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The energy transition paradox: How lithium extraction puts pressure on environment, society, and politics 能源转型悖论:锂开采如何对环境、社会和政治造成压力
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-08-01 DOI: 10.1016/j.exis.2024.101498

Lithium-ion batteries are essential for Europe's renewable energy transition. By 2030, the EU will need 18 times more lithium, and by 2050, 60 times more. For that reason, Europe aims to increase domestic sourcing and achieve nearly full self-sufficiency by 2030. However, lithium mining has a high environmental footprint and can have severe social impacts. This research examines the socio-environmental implications of lithium mining for the EU energy transition and identifies leverage points that alleviate tension between justice and security. The Social, Technological, Economic, Environmental, and Political framework was used to systematically gather insights from experts representing various stakeholders on these issues. Subsequently, these insights were compiled into a fuzzy-cognitive map, creating a system-based overview and allow construction and comparison of four scenarios examining the future of lithium and its impacts on the environment and local communities in Europe. This reveals the importance of good governance to avoid issues of corruption and geopolitical tensions with a potential adverse impact on society and environment. However, governance alone is insufficient to mitigate negative impacts. A circular economy, where lithium is recovered from used batteries, is most favorable, reducing the demand for new material and the negative impacts of mining. This holistic overview stresses the need for increased government involvement, stakeholder alignment, and dealing with corruption as vital aspects in mitigating the negative socio-environmental impacts of lithium mining.

锂离子电池对欧洲的可再生能源转型至关重要。到 2030 年,欧盟对锂的需求将增加 18 倍,到 2050 年将增加 60 倍。因此,欧洲的目标是增加国内采购,到 2030 年实现几乎完全自给自足。然而,锂矿开采对环境的影响很大,并可能造成严重的社会影响。本研究探讨了锂矿开采对欧盟能源转型的社会环境影响,并确定了缓解公正与安全之间紧张关系的杠杆点。研究采用了社会、技术、经济、环境和政治框架,系统地收集了代表不同利益相关者的专家对这些问题的见解。随后,这些见解被汇编成模糊认知地图,形成了一个基于系统的概览,并允许构建和比较四种情景,考察锂的未来及其对欧洲环境和当地社区的影响。这揭示了良好治理对于避免腐败问题和地缘政治紧张局势对社会和环境造成潜在不利影响的重要性。然而,仅靠治理不足以减轻负面影响。从废旧电池中回收锂的循环经济最为有利,可减少对新材料的需求和采矿的负面影响。本综述强调,需要加强政府参与、利益相关者的协调以及处理腐败问题,这些都是减轻锂矿开采对社会和环境的负面影响的重要方面。
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引用次数: 0
Nexus between Western and Chinese crude oil mining firms: An examination of modalities, practices, and socio-ecological ramifications 西方和中国原油开采公司之间的联系:对模式、实践和社会生态影响的研究
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-07-26 DOI: 10.1016/j.exis.2024.101503

This study examines the operational methods, procedures, and socio-ecological impacts of Western and Chinese crude oil extraction industries, focusing on regional variations. Due to institutional dynamics, the study reveals distinct emissions patterns among state-owned sectors in China and the Western Union region. This was achieved by employing DID regression models, using a sample of 60 crude oil mining companies. Furthermore, the data demonstrates that intensifying research and development endeavors directly correlate with pollution reduction, indicating that technological advancements could foster a greater sense of environmental consciousness. Nevertheless, larger corporations emit more pollution, substantially utilizing resources and manufacturing. Both nations prioritize the government's role in reducing negative environmental impacts caused by pollution by implementing regulatory frameworks. Additionally, they focus on achieving long-term ecological sustainability through corporate social responsibility (CSR) initiatives. The paper suggests government involvement is necessary to enhance socio-ecological conditions at crude oil mining sites in Western and Chinese regions.

本研究考察了中西方原油开采业的运营方法、程序和社会生态影响,重点关注地区差异。由于体制上的动态变化,本研究揭示了中国和西联地区国有部门之间截然不同的排放模式。这是以 60 家原油开采公司为样本,采用 DID 回归模型得出的结果。此外,数据还表明,加强研发工作与减少污染直接相关,这表明技术进步可以培养更强的环保意识。然而,大型企业排放更多的污染,大量利用资源和生产。两国都将政府的作用放在首位,通过实施监管框架来减少污染对环境造成的负面影响。此外,两国还注重通过企业社会责任(CSR)措施来实现生态环境的长期可持续发展。本文认为,要改善中西部地区原油开采地的社会生态条件,政府的参与必不可少。
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引用次数: 0
‘Bandits’ and machete gangs: The criminalization of artisanal and small-scale mining in the Democratic Republic of Congo and Zimbabwe 土匪 "和砍刀帮:刚果民主共和国和津巴布韦手工和小规模采矿的刑事定罪
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-07-24 DOI: 10.1016/j.exis.2024.101504

Scholars have examined the often ‘illegal’ status of artisanal and small-scale miners in Africa from a range of perspectives. Yet there is scope for further research on understandings of this ‘illegal’ character, which do not only include violations of the national legal framework for mining, but are also linked to broader (perceived) matters of criminality; miners themselves are also at times victims of ‘banditry’ and criminality. We apply a criminalization framework to analyse how artisanal miners are not only seen as ‘illegal’ for their non-state-sanctioned artisanal mining activities or for ‘trespassing’ on mining companies’ concessions – often overlooked or even tacitly accepted as legitimate in a range of contexts – but frequently also perceived as criminal as perpetrators of other infractions such as theft or violence. Drawing on case studies from the Democratic Republic of Congo and Zimbabwe, we lay out the need to unpack the conceptual blurring between artisanal mining, and ‘criminal bands’ and actors who use violence, at theoretical and empirical levels. We argue that there is a need for additional research on the scale and scope of the phenomenon of (urban) criminality and how this phenomenon relates to (but is not reducible to), and intermingles with, artisanal small-scale mining.

学者们从不同角度研究了非洲手工和小规模矿工通常的 "非法 "地位。然而,对这种 "非法 "性质的理解仍有进一步研究的余地,这种 "非法 "性质不仅包括违反国家采矿法律框架的行为,还与更广泛的(被认为的)犯罪问题相关联;矿工本身有时也是 "强盗行为 "和犯罪的受害者。我们运用犯罪化框架来分析手工采矿者如何不仅因其未经国家批准的手工采矿活动或 "侵入 "矿业公司的特许矿区而被视为 "非法"--在各种情况下,这些活动往往被忽视或甚至被默认为合法--而且还经常被视为其他违法行为(如盗窃或暴力)的犯罪者。通过对刚果民主共和国和津巴布韦的案例研究,我们提出有必要从理论和实证的层面来解释手工采矿与 "犯罪团伙 "和使用暴力的行为者之间概念模糊的问题。我们认为,有必要对(城市)犯罪现象的规模和范围,以及这一现象如何与(但不能归结为)手工小规模采矿相联系、相混合进行更多的研究。
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引用次数: 0
Gas extraction and community outcomes: The case of Mtwara rural district, Tanzania 天然气开采与社区成果:坦桑尼亚姆特瓦拉农村地区的案例
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-07-23 DOI: 10.1016/j.exis.2024.101497

This study examines the effects of gas extraction operations (GEOs) on livelihood outcomes among rural communities in the Mtwara Rural District of Tanzania. This study employed a cross-sectional research methodology with a proportionately stratified sample of 260 participants. A questionnaire and interview guide were used to collect both quantitative and qualitative data during focus group discussions, key informant interviews, and household surveys. It examines net annual income in Tanzanian shillings (TAS), the monetary value of a household's assets in TAS, and food security using the Household Food Insufficiency Access Scale (HFIAS). The study revealed that nearby households (treated group) had much stronger food security than distant (control) households by 9.528 to 8.189 across near neighbor matching (NNM) and by 9.444 to 7.619 across radius caliper matching, with these differences being statistically significant at t = 2.0 and t = 2.5, respectively. The results suggest that the government should pursue measures that increase rural households' chances for off-farm jobs in order to improve their well-being.

本研究探讨了天然气开采作业(GEOs)对坦桑尼亚姆特瓦拉农村地区农村社区生计成果的影响。本研究采用横断面研究方法,按比例分层抽样,共抽取了 260 名参与者。通过焦点小组讨论、关键信息提供者访谈和家庭调查,使用问卷和访谈指南收集定量和定性数据。研究考察了以坦桑尼亚先令(TAS)为单位的年净收入、以坦桑尼亚先令(TAS)为单位的家庭资产货币价值,以及使用家庭食物不足获取量表(HFIAS)进行的食物保障情况。研究显示,在近邻匹配(NNM)和半径卡尺匹配方面,近邻家庭(治疗组)比远邻家庭(对照组)的粮食安全程度要高得多,分别为 9.528 比 8.189,9.444 比 7.619,这些差异在 t = 2.0 和 t = 2.5 时具有显著的统计学意义。结果表明,政府应采取措施增加农村家庭的非农就业机会,以改善他们的福利。
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引用次数: 0
A GIS-based multi-criteria approach for identifying areas vulnerable to subsidence in the world's largest ongoing urban socio-environmental mining disaster 基于地理信息系统的多标准方法,用于确定世界上最大的持续性城市社会环境采矿灾难中易受沉降影响的地区
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-07-16 DOI: 10.1016/j.exis.2024.101500

This study proposes a GIS-based multi-criteria approach to identify areas vulnerable to subsidence in the world's largest ongoing urban socio-environmental disaster, caused by salt-gem urban mining in Maceió, Alagoas State, Brazil. The analysis revealed critical areas concentrated in regions with salt-gem mines and soil composed of sedimentary rocks near water bodies, where the local population faces significant socio-economic challenges. In addition to addressing environmental vulnerabilities, the developed methodology considers social and economic risks, aiming for integrated actions between the population and the environment. The FITradeoff multi-criteria method used in the geospatial model showed benefits, including a significant reduction in the number of inconsistencies required for geospatial decision-making, ensuring efficiency in the development of prevention and mitigation strategies. The Spatial Inference model showed a high level of accuracy of 88.89 % in classifying the vulnerability of Maceió’s neighborhoods to subsidence, although it faced challenges when assessing neighborhoods with distinctive characteristics. The proposed preference-driven multi-criteria model incorporates decision-maker preferences, opinions, and knowledge of this disaster. Under specific conditions, this model can offer tailored solutions that align with stakeholders’ objectives. The results provide valuable insights for the development of public policies and risk management strategies in affected areas and areas vulnerable to subsidence due to urban mining in Maceió, and may be applicable to other regions of Brazil and the world facing similar challenges.

这项研究提出了一种基于地理信息系统的多标准方法,用于确定巴西阿拉戈斯州马塞约盐矿城市开采造成的世界上最大的持续性城市社会环境灾难中易受沉降影响的区域。分析结果表明,关键区域集中在盐金矿和水体附近由沉积岩组成的土壤区域,当地居民面临着巨大的社会经济挑战。除解决环境脆弱性问题外,所开发的方法还考虑了社会和经济风险,旨在实现人口与环境之间的综合行动。地理空间模型中使用的 FITradeoff 多标准方法显示了其优势,包括显著减少了地理空间决策所需的不一致数量,确保了制定预防和缓解战略的效率。空间推理模型在对马塞约居民区易受地陷影响的程度进行分类时,准确率高达 88.89%,但在评估具有鲜明特点的居民区时面临挑战。所提出的偏好驱动多标准模型结合了决策者的偏好、意见和对这场灾难的了解。在特定条件下,该模型可提供符合利益相关者目标的定制解决方案。研究结果为马塞约受影响地区和易受城市采矿导致的沉降影响地区制定公共政策和风险管理战略提供了宝贵的见解,并可能适用于面临类似挑战的巴西和世界其他地区。
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引用次数: 0
Reflecting on the impact of an artisanal and small-scale mining ban on impoverished agrarian communities in northern Ghana 反思手工和小规模采矿禁令对加纳北部贫困农业社区的影响
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-07-16 DOI: 10.1016/j.exis.2024.101502

The study critically explores the impact of Ghana government's ban on artisanal and small-scale mining (ASM) on poverty-endemic communities in northern Ghana. The data were sourced through face-to-face in-depth interviews with 35 miner households across two ASM communities in the Nadowli-Kaleo District of the Upper West Region. The findings revealed that the ban on ASM has mounted intense financial pressure on the rural households’ efforts to improve their incomes, supply their food needs, and cater for the households’ healthcare expenditure. The households are struggling to pay: (a) utility bills (water and electricity), (b) school fees and (c) apprenticeship fees. The siting of a military post in the study area prevents the local people from mining, and also their access to economic trees such as the shea (Vitellaria paradoxa), dawadawa (Parkia biglobosa), and baobab (Adansonia digitata) has been curtailed amidst the physical injuries and psychological trauma accompanying the military action. While formalisation of ASM is a major requirement, its rural livelihood prospects can be enhanced through financial and technological support and the creation of a conducive working environment for the local miners. This can be a major step towards poverty eradication in the poorest but mineral-rich regions in sub-Saharan Africa.

本研究批判性地探讨了加纳政府禁止手工和小规模采矿(ASM)对加纳北部贫困社区的影响。数据来源于对上西部地区 Nadowli-Kaleo 区两个手工和小规模采矿社区的 35 个矿工家庭进行的面对面深入访谈。调查结果显示,禁止个体和小型金矿开采给农村家庭带来了巨大的经济压力,使他们难以提高收入、满足食物需求和医疗保健支出。这些家庭正在努力支付:(a)水电费;(b)学费;(c)学徒费。军事哨所设在研究区内,阻止了当地人采矿,同时,由于军事行动造成的身体伤害和心理创伤,他们获取经济林木(如牛油果树(Vitellaria paradoxa))、达瓦达瓦树(Dawadawa)(Parkia biglobosa)和猴面包树(Adansonia digitata))的机会也减少了。虽然个体和小型金矿开采的正规化是一项重大要求,但可以通过资金和技术支持以及为当地矿工创造有利的工作环境来改善农村的生计前景。这可以成为撒哈拉以南非洲最贫困但矿产资源丰富地区消除贫困的重要一步。
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引用次数: 0
Critical factors impacting psychosocial well-being of mining-induced displaced and resettled persons in Ghana 影响加纳因采矿而流离失所者和重新安置者社会心理健康的关键因素
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-07-13 DOI: 10.1016/j.exis.2024.101499
Charles Boateng Opoku , Jonathan Kwofie , Millicent Awo Pomma Asirifi

The study examines critical factors influencing psychosocial well-being (PWB) of mining-induced displaced and resettled persons. Employing cross-sectional research design, 120 participants were drawn from three mining-induced resettled communities by three displacers using stratified random sampling method. Exploratory factor Analysis (EFA) was conducted, and the suitability of our data for factor analysis was assessed through Bartlett's test of Sphericity, revealing significance (p < 0.05), and a high Kaiser–Meyer–Olkin measure of sampling adequacy (KMO = 0.759). The findings shed light on the interplay of critical factors such as the socioeconomic environment and community infrastructure, social harmony and cultural integration, community connectivity and recreational facilities, and basic needs and security. These factors significantly impact the psychosocial well-being of individuals who have been displaced and resettled due to mining activities. Each of these factors includes specific variables that directly influence the well-being of the affected population. Additionally, the research uncovered that individuals affected by mining-induced displacement and resettlement undergo a decline in psychosocial well-being due to continuous exposure to these identified factors. To address these findings, the researchers developed a psychosocial well-being framework. This framework aims to guide policies regarding displacement and resettlement resulting from mining activities, emphasizing sustained livelihood options and social equity post-resettlement. The study recommends that future research should investigate how mining-induced displacement and resettlement affect other vulnerable groups, such as tenants who are not included in the resettlement process.

本研究探讨了影响采矿所致流离失所者和重新安置者社会心理健康(PWB)的关键因素。研究采用横断面研究设计,使用分层随机抽样方法,从三个采矿所致的重新安置社区抽取了 120 名参与者。进行了探索性因子分析(EFA),并通过巴特利特分散性检验(Bartlett's test of Sphericity)评估了我们的数据是否适合进行因子分析,结果显示显著性(p < 0.05)和较高的 Kaiser-Meyer-Olkin 抽样充分性(KMO = 0.759)。研究结果揭示了社会经济环境和社区基础设施、社会和谐和文化融合、社区连通性和娱乐设施以及基本需求和安全等关键因素之间的相互作用。这些因素对因采矿活动而流离失所和重新安置的个人的社会心理健康产生了重大影响。每个因素都包括直接影响受影响人口福祉的具体变量。此外,研究还发现,由于持续受到这些已确定因素的影响,受采矿活动导致的流离失所和重新安置影响的个人的社会心理健康水平会下降。针对这些发现,研究人员制定了社会心理健康框架。该框架旨在指导有关采矿活动导致的流离失所和重新安置的政策,强调重新安置后的可持续生计选择和社会公平。研究建议,今后的研究应调查采矿活动导致的流离失所和重新安置如何影响其他弱势群体,如未被纳入重新安置进程的租户。
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引用次数: 0
Will Congo move up the battery supply chain? Strategic capitalism, friendshoring, and localized manufacturing in the time of the green transition 刚果会成为电池供应链的上游吗?绿色转型时期的战略资本主义、友商和本地化制造
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-06-26 DOI: 10.1016/j.exis.2024.101495
Raphael Deberdt

In recent years, countries where extraction of so-called green minerals occur have increasingly asserted themselves. Negatively dubbed as resources nationalism, these political decisions are more akin to a willingness to increase in-country value added for regions often suffering from centuries of colonial extractivism. In the battery sector, these strategies led to cobalt, lithium, and nickel producers aiming to develop local manufacturing of battery components. This article provides a prospective analysis of these dynamics and takes the example of the Democratic Republic of the Congo and the recent announcement to establish the country as a supplier of cathodes materials and potentially even manufactured batteries. However, the road to becoming a midstream supplier is long and the current state of infrastructures presents significant barriers to a shift in the country's industrial base. Throughout this article, informed by ethnographic work, I address these challenges in the context of the low-carbon transition. The sustained post-colonial state of Congo's extractive complex and its location at the core of geopolitical competitions constitute a significant obstacle to the establishment of this new industry, while the metal-rich country tried to find its way and raison d'être in the volt rush currently underway.

近年来,开采所谓的绿色矿产的国家越来越坚持自己的立场。这些政治决定被负面地称为资源民族主义,更像是一种意愿,即为那些往往遭受数百年殖民采掘主义之苦的地区增加国内附加值。在电池领域,这些战略促使钴、锂和镍生产商致力于发展电池组件的本地制造。本文对这些动态进行了前瞻性分析,并以刚果民主共和国为例,说明该国最近宣布将成为正极材料供应商,甚至有可能成为电池制造供应商。然而,成为中游供应商的道路是漫长的,目前的基础设施状况对该国工业基础的转变构成了重大障碍。本文以人种学研究为基础,从低碳转型的角度探讨了这些挑战。刚果采掘业持续的后殖民状态及其在地缘政治竞争中的核心位置,构成了建立这一新产业的重大障碍,而这个金属资源丰富的国家正试图在当前的伏特热潮中找到自己的方向和存在的理由。
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引用次数: 0
The origin, evolution and impacts of the mining-sceptical movement in Finland 芬兰采矿怀疑运动的起源、演变和影响
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-06-25 DOI: 10.1016/j.exis.2024.101486
Toni Eerola

The evolution of the Finnish mining-sceptical movement (MSM) is described and situated within the context of Finnish environmental protest waves (EPWs). This evolution occurred through the uranium debate (UD; since 2005) and mining debate (MD; 2010–ongoing). These stages are described and compared with the characteristics of the Finnish EPWs. The purpose is to determine whether the evolution of the MSM represents a new EPW in Finland.

Five EPWs are reported to have occurred in Finland. After the end of the last EPW at the beginning of 2000s, the Finnish environmental movement lost its impetus, followed by a swell/latency. However, the climate change debate returned nuclear energy to the agenda. Together with the rebirth of the Finnish mining industry resulting from activities carried out by foreign companies, uranium exploration restarted in Finland in 2005, which raised opposition. The UD revitalised the environmental movement and opened spaces for local resistance in the countryside. Even though uranium exploration ended in Finland, the UD continued as attention shifted towards other projects associated with uranium. The environmental problems of the Talvivaara mine increased opposition and directed the MD towards projects also focused on other commodities. Because of its duration, impacts, and importance, the evolution of the MSM is suggested to form the sixth Finnish EPW.

在芬兰环境抗议浪潮(EPWs)的背景下,对芬兰采矿怀疑运动(MSM)的演变进行了描述和定位。这一演变经历了铀矿辩论(UD,自2005年起)和采矿辩论(MD,2010年至今)。本文对这些阶段进行了描述,并将其与芬兰环境抗议浪潮的特点进行了比较。据报道,芬兰曾发生过五次EPW。上一次EPW于2000年初结束后,芬兰的环保运动失去了动力,随后出现了膨胀/低迷。然而,气候变化辩论又将核能重新提上了议事日程。2005 年,芬兰重新开始铀矿勘探,外国公司的开采活动使芬兰采矿业获得新生,这也引起了反对意见。UD重振了环保运动,并为农村地区的抵抗运动开辟了空间。尽管铀矿勘探在芬兰已经结束,但随着人们的注意力转移到其他与铀矿有关的项目上,UD 仍在继续。塔尔维瓦拉(Talvivaara)铀矿的环境问题增加了反对的声音,并引导千年发展目标转向其他商品项目。由于其持续时间、影响和重要性,MSM的演变被认为是芬兰的第六个EPW。
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引用次数: 0
Preliminary insights into initiatives at different stages for attracting female workforce to mining in Chile 对智利矿业吸引女性劳动力不同阶段举措的初步认识
IF 3.6 2区 社会学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-06-24 DOI: 10.1016/j.exis.2024.101496
Kimie Suzuki Morales, Nadia Mery

In recent years, there has been a significant increase in female participation in the mining industry in Chile. To achieve this positive trend, universities and the mining industry have addressed the gender bias problem by implementing different initiatives. This work describes the initiatives developed in Chile at various levels with the aim of attracting a female workforce to the mining industry. Initiatives directly tied to the mining field in early-stage education are relatively scarce. Secondary schools have various local initiatives, heavily dependent on isolated actions rather than an integrated system promoting female participation in mining from an early age. At the university level, only a few women naturally choose degrees leading to careers in the mining industry, requiring efforts to attract more women into STEM careers. Most mining companies have adopted diversity and inclusion policies, reflecting a commitment to fostering gender diversity. In all cases, it is advisable to assess the impact of implementing changes to make necessary adjustments in future initiatives. Furthermore, concerted efforts should be made to implement initiatives in earlier stages and focused on retaining female talent while they are in the mining industry.

近年来,智利采矿业的女性人数显著增加。为了实现这一积极趋势,大学和采矿业通过实施不同的举措来解决性别偏见问题。本作品介绍了智利在各个层面为吸引女性劳动力加入采矿业而采取的措施。在早期教育中,与采矿领域直接相关的举措相对较少。中学有各种地方性倡议,这些倡议在很大程度上依赖于孤立的行动,而不是一个促进女性从小参与采矿业的综合系统。在大学阶段,只有少数女性自然而然地选择了矿业专业,这就需要努力吸引更多女性从事 STEM 职业。大多数矿业公司都采取了多样性和包容性政策,体现了对促进性别多样性的承诺。在任何情况下,都应评估实施变革的影响,以便在今后的举措中做出必要的调整。此外,应共同努力,在早期阶段实施相关举措,并重点关注女性人才在采矿业工作期间的留用问题。
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引用次数: 0
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