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Machine learning-based approach for maritime target classification and anomaly detection using millimetre wave radar Doppler signatures 利用毫米波雷达多普勒信号进行海上目标分类和异常检测的机器学习方法
IF 1.7 4区 管理学 Q2 Engineering Pub Date : 2023-12-06 DOI: 10.1049/rsn2.12518
Samiur Rahman, Aleksanteri B. Vattulainen, Duncan A. Robertson

The authors present multiple machine learning-based methods for distinguishing maritime targets from sea clutter. The main goal for this classification framework is to aid future millimetre wave radar system design for marine autonomy. Availability of empirical data at this frequency range in the literature is scarce. The classification and anomaly detection techniques reported here use experimental data collected from three different field trials from three different millimetre wave radars. Two W-band radars operating at 77 and 94 GHz and a G-band radar operating at 207 GHz were used for the field trial data collection. The dataset encompasses eight classes including sea clutter returns. The other targets are boat, stand up paddleboard/kayak, swimmer, buoy, pallet, stationary solid object (i.e. rock) and sea lion. The Doppler signatures of the targets have been investigated to generate feature values. Five feature values have been extracted from Doppler spectra and four feature values from Doppler spectrograms. The features were trained on a supervised learning model for classification as well as an unsupervised model for anomaly detection. The supervised learning was performed for both multi-class and 2-class (sea clutter and target) classification. The classification based on spectrum features provided an 84.3% and 80.1% validation and test accuracy respectively for the multi-class classification. For the spectrogram feature-based learning, the validation and test accuracy for multi-class increased to 93.3% and 88.7% respectively. For the 2-class classification, the spectrum feature-based training accuracies are 88.1% and 86.8%, whereas with the spectrogram feature-based model, the values are 95% and 94.1% for validation and test accuracies respectively. A one class support vector machine was also applied to an unlabelled dataset for anomaly detection training, with 10% outlier data. The cross-validation accuracy has shown very good agreement with the expected anomaly detection rate.

作者介绍了多种基于机器学习的方法,用于从海面杂波中区分海上目标。这一分类框架的主要目标是帮助未来毫米波雷达系统设计实现海洋自主。该频率范围的经验数据在文献中很少。本文报告的分类和异常检测技术使用了从三种不同毫米波雷达的三次不同现场试验中收集的实验数据。现场试验数据收集使用了两部工作频率分别为 77 和 94 千兆赫的 W 波段雷达以及一部工作频率为 207 千兆赫的 G 波段雷达。数据集包括八个类别,其中包括海杂波回波。其他目标包括船、立式桨板/皮划艇、游泳者、浮标、托盘、静止固体物体(如岩石)和海狮。对目标的多普勒特征进行了研究,以生成特征值。从多普勒频谱中提取了五个特征值,从多普勒频谱图中提取了四个特征值。这些特征在一个用于分类的监督学习模型和一个用于异常检测的无监督模型上进行了训练。监督学习用于多类和两类(海杂波和目标)分类。在多类分类中,基于频谱特征的分类验证准确率和测试准确率分别为 84.3% 和 80.1%。对于基于频谱图特征的学习,多类分类的验证和测试准确率分别提高到 93.3% 和 88.7%。对于两类分类,基于频谱特征的训练准确率分别为 88.1% 和 86.8%,而基于频谱特征的模型的验证和测试准确率分别为 95% 和 94.1%。还将一类支持向量机应用于无标签数据集的异常检测训练,其中有 10% 的离群数据。交叉验证的准确率与预期的异常检测率非常吻合。
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引用次数: 0
Deep learning-based time delay estimation for motion compensation in synthetic aperture sonars 基于深度学习的合成孔径声纳运动补偿时延估计
IF 1.7 4区 管理学 Q2 Engineering Pub Date : 2023-12-04 DOI: 10.1049/rsn2.12514
Shiping Chen, Cheng Chi, Pengfei Zhang, Peng Wang, Jiyuan Liu, Haining Huang

Accurate and robust time delay estimation is crucial for synthetic aperture sonar (SAS) imaging. A two-step time delay estimation method based on displaced phase centre antenna (DPCA) micronavigation has been widely applied in motion estimation and compensation of SASs. However, the existing methods for time delay estimation are not sufficiently robust, which reduces the performance of SAS motion estimation. Deep learning is currently one of the cutting-edge techniques and has brought about a remarkable progress in the field of underwater acoustic signal processing. In this study, a deep learning-based time delay estimation method is introduced to SAS motion estimation and compensation. The subband processing is first applied to obtain ambiguous time delays between adjacent pings from phases of SAS echoes. Then, a lightweight neural network is utilised to construct phase unwrapping. The model of the employed neural network is trained with simulation data and applied to real SAS data. The results of time delay estimation and motion compensation demonstrate that the proposed neural network-based method has much better performance than the two-step and joint-subband methods.

准确、鲁棒的时延估计是合成孔径声呐成像的关键。一种基于位移相位中心天线(DPCA)微导航的两步时延估计方法已广泛应用于SASs的运动估计和补偿。然而,现有的时延估计方法鲁棒性不足,降低了SAS运动估计的性能。深度学习是目前水声信号处理领域的前沿技术之一,在水声信号处理领域取得了令人瞩目的进展。在本研究中,将一种基于深度学习的时延估计方法引入到SAS运动估计和补偿中。首先应用子带处理从SAS回波的相位中获得相邻ping之间的模糊时间延迟。然后,利用一个轻量级的神经网络构造相位展开。利用仿真数据对所建立的神经网络模型进行训练,并应用于实际的SAS数据。时间延迟估计和运动补偿的结果表明,该方法比两步法和联合子带法具有更好的性能。
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引用次数: 0
Joint transceive beamforming for multistatic radar system by semi-definite relaxation method 基于半定松弛法的多基地雷达联合收发波束形成
IF 1.7 4区 管理学 Q2 Engineering Pub Date : 2023-12-04 DOI: 10.1049/rsn2.12509
Haoran Li, Jun Geng, Junhao Xie

The joint transmit and receive beamforming algorithm has been envisioned to optimise the target's signal-to-interference-plus-noise ratio by co-designing the transmit and receive beamforming vectors simultaneously. However, the traditional design concepts for this algorithm only consider the monostatic radar system, which may not work as well for the multistatic radar system. The authors present a novel transmit and receive beamforming algorithm for the multistatic radar system that includes a common transmitter and multiple receivers. The transmit beamforming vector can directly influence the output signal-to-interference-plus-noise ratio of each radar subsystem. To ensure the balanced performance of the subsystems, the authors propose a weighted sum of the signal-to-interference-plus-noise ratio optimisation problem to co-design the transmit and receive beamforming. The proposed problem is non-convex, and the authors construct an iterative algorithm to solve it using semi-definite relaxation and slack-variable replacement techniques. By using pre-determined weights, the output performance of each radar subsystem can be effectively regulated. The simulation results confirm that the proposed algorithm can ensure better output signal-to-interference-plus-noise ratio for the entire multistatic radar system than the conventional joint transmit and receive beamforming algorithm.

设想了联合发射和接收波束形成算法,通过同时共同设计发射和接收波束形成矢量来优化目标的信噪比。然而,该算法的传统设计理念只考虑单基地雷达系统,对于多基地雷达系统可能效果不佳。针对多基地雷达系统,提出了一种新的发射和接收波束形成算法。发射波束形成矢量直接影响雷达各分系统的输出信噪比。为了保证各子系统的均衡性能,作者提出了一种加权和的信噪比优化问题来协同设计发射和接收波束形成。所提出的问题是非凸的,作者构造了一种利用半定松弛和松弛变量替换技术求解的迭代算法。通过预先确定的权值,可以有效地调节雷达各分系统的输出性能。仿真结果表明,与传统的收发联合波束形成算法相比,该算法能够保证整个多基地雷达系统具有更好的输出信噪比。
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引用次数: 0
Distortion-less carrier phase tracking space-time adaptive processor based on power inversion criterion for GNSS anti-jamming receiver 基于功率反演准则的GNSS抗干扰接收机无失真载波相位跟踪空时自适应处理器
IF 1.7 4区 管理学 Q2 Engineering Pub Date : 2023-12-01 DOI: 10.1049/rsn2.12515
Yaoding Wang

Space-time adaptive processor (STAP) has been widely used for global navigation satellite system (GNSS) anti-jamming receiver due to its good anti-jamming performance. When direction of satellite is unknown, STAP can be implemented based on power inversion (PI) criterion. However, existing space-time PI algorithm will introduce tens to hundreds of degrees biases into carrier phase, and sometimes will even cause cycle slips, which will reduce the success rate of ambiguity resolution, ultimately deteriorating positioning accuracy. A distortion-less carrier phase tracking space-time PI algorithm is proposed. The main novelty is that the proposed algorithm keeps the coefficients of the temporal taps as real values by imposing constraints on the weights of the antenna array. Several experiments are implemented to verify the effectiveness of the proposed algorithm. For comparison, the results of PI algorithm and minimum variance distortion-less response (MVDR) algorithm are shown. Results show that when the number, style, and direction of interferences and the direction of GNSS signal vary, different degrees of biases are introduced into carrier phases for the PI and the MVDR algorithm. However, no bias is introduced into the proposed algorithm. As a result, the effectiveness of the proposed algorithm is verified.

空时自适应处理器(STAP)由于其良好的抗干扰性能被广泛应用于全球导航卫星系统(GNSS)的抗干扰接收机中。在卫星方向未知的情况下,基于功率反演(PI)准则实现STAP。然而,现有的空时PI算法会在载波相位引入数十到数百度的偏差,有时甚至会造成周期滑移,从而降低模糊度分辨的成功率,最终降低定位精度。提出了一种无失真载波相位跟踪空时PI算法。该算法的主要新颖之处在于,通过对天线阵列的权值施加约束,使时序抽头的系数保持为实值。通过实验验证了该算法的有效性。为了比较,给出了PI算法和最小方差无失真响应(MVDR)算法的结果。结果表明,当干扰的数量、类型和方向以及GNSS信号的方向发生变化时,PI和MVDR算法的载波相位会引入不同程度的偏置。然而,该算法没有引入偏差。实验结果验证了该算法的有效性。
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引用次数: 0
High-resolution inverse synthetic aperture radar imaging of satellites in space 空间卫星高分辨率逆合成孔径雷达成像
IF 1.7 4区 管理学 Q2 Engineering Pub Date : 2023-12-01 DOI: 10.1049/rsn2.12505
Simon Anger, Matthias Jirousek, Stephan Dill, Timo Kempf, Markus Peichl

In view of the increasing number of space objects, comprehensive high-quality space surveillance becomes ever more important. Radar is a powerful tool that, in addition to detection and tracking of objects, also enables spatially high-resolution imaging independent of daylight and most weather conditions. Together with the technique of Inverse Synthetic Aperture Radar (ISAR), very high-resolution and distance-independent two-dimensional images can be obtained. However, advanced high-performance radar imaging of space objects is a complex and demanding task, touching many technological and signal processing issues. Therefore, besides theoretical work, the Microwaves and Radar Institute of German Aerospace Center (DLR) has developed and constructed an experimental radar system called IoSiS (Imaging of Satellites in Space) for basic research on new concepts for the acquisition of advanced high-resolution radar image products of objects in a low earth orbit. Based on pulse radar technology, which enables precise calibration and error correction, IoSiS has imaged space objects with a spatial resolution in the centimetre range, being novel in public perception and accessible literature. The goal of this paper is therefore to communicate and illustrate comprehensively the technological steps for the construction and successful operation of advanced radar-based space surveillance. Besides the basic description of the IoSiS system design this paper outlines primarily useful theory for ISAR imaging of objects in space, together with relevant imaging parameters and main formulae. All relevant processing steps, necessary for very high-resolution imaging of satellites in practice, are introduced and verified by simulation results. Finally, a unique measurement result demonstrates the practicability of the introduced processing steps and error correction strategies.

随着空间物体数量的不断增加,全面、高质量的空间监测变得越来越重要。雷达是一种强大的工具,除了探测和跟踪物体外,还可以实现不受日光和大多数天气条件影响的空间高分辨率成像。结合逆合成孔径雷达(ISAR)技术,可以获得高分辨率和距离无关的二维图像。然而,空间目标的先进高性能雷达成像是一项复杂而苛刻的任务,涉及许多技术和信号处理问题。因此,在理论工作的基础上,德国航空航天中心微波与雷达研究所(DLR)开发并构建了IoSiS (Imaging of Satellites in Space)实验雷达系统,对获取近地轨道物体先进高分辨率雷达图像产品的新概念进行基础研究。基于脉冲雷达技术,可以进行精确的校准和误差校正,IoSiS对空间物体进行了厘米范围的空间分辨率成像,在公众感知和可访问的文献中是新颖的。因此,本文的目标是全面交流和说明先进雷达空间监视系统的建设和成功运行的技术步骤。本文在对ISAR空间目标成像系统设计进行基本描述的基础上,简要介绍了ISAR空间目标成像的基本理论、成像参数和主要公式。介绍了卫星高分辨率成像实际需要的所有相关处理步骤,并通过仿真结果进行了验证。最后,一个独特的测量结果证明了所介绍的处理步骤和误差校正策略的实用性。
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引用次数: 0
GLRT-based compressive subspace detectors in single-frequency multistatic passive radar systems 单频多源被动雷达系统中基于glrt的压缩子空间探测器
IF 1.7 4区 管理学 Q2 Engineering Pub Date : 2023-11-30 DOI: 10.1049/rsn2.12517
Junhu Ma, Jixiang Zhao, Jianyu Wang, Tianchen Liang

The authors study the problem of compressive target detection in a single-frequency network (SFN)-based multistatic passive radar system (MS-PRS) consisting of multiple illuminators of opportunity (IOs) and one receiver. Firstly, a generalised likelihood ratio test (GLRT)-based SFN-based compressive subspace detector (SFN-CSD) is derived by exploiting the sparsity of the target echoes for the case of known noise variance. When the noise variance is unknown, an SFN-based unknown-noise (UN) compressive subspace detector is proposed, referred to as the SFN-UNCSD. Moreover, closed-form expressions of the probability of false alarm and detection of the proposed detectors are deriived. It is proved that the SNF-UNCSD has a constant false alarm rate (CFAR) property. Finally, numerical simulations are conducted to verify the theoretical analysis and illustrate the performance of the proposed detector relative to several benchmark detectors.

研究了由多个机会照明器和一个接收机组成的基于单频网络(SFN)的多源无源雷达系统(MS-PRS)的压缩目标检测问题。首先,在已知噪声方差的情况下,利用目标回波的稀疏性,推导出基于广义似然比检验(GLRT)的sfn压缩子空间检测器(SFN-CSD);在噪声方差未知的情况下,提出了一种基于sfn的未知噪声(UN)压缩子空间检测器,称为SFN-UNCSD。此外,还推导了所提检测器的虚警概率和检测概率的封闭表达式。证明了SNF-UNCSD具有恒定虚警率(CFAR)的特性。最后,通过数值模拟验证了理论分析,并对比了几种基准探测器的性能。
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引用次数: 0
An improved radar clutter suppression by simple neural network 一种改进的简单神经网络雷达杂波抑制方法
IF 1.7 4区 管理学 Q2 Engineering Pub Date : 2023-11-30 DOI: 10.1049/rsn2.12510
Jozef Perďoch, Stanislava Gažovová, Miroslav Pacek

The presented paper is further focused on the presentation and subsequent assessment of utilising a proposed Neural Network (NN) with simple architecture in the role of a signal preprocessing algorithm for the Constant False Alarm Rate detector and the fixed threshold detector applied on a Range-Doppler (RD) map with the aim of radar clutter impact reduction and minimisation of processing time. Based on a comparison of all tested algorithm results, it is possible to state that utilising the proposed NN with simple architecture led to reducing the impact of radar clutter when detecting radar targets on RD maps created from provided datasets. Comparing the mean processing time tmean values of all tested algorithms, the authors can state that employing the proposed NN in combination with the fixed threshold detector led to a significant improvement in the computation time needed for processing one RD map while preserving the suppression of radar clutter and detection of the radar targets.

本文进一步集中于介绍和后续评估利用具有简单结构的拟议神经网络(NN)作为信号预处理算法的作用,用于恒定虚警率检测器和应用于距离-多普勒(RD)地图的固定阈值检测器,目的是减少雷达杂波影响和最小化处理时间。基于对所有测试算法结果的比较,可以说,在从提供的数据集创建的RD地图上检测雷达目标时,使用具有简单架构的所提出的神经网络可以减少雷达杂波的影响。比较所有测试算法的平均处理时间和平均值,作者可以声明,将所提出的神经网络与固定阈值检测器相结合,可以显著改善处理一张RD地图所需的计算时间,同时保持对雷达杂波的抑制和对雷达目标的检测。
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引用次数: 0
A design of a high-resolution frequency modulated continuous wave radar for drone detection based on spurious phase noise and discrete clutter reduction 基于杂散相位噪声和离散杂波抑制的无人机高分辨率调频连续波雷达设计
IF 1.7 4区 管理学 Q2 Engineering Pub Date : 2023-11-27 DOI: 10.1049/rsn2.12512
Tran Vu Hop, Tran Cao Quyen, Nguyen Van Loi

The authors deal with the problem of the design and manufacture of a high-resolution FMCW radar for drone detection and classification. The difficulties of the problem are discrete clutter reduction and spurious phase noise mitigation. The discrete clutter is due to the reflected signals from land vehicles, birds etc., while the spurious phase noise is inherent in the radar signal due to the phase-locked loop component and leakage between the transmitting and receiving paths. Both spurious phase noise and clutter will increase the system noise level and hence reduce the probability of detection of small targets such as drones and induce false alarms on the radar screen. In order to reduce discrete clutter, the authors propose a method to separate a drone from discrete clutter based on the design of the radar system parameters for a drone and its propeller detection, target's Doppler dispersion and moving characteristics. For spur mitigation, a method that focuses on the design of the isolation coefficient between transmitting and receiving paths to decrease the power of spurs below the minimum power requirement at the input of the analogue-to-digital converter is introduced. The results were applied by the authors to the development and manufacture of a radar with the given specifications for drone detection and classification. Different laboratory and field tests show that the spurs are mitigated and the drones are separated from discrete clutter with a range and accuracy better than the one recently published.

研究了用于无人机探测与分类的高分辨率FMCW雷达的设计与制造问题。该问题的难点在于离散杂波的抑制和杂相噪声的抑制。离散杂波是由陆地车辆、鸟类等反射信号产生的,而杂散相位噪声是雷达信号固有的,是由锁相环成分和发射与接收路径之间的泄漏引起的。杂散相位噪声和杂波都会增加系统噪声水平,从而降低对无人机等小目标的探测概率,并在雷达屏幕上引起误报。为了减少离散杂波,在对无人机及其螺旋桨探测雷达系统参数、目标多普勒频散和运动特性进行设计的基础上,提出了一种分离无人机与离散杂波的方法。为了减小杂散,介绍了一种设计发射和接收路径之间隔离系数的方法,以降低模拟-数字转换器输入端的杂散功率,使其低于最小功率要求。研究结果被作者应用于无人机探测和分类雷达的开发和制造。不同的实验室和现场测试表明,与最近发表的一种方法相比,该方法减轻了杂波,使无人机从离散杂波中分离出来,距离和精度都有所提高。
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引用次数: 0
Radar emitter structure identification based on stacked frequency sparse auto-encoder network 基于叠频稀疏自编码器网络的雷达辐射源结构识别
IF 1.7 4区 管理学 Q2 Engineering Pub Date : 2023-11-23 DOI: 10.1049/rsn2.12508
Lutao Liu, Wei Zhang, Yu Song, Yilin Jiang, Xiangzhen Yu

In the current complex situations of electronic intelligence (ELINT), the authors present a radar emitter structure (RES) identification method based on deep learning at a new level to address the issue of incomplete cognitive information. Firstly, due to the fact that existing simulation data cannot fully reflect the structure features of the entire radar emitter, the structure feature-level RES model is built using direct digital synthesiser (DDS) technology and radio frequency (RF) simulation platform. Afterwards, considering that the structure features are reflected in the frequency domain, a stacked frequency sparse auto encoder (sFSAE) network is constructed by adding a constraint term in frequency domain to the loss function of sparse auto encoder (SAE). Using deep learning to extract structure features with constraints in different domains is instructive for feature extraction techniques under variable operating parameters. Finally, the extracted structure features are input into the Softmax classifier to perform the identification from the radar signal to the RES. The experimental results show that the proposed method has high generalisation ability and robustness under different modulation types, different operating parameters and different signal to noise ratio (SNR). It also has a high identification rate even for untrained modulated signals.

在当前复杂的电子情报环境下,针对认知信息不完全的问题,提出了一种基于深度学习的雷达辐射源结构(RES)识别方法。首先,针对现有仿真数据不能充分反映整个雷达发射器结构特征的问题,利用直接数字合成器(DDS)技术和射频(RF)仿真平台建立结构特征级RES模型。然后,考虑到结构特征反映在频域,通过在稀疏自编码器(SAE)的损失函数中加入频域约束项,构建了堆叠频率稀疏自编码器(sFSAE)网络。利用深度学习提取不同领域的约束结构特征,对变工况下的特征提取技术具有指导意义。最后,将提取的结构特征输入到Softmax分类器中,对雷达信号进行识别。实验结果表明,该方法在不同调制类型、不同工作参数和不同信噪比下具有较高的泛化能力和鲁棒性。它对未经训练的调制信号也有很高的识别率。
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引用次数: 0
Ship HRRP target recognition against decoy jamming based on CNN-BiLSTM-SE model 基于CNN-BiLSTM-SE模型的舰船HRRP目标识别对抗诱饵干扰
IF 1.7 4区 管理学 Q2 Engineering Pub Date : 2023-11-23 DOI: 10.1049/rsn2.12507
Lingang Wu, Shengliang Hu, Jianghu Xu, Zhong Liu

Due to the thinner resolution range of broadband radar, ship recognition issues arise such that minor fluctuations within the targeted area significantly affect the high-resolution range profile (HRRP) of ships. Especially in the presence of reflector decoys around the surroundings of a ship, the HRRP of mixed targets might take a vastly different shape than of single ship, which makes it difficult to capture the effective features for ship identification. This article proposes a novel radar target recognition model based on parallel neural networks. The framework of this model consists of two stages: the data preprocessing and the parallel neural network. The data preprocessing stage effectively solves the sensitivity issue of HRRP and maps one-dimensional HRRP into a two-dimensional image. The second stage employs CNN and bidirectional LSTM to extract overall envelope features and temporal features, respectively. The parallel features are then processed by the Squeeze Excitation (SE) block to enhance critical information. The experimental results, based on HRRP data from mixed targets of ships and reflector decoys, demonstrate that the proposed model outperforms other methods in recognition performance and is quite robust against small sample sets, high noise, and large amounts of decoy jamming.

由于宽带雷达的分辨率范围较薄,舰船识别出现问题,目标区域内的微小波动会显著影响舰船的高分辨率距离像(HRRP)。特别是在舰船周围存在反射器诱饵的情况下,混合目标的HRRP可能呈现出与单个舰船截然不同的形状,这给捕获舰船识别的有效特征带来了困难。提出了一种基于并行神经网络的雷达目标识别模型。该模型的框架包括两个阶段:数据预处理和并行神经网络。数据预处理阶段有效地解决了HRRP的灵敏度问题,将一维HRRP映射为二维图像。第二阶段采用CNN和双向LSTM分别提取总体包络特征和时间特征。然后通过挤压激励(SE)块处理并行特征以增强关键信息。基于舰船和反射器诱饵混合目标的HRRP数据的实验结果表明,该模型在识别性能上优于其他方法,并且对小样本集、高噪声和大量诱饵干扰具有很强的鲁棒性。
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引用次数: 0
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