投资与环境治理之间复杂互动关系的理解,为应对中国在拉美的外国直接投资所带来的环境挑战奠定了重要基础。
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引用次数: 0
Aspects of development: Voices from predisplacement site in Eastern India 发展的各个方面:来自印度东部流离失所前遗址的声音
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-08-22 DOI: 10.1016/j.exis.2024.101517
Daipayan Ghosh

The present research paper is an ethnographic account of the travails and resistance of an adivasi (native) community of India called Santhals. These adivasis are facing the threat of eviction due to a planned coal mining in the area, located in West Bengal, a state in the eastern part of India. Amid the ongoing protest against coal mines, many families are ready to give up their land for the project. Even differences in opinion are common among the leaders of those protest groups. These differences in perception about a coal mine project are the central theme of this paper. Drawing from it the paper is going to scrutinize the grand terms like ‘Affected Persons’, used in ‘National Mineral Policy 2019’ and ‘Right to Fair Compensation and Transparency in Land Acquisition, Rehabilitation and Resettlement Act (2013)’, and ‘Local Community’ to show that any generalization or universalization of those various perceptions suppress the real needs of the people since they get affected in multiple ways. Further, this paper regards ‘development’ as ‘pharmakon’ for its dual nature, since people in the same community perceive it as poison; in contrast, for others, it is the remedy for their poverty. Tracing from all the varying voices, the paper finally argues for finding ‘significant others’, who are significantly excluded from decision-making.

本研究论文以人种学的方式描述了印度一个名为桑塔尔的阿迪瓦西(土著)社区的苦难和反抗。该地区位于印度东部的西孟加拉邦,由于计划开采煤矿,这些阿迪瓦西人正面临着被驱逐的威胁。在持续不断的反对煤矿开采的抗议活动中,许多家庭都准备放弃自己的土地来参与该项目。甚至在这些抗议团体的领导人之间也经常出现意见分歧。这些对煤矿项目的不同看法正是本文的中心主题。在此基础上,本文将对《2019 年国家矿产政策》和《土地征用、恢复和重新安置公平补偿和透明权法案(2013 年)》中使用的 "受影响人员 "和 "当地社区 "等宏大术语进行仔细研究,以说明对这些不同看法的任何概括或普遍化都会压制人们的真正需求,因为他们会受到多方面的影响。此外,本文将 "发展 "视为 "pharmakon",因为它具有双重性,同一社区的人将其视为毒药;相反,对其他人来说,它是治疗贫困的良药。通过对所有不同声音的追溯,本文最终主张寻找 "重要他人",因为他们在很大程度上被排除在决策之外。
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引用次数: 0
The role of African extractive industries in the global energy transition: An analysis of barriers and strategies 非洲采掘业在全球能源转型中的作用:障碍和战略分析
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-08-20 DOI: 10.1016/j.exis.2024.101513
Victoria R. Nalule , Damilola S Olawuyi , Thomas L Muinzer

Endowed with a significant proportion of the world’s petroleum and solid mineral resources, Africa is the location of a vibrant and dynamic extractive industries sector, which today, is its chief economic mainstay. The revenue generated from the extractive industries has been a significant source of finance for public infrastructure development and investments in education, health and the development of other economic sectors across the continent. However, the African extractive industries have faced massive setbacks in recent years, in particular due to the economic disruptions caused by the coronavirus (COVID-19) pandemic, and the global transition to a low carbon economy that has formed a central part of ongoing efforts to respond to the climate change emergency. These challenges have accentuated concerns on the current and future relevance of the African extractive industries in a low-carbon economy world order.

This article examines the role played by the African extractive industries in the global energy transition, contextualising these concerns against a continuum of disruption arising as a consequence of the COVID-19 pandemic and emergent efforts to redress the crisis posed by anthropogenic climate change. If well managed, extractive resources could play a crucial role in advancing energy security and transition in the African continent in the face of these challenges. In addition to its role in addressing current high levels of energy poverty across Africa in this disruptive setting, environmentally-responsible production of extractive resources can help sustain economic and social development across Africa in going forward. This article examines the current opportunities and challenges for cleaner and environmentally-responsible extractive investments in Africa in a low carbon world. It analyses the preconditions and barriers to environmentally-responsible fossil fuels developments in Africa and highlights the key considerations for African policymakers. Its analysis is informed by recognition of, and sensitivity towards, the extreme disruption to fossil fuel governance embodied by the twin concerns of the COVID-19 pandemic and the current “climate emergency.” Through a qualitative analysis, this research has found that if well-managed, African resource-rich countries could utilise the revenues from the extractive industries to invest in low carbon technologies.

非洲拥有世界上很大一部分石油和固体矿产资源,是一个充满生机和活力的采掘业部门所在地,如今,该部门已成为非洲的主要经济支柱。采掘业产生的收入一直是非洲大陆公共基础设施建设以及教育、卫生和其他经济部门发展投资的重要资金来源。然而,非洲采掘业近年来面临着巨大的挫折,特别是由于冠状病毒(COVID-19)大流行造成的经济混乱,以及全球向低碳经济的转型,而低碳经济是当前应对气候变化紧急状况的努力的核心部分。这些挑战加剧了人们对非洲采掘业在低碳经济世界秩序中的当前和未来相关性的担忧。本文探讨了非洲采掘业在全球能源转型中发挥的作用,并将这些担忧与第 19 号冠状病毒疫情和为应对人为气候变化带来的危机而做出的新努力所造成的连续性破坏联系起来。面对这些挑战,如果管理得当,采掘资源可在促进非洲大陆能源安全和能源转型方面发挥关键作用。在这一破坏性环境中,采掘资源除了在解决目前非洲能源贫困程度高的问题方面发挥作用外,对环境负责的采掘资源生产还有助于非洲经济和社会的可持续发展。本文探讨了在低碳世界中对非洲进行更清洁、对环境更负责任的采掘业投资的机遇和挑战。文章分析了在非洲发展对环境负责任的化石燃料的先决条件和障碍,并强调了非洲政策制定者的主要考虑因素。在分析过程中,我们认识到 COVID-19 大流行病和当前的 "气候紧急状况 "这两个问题对化石燃料治理造成了极大的破坏,并对此保持敏感。通过定性分析,本研究发现,如果管理得当,非洲资源丰富的国家可以利用采掘业的收入投资于低碳技术。
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引用次数: 0
‘Critical minerals and: Rare earth elements in a planetary just transition: an interdisciplinary perspective’ 关键矿物和:地球公正转型中的稀土元素:跨学科视角
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-08-17 DOI: 10.1016/j.exis.2024.101510
David Brown , Ronghui Zhou , Mandy Sadan

While vital for the development of ‘clean’ energy technologies, the extraction and processing of critical minerals and rare earth elements entail a range of overlapping social and environmental harms in local communities across the world. The transition to low-carbon economies invokes a host of multiscalar dilemmas, injustices and trade-offs, notably between the global imperative to reduce greenhouse gas emissions and the local consequences of mineral mining. There are profound barriers to delivering a just energy transition at a planetary scale given the reliance of green technologies upon socio-environmentally harmful extractive practices across critical mineral supply chains. Adopting an interdisciplinary lens and drawing from a set of international case studies, we critically examine the intersection of critical minerals with just transition governance and explore possibilities for more plural, holistic and integrated just energy transition pathways. In this introduction article, we detail the ways in which the production of low-carbon technologies is bound up with global inequalities and ongoing coloniality. We then demonstrate the importance of adopting a global, inclusive outlook on just energy transitions. Drawing from the concept of planetary just transition, we provide an overview of the key debates around the role of critical minerals in a just energy transition.

关键矿物和稀土元素的开采和加工对 "清洁 "能源技术的发展至关重要,但同时也对世界各地的当地社区造成了一系列重叠的社会和环境危害。向低碳经济的过渡引发了一系列多领域的困境、不公正和权衡,特别是在全球减少温室气体排放的必要性与矿产开采对当地造成的后果之间。由于绿色技术依赖于关键矿产供应链中对社会环境有害的采掘行为,因此在全球范围内实现公正的能源转型存在着巨大的障碍。通过跨学科视角和一系列国际案例研究,我们批判性地审视了关键矿产与公正转型治理之间的交集,并探索了更加多元、全面和综合的公正能源转型途径的可能性。在这篇导言文章中,我们详细介绍了低碳技术的生产如何与全球不平等和持续的殖民主义联系在一起。然后,我们展示了在公正能源转型问题上采取全球、包容性观点的重要性。从地球公正转型的概念出发,我们概述了围绕关键矿物在公正能源转型中的作用的主要辩论。
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引用次数: 0
Evaluation of the impact of mining royalties on socio-environmental indicators in Parauapebas, Pará, the Eastern Amazon 评估采矿特许权使用费对东亚马逊帕拉州帕拉瓦佩巴斯的社会环境指标的影响
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-08-14 DOI: 10.1016/j.exis.2024.101512
Gabriel Costa Maciel Moia, Valente José Matlaba, Jorge Filipe dos Santos

This research evaluated the impact of applying financial resources from mining exploitation (known as CFEM) on socio-environmental indicators in Parauapebas municipality, eastern Amazon. This study applies synthetic control methodology to establish a counterfactual for Parauapebas by weighting data from municipalities that did not experience the same impact due to the absence of mineral resources. We created synthetic indicators for before and after 1991, the initial year in which these royalties were received. Parauapebas municipality achieved a higher level of socio-environmental well-being with mining royalties than those without this activity. The rates (highest impact since 2000) for the population served with water were 3 %; sanitary sewage: 7 %; and waste collection: 3 %. Thus, resources allocation considers territory demands and expectations for the maintenance of municipality development. This research has important implications: it may guide the actions of various actors operating locally and support government development planning.

本研究评估了在亚马逊东部 Parauapebas 市应用矿业开发财政资源(称为 CFEM)对社会环境指标的影响。本研究采用合成控制方法,通过加权那些由于没有矿产资源而没有受到同样影响的城市的数据,为 Parauapebas 建立了一个反事实。我们创建了 1991 年之前和之后的合成指标,1991 年是收取特许权使用费的第一年。有采矿权使用费的 Parauapebas 市的社会环境福祉水平高于没有采矿权使用费的城市。自 2000 年以来,供水服务人口比例为 3%;卫生污水排放率为 7%;垃圾收集率为 3%:3 %.因此,资源分配要考虑到当地的需求和对维持城市发展的期望。这项研究具有重要意义:它可以指导在当地开展业务的各种行为者的行动,并支持政府的发展规划。
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引用次数: 0
Transparency and public accountability: Does the Nigerian extractive industries transparency initiative deliver? 透明度和公共问责制:尼日利亚采掘业透明度倡议是否有效?
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-08-13 DOI: 10.1016/j.exis.2024.101514
Walid El Hamad, Sanja Pupovac, Lee Moerman

The extractive industries play a pivotal role in Nigeria's economy, yet it has been riddled with allegations of corrupt practices involving revenue transfers from operations to the government. To increase transparency and ensure public engagement, the Nigerian Extractive Industries Transparency Initiative (NEITI) introduced the National Stakeholder Working Group (NSWG) as a mechanism to ensure public accountability and civil society organisations (CSOs) as the public interlocuter. To navigate this complex arrangement and critically evaluate its effectiveness, we adopt Boven's (2007) understanding of public accountability. We conclude that while NSWG provides oversight, the NEITI reporting process provides transparency, and the CSOs enable public accountability, these objectives are constrained by a challenging social and regulatory environment.

采掘业在尼日利亚经济中发挥着举足轻重的作用,然而,关于采掘业向政府转移收入的腐败行为的指控却层出不穷。为提高透明度并确保公众参与,尼日利亚采掘业透明度倡议(NEITI)引入了国家利益相关者工作组(NSWG)作为确保公众问责的机制,并引入民间社会组织(CSOs)作为公众对话者。为了驾驭这一复杂的安排并批判性地评估其有效性,我们采用了 Boven(2007 年)对公共问责制的理解。我们的结论是,虽然国家社会工作领导小组提供了监督,国家采掘业透明度倡议报告程序提供了透明度,民间社会组织促成了公众问责,但这些目标都受到了具有挑战性的社会和监管环境的制约。
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引用次数: 0
Understanding the role of place in local extractive industries transparency: Evidence from an oil-rich district of Indonesia 了解地方在当地采掘业透明度中的作用:印度尼西亚石油资源丰富地区的证据
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-08-12 DOI: 10.1016/j.exis.2024.101511
Primi Suharmadhi Putri , Ståle Angen Rye

Transparency in the extractive industries has become one approach to mitigate resource-related problems. However, many transparency policies have failed to consider the local contexts where extraction activities occur and conditions that affect local citizens, limiting policies’ societal and governance impacts on the ground. Using the case of resource revenue redistribution implemented in the oil-rich Pelalawan District, Indonesia, we assess what elements exist in places of extraction that may shape citizens’ ways of making sense of oil revenue management and implications for the design and implementation of transparency-related policy for accountable natural resources revenue management. Drawing on the conception of place, we found that social identities and elements of location, locale, and sense of place characterize citizens’ views of oil extraction and local revenue management. In our case, living in closer distance to extraction sites does not determine citizens’ views and informational needs concerning the extractive industries and revenue management. We suggest that unfolding transparency's transformative process requires understanding the physical and non-physical elements of a place (of extraction). Further, by focusing on extractive industries’ influences on the spatial configurations of citizens’ everyday lives, the development of transparency policy can promote relevant and tangible societal and governance impacts on the ground.

采掘业的透明度已成为缓解资源相关问题的一种方法。然而,许多透明度政策都没有考虑到采掘活动发生的当地环境以及影响当地公民的条件,从而限制了政策对当地社会和治理的影响。通过印尼石油资源丰富的佩拉拉万地区实施的资源收入再分配案例,我们评估了开采地存在哪些因素,这些因素可能会影响公民对石油收入管理的理解方式,以及对设计和实施与透明度相关的自然资源收入问责管理政策的影响。根据 "地方 "的概念,我们发现,社会身份以及地点、地域和地方感等要素决定了公民对石油开采和地方收入管理的看法。在我们的案例中,居住地距离开采地较近并不能决定公民对采掘业和收入管理的看法和信息需求。我们认为,要展开透明度的转变过程,就必须了解(开采地)的物理和非物理要素。此外,通过关注采掘业对公民日常生活空间结构的影响,透明度政策的制定可以促进在当地产生相关的、切实的社会和治理影响。
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引用次数: 0
The materialization of El Zapotillo Dam in the Highlands of Jalisco, Mexico 墨西哥哈利斯科州高地的 El Zapotillo 大坝的具体化
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-08-09 DOI: 10.1016/j.exis.2024.101507
Darcy Tetreault , José Ramón Carmona Motolinia

This article seeks to contribute to a better understanding of the policies and modes of governance driving the acceleration of construction mineral extraction rates in Mexico, through a case study of a controversial development project that resulted in hundreds of thousands of tons of unused concrete: El Zapotillo Dam in the Highlands of Jalisco, Mexico. It analyzes the types and volumes of materials extracted for the construction of El Zapotillo Dam and for the housing infrastructure meant for displaced families, the subjects involved in the extraction and transformation of these materials, and the socio-environmental impacts. Information was obtained through Mexico's National Transparency Platform and by reviewing environmental impact assessments, academic texts on the conflict around the dam, newspaper sources and data available on the Internet. Primary sources include the application of interviews and direct observation during a series of visits to the affected territories and the dam site between August 2022 and June 2024. In accordance with extractive tendencies on the national and global levels, the findings of this research illustrate how – even in the case of a high-profile development project – poor regulation can combine with the emergence of hybrid forms of governance to expand the extractive frontier.

墨西哥哈利斯科州高地的 El Zapotillo 大坝是一个有争议的开发项目,造成了数十万吨未使用的混凝土,本文试图通过对该项目进行案例研究,帮助人们更好地理解推动墨西哥建筑矿产开采率加速的政策和治理模式。报告分析了为建造 El Zapotillo 大坝和为流离失所家庭建造住房基础设施而开采的材料类型和数量、参与开采和加工这些材料的主体以及对社会环境的影响。信息是通过墨西哥国家透明度平台以及查阅环境影响评估、围绕大坝冲突的学术文章、报纸资料和互联网上的数据获得的。主要资料来源包括在 2022 年 8 月至 2024 年 6 月期间对受影响地区和大坝所在地进行的一系列访问中应用的访谈和直接观察。根据国家和全球层面的采掘趋势,本研究的结果说明了--即使是在一个备受瞩目的开发项目中--监管不力与混合治理形式的出现如何共同扩大采掘边界。
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引用次数: 0
Claiming for justice in transitions: Analyzing the multidimensional and multiscalar complexity of justice in the context of Mining Act reform in Finland 在过渡时期伸张正义:分析芬兰《采矿法》改革背景下司法的多维度和多领域复杂性
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-08-04 DOI: 10.1016/j.exis.2024.101501
Johanna Leino

This research aims to uncover tensions and contradictions between justice claims within the context of low-carbon transitions and the growing demand for critical minerals. By exploring the contested Mining Act reform in Finland, the study sheds light on the multidimensional and multiscalar complexities of justice claims made by various stakeholders. Based on qualitative content analysis of document and interview data, the findings highlight that stakeholders mobilize justice claims on micro, meso, and macro scales, emphasizing diverse normative dimensions and creating tensions around perceived justice in transitions. These claims illustrate the multiscalar nature of mining and the justice consequences of growing critical minerals demand. The research emphasizes the need for a comprehensive approach to address justice tensions and contributes to understanding conflicts around critical minerals mining through a systematic analysis of justice claims. Beyond empirical insights, the study raises critical questions about the role of conflicts and the meaning of justice in low-carbon transitions.

本研究旨在揭示在低碳转型和关键矿产需求不断增长的背景下,正义诉求之间的紧张关系和矛盾。通过探讨芬兰有争议的《采矿法》改革,本研究揭示了各利益相关方提出的正义诉求的多维度和多领域复杂性。基于对文件和访谈数据的定性内容分析,研究结果强调了利益相关者在微观、中观和宏观尺度上的正义诉求,强调了不同的规范维度,并围绕转型中的感知正义制造了紧张局势。这些诉求说明了采矿业的多领域性质以及日益增长的关键矿物需求所带来的正义后果。这项研究强调,需要采取综合方法来解决司法紧张问题,并通过对司法主张的系统分析,为理解围绕关键矿产开采的冲突做出贡献。除了经验方面的见解之外,本研究还提出了关于冲突的作用以及低碳转型中正义的意义等重要问题。
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引用次数: 0
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Extractive Industries and Society-An International Journal
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