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Accountability in Research-Policies and Quality Assurance最新文献

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On "intent" in research misconduct. 关于研究不当行为中的 "意图"。
IF 2.8 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-07-04 DOI: 10.1080/08989621.2024.2374577
Nicole Shu Ling Yeo-Teh, Bor Luen Tang

Research misconduct, broadly defined as acts of fabrication, falsification and/or plagiarism, violate the value system of science, cost significant wastage of public resources, and in more extreme cases endanger research participants or members of the society at large. Determination of culpability in research misconduct requires establishment of intent on the part of the respondent or perpetrator. However, "intent" is a state of mind, and its perception is subjective, unequivocal evidence for which would not be as readily established compared to the objective evidence available for the acts themselves. Here, we explore the concept of "intent" in research misconduct, how it is framed in criminological/legal terms, and narrated from a psychological perspective. Based on these, we propose a framework whereby lines of questioning and investigation, as defined by legislative terms and informed by the models and tools of psychology, could help in establishing a preponderance of evidence for culpable intent. Such a framework could be useful in research misconduct adjudications and in delivering sanctions.

研究不当行为的广义定义是捏造、篡改和/或剽窃行为,这些行为违反了科学的价值体系,严重浪费了公共资源,在更极端的情况下还会危及研究参与者或社会大众。要确定研究不当行为的罪责,就必须确定答辩人或行为人的意图。然而,"意图 "是一种心理状态,对它的认知是主观的,与行为本身的客观证据相比,不那么容易获得明确的证据。在此,我们将探讨科研不端行为中的 "意图 "概念,以及如何从犯罪学/法律角度对其进行界定,并从心理学角度对其进行阐述。在此基础上,我们提出了一个框架,根据该框架,由立法术语定义并借鉴心理学模型和工具的提问和调查思路,可以帮助确立应受处罚意图的优势证据。这样一个框架可以在研究不当行为的裁决和制裁中发挥作用。
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引用次数: 0
Messing with Merton: The intersection between open science practices and Mertonian values. 搞乱默顿:开放科学实践与默顿价值观的交集。
IF 3.4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-07-01 Epub Date: 2022-11-06 DOI: 10.1080/08989621.2022.2141625
Mohammad Hosseini, Enric Senabre Hidalgo, Serge P J M Horbach, Stephan Güttinger, Bart Penders

Although adherence to Mertonian values of science (i.e., communism, universalism, organized skepticism, disinterestedness) is desired and promoted in academia, such adherence can cause friction with the normative structures and practices of Open Science. Mertonian values and Open Science practices aim to improve the conduct and communication of research and are promoted by institutional actors. However, Mertonian values remain mostly idealistic and contextualized in local and disciplinary cultures and Open Science practices rely heavily on third-party resources and technology that are not equally accessible to all parties. Furthermore, although still popular, Mertonian values were developed in a different institutional and political context. In this article, we argue that new normative structures for science need to look beyond nostalgia and consider aspirations and outcomes of Open Science practices. To contribute to such a vision, we explore the intersection of several Open Science practices with Mertonian values to flesh out challenges involved in upholding these values. We demonstrate that this intersection becomes complicated when the interests of numerous groups collide and contrast. Acknowledging and exploring such tensions informs our understanding of researchers' behavior and supports efforts that seek to improve researchers' interactions with other normative structures such as research ethics and integrity frameworks.

尽管坚持默顿科学价值观(即共产主义、普遍主义、有组织的怀疑主义、无私)是学术界所期望和提倡的,但这种坚持可能会与开放科学的规范结构和实践产生摩擦。默顿价值观和开放科学实践旨在改善研究的开展和交流,并得到机构参与者的推广。然而,默顿价值观大多仍是理想化的,并以地方和学科文化为背景,而开放科学实践在很大程度上依赖于第三方资源和技术,并非所有各方都能平等地获取这些资源和技术。此外,尽管默顿价值观仍然流行,但它是在不同的制度和政治背景下形成的。在本文中,我们认为新的科学规范结构需要超越怀旧情绪,考虑开放科学实践的愿望和成果。为了对这一愿景做出贡献,我们探讨了几种开放科学实践与默顿价值观的交集,以充实维护这些价值观所面临的挑战。我们表明,当众多群体的利益发生碰撞和对比时,这种交集就会变得复杂。承认并探讨这种紧张关系有助于我们理解研究人员的行为,并支持我们努力改善研究人员与其他规范性结构(如研究伦理和诚信框架)之间的互动。
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引用次数: 0
Taking it back: A pilot study of a rubric measuring retraction notice quality. 收回:关于衡量撤回通知质量的评分标准的试点研究。
IF 2.8 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-06-25 DOI: 10.1080/08989621.2024.2366281
Alyssa Shi, Brooke Bier, Carrigan Price, Luke Schwartz, Devan Wainright, Audra Whithaus, Alison Abritis, Ivan Oransky, Misha Angrist

The frequency of scientific retractions has grown substantially in recent years. However, thus far there is no standardized retraction notice format to which journals and their publishers adhere voluntarily, let alone compulsorily. We developed a rubric specifying seven criteria in order to judge whether retraction notices are easily and freely accessible, informative, and transparent. We mined the Retraction Watch database and evaluated a total of 768 retraction notices from two publishers (Springer and Wiley) over three years (2010, 2015, and 2020). Per our rubric, both publishers tended to score higher on measures of openness/availability, accessibility, and clarity as to why a paper was retracted than they did in: acknowledging institutional investigations; confirming whether there was consensus among authors; and specifying which parts of any given paper warranted retraction. Springer retraction notices appeared to improve over time with respect to the rubric's seven criteria. We observed some discrepancies among raters, indicating the difficulty in developing a robust objective rubric for evaluating retraction notices.

近年来,科学撤稿的频率大幅增加。然而,到目前为止,还没有期刊及其出版商自愿遵守的标准撤稿通知格式,更不用说强制遵守了。为了判断撤稿公告是否易于免费获取、信息量是否丰富、是否透明,我们制定了一个标准,具体包括七项标准。我们对撤稿观察数据库进行了挖掘,评估了两家出版商(施普林格和威利)在三年内(2010 年、2015 年和 2020 年)共发出的 768 份撤稿通知。根据我们的评分标准,这两家出版商在公开性/可获得性、可访问性、论文被撤稿原因的清晰度等方面的得分往往高于他们在以下方面的得分:承认机构调查;确认作者之间是否达成共识;明确指出论文中哪些部分需要撤稿。随着时间的推移,施普林格撤稿通知在评分标准的七项标准方面似乎有所改进。我们注意到评分者之间存在一些差异,这表明很难制定出一套可靠的客观标准来评估撤稿通知。
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引用次数: 0
New term for ethnoracial discrimination in science. 科学中的人种歧视新术语。
IF 3.4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-06-20 DOI: 10.1080/08989621.2024.2366280
Reuben Howden, Malin Pereira
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引用次数: 0
Correction. 更正。
IF 3.4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-06-05 DOI: 10.1080/08989621.2024.2357868
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引用次数: 0
Seeking help as a strategy for ethical and professional decision-making in research: Perspectives of researchers from East Asia and the United States. 将寻求帮助作为研究伦理和专业决策的一种策略:东亚和美国研究人员的观点。
IF 3.4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-06-03 DOI: 10.1080/08989621.2024.2360945
Erin D Solomon, Alison L Antes, Shih-Ying Cheng, Nikia Crollard, Yi-Lun Chiu, James M DuBois, Tristan McIntosh

Background: A person's cultural background shapes how they interpret and navigate problems. Given that large numbers of international researchers work and train in the U.S. we sought to better understand how researchers use the decision-making strategy of seeking help to navigate ethical and professional challenges.Methods: Participants (N = 300) were researchers working or training in the U.S. who were born in East Asia (EA) or born in the U.S. They completed a screening survey; then a subset completed think-aloud interviews (n = 66) focused on how they would respond to three hypothetical research scenarios.Results: Thematic analysis of the transcripts showed that seeking help was a commonly endorsed strategy, with some nuances between groups. Themes included seeking help in the form of getting advice, seeking someone to help solve the problem, and gathering information. Endorsement of the seeking help strategy frequently depended on participants' relationships; desiring to seek help from people they trusted. Notably, EA participants tended to prefer seeking help in ways that avoided reputational harm to others.Conclusion: A better understanding of how researchers from different cultural backgrounds use decision-making strategies can inform how to make educational programs more inclusive and comprehensive to more effectively develop researchers' ethical and professional decision-making skills.

背景:一个人的文化背景会影响他们如何解释和处理问题。鉴于大量国际研究人员在美国工作和接受培训,我们试图更好地了解研究人员如何使用寻求帮助的决策策略来应对伦理和专业挑战:参与者(N = 300)是在美国工作或接受培训的研究人员,他们出生在东亚(EA)或美国。他们完成了一项筛选调查,然后一部分人完成了思考-朗读访谈(N = 66),重点讨论了他们将如何应对三种假设的研究情景:结果:对访谈记录的主题分析表明,寻求帮助是一种普遍认可的策略,但不同群体之间存在一些细微差别。主题包括寻求建议、找人帮助解决问题和收集信息等形式的帮助。寻求帮助策略的认可往往取决于参与者的人际关系;他们希望向自己信任的人寻求帮助。值得注意的是,EA 参与者倾向于以避免对他人名誉造成伤害的方式寻求帮助:更好地了解不同文化背景的研究人员如何使用决策策略,可以为如何使教育计划更具包容性和全面性提供参考,从而更有效地培养研究人员的道德和专业决策技能。
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引用次数: 0
Truthfulness as the basis for ethical safeguards in deceptive research: An interview study with researchers. 真实性是欺骗性研究伦理保障的基础:研究人员访谈研究。
IF 3.4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-06-03 DOI: 10.1080/08989621.2024.2362777
Kamiel Verbeke, Jan Piasecki, Dieter Baeyens, Tomasz Krawczyk, Pascal Borry

Ethical safeguards such as debriefing are often recommended or required for research studies in which participants are deceived. However, existing guidance on these safeguards seems insufficiently coherent and precise, which may be associated with their suboptimal implementation in practice. This study aimed to contribute to a more coherent and precise framework of ethical safeguards in deceptive studies through semi-structured interviews with a diverse sample of 24 researchers who had significant experience with deception. Interviewees discussed which ethical safeguards they implemented and how, as well as their relation to the notion of truthfulness (i.e., the intentional communication of true information). Moreover, interviewees provided a variety of reasons for and against implementing these safeguards, as well as how these reasons varied with the particular context of a study. Overall, the current study contributes to a more coherent and precise understanding of ethical safeguards in deceptive research that could be useful for guiding researchers and ethics reviewers in their ethical decision-making, although certain imprecisions and incoherent aspects remain in need of further investigation and normative reflection.

对于参与者受到欺骗的研究,通常会建议或要求采取汇报等伦理保障措施。然而,有关这些保障措施的现有指导似乎不够连贯和精确,这可能与这些措施在实践中未得到最佳执行有关。本研究旨在通过对 24 位具有丰富欺骗经验的研究人员进行半结构式访谈,为欺骗性研究中的伦理保障措施建立一个更加连贯和精确的框架做出贡献。受访者讨论了他们实施了哪些伦理保障措施,如何实施,以及这些措施与真实性概念(即有意传达真实信息)的关系。此外,受访者还提供了各种支持和反对实施这些保障措施的理由,以及这些理由如何随研究的特定背景而变化。总之,本研究有助于对欺骗性研究中的伦理保障措施有一个更加连贯和准确的理解,这对指导研究人员和伦理审查人员做出伦理决策很有帮助,但某些不准确和不连贯的方面仍需要进一步调查和规范性反思。
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引用次数: 0
The impact of affiliation naming proximity on the retrieval efficiency of Chinese universities-affiliated retractions in the Retraction Watch Database. 隶属关系命名近似度对 "撤稿观察 "数据库中中国高校隶属关系撤稿检索效率的影响。
IF 3.4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-05-31 DOI: 10.1080/08989621.2024.2355921
Shaoxiong Brian Xu, Yunru Chen, Huifang Liu, En Xu, Guangwei Hu

The Retraction Watch Database (RWDB) is widely used to retrieve retraction data. However, its lack of affiliation normalization hinders the retrieval efficiency of retraction data for specific research-performing organizations. A query for a university name in the RWDB may yield retraction data entries for other universities with similar names, giving rise to the issue of affiliation naming proximity. This study assessed the impact of this issue on the retrieval efficiency of retraction records for 2,692 Chinese university names in English. The analysis revealed that the retrieval efficiency of retraction records for 206 Chinese university names can be influenced by 408 university names. As of 2022, the retrieval efficiency of retraction records for 96 Chinese university names was compromised by the involvement of 402 university names, resulting in an overall retraction inflation rate of 37.9% and an average rate of 45.0%. The findings highlight the importance of curating retraction data through affiliation-specific queries in the RWDB, adhering to the official English names of Chinese universities for scholarly publishing, and adopting the Research Organization Registry system for affiliation disambiguation. Given the significance of this issue concerning the English names of universities in non-English-speaking countries, the identified causes of the problem and proposed solutions can offer valuable insights for improving the retrieval of retraction records for non-Chinese universities in the RWDB.

撤稿观察数据库(RWDB)被广泛用于检索撤稿数据。然而,该数据库缺乏隶属关系规范化,妨碍了对特定研究机构撤稿数据的检索效率。在 RWDB 中查询一所大学的名称,可能会得到名称相似的其他大学的撤稿数据条目,这就产生了隶属关系命名近似的问题。本研究评估了这一问题对 2,692 条中文大学英文名称撤稿记录检索效率的影响。分析表明,206 个中国大学名称的检索效率会受到 408 个大学名称的影响。截至 2022 年,96 个中国大学名称的撤稿记录的检索效率受到 402 个大学名称的影响,导致总体撤稿膨胀率为 37.9%,平均膨胀率为 45.0%。研究结果凸显了通过RWDB中的隶属关系特定查询来整理撤稿数据、坚持使用中国大学学术出版的官方英文名称以及采用研究机构注册系统进行隶属关系消歧的重要性。鉴于非英语国家大学英文名称问题的重要性,所发现的问题原因和提出的解决方案可以为改进RWDB中非中国大学撤稿记录的检索提供有价值的启示。
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引用次数: 0
Correction. 更正。
IF 3.4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-05-22 DOI: 10.1080/08989621.2024.2355014
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引用次数: 0
A tale of two formats: Graduate students' perceptions and preferences of interactivity in Responsible conduct of research education. 两种形式的故事:研究生对负责任研究教育中互动性的看法和偏好。
IF 3.4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-05-09 DOI: 10.1080/08989621.2024.2347394
Chien Chou, Huei-Chuan Wei

Background: The significance of Responsible Conduct of Research (RCR) education in higher education is well-acknowledged. However, the lack of interactivity in online RCR courses remains a concern for course designers and instructors. This research aims to identify types of interactivity embedded in RCR courses and examine graduate students' perceived interactivity in different course formats (online versus face-to-face) by two distinct samples.

Methods/materials: Study one, involving 191 participants, identified the model construct of the Learner Perceptions of Interactivity Scale for RCR. The result indicated a 15-item scale characterized by three factors: self-control, human-interaction, and information-access. Study two, involving a sample of 390 individuals who received both formats of RCR instruction, confirmed the instrument's reliability and explored students' perceptions of interactivity types within the two formats.

Results: Notably, students in Study 2 perceived a higher degree of human interaction in the face-to-face format while attributing more significance to self-control and information access in the online course. Approximately 80% of the students expressed a preference for a fully online course if given another opportunity to choose or recommend a format. This preference was attributed to their inclination toward more control and access, underscoring the significance of these elements in shaping their learning experiences.

背景:负责任的研究行为 (RCR) 教育在高等教育中的重要性已得到广泛认可。然而,在线 RCR 课程中缺乏互动性仍然是课程设计者和教师所担心的问题。本研究旨在确定 RCR 课程中的互动类型,并通过两个不同的样本来考察研究生在不同课程形式(在线与面对面)中感知到的互动性:第一项研究涉及 191 名参与者,确定了 RCR 学习者互动感知量表的模型结构。结果表明,该量表共有 15 个项目,由三个因素构成:自我控制、人际互动和信息获取。研究二的样本包括 390 名接受过两种形式 RCR 教学的学生,该研究证实了量表的可靠性,并探讨了学生对两种形式中互动类型的看法:值得注意的是,研究 2 中的学生认为面对面形式的人际互动程度更高,而在线课程中的自我控制和信息获取则更为重要。约 80% 的学生表示,如果再有机会选择或推荐一种形式,他们更倾向于完全在线的课程。这种偏好归因于他们倾向于更多的控制和访问,强调了这些因素在塑造他们的学习体验中的重要性。
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引用次数: 0
期刊
Accountability in Research-Policies and Quality Assurance
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