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Schumpeter meets Teece: Proposed metrics for assessing entrepreneurial innovation and dynamic capabilities in entrepreneurial ecosystems in an emerging economy 熊彼特遇上蒂斯:评估新兴经济体创业生态系统中创业创新和动态能力的拟议指标
IF 7.2 1区 管理学 Q1 Decision Sciences Pub Date : 2024-03-21 DOI: 10.1016/j.respol.2024.104984
Maribel Guerrero , Donald S. Siegel

Based on the dynamic capabilities framework and the concept of entrepreneurial innovation, we identify a set of metrics that can be used to assess innovation and entrepreneurial ecosystems in an emerging economy. These metrics allow us to analyze how such ecosystems develop key capabilities and how they generate economic and social value. We also assess the relationship between entrepreneurial innovation, ecosystems, and socio-economic impact.

基于动态能力框架和创业创新概念,我们确定了一套可用于评估新兴经济体中创新和创业生态系统的指标。通过这些指标,我们可以分析这些生态系统如何发展关键能力,以及如何产生经济和社会价值。我们还评估了创业创新、生态系统和社会经济影响之间的关系。
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引用次数: 0
Is there a secular decline in disruptive patents? Correcting for measurement bias 颠覆性专利是否长期减少?纠正测量偏差
IF 7.2 1区 管理学 Q1 Decision Sciences Pub Date : 2024-03-19 DOI: 10.1016/j.respol.2024.104992
Jeffrey T. Macher , Christian Rutzer , Rolf Weder

Despite tremendous growth in the volume of new scientific and technological knowledge, the popular press has recently raised concerns that disruptive innovation is slowing. These dire prognoses were driven in part by Park et al. (2023), a Nature publication that uses decades of data and millions of observations coupled with a novel quantitative metric (the CD index) that characterizes innovation in science and technology as either consolidating or disruptive. We challenge the (Park et al., 2023) patent findings, principally around concerns of truncation bias and exclusion bias. We show that 88 percent of the decrease in the average CD index over 1980–2010 reported by the authors can be explained by their truncation of all backward patent citations before 1976. We also show that this truncation bias varies by technology class. We further account for a change in U.S. patent law that allows for citations to patent applications in addition to patent grants—something ignored by the authors in their analysis—and update the analysis to 2016. We show that the number of highly disruptive patents has increased since 1980—particularly since 2008. Our results suggest caution in using the (Park et al., 2023) patent findings and conclusions as a basis for research and decision-making in public policy, industry restructuring or firm reorganization aimed at altering the current innovation landscape.

尽管新科技知识的数量有了巨大增长,但大众媒体最近却提出了颠覆性创新正在放缓的担忧。Park等人(2023年)发表的《自然》(Nature)刊物利用数十年的数据和数以百万计的观察结果,结合新颖的定量指标(CD指数),将科技创新定性为巩固性创新或颠覆性创新,从而在一定程度上推动了这些可怕的预言。我们对(Park 等人,2023 年)的专利发现提出质疑,主要是担心截断偏差和排除偏差。我们表明,作者报告的 1980-2010 年平均 CD 指数下降的 88% 可以用他们对 1976 年之前所有后向专利引用的截断来解释。我们还表明,这种截断偏差因技术类别而异。我们进一步解释了美国专利法的变化,该变化允许在专利授权之外引用专利申请--作者在分析中忽略了这一点--并将分析更新至 2016 年。我们发现,自 1980 年以来,特别是自 2008 年以来,高度颠覆性专利的数量有所增加。我们的研究结果表明,谨慎使用(Park 等,2023 年)的专利发现和结论作为公共政策研究和决策、行业重组或企业重组的基础,以改变当前的创新格局。
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引用次数: 0
Algorithmic management in scientific research 科学研究中的算法管理
IF 7.2 1区 管理学 Q1 Decision Sciences Pub Date : 2024-03-15 DOI: 10.1016/j.respol.2024.104985
Maximilian Koehler, Henry Sauermann

Artificial intelligence (AI) can perform core research tasks such as generating research questions, processing data, and solving problems. We shift the focus from AI as a “worker” to ask whether, how, and when AI can also “manage” human workers who perform such tasks. Focusing on the context of crowd science, we find examples of algorithmic management (AM) in five key functions highlighted in prior organizational literature: task division and task allocation, direction, coordination, motivation, and supporting learning. These applications benefit from the instantaneous, comprehensive, and interactive capabilities of AI, and reflect several more general underlying functions such as matching, clustering, and forecasting. Quantitative comparisons show that projects using AM are larger and more likely to be associated with platforms than projects not using AM, pointing to potentially important contingency factors. We conclude by outlining an agenda for future research on algorithmic management in scientific research.

人工智能(AI)可以执行核心研究任务,如提出研究问题、处理数据和解决问题。我们将焦点从作为 "工作者 "的人工智能转移到人工智能是否、如何以及何时也能 "管理 "执行此类任务的人类工作者。以人群科学为背景,我们发现了算法管理(AM)在之前的组织文献中强调的五个关键功能中的实例:任务分工和任务分配、指导、协调、激励和支持学习。这些应用得益于人工智能的即时、全面和互动能力,并反映了一些更普遍的基本功能,如匹配、聚类和预测。定量比较显示,与未使用人工智能的项目相比,使用人工智能的项目规模更大,更有可能与平台相关联,这表明可能存在重要的意外因素。最后,我们概述了科学研究中算法管理的未来研究议程。
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引用次数: 0
Robots, meaning, and self-determination 机器人、意义和自决
IF 7.2 1区 管理学 Q1 Decision Sciences Pub Date : 2024-03-12 DOI: 10.1016/j.respol.2024.104987
Milena Nikolova , Femke Cnossen , Boris Nikolaev

This paper is the first to examine the impact of robotization on work meaningfulness, autonomy, competence, and relatedness, which are essential to motivation and well-being at work. Using surveys of workers and robotization data for 14 industries in 20 European countries spanning 2005–2021, we find a consistent negative impact of robotization on perceived work meaningfulness and autonomy. Using instrumental variables, we find that doubling robotization leads to a 0.9 % decrease in work meaningfulness and a 1 % decline in autonomy. To put this in perspective, if the robotization levels of the top 5 industry were to match those of the leading industry in terms of robot adoption in 2020 (equivalent to a 7.5-fold increase), it would result in a decline of 6.8 % in work meaningfulness and 7.5 % in autonomy. The link between robotization, competence, and relatedness is also negative but less robust. We also examine how tasks, skills, and socio-demographic characteristics moderate the main relationships. We find that workers with routine tasks experience an even greater negative effect of robotization in terms of declines in their autonomy, competence, and relatedness. However, we also discover that utilizing computers as tools for independent work can help workers maintain a sense of autonomy, competence, and relatedness in industries and job roles that adopt robots. Our results highlight that by deteriorating work meaningfulness and self-determination, robotization can impact work life above and beyond its consequences for employment and wages.

本文首次研究了机器人化对工作意义、自主性、能力和相关性的影响,这些因素对工作积极性和幸福感至关重要。利用对工人的调查和 2005-2021 年间欧洲 20 个国家 14 个行业的机器人化数据,我们发现机器人化对感知到的工作意义和自主性产生了一致的负面影响。利用工具变量,我们发现机器人化程度增加一倍会导致工作意义下降 0.9%,自主性下降 1%。从这个角度来看,如果到 2020 年,排名前五的行业的机器人化水平与领先行业的机器人化水平相当(相当于增长 7.5 倍),则会导致工作意义下降 6.8%,自主性下降 7.5%。机器人化、能力和相关性之间的联系也是负面的,但不那么稳固。我们还研究了任务、技能和社会人口特征如何调节主要关系。我们发现,从事常规工作的工人在自主性、能力和相关性方面受到的机器人化负面影响更大。不过,我们也发现,在采用机器人的行业和工作角色中,利用计算机作为独立工作的工具可以帮助工人保持自主感、能力和相关性。我们的研究结果突出表明,机器人化会削弱工作的意义和自我决定性,从而对工作生活产生影响,其影响远远超出了对就业和工资的影响。
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引用次数: 0
Financial market integration and the effects of financing constraints on innovation 金融市场一体化和融资限制对创新的影响
IF 7.2 1区 管理学 Q1 Decision Sciences Pub Date : 2024-03-07 DOI: 10.1016/j.respol.2024.104988
David Heller

This paper investigates the effects of financial market integration on firm-level external debt financing and subsequent inventive activities. To this end, I exploit the implementation of the Financial Services Action Plan (FSAP) as a positive exogenous shift integrating European banking markets during the 2000s. My findings show that higher integration relaxes financing constraints, with significant positive effects on firms’ use of debt and interest burden, particularly for ex-ante financially constrained firms. Moreover, financial integration spurs innovative activities in terms of patenting of those firms that benefited from the reforms. Considering a variety of qualitative dimensions shows that lifting financing constraints improves patent quality for a subset of previously constrained firms with low ex-ante patenting intensities (entrants) while adversely affecting the inventive output of incumbent patentees in the spirit of a quantity–quality tradeoff. These findings highlight the key function of a conducive financing environment for inventive activities but also reveal unintended limitations of policy-induced improvements in access to financing.

本文研究了金融市场一体化对公司层面的外债融资及后续创新活动的影响。为此,我利用金融服务行动计划(FSAP)的实施作为 2000 年代欧洲银行业市场一体化的积极外生转变。我的研究结果表明,一体化程度越高,融资限制越宽松,对企业的债务使用和利息负担有显著的积极影响,尤其是对事前受到财务限制的企业而言。此外,金融一体化还促进了那些从改革中受益的企业的专利创新活动。对各种定性维度的考虑表明,解除融资限制会提高一部分事前专利强度较低的先前受限企业(新进入者)的专利质量,同时会对现有专利权人的创造性产出产生不利影响,这就是数量-质量权衡的精神。这些发现凸显了有利的融资环境对发明活动的关键作用,但也揭示了政策诱导的融资渠道改善所带来的意想不到的局限性。
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引用次数: 0
An identity perspective on the diffusion of user innovations in the household sector 从身份角度看用户创新在家庭领域的传播
IF 7.2 1区 管理学 Q1 Decision Sciences Pub Date : 2024-03-01 DOI: 10.1016/j.respol.2024.104986
Xin Yu , Jeroen P.J. de Jong

User innovations are widely present in the household sector, but often do not spread to others because users lack incentives to sell and/or share. Previous studies of what alleviates this diffusion problem were empirically driven, while a theoretical framework that integrally explains alleviating factors is missing. We fill this void by proposing an identity perspective based on users' eudaimonic motivation: diffusion efforts may be in line with users' aspired ‘daimon’ or true self. An identity perspective unites previously unconnected alleviating factors (commercial motivation, community involvement, common cause motivation) and enables theorizing about interaction effects. We identify three types of user innovator identity with potential relevance for diffusion: professional, community-oriented and societal. Survey data of 999 Chinese user innovators confirm that aspired professional identity is associated with sales effort, and community-oriented and societal identity with free sharing. Moreover, community-oriented and professional identity interact positively with selling effort. We conclude that an identity perspective enhances our understanding of the diffusion of user innovations to everyone's benefit.

用户创新广泛存在于家庭领域,但往往由于用户缺乏出售和/或分享的动力而无法传播到其他领域。以往关于如何缓解这一传播问题的研究都是以经验为导向的,而缺乏一个能够综合解释缓解因素的理论框架。我们提出了一种基于用户愉悦动机的身份视角,从而填补了这一空白:传播努力可能与用户渴望的 "daimon "或真实自我相一致。身份认同视角将以往互不关联的缓解因素(商业动机、社区参与、共同事业动机)结合在一起,实现了互动效应的理论化。我们确定了三种与创新传播具有潜在相关性的用户创新者身份:专业型、社区型和社会型。对999名中国用户创新者的调查数据证实,渴望的专业身份与销售努力相关,而面向社区和社会的身份与免费分享相关。此外,面向社区的身份认同和专业身份认同与销售努力之间存在正向互动。我们的结论是,从身份认同的角度来理解用户创新的传播,对每个人都有好处。
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引用次数: 0
Mentored without incubation: Start-up survival, funding, and the role of entrepreneurial support organization services 有指导无孵化:初创企业的生存、资金和创业支持组织服务的作用
IF 7.2 1区 管理学 Q1 Decision Sciences Pub Date : 2024-02-23 DOI: 10.1016/j.respol.2024.104975
Paige Clayton

This paper asks how start-ups' participation in a mentoring program relates to finance and survival outcomes and how these outcomes differ for mentored firms compared to non-mentored and incubated firms in the same region. Drawing on the entrepreneurial support organization, mentoring, and innovation literatures, I posit that mentored firms will perform better than non-mentored firms, and that the specific micro-mechanisms of mentoring will lead to varied finance and survival outcomes for mentored as compared to incubated start-ups. Exploiting detailed data on the universe of entrepreneurial life sciences firms in the Research Triangle region of North Carolina over a 25-year time period and matching methods, results indicate that mentored firms perform better in terms of finance than non-mentored firms. Exploratory empirical extensions reveal mentored firms receive greater private and federal public funding than incubated firms, but not local public funding. Neither mentoring nor incubation services relate to survival outcomes. The paper concludes with practical implications for entrepreneurial support organization managers and economic development.

本文探讨了初创企业参与指导计划与融资和生存结果之间的关系,以及在同一地区,接受指导的企业与未接受指导的企业和接受孵化的企业相比,这些结果有何不同。借鉴创业支持组织、指导和创新方面的文献,我假定接受指导的企业将比未接受指导的企业表现更好,而指导的特定微观机制将导致接受指导的初创企业与接受孵化的初创企业在融资和生存结果上的不同。利用北卡罗来纳州研究三角区 25 年间创业型生命科学公司的详细数据和匹配方法,结果表明,接受指导的公司在融资方面的表现优于未接受指导的公司。探索性的经验扩展表明,接受指导的企业比接受孵化的企业获得更多的私人和联邦公共资金,但不包括地方公共资金。指导和孵化服务都与生存结果无关。本文最后提出了对创业支持组织管理者和经济发展的实际意义。
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引用次数: 0
Boundary-spanning technology search, product component reuse, and new product innovation: Evidence from the smartphone industry 跨边界技术搜索、产品组件重复使用和新产品创新:来自智能手机行业的证据
IF 7.2 1区 管理学 Q1 Decision Sciences Pub Date : 2024-02-23 DOI: 10.1016/j.respol.2024.104959
Kyung Yul Lee , Hyun Ju Jung , Youngsun Kwon

We investigate how two experiences of technology search and product component reuse singly and jointly drive firms to generate subsequent new product innovations. We conceptualize fine-grained types of product component reuse based on whether product components are reused for the first time or multiple times and are introduced internally or externally. Our baseline hypothesis is that firms' boundary-spanning search for technology will increase their generation of new product innovations. Then, we hypothesize that when firms first reuse product components, the reuse of internally introduced product components will generate more new product innovations than the reuse of externally introduced product components; when firms reuse product components multiple times, the reuse of externally introduced product components will generate more new product innovations than the reuse of internally introduced product components. For the interplay between two types of experiences—the technological search and product component reuse—we propose that when firms reuse their own product components for the first time, the positive effect of boundary-spanning search on new product innovations will weaken; when firms reuse other firms' product components multiple times, the positive effect of boundary-spanning search on new product innovations will be strengthened. We corroborate our hypotheses using data on patents of smartphone manufacturing firms and components of smartphone devices introduced worldwide from 2006 to 2018. We find broad support for our hypotheses. Our findings imply that firms' product component reuses have multifaceted effects on new product innovations and that the attentional coordination of firms' experiences across technology search and product component reuse is critical in shaping new product innovations.

我们研究了技术搜索和产品组件再利用这两种经历如何单独或共同推动企业产生后续的新产品创新。我们根据产品组件是首次重复使用还是多次重复使用,是内部引入还是外部引入,对产品组件重复使用的类型进行了细化。我们的基本假设是,企业跨越边界的技术搜索将增加其新产品创新的产生。然后,我们假设,当企业首次重复使用产品组件时,重复使用内部引进的产品组件将比重复使用外部引进的产品组件产生更多的新产品创新;当企业多次重复使用产品组件时,重复使用外部引进的产品组件将比重复使用内部引进的产品组件产生更多的新产品创新。对于技术搜索和产品组件重复使用这两类经验之间的相互作用,我们提出,当企业首次重复使用自己的产品组件时,跨边界搜索对新产品创新的积极影响将减弱;当企业多次重复使用其他企业的产品组件时,跨边界搜索对新产品创新的积极影响将加强。我们利用 2006 年至 2018 年全球智能手机制造企业和智能手机设备部件的专利数据来证实我们的假设。我们发现我们的假设得到了广泛支持。我们的研究结果表明,企业的产品组件再利用对新产品创新具有多方面的影响,而企业在技术搜索和产品组件再利用方面的经验的注意力协调对新产品创新的形成至关重要。
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引用次数: 0
How technoscientific knowledge advances: A Bell-Labs-inspired architecture 技术科学知识如何进步:贝尔实验室启发的架构
IF 7.2 1区 管理学 Q1 Decision Sciences Pub Date : 2024-02-21 DOI: 10.1016/j.respol.2024.104983
Venkatesh Narayanamurti , Jeffrey Y. Tsao

Understanding how science and technology advance has long been of interest to diverse scholarly communities. Thus far, however, such understanding has not been easy to map to, and thus to improve, the operational practice of research and development. Indeed, one might argue that the operational practice of research and development, particularly its exploratory research half, has become less effective in recent decades. In this paper, we describe a rethinking of how science and technology advance, one that is consistent with many (though not all) of the perspectives of the scholarly communities just mentioned, and one that helps bridge the divide between theory and practice. The result is an architecture we call “Bell's Dodecants,” to reflect its six mechanisms and two flavors, and their balanced nurturing at Bell Labs, the iconic 20th century industrial research and development laboratory.

长期以来,了解科学技术是如何进步的一直是不同学术界感兴趣的问题。然而,迄今为止,这种理解并不容易映射到研发的操作实践中,因而也不容易改进研发的操作实践。事实上,有人可能会说,近几十年来,研究与开发的操作实践,特别是其探索性研究的一半,已经变得不那么有效了。在本文中,我们阐述了对科技如何进步的重新思考,这种思考与刚才提到的学术界的许多(尽管不是全部)观点是一致的,而且有助于弥合理论与实践之间的鸿沟。这就是我们称之为 "贝尔十二要素 "的架构,它反映了贝尔实验室(20 世纪标志性的工业研究与开发实验室)的六种机制和两种风味,以及贝尔实验室对这些机制和风味的均衡培育。
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引用次数: 0
Profiting from innovation when digital business ecosystems emerge: A control point perspective 当数字商业生态系统出现时,从创新中获利:控制点视角
IF 7.2 1区 管理学 Q1 Decision Sciences Pub Date : 2024-02-14 DOI: 10.1016/j.respol.2024.104961
René Bohnsack , Michael Rennings , Carolin Block , Stefanie Bröring

The digital transformation of industrial-age sectors changes product architectures and industry architectures, influencing how value is created and captured in emerging digital business ecosystems. In the industrial era, products were designed around modular architectures and complementary assets, and bottlenecks determined who profits from innovation. In the digital era, products emerge on a layered modular architecture, and profiting from innovation is shifting to those who own control points. Despite the centrality of the interplay between the product architecture and industry architecture for value creation and value capture in the digital age, the effects on competitiveness and industry dynamics remain unclear. To fill this void, we draw on the concept of control points, a novel lens to reflect bargaining positions on a layered modular architecture in digital business ecosystems. Based on a case study of 19 companies, industry associations, and consulting firms in the digital business ecosystem of smart farming, we identify strategic control points, technical control points, generic control points, and institutional boundaries as instrumental in determining value creation and value capture positions. We find that actors (i.e., incumbents, diversifying entrants, and new entrants) in emerging digital business ecosystems follow a seesaw pattern in setting control points and acquiring bargaining positions, and propose a framework that allows to analyze the dynamics within digital business ecosystems. Our study offers managerial implications for firms seeking to optimize their ecosystem strategy and policy makers to support the effective development of the institutional context.

工业时代各行业的数字化转型改变了产品架构和行业架构,影响了新兴数字商业生态系统创造和获取价值的方式。在工业时代,产品是围绕模块化架构和互补资产设计的,瓶颈决定了谁能从创新中获利。在数字时代,产品在分层的模块化架构上出现,从创新中获利的机会正在向拥有控制点的人转移。尽管产品架构和产业架构之间的相互作用对于数字时代的价值创造和价值获取至关重要,但它们对竞争力和产业动态的影响仍不明确。为了填补这一空白,我们借鉴了控制点的概念,这是一个反映数字商业生态系统中分层模块架构讨价还价地位的新视角。基于对智能农业数字商业生态系统中的 19 家公司、行业协会和咨询公司的案例研究,我们确定了战略控制点、技术控制点、通用控制点和制度边界,它们在决定价值创造和价值获取地位方面发挥着重要作用。我们发现,新兴数字商业生态系统中的参与者(即在位者、多元化进入者和新进入者)在设定控制点和获取谈判地位时遵循一种跷跷板模式,并提出了一个可以分析数字商业生态系统内部动态的框架。我们的研究为寻求优化生态系统战略的企业和支持制度环境有效发展的政策制定者提供了管理启示。
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引用次数: 0
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