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Endurance time history analysis of the seismic behavior and performance assessment of hydro-chemo-mechanical degradation-affected hydraulic tunnels with service time 对受水文-化学-机械退化影响的水工隧道的抗震行为和性能评估进行耐久性时间历程分析(含服役时间
IF 6.4 1区 工程技术 Q1 ENGINEERING, CIVIL Pub Date : 2024-01-09 DOI: 10.1016/j.undsp.2023.11.006
Benbo Sun , Pengxiao Wang , Gangqin Zhang , Mingjiang Deng , Weiying Liu , Jia Xu

Subjected to the coupling action of multiple hazards in hydraulic engineering, hydraulic tunnels may be corroded and damaged to varying degrees during their service lives, which will decrease the seismic performance of these structures. However, the research and seismic design of significant hydraulic engineering projects focus on investigating the structural response based on the design material parameters, which may overestimate the seismic capacity of structures during their service lives. In this paper, research is performed to identify the effect of hydro-chemo-mechanical corrosion on the seismic performance of hydraulic tunnels with different burial depths. A plastic damage model of time-varying concrete degradation induced by the hydro-chemo-mechanical effect is first determined and implemented, and the endurance time acceleration records are generated in MATLAB. Then, a study of the endurance time relationship of hydro-chemo-mechanical corrosion-affected hydraulic tunnels, considering the fluid–structure-surrounding rock interaction systems throughout the service period, is undertaken to directly associate the structural response with the predefined evaluation index. Moreover, this research constructs 3D time-varying fragility surfaces considering the hydro-chemo-mechanical effect and seismic intensity. The results show that the relative displacement of hydro-chemo-mechanical corrosion-affected hydraulic tunnels is larger than that of nonaffected hydraulic tunnels. Hydro-chemo-mechanical effect-induced material deterioration will lead to an increase in the cumulative damage (crack) area and damage degree of hydraulic tunnels. Additionally, the seismic fragility analysis shows that the longer the service time of hydro-chemo-mechanical corrosion-affected hydraulic tunnels, the more likely they are to collapse. Hence, attention should be given to improving the aseismic capacity of hydro-chemo-mechanical corrosion-affected hydraulic tunnels in future seismic design and performance assessments.

在水利工程中,受多种灾害的耦合作用,水工隧洞在使用年限内可能会受到不同程度的腐蚀和破坏,从而降低这些结构的抗震性能。然而,重大水利工程项目的研究和抗震设计侧重于基于设计材料参数的结构响应研究,这可能会高估结构在使用寿命期间的抗震能力。本文研究了不同埋深的水工隧洞的水化学机械腐蚀对其抗震性能的影响。首先确定并实现了水力-化学-机械效应诱导的混凝土时变退化塑性损伤模型,并在 MATLAB 中生成了耐久时间加速度记录。然后,考虑到整个服役期内流体-结构-围岩相互作用系统,对受水文-化学-机械腐蚀影响的水工隧道的耐久时间关系进行研究,将结构响应与预定的评价指标直接联系起来。此外,该研究还构建了三维时变脆性面,考虑了水力-流体-机械效应和地震烈度。结果表明,受水文流体力学腐蚀影响的水工隧洞的相对位移大于未受影响的水工隧洞。水化学机械效应引起的材料劣化将导致水工隧洞累积破坏(裂缝)面积和破坏程度的增加。此外,地震脆性分析表明,受水文机械腐蚀影响的水工隧洞使用时间越长,坍塌的可能性越大。因此,在今后的抗震设计和性能评估中,应注意提高受水文-化学-机械腐蚀影响的水工隧洞的抗震能力。
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引用次数: 0
Performance comparison of machine learning algorithms for maximum displacement prediction in soldier pile wall excavation 用于兵工桩墙挖掘最大位移预测的机器学习算法性能比较
IF 6.4 1区 工程技术 Q1 ENGINEERING, CIVIL Pub Date : 2024-01-09 DOI: 10.1016/j.undsp.2023.09.013
Danial Sheini Dashtgoli , Mohammad Hossein Dehnad , Seyed Ahmad Mobinipour , Michela Giustiniani

One of the common excavation methods in the construction of urban infrastructures as well as water and wastewater facilities is the excavation through soldier pile walls. The maximum lateral displacement of pile wall is one of the important variables in controlling the stability of the excavation and its adjacent structures. Nowadays, the application of machine learning methods is widely used in engineering sciences due to its low cost and high speed of calculation. This paper utilized three intelligent machine learning algorithms based on the excavation method through soldier pile walls, namely eXtreme gradient boosting (XGBoost), least square support vector regressor (LS-SVR), and random forest (RF), to predict maximum lateral displacement of pile walls. The results showed that the implemented XGBoost model performed excellently and could make predictions for maximum lateral displacement of pile walls with the mean absolute error of 0.1669, the highest coefficient of determination 0.9991, and the lowest root mean square error 0.3544. Although the LS-SVR, and RF models were less accurate than the XGBoost model, they provided good prediction results of maximum lateral displacement of pile walls for numerical outcomes. Furthermore, a sensitivity analysis was performed to determine the most effective parameters in the XGBoost model. This analysis showed that soil elastic modulus and excavation height had a strong influence on of maximum lateral displacement of pile wall prediction.

在城市基础设施以及供水和污水处理设施的建设中,一种常见的挖掘方法是通过兵工桩墙进行挖掘。桩墙的最大侧向位移是控制开挖及其邻近结构稳定性的重要变量之一。目前,机器学习方法因其成本低、计算速度快而被广泛应用于工程科学领域。本文利用三种基于兵工桩墙开挖方法的智能机器学习算法,即极端梯度提升算法(XGBoost)、最小平方支持向量回归器(LS-SVR)和随机森林算法(RF)来预测桩墙的最大侧向位移。结果表明,所实施的 XGBoost 模型性能优异,可预测桩墙的最大侧向位移,平均绝对误差为 0.1669,最高决定系数为 0.9991,最小均方根误差为 0.3544。虽然 LS-SVR 模型和 RF 模型的精确度低于 XGBoost 模型,但它们对数值结果的桩墙最大侧向位移提供了良好的预测结果。此外,还进行了敏感性分析,以确定 XGBoost 模型中最有效的参数。该分析表明,土体弹性模量和开挖高度对桩墙最大侧向位移的预测有很大影响。
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引用次数: 0
Use of GIS and BIM for the integration of tunnel design and construction process in conventional tunneling 在传统隧道工程中使用地理信息系统(GIS)和建筑信息模型(BIM)整合隧道设计和施工过程
IF 6.4 1区 工程技术 Q1 ENGINEERING, CIVIL Pub Date : 2024-01-04 DOI: 10.1016/j.undsp.2023.10.009
Mansour Hedayatzadeh , Jamal Rostami , Vasilis Sarhosis , Mojtaba Nematollahi , Nabiollah Hajiantilaki , Abouzar Shafiepour

This paper presents the development of a framework for the parametric design of tunnels using geographic information system (GIS) mapping and building information modelling (BIM). According to the framework, a parametric representation of each system component (e.g., layers of rock mass, size of excavation, topography, fault geometry, primary lining, secondary lining, rock bolts, etc.) can be incorporated in the GIS model with high levels of detail and used for the automatic generation of numerical models for the design of tunnel construction. This parametric evaluation allows the designer to consider several levels of detail for each component, for the efficient design and process optimization in conventional tunneling. Information between parametric analysis and numerical simulations can be freely exchanged with significantly reduced computational effort while results can be exported into BIM. It is anticipated that the proposed framework could lead to a comprehensive, yet efficient analysis of complex conventional tunneling project using parametric evaluations at the early design stages.

本文介绍了利用地理信息系统(GIS)制图和建筑信息模型(BIM)进行隧道参数化设计的框架。根据该框架,每个系统组件(如岩体层、开挖规模、地形、断层几何形状、一次衬砌、二次衬砌、岩栓等)的参数化表示都可纳入高精细度的 GIS 模型中,并用于自动生成隧道施工设计的数值模型。通过这种参数评估,设计人员可以考虑每个组件的多个细节级别,从而在传统隧道工程中实现高效设计和流程优化。参数分析和数值模拟之间的信息可自由交换,大大减少了计算工作量,同时可将结果导出到 BIM 中。预计所提出的框架可在设计早期阶段利用参数评估对复杂的常规隧道工程进行全面而高效的分析。
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引用次数: 0
Influence of erosion voids and traffic loads on buried large-diameter reinforced concrete pipes 侵蚀空隙和交通荷载对埋地大直径钢筋混凝土管道的影响
IF 6.4 1区 工程技术 Q1 ENGINEERING, CIVIL Pub Date : 2024-01-04 DOI: 10.1016/j.undsp.2023.11.005
Ming Xu , Dawei Shen

Geotechnical centrifuge tests were conducted to examine the influence of invert voids and surface traffic loads on 1400 mm diameter reinforced concrete pipes buried with a shallow soil cover depth of 700 mm. Void formation beneath the pipe was simulated during centrifuge testing. The test results revealed that before void formation, the surface load directly above the middle of the pipe caused a significant increase in not only the circumferential bending moments but also the longitudinal bending moments, the latter of which was considerable and could not be ignored. Void formation beneath the middle of the pipe led to a reduction in both the circumferential bending moments and longitudinal bending moments at all measuring positions, i.e., crown, springline, and invert. The most significant reduction occurred at the invert, and there was even a reversal in the sign of the invert longitudinal bending moment. A comparison was made between centrifuge tests with erosion voids and surface loads at different horizontal positions, which had a marked influence even when the positions differed by half a pipe length. Joint rotation played an important role in relieving large bending moments of pipe barrels in a jointed pipeline when the void and surface load were located at the joint.

进行了土工离心机试验,以检验垂直空隙和地表交通荷载对直径为 1400 毫米、埋设深度为 700 毫米的浅层土壤覆盖层钢筋混凝土管道的影响。在离心试验过程中,模拟了管道下方空隙的形成。试验结果表明,在空隙形成之前,管道中部正上方的地表荷载不仅会导致圆周弯矩显著增加,还会导致纵向弯矩显著增加,而纵向弯矩的增加是不可忽视的。管道中部下方形成的空隙导致所有测量位置(即管冠、弹簧线和反向)的圆周弯矩和纵向弯矩都有所减小。最大的减小发生在反向位置,反向纵向弯矩的符号甚至发生了逆转。对不同水平位置的侵蚀空隙和表面荷载的离心试验进行了比较,结果表明,即使位置相差半个管道长度,表面荷载也会产生明显的影响。当空隙和表面荷载位于接头处时,接头旋转在缓解接头管道中管筒的大弯矩方面发挥了重要作用。
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引用次数: 0
Immersive visualization of 3D subsurface ground model developed from sparse boreholes using virtual reality (VR) 利用虚拟现实技术(VR)实现根据稀疏钻孔开发的三维地下模型的沉浸式可视化
IF 6.4 1区 工程技术 Q1 ENGINEERING, CIVIL Pub Date : 2024-01-04 DOI: 10.1016/j.undsp.2023.11.004
Borui Lyu, Yu Wang

Analytics and visualization of multi-dimensional and complex geo-data, such as three-dimensional (3D) subsurface ground models, is critical for development of underground space and design and construction of underground structures (e.g., tunnels, dams, and slopes) in engineering practices. Although complicated 3D subsurface ground models now can be developed from site investigation data (e.g., boreholes) which is often sparse in practice, it remains a great challenge to visualize a 3D subsurface ground model with sophisticated stratigraphic variations by conventional two-dimensional (2D) geological cross-sections. Virtual reality (VR) technology, which has an attractive capability of constructing a virtual environment that links to the physical world, has been rapidly developed and applied to visualization in various disciplines recently. Leveraging on the rapid development of VR, this study proposes a framework for immersive visualization of 3D subsurface ground models in geo-applications using VR technology. The 3D subsurface model is first developed from limited borehole data in a data-driven manner. Then, a VR system is developed using related software and hardware devices currently available in the markets for immersive visualization and interaction with the developed 3D subsurface ground model. The results demonstrate that VR visualization of the 3D subsurface ground model in an immersive environment has great potential in revolutionizing the geo-practices from 2D cross-sections to a 3D immersive virtual environment in digital era, particularly for the emerging digital twins.

在工程实践中,多维复杂地质数据(如三维地下模型)的分析和可视化对于地下空间的开发以及地下结构(如隧道、水坝和斜坡)的设计和施工至关重要。虽然现在可以通过现场勘测数据(如钻孔)建立复杂的三维地下模型,但在实际应用中,这些数据往往很稀少,如何通过传统的二维(2D)地质横截面将具有复杂地层变化的三维地下模型可视化,仍然是一个巨大的挑战。虚拟现实(VR)技术具有构建与物理世界相联系的虚拟环境的诱人功能,近年来在各学科的可视化领域得到了快速发展和应用。借助 VR 技术的快速发展,本研究提出了一种利用 VR 技术在地理应用中实现三维地下模型沉浸式可视化的框架。首先,以数据驱动的方式从有限的钻孔数据中建立三维地下模型。然后,利用市场上现有的相关软件和硬件设备开发了一个 VR 系统,用于对所开发的三维地下模型进行沉浸式可视化和交互。研究结果表明,在沉浸式环境中对三维地下模型进行 VR 可视化具有巨大潜力,可在数字时代将地质实践从二维横截面革命性地转变为三维沉浸式虚拟环境,特别是对于新兴的数字双胞胎而言。
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引用次数: 0
Piezoelectric sensing method for segmental joint contact stress during shield tunnel construction 盾构隧道施工过程中分段接头接触应力的压电传感方法
IF 6.4 1区 工程技术 Q1 ENGINEERING, CIVIL Pub Date : 2023-12-28 DOI: 10.1016/j.undsp.2023.10.007
Guodong Jiang , Minghao Dai , Guozhu Zhang , Limin Gao

The emergence of curved shield tunnels poses a significant construction challenge. If the quality of the segment assembly is not guaranteed, many segment cracks and damage will result from the stress concentration. Sensing the contact stresses between segmental joints is necessary to improve the quality of segments assembled for shield tunnel construction. Polyvinylidene difluoride (PVDF) piezoelectric material was chosen for the sensor because it can convert contact stresses into electrical signals, allowing the state of the segmental joints to be effectively sensed. It matches the working environment between the segmental joints of the shield tunnel, where flexible structures such as rubber gaskets and force transfer pads are present. This study proposes a piezoelectric sensing method for segmental joints in shield tunnels and conducts laboratory tests, numerical analyses, and field tests to validate the feasibility of the method. The results indicate that the PVDF film sensor can effectively sense the entire compression process of the gasket with different amounts of compression. The piezoelectric cable sensor can effectively sense the joint offset direction of the gasket. For differently shaped sections, the variation in the force sensed by the piezoelectric cable sensors was different, as verified by numerical simulation. Through the field test, it was found that the average contact stress between the segmental joints was in the range of 1.2–1.8 MPa during construction of the curved shield tunnels. The location of the segmental joints and the type of segment affect the contact stress value. The field monitoring results show that piezoelectric sensing technology can be successfully applied during assembly of the segments for effective sensing of the contact stress.

曲线盾构隧道的出现给施工带来了巨大挑战。如果分段组装的质量得不到保证,应力集中将导致许多分段裂缝和损坏。要提高盾构隧道施工中分段组装的质量,就必须感知分段接头之间的接触应力。之所以选择聚偏二氟乙烯(PVDF)压电材料作为传感器,是因为它可以将接触应力转化为电信号,从而有效地感知分段接头的状态。它与盾构隧道分段接头之间的工作环境相匹配,因为隧道分段接头之间存在橡胶垫片和力传递垫等柔性结构。本研究提出了一种用于盾构隧道分段接头的压电传感方法,并通过实验室测试、数值分析和现场测试验证了该方法的可行性。结果表明,PVDF 薄膜传感器可有效感知垫片在不同压缩量下的整个压缩过程。压电线缆传感器能有效感知垫片的连接偏移方向。对于不同形状的截面,压电线缆传感器感应到的力的变化是不同的,这一点已通过数值模拟得到验证。通过现场测试发现,在曲线盾构隧道施工过程中,分段接头之间的平均接触应力在 1.2-1.8 兆帕之间。分段接头的位置和分段类型会影响接触应力值。现场监测结果表明,压电传感技术可在分段组装过程中成功应用,从而有效传感接触应力。
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引用次数: 0
Evaluation on the state of sand filling layer and the influence on segment deformation of immersed tunnels 沉管隧道砂填充层状态评估及对分段变形的影响
IF 6.4 1区 工程技术 Q1 ENGINEERING, CIVIL Pub Date : 2023-12-28 DOI: 10.1016/j.undsp.2023.10.008
Ziyao Xu , Ailan Che , Chao Su

The immersed tunnel is considered an effective solution for traffic problems across rivers and seas. The sand filling layer, as an important part of immersed tunnel foundation treatments, directly affects segment attitude stability. Due to difficulties in quality control of concealed construction and the complex hydrodynamic environment, the sand filling layer is prone to compaction defects, further leading to changes in segment attitude. However, limited by structural concealment and state complexity, most studies consider the sand filling layer part of the foundation to study its impact on settlement while neglecting its influence on segment attitude. This research proposes an evaluation method for the sand filling layer state based on elastic wave testing and the elastic wave characteristic parameters selected come from analysis of the time domain, frequency domain and time–frequency domain. By classifying the elastic wave characteristic parameters through the K-means clustering method, the relationship between the state of the sand filling layer and the elastic wave characteristic parameters is established. The state of the sand filling layer is divided into dense, incompact, and void. A numerical model is established based on the Guangzhou BI-UT immersed tunnel with incompact and void sand filling layer states to simulate deformation and torsion. The results indicate that the settlement of the tunnel segment is low in the eastern region and high in the western region due to the presence of a less dense sand filling layer, with a maximum differential settlement of 0.04 m. The evaluation method plays a crucial role in guiding the construction of immersed tube tunnels.

沉管隧道被认为是解决跨江、跨海交通问题的有效方法。填砂层作为沉管隧道地基处理的重要组成部分,直接影响到区段姿态的稳定性。由于隐蔽施工质量控制难度大,加之水动力环境复杂,填砂层容易出现压实缺陷,进一步导致地段姿态发生变化。然而,受限于结构隐蔽性和状态复杂性,大多数研究都将填砂层视为地基的一部分,研究其对沉降的影响,而忽略了其对地段姿态的影响。本研究提出了一种基于弹性波测试的填砂层状态评价方法,所选弹性波特征参数来自时域、频域和时频域分析。通过 K-means 聚类法对弹性波特征参数进行分类,建立了充填砂层状态与弹性波特征参数之间的关系。充填砂层的状态分为致密、不致密和空隙。建立了基于广州 BI-UT 沉管隧道不密实和空隙填砂层状态的数值模型,模拟变形和扭转。结果表明,由于存在密度较小的充填砂层,隧道段东部地区沉降较小,西部地区沉降较大,最大差异沉降为 0.04 米。
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引用次数: 0
Influence of cutterhead opening ratio on soil arching effect and face stability during tunnelling through non-uniform soils 开挖非均匀土隧道时,刀盘开口率对土拱效应和工作面稳定性的影响
IF 6.4 1区 工程技术 Q1 ENGINEERING, CIVIL Pub Date : 2023-12-28 DOI: 10.1016/j.undsp.2023.11.003
Xue-Jian Chen , Pei-Pei Fang , Qiu-Nan Chen , Jun Hu , Kai Yao , Yong Liu

Tunnelling has increasingly become an essential tool in the exploration of underground space. A typical construction problem is the face instability during tunnelling, posing a great threat to associated infrastructures. Tunnel face instability often occurs with the soil arching collapse. This study investigates the combined effect of cutterhead opening ratio and soil non-uniformity on soil arching effect and face stability, via conducting random finite-element analysis coupled with Monte–Carlo simulations. The results underscore that the face stability is strongly associated with the evolution of stress arch. The obtained stability factors in the uniform soils can serve as a reference for the design of support pressure in practical tunnelling engineering. In addition, non-uniform soils exhibit a lower stability factor than uniform soils, which implies that the latter likely yields an underestimated probability of face failure. The tunnel face is found to have a probability of failure more than 50% if the spatial non-uniformity of soil is ignored. In the end, a practical framework is established to determine factor of safety (FOS) corresponding to different levels of probability of face failure considering various opening ratios in non-uniform soils. The required FOS is 1.70 to limit the probability of face instability no more than 0.1%. Our findings can facilitate the prediction of probability of instability in the conventionally deterministic design of face pressure.

隧道挖掘已日益成为探索地下空间的重要工具。一个典型的施工问题是隧道开挖过程中的工作面失稳,这对相关基础设施构成了巨大威胁。隧道工作面失稳通常与土拱坍塌同时发生。本研究通过随机有限元分析和蒙特卡洛模拟,研究了刀盘开口率和土壤不均匀性对土壤起拱效应和工作面稳定性的综合影响。结果表明,工作面稳定性与应力拱的演变密切相关。所得的均匀土稳定系数可作为实际隧道工程中支护压力设计的参考。此外,非均匀土的稳定系数低于均匀土,这意味着后者可能低估了工作面破坏的概率。如果忽略土壤的空间不均匀性,隧道工作面的破坏概率将超过 50%。最后,建立了一个实用框架,以确定安全系数(FOS),该安全系数对应于在非均匀土壤中考虑各种开口率的不同水平的工作面破坏概率。所需的安全系数为 1.70,以限制工作面失稳概率不超过 0.1%。我们的研究结果有助于在传统的确定性工作面压力设计中预测失稳概率。
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引用次数: 0
Transfer learning-based encoder-decoder model with visual explanations for infrastructure crack segmentation: New open database and comprehensive evaluation 基于迁移学习的编码器-解码器模型,用于基础设施裂缝分割的可视化解释:新的开放数据库和综合评估
IF 6.4 1区 工程技术 Q1 ENGINEERING, CIVIL Pub Date : 2023-12-28 DOI: 10.1016/j.undsp.2023.09.012
Fangyu Liu , Wenqi Ding , Yafei Qiao , Linbing Wang

Contemporary demands necessitate the swift and accurate detection of cracks in critical infrastructures, including tunnels and pavements. This study proposed a transfer learning-based encoder-decoder method with visual explanations for infrastructure crack segmentation. Firstly, a vast dataset containing 7089 images was developed, comprising diverse conditions—simple and complex crack patterns as well as clean and rough backgrounds. Secondly, leveraging transfer learning, an encoder-decoder model with visual explanations was formulated, utilizing varied pre-trained convolutional neural network (CNN) as the encoder. Visual explanations were achieved through gradient-weighted class activation mapping (Grad-CAM) to interpret the CNN segmentation model. Thirdly, accuracy, complexity (computation and model), and memory usage assessed CNN feasibility in practical engineering. Model performance was gauged via prediction and visual explanation. The investigation encompassed hyperparameters, data augmentation, deep learning from scratch vs. transfer learning, segmentation model architectures, segmentation model encoders, and encoder pre-training strategies. Results underscored transfer learning's potency in enhancing CNN accuracy for crack segmentation, surpassing deep learning from scratch. Notably, encoder classification accuracy bore no significant correlation with CNN segmentation accuracy. Among all tested models, UNet-EfficientNet_B7 excelled in crack segmentation, harmonizing accuracy, complexity, memory usage, prediction, and visual explanation.

现代需求要求对隧道和路面等重要基础设施的裂缝进行快速准确的检测。本研究提出了一种基于迁移学习的编码器-解码器方法,用于基础设施裂缝分割的可视化解释。首先,研究人员开发了一个包含 7089 幅图像的庞大数据集,其中包括各种不同的条件--简单和复杂的裂缝模式,以及干净和粗糙的背景。其次,利用迁移学习,制定了一个具有视觉解释的编码器-解码器模型,并利用各种预训练的卷积神经网络(CNN)作为编码器。通过梯度加权类激活映射(Grad-CAM)来解释 CNN 分割模型,从而实现视觉解释。第三,准确性、复杂性(计算和模型)和内存使用情况评估了 CNN 在实际工程中的可行性。模型性能通过预测和视觉解释来衡量。调查内容包括超参数、数据增强、从零开始的深度学习与迁移学习、分割模型架构、分割模型编码器和编码器预训练策略。结果凸显了迁移学习在提高裂缝分割 CNN 准确性方面的功效,超过了从头开始的深度学习。值得注意的是,编码器的分类准确性与 CNN 的分割准确性没有明显的相关性。在所有测试模型中,UNet-EfficientNet_B7 在裂缝分割方面表现出色,在准确性、复杂性、内存使用、预测和可视化解释方面都取得了协调的效果。
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引用次数: 0
Hybrid stacking ensemble algorithm and simulated annealing optimization for stability evaluation of underground entry-type excavations 混合堆叠集合算法和模拟退火优化用于地下进入式挖掘的稳定性评估
IF 6.4 1区 工程技术 Q1 ENGINEERING, CIVIL Pub Date : 2023-12-27 DOI: 10.1016/j.undsp.2023.11.002
Leilei Liu, Guoyan Zhao, Weizhang Liang, Zheng Jian

The stability of underground entry-type excavations (UETEs) is of paramount importance for ensuring the safety of mining operations. As more engineering cases are accumulated, machine learning (ML) has demonstrated great potential for the stability evaluation of UETEs. In this study, a hybrid stacking ensemble method aggregating support vector machine (SVM), k-nearest neighbor (KNN), decision tree (DT), random forest (RF), multilayer perceptron neural network (MLPNN) and extreme gradient boosting (XGBoost) algorithms was proposed to assess the stability of UETEs. Firstly, a total of 399 historical cases with two indicators were collected from seven mines. Subsequently, to pursue better evaluation performance, the hyperparameters of base learners (SVM, KNN, DT, RF, MLPNN and XGBoost) and meta learner (MLPNN) were tuned by combining a five-fold cross validation (CV) and simulated annealing (SA) approach. Based on the optimal hyperparameters configuration, the stacking ensemble models were constructed using the training set (75% of the data). Finally, the performance of the proposed approach was evaluated by two global metrics (accuracy and Cohen’s Kappa) and three within-class metrics (macro average of the precision, recall and F1-score) on the test set (25% of the data). In addition, the evaluation results were compared with six base learners optimized by SA. The hybrid stacking ensemble algorithm achieved better comprehensive performance with the accuracy, Kappa coefficient, macro average of the precision, recall and F1-score were 0.92, 0.851, 0.885, 0.88 and 0.883, respectively. The rock mass rating (RMR) had the most important influence on evaluation results. Moreover, the critical span graph (CSG) was updated based on the proposed model, representing a significant improvement compared with the previous studies. This study can provide valuable guidance for stability analysis and risk management of UETEs. However, it is necessary to consider more indicators and collect more extensive and balanced dataset to validate the model in future.

地下巷道开挖(UETE)的稳定性对于确保采矿作业的安全至关重要。随着更多工程案例的积累,机器学习(ML)在 UETE 的稳定性评估方面展现出巨大潜力。本研究提出了一种混合堆叠集合方法,将支持向量机 (SVM)、k-近邻 (KNN)、决策树 (DT)、随机森林 (RF)、多层感知器神经网络 (MLPNN) 和极梯度提升 (XGBoost) 算法集合在一起,用于评估 UETE 的稳定性。首先,从 7 个矿井中收集了共 399 个历史案例,包含两个指标。随后,为了追求更好的评估性能,结合五倍交叉验证(CV)和模拟退火(SA)方法,对基础学习器(SVM、KNN、DT、RF、MLPNN 和 XGBoost)和元学习器(MLPNN)的超参数进行了调整。根据最优超参数配置,使用训练集(75% 的数据)构建了堆叠集合模型。最后,通过测试集(25% 的数据)上的两个全局指标(准确率和 Cohen's Kappa)和三个类内指标(精确度、召回率和 F1 分数的宏观平均值)评估了所提方法的性能。此外,还将评估结果与通过 SA 优化的六个基础学习器进行了比较。混合堆叠集合算法的准确度、卡帕系数、精确度、召回率和 F1 分数的宏观平均值分别为 0.92、0.851、0.885、0.88 和 0.883,取得了较好的综合性能。岩石质量等级(RMR)对评价结果的影响最大。此外,根据提出的模型更新了临界跨度图(CSG),与之前的研究相比有了显著改善。这项研究可为 UETE 的稳定性分析和风险管理提供有价值的指导。不过,今后有必要考虑更多指标,收集更广泛、更均衡的数据集来验证模型。
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Underground Space
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