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Accountability in Research-Policies and Quality Assurance最新文献

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Evidence-based literature review, not the meta-analysis: A rejoinder. 基于证据的文献综述,而非荟萃分析:反驳。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2025-10-01 Epub Date: 2024-04-11 DOI: 10.1080/08989621.2024.2335342
Raj Kishor Kampa, Dhirendra Kumar Padhan, Nalini Karna, Jayaram Gouda
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引用次数: 0
On "intent" in research misconduct. 关于研究不当行为中的 "意图"。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2025-10-01 Epub Date: 2024-07-04 DOI: 10.1080/08989621.2024.2374577
Nicole Shu Ling Yeo-Teh, Bor Luen Tang

Research misconduct, broadly defined as acts of fabrication, falsification and/or plagiarism, violate the value system of science, cost significant wastage of public resources, and in more extreme cases endanger research participants or members of the society at large. Determination of culpability in research misconduct requires establishment of intent on the part of the respondent or perpetrator. However, "intent" is a state of mind, and its perception is subjective, unequivocal evidence for which would not be as readily established compared to the objective evidence available for the acts themselves. Here, we explore the concept of "intent" in research misconduct, how it is framed in criminological/legal terms, and narrated from a psychological perspective. Based on these, we propose a framework whereby lines of questioning and investigation, as defined by legislative terms and informed by the models and tools of psychology, could help in establishing a preponderance of evidence for culpable intent. Such a framework could be useful in research misconduct adjudications and in delivering sanctions.

研究不当行为的广义定义是捏造、篡改和/或剽窃行为,这些行为违反了科学的价值体系,严重浪费了公共资源,在更极端的情况下还会危及研究参与者或社会大众。要确定研究不当行为的罪责,就必须确定答辩人或行为人的意图。然而,"意图 "是一种心理状态,对它的认知是主观的,与行为本身的客观证据相比,不那么容易获得明确的证据。在此,我们将探讨科研不端行为中的 "意图 "概念,以及如何从犯罪学/法律角度对其进行界定,并从心理学角度对其进行阐述。在此基础上,我们提出了一个框架,根据该框架,由立法术语定义并借鉴心理学模型和工具的提问和调查思路,可以帮助确立应受处罚意图的优势证据。这样一个框架可以在研究不当行为的裁决和制裁中发挥作用。
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引用次数: 0
AI vs academia: Experimental study on AI text detectors' accuracy in behavioral health academic writing. 人工智能与学术界:关于人工智能文本检测器在行为健康学术写作中准确性的实验研究。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2025-10-01 Epub Date: 2024-03-22 DOI: 10.1080/08989621.2024.2331757
Andrey A Popkov, Tyson S Barrett

Artificial Intelligence (AI) language models continue to expand in both access and capability. As these models have evolved, the number of academic journals in medicine and healthcare which have explored policies regarding AI-generated text has increased. The implementation of such policies requires accurate AI detection tools. Inaccurate detectors risk unnecessary penalties for human authors and/or may compromise the effective enforcement of guidelines against AI-generated content. Yet, the accuracy of AI text detection tools in identifying human-written versus AI-generated content has been found to vary across published studies. This experimental study used a sample of behavioral health publications and found problematic false positive and false negative rates from both free and paid AI detection tools. The study assessed 100 research articles from 2016-2018 in behavioral health and psychiatry journals and 200 texts produced by AI chatbots (100 by "ChatGPT" and 100 by "Claude"). The free AI detector showed a median of 27.2% for the proportion of academic text identified as AI-generated, while commercial software Originality.AI demonstrated better performance but still had limitations, especially in detecting texts generated by Claude. These error rates raise doubts about relying on AI detectors to enforce strict policies around AI text generation in behavioral health publications.

人工智能(AI)语言模型的使用范围和能力都在不断扩大。随着这些模型的发展,探讨人工智能生成文本相关政策的医学和医疗保健学术期刊数量也在增加。这些政策的实施需要准确的人工智能检测工具。不准确的检测工具可能会对人类作者造成不必要的惩罚,和/或影响针对人工智能生成内容的指导方针的有效执行。然而,人工智能文本检测工具在识别人类撰写内容和人工智能生成内容方面的准确性在已发表的研究中存在差异。这项实验研究使用了行为健康出版物样本,发现免费和付费人工智能检测工具的误判率和误判率都存在问题。研究评估了 2016-2018 年行为健康和精神病学期刊中的 100 篇研究文章,以及人工智能聊天机器人生成的 200 篇文本(100 篇由 "ChatGPT "生成,100 篇由 "Claude "生成)。免费的人工智能检测器显示,被识别为人工智能生成的学术文本比例的中位数为27.2%,而商业软件Originality.AI表现较好,但仍有局限性,尤其是在检测克劳德生成的文本方面。这些错误率让人怀疑是否应该依靠人工智能检测器在行为健康出版物中执行严格的人工智能文本生成政策。
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引用次数: 0
COI works both ways: Investigation of misconduct by an independent research integrity organization is the way to go. COI 双管齐下:由独立的研究诚信组织对不当行为进行调查是一种好方法。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2025-10-01 Epub Date: 2024-03-10 DOI: 10.1080/08989621.2024.2328595
Bor Luen Tang

Resnik, Hosseini and Rasmussen's take on universities having conflict of interest (COI), and should engage an independent research integrity organization in investigating research misconduct (RM) allegations against top officials, is prudent and timely. COI could be conceived either against or for in the processes toward the conviction of a respondent. For the latter, we need look no further than another recent Harvard case involving Francesca Gino.

Resnik、Hosseini 和 Rasmussen 认为,大学存在利益冲突 (COI),应该让独立的研究诚信组织参与调查针对高层官员的研究不当行为 (RM) 指控,这一观点既审慎又及时。在对被告定罪的过程中,COI 既可以被认为是不利的,也可以被认为是有利的。对于后者,我们只需看看哈佛大学最近另一起涉及 Francesca Gino 的案件。
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引用次数: 0
Training, networking, and support infrastructure for ombudspersons for good research practice: A survey of the status quo in the Berlin research area. 为监察员提供培训、网络和支持基础设施,以促进良好的研究实践:柏林研究领域现状调查。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2025-10-01 Epub Date: 2024-08-04 DOI: 10.1080/08989621.2024.2376644
Simona Olivieri, Viktor Ullmann

Recent developments in the German academic landscape have seen a shifting approach to promoting research integrity. In 2019, the German Research Foundation (DFG) incentivized all research and higher education institutions to appoint ombudspersons who advise members of their institution in matters of good research practice or suspected research misconduct. These ombudspersons for good research practice, usually professors who act in this function on a voluntary basis, need institutional support to be prepared for and fulfill their diverse duties. The Ombuds-Modelle@BUA (2020) and OBUA - Ombudswesen@BUA (2021-2023) projects worked to advance the professionalization of ombudspersons in the Berlin research area by first investigating the current situation and then offering a meta-level of support in training, networking, and knowledge exchange. Furthermore, the OBUA project engaged in meta-research, investigating the status quo of local ombuds systems and demands for support. The project findings, discussed in this contribution, show that the professionalization of local ombuds systems has been evolving in past years, especially in the areas of training and networking. Infrastructural support measures, however, remain largely underdeveloped.

德国学术界的最新进展表明,促进研究诚信的方法正在发生转变。2019 年,德国研究基金会(DFG)鼓励所有研究机构和高等教育机构任命监察员,就良好研究实践或涉嫌研究不当行为问题向机构成员提供建议。这些良好研究行为监察员通常是自愿担任这一职务的教授,他们需要得到机构的支持,以便为履行其各种职责做好准备。Ombuds-Modelle@BUA(2020 年)和 OBUA - Ombudswesen@BUA(2021-2023 年)项目致力于推进柏林研究领域监察员的专业化,首先对现状进行调查,然后在培训、网络和知识交流方面提供元支持。此外,OBUA 项目还开展了元研究,调查当地监察员制度的现状和对支持的需求。本报告中讨论的项目研究结果表明,地方监察员制度的专业化在过去几年中不断发展,尤其是在培训和联网方面。然而,基础设施支持措施在很大程度上仍然发展不足。
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引用次数: 0
Perspectives on non-financial conflicts of interest in health-related journals: A scoping review. 关于健康相关期刊非经济利益冲突的观点:范围综述。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2025-10-01 Epub Date: 2024-04-11 DOI: 10.1080/08989621.2024.2337046
Miriam Wiersma, Ian H Kerridge, Wendy Lipworth

The objective of this scoping review was to systematically review the literature on how non-financial conflicts of interest (nfCOI) are defined and evaluated, and the strategies suggested for their management in health-related and biomedical journals. PubMed, Embase, Scopus and Web of Science were searched for peer reviewed studies published in English between 1970 and December 2023 that addressed at least one of the following: the definition, evaluation, or management of non-financial conflicts of interest. From 658 studies, 190 studies were included in the review. nfCOI were discussed most commonly in empirical (22%; 42/190), theoretical (15%; 29/190) and "other" studies (18%; 34/190) - including commentary, perspective, and opinion articles. nfCOI were addressed frequently in the research domain (36%; 68/190), publication domain (29%; 55/190) and clinical practice domain (17%; 32/190). Attitudes toward nfCOI and their management were divided into two distinct groups. The first larger group claimed that nfCOI were problematic and required some form of management, whereas the second group argued that nfCOI were not problematic, and therefore, did not require management. Despite ongoing debates about the nature, definition, and management of nfCOI, many articles included in this review agreed that serious consideration needs to be given to the prevalence, impact and optimal mitigation of non-financial COI.

本范围界定综述的目的是系统综述有关如何定义和评估非财务利益冲突 (nfCOI) 的文献,以及在健康相关期刊和生物医学期刊中提出的管理策略。在 PubMed、Embase、Scopus 和 Web of Science 中检索了 1970 年至 2023 年 12 月间发表的同行评审的英文研究,这些研究至少涉及以下一项内容:非财务利益冲突的定义、评估或管理。实证研究(22%;42/190)、理论研究(15%;29/190)和 "其他 "研究(18%;34/190)--包括评论、观点和意见文章--最常讨论非财务利益冲突。对 nfCOI 及其管理的态度分为两个不同的群体。第一大组声称 nfCOI 有问题,需要某种形式的管理,而第二大组则认为 nfCOI 没有问题,因此不需要管理。尽管对非财务费用披露的性质、定义和管理仍有争论,但本综述收录的许多文章都认为,需要认真考虑非财务费用披露的普遍性、影响和最佳缓解措施。
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引用次数: 0
Family without kinship - the pluralism of European regulatory research integrity systems and its implications. 没有亲属关系的家庭--欧洲研究诚信监管体系的多元化及其影响。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2025-10-01 Epub Date: 2024-04-24 DOI: 10.1080/08989621.2024.2345710
K Videnoja, L Tauginienė, E Löfström

This paper investigates the differences and similarities between European regulatory research integrity systems. The data collection process involved gathering information from public sources. A total of 27 European countries were included in the comprehensive dataset. Three determinants were examined: the legal structure of national research integrity regulation, the presence of national research integrity guidelines, and the provision of research integrity training by national research integrity offices. Qualitative content analysis was employed to identify relevant differences in national research integrity systems and the work of national research integrity offices. The findings suggest that the functions and powers of research integrity offices in Europe vary significantly, and there is extensive variation in the legal status and functions of national research integrity systems. We identify the major implications arising from these differences and explore what the challenges for harmonization of the European research integrity systems are. Our findings highlight the need for promoting dialogue between actors on an international level.

本文调查了欧洲研究诚信监管体系之间的异同。数据收集过程包括从公共来源收集信息。共有 27 个欧洲国家被纳入综合数据集。本文研究了三个决定因素:国家研究诚信监管的法律结构、国家研究诚信指南的存在情况以及国家研究诚信办公室提供的研究诚信培训。研究采用了定性内容分析法,以确定国家研究诚信体系和国家研究诚信办公室工作的相关差异。研究结果表明,欧洲研究诚信办公室的职能和权力差别很大,国家研究诚信体系的法律地位和职能也有很大差异。我们确定了这些差异产生的主要影响,并探讨了欧洲研究诚信体系的协调统一面临哪些挑战。我们的研究结果强调了在国际层面促进参与者之间对话的必要性。
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引用次数: 0
The punishment intensity for research misconduct and its related factors: An exploratory study on hospitals in Mainland China. 科研不端行为的惩罚力度及其相关因素:对中国大陆医院的探索性研究。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2025-10-01 Epub Date: 2024-07-14 DOI: 10.1080/08989621.2024.2377723
Gengyan Tang

Previous studies have found that factors such as gender and academic positions do not influence the severity of administrative actions taken by institutions. However, this study provides partly inconsistent evidence. It focuses on incidents of research misconduct in hospitals across Mainland China and explores factors related to punishment using a large cross-sectional dataset (N = 815). Regression analysis revealed a significant correlation between authorship order and the punishment intensity (p < 0.05). Under specific conditions, there was a significant correlation between the professional title (senior) and punishment intensity (p = 0.001), and an interaction between professional title and types of research misbehavior. Further analysis of simple effects showed that, in cases of fabrication and falsification, and combinations of multiple research misbehavior, researchers with senior titles received significantly lighter punishments compared to those with junior, intermediate, and associate senior titles (p < 0.05). The study unveils the potential accountability patterns (collective accountability and tiered punishment) that may be adopted by hospitals in Mainland China, as well as the challenges faced in ensuring fairness, emphasizing the importance of independent investigative bodies for incidents of research misconduct, and advocating for fairness as a priority in governance of research misconduct.

以往的研究发现,性别和学术职位等因素并不影响院校采取行政措施的严厉程度。然而,本研究提供了部分不一致的证据。本研究以中国大陆各地医院发生的科研不端行为事件为研究对象,利用大型横截面数据集(N = 815)探讨了与处罚相关的因素。回归分析表明,作者排序与惩罚强度之间存在显著相关性(p p = 0.001),职称与科研不端行为类型之间存在交互作用。进一步的简单效应分析表明,在捏造和篡改以及多种研究不当行为组合的情况下,与初级、中级和副高级职称的研究人员相比,高级职称的研究人员受到的惩罚明显较轻(p = 0.001)。
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引用次数: 0
Unraveling retraction dynamics in COVID-19 research: Patterns, reasons, and implications. 解读 COVID-19 研究中的撤稿动态:模式、原因和影响
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2025-10-01 Epub Date: 2024-07-23 DOI: 10.1080/08989621.2024.2379906
Parul Khurana, Kiran Sharma, Ziya Uddin

Amid the COVID-19 pandemic, while the world sought solutions, few scholars exploited the situation for personal gains through deceptive studies and manipulated data. This paper presents the extent of 400 retracted COVID-19 papers listed by the RetractionWatch database until the month of February 2024. The primary purpose of the research was to analyze journal quality and retractions trends. Evaluating the journal's quality is vital for stakeholders, as it enables them to effectively address and prevent such incidents and their future repercussions. The present study found that one-fourth of publications were retracted within the first month of their publication, followed by an additional 6% within six months of publication. One third of the retractions originated from Q1 journals, with another significant portion coming from Q2 (29.8%). An analysis of the reasons for retractions indicates that a quarter of retractions were attributed to multiple causes, predominantly associated with publications in Q2 journals, while another quarter were linked to data issues, primarily observed in Q1 publications. Elsevier retracted 31% of papers, with the majority published as Q1, followed by Springer (11.5%), predominantly as Q2. The study also examined author contributions, revealing that 69.3% were male, with females (30.7%) mainly holding middle author positions.

在 COVID-19 大流行期间,当全世界都在寻求解决方案时,少数学者却通过欺骗性研究和篡改数据来谋取私利。本文介绍了RetractionWatch数据库列出的截至2024年2月的400篇COVID-19被撤论文的情况。研究的主要目的是分析期刊质量和撤稿趋势。评估期刊质量对利益相关者至关重要,因为这能让他们有效应对和预防此类事件及其未来的影响。本研究发现,四分之一的出版物在出版后一个月内被撤稿,另有 6% 的出版物在出版后六个月内被撤稿。三分之一的撤稿来自第一季度期刊,还有很大一部分来自第二季度期刊(29.8%)。对撤稿原因的分析表明,四分之一的撤稿是多种原因造成的,主要与第二季度期刊上的论文有关,而另外四分之一与数据问题有关,主要出现在第一季度的论文中。爱思唯尔撤稿的论文占 31%,其中大部分发表在第一季度,其次是施普林格(11.5%),主要发表在第二季度。研究还考察了作者的贡献,结果显示,69.3% 的作者为男性,女性(30.7%)主要担任中间作者。
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引用次数: 0
Replication studies in the Netherlands: Lessons learned and recommendations for funders, publishers and editors, and universities. 荷兰的复制研究:为资助者、出版商和编辑以及大学提供的经验教训和建议。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2025-10-01 Epub Date: 2024-08-13 DOI: 10.1080/08989621.2024.2383349
Maarten Derksen, Stephanie Meirmans, Jonna Brenninkmeijer, Jeannette Pols, Annemarijn de Boer, Hans van Eyghen, Surya Gayet, Rolf Groenwold, Dennis Hernaus, Pim Huijnen, Nienke Jonker, Renske de Kleijn, Charlotte F Kroll, Angelos-Miltiadis Krypotos, Nynke van der Laan, Kim Luijken, Ewout Meijer, Rachel S A Pear, Rik Peels, Robin Peeters, Charlotte C S Rulkens, Christin Scholz, Nienke Smit, Rombert Stapel, Joost de Winter

Drawing on our experiences conducting replications we describe the lessons we learned about replication studies and formulate recommendations for researchers, policy makers, and funders about the role of replication in science and how it should be supported and funded. We first identify a variety of benefits of doing replication studies. Next, we argue that it is often necessary to improve aspects of the original study, even if that means deviating from the original protocol. Thirdly, we argue that replication studies highlight the importance of and need for more transparency of the research process, but also make clear how difficult that is. Fourthly, we underline that it is worth trying out replication in the humanities. We finish by formulating recommendations regarding reproduction and replication research, aimed specifically at funders, editors and publishers, and universities and other research institutes.

根据我们开展复制研究的经验,我们介绍了我们在复制研究中吸取的教训,并就复制在科学中的作用以及如何支持和资助复制研究向研究人员、政策制定者和资助者提出了建议。我们首先指出了开展重复研究的各种益处。其次,我们认为通常有必要改进原始研究的各个方面,即使这意味着要偏离原始方案。第三,我们认为,复制研究凸显了提高研究过程透明度的重要性和必要性,但同时也清楚地表明了提高研究过程透明度的难度。第四,我们强调值得在人文学科中尝试复制。最后,我们特别针对资助者、编辑和出版商以及大学和其他研究机构提出了有关复制和复制研究的建议。
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引用次数: 0
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Accountability in Research-Policies and Quality Assurance
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