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Deep reinforcement learning with predictive auxiliary task for autonomous train collision avoidance 带预测性辅助任务的深度强化学习用于自动列车防撞
IF 3.7 Q3 TRANSPORTATION Pub Date : 2024-06-10 DOI: 10.1016/j.jrtpm.2024.100453
Antoine Plissonneau , Luca Jourdan , Damien Trentesaux , Lotfi Abdi , Mohamed Sallak , Abdelghani Bekrar , Benjamin Quost , Walter Schön

The contribution of this paper consists of a deep reinforcement learning (DRL) based method for autonomous train collision avoidance. While DRL applied to autonomous vehicles’ collision avoidance has shown interesting results compared to traditional methods, train-like vehicles are not currently covered. In addition, DRL applied to collision avoidance suffers from sparse rewards, which can lead to poor convergence and long training time. To overcome these limitations, this paper proposes a method for training a reinforcement learning (RL) agent for collision avoidance using local obstacle information mapped into occupancy grids. This method also integrates a network architecture containing a predictive auxiliary task consisting in future state prediction and encouraging the intermediate representation to be predictive of obstacle trajectories. A comparison study conducted on multiple simulated scenarios demonstrates that the trained policy outperforms other deep-learning-based policies as well as human driving in terms of both safety and efficiency. As a first step toward the certification of a DRL based method, this paper proposes to approximate the policy learned by the RL agent with an interpretable decision tree. Although this approximation results in a loss of performance, it enables a safety analysis of the learned function and thus paves the way to use the strengths of RL in certifiable algorithms. As this work is pioneering the use of RL for collision avoidance of rail-guided vehicles, and to facilitate future work by other engineers and researchers, a RL-ready simulator is provided with this paper.

本文的贡献在于提出了一种基于深度强化学习(DRL)的自动列车防撞方法。与传统方法相比,将 DRL 应用于自动驾驶汽车的防撞已经取得了令人感兴趣的结果,但目前还没有涉及类似火车的车辆。此外,应用于防撞的 DRL 还存在奖励稀疏的问题,这可能导致收敛性差和训练时间长。为了克服这些局限性,本文提出了一种利用映射到占位网格中的局部障碍物信息来训练避撞强化学习(RL)代理的方法。该方法还整合了一个网络架构,其中包含一个预测性辅助任务,包括未来状态预测,并鼓励中间表征对障碍物轨迹进行预测。在多个模拟场景中进行的对比研究表明,经过训练的策略在安全性和效率方面都优于其他基于深度学习的策略以及人类驾驶。作为基于 DRL 方法认证的第一步,本文建议用可解释的决策树来近似 RL 代理学习到的策略。虽然这种近似会导致性能损失,但却能对所学功能进行安全分析,从而为在可认证算法中利用 RL 的优势铺平道路。由于这项工作是将 RL 用于轨道制导车辆防撞的先驱,为方便其他工程师和研究人员今后开展工作,本文提供了一个 RL 就绪模拟器。
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引用次数: 0
Clustering railway passenger demand patterns from large-scale origin–destination data 从大规模始发站数据中归类铁路旅客需求模式
IF 2.6 Q3 TRANSPORTATION Pub Date : 2024-05-22 DOI: 10.1016/j.jrtpm.2024.100452

Train passenger demand fluctuates throughout the day. In order to let train services, such as the line plan and timetable, match this fluctuating demand, insights are needed into how the demand is changing and for which periods the demand is relatively stable. Hierarchical clustering on both regular and normalized origin–destination (OD) data is used to determine for each workday continuous time-of-day periods in which the passenger demand is homogeneous. The periods found for each workday are subsequently used as input in a clustering algorithm to look for similarities and differences between workdays. The methods for finding homogeneous periods during the day and week are applied to a case study covering a large part of the railway network in the Netherlands. We find large differences between the periods based on regular OD matrices and those based on normalized OD matrices. The periods based on regular OD matrices are more compact in terms of passenger volumes and average kms travelled and therefore more suitable to use as input for designing a service plan. Comparison of different workdays shows that mainly the peak periods on Friday are far away from Monday to Thursday, and hence could benefit from an altered service plan.

火车乘客的需求全天都在波动。为了使列车服务(如线路计划和时刻表)与这种波动的需求相匹配,需要深入了解需求是如何变化的,以及哪些时段的需求相对稳定。对常规数据和归一化的始发站数据进行分层聚类,可确定每个工作日中乘客需求均匀的连续时段。为每个工作日找到的时段随后被用作聚类算法的输入,以寻找工作日之间的异同。我们将寻找日间和周间同质时段的方法应用于一项案例研究,研究范围涵盖荷兰大部分铁路网。我们发现,基于常规 OD 矩阵的时段与基于归一化 OD 矩阵的时段之间存在很大差异。基于常规 OD 矩阵的时段在乘客量和平均行驶公里数方面更为紧凑,因此更适合用作设计服务计划的输入。不同工作日的比较显示,主要是周五的高峰期与周一至周四的高峰期相距较远,因此可以从改变服务计划中获益。
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引用次数: 0
Train separation at cruising speed, how it can improve current railway operations 列车以巡航速度分离,如何改善目前的铁路运行状况
IF 3.7 Q3 TRANSPORTATION Pub Date : 2024-05-17 DOI: 10.1016/j.jrtpm.2024.100451
Michael Nold, Francesco Corman

This paper systematically reviewed the slipping operation, which is a train separation at cruising speed. For this, we describe the historical and operational background of the operation scenario practiced for over 100 years. Based on the concept of slipping, we discuss the holistic potential to improve current railway operations, considering travel time saving, energy saving, the increase of capacity utilization, station topology, driver requirements, and vehicle usage. Finally, a simulation of a theoretical urban railway line with several scenarios quantifies the magnitudes of the improvements. Based on the slipping test cases, one parameter can improve enormously, e.g., up to −65 % energy saving, −33 % capacity usage, and travel time reductions. Otherwise, slipping can slightly improve several parameters simultaneously.

本文系统地回顾了滑动运行,即列车在巡航速度下的分离。为此,我们介绍了这种运行方式 100 多年来的历史和运行背景。在滑行概念的基础上,我们从节省旅行时间、节约能源、提高运力利用率、车站拓扑结构、司机要求和车辆使用等方面,讨论了改善目前铁路运营的整体潜力。最后,我们对理论上的城市铁路线进行了模拟,对几种情况下的改善幅度进行了量化。根据滑行测试案例,一个参数就能带来巨大的改善,例如,节能可达-65%,运力利用率可达-33%,旅行时间也能减少。否则,滑行可同时轻微改善多个参数。
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引用次数: 0
Analyzing the impact of timetable elements on railway line capacity 分析时刻表要素对铁路线路能力的影响
IF 3.7 Q3 TRANSPORTATION Pub Date : 2024-05-11 DOI: 10.1016/j.jrtpm.2024.100450
Qinglun Zhong , Libin Zang , Rudong Yang , Zhao Sheng , Ruihua Xu

Train timetabling poses inherent challenges, prompting the need to enhance existing schedules by extracting valuable insights from the current timetable structure. By such philosophy, this paper studies the impact of timetable elements on the consumed capacity. These elements primarily encompass train operation parameters, including running times and stop plans. Their impact is defined as the deviation of consumed capacity relative to their variations. We initially establish a link between consumed capacity and timetable elements. This relationship is articulated as the signed sum of timetable elements along a designated ”critical path”. Then, the limited impact of any timetable element is clarified, namely changing an element can impact the consumed capacity with its neighbor trains in a combinatorial way. With this knowledge, we analyze the impact of a single element, using stop plans for example. This result is then generalized into analyzing the impact of several dependent and independent stop plans. The findings on capacity calculation and impact analysis of a single element are tested through real-world numerical computations and then extended to analyzing various capacity factors, such as average speed and heterogeneity.

列车时刻表编制工作面临着固有的挑战,因此需要通过从当前的时刻表结构中提取有价值的见解来改进现有的时刻表。根据这一理念,本文研究了时间表要素对消耗运力的影响。这些要素主要包括列车运行参数,包括运行时间和停车计划。它们的影响被定义为消耗运力相对于其变化的偏差。我们首先在已消耗运力和时刻表要素之间建立联系。这种关系被表述为沿指定 "关键路径 "的时间表要素的符号总和。然后,我们明确了任何时刻表元素的有限影响,即改变一个元素都会以组合方式影响其相邻列车的消耗能力。有了这些知识,我们就能以停站计划为例,分析单个要素的影响。然后,我们将这一结果推广到分析多个从属和独立停车计划的影响。我们通过实际数值计算检验了单个元素的容量计算和影响分析结果,然后将其扩展到分析各种容量因素,如平均速度和异质性。
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引用次数: 0
Railway signals passed at danger: A bibliometric analysis 在危险中通过的铁路信号:文献计量分析
IF 3.7 Q3 TRANSPORTATION Pub Date : 2024-05-09 DOI: 10.1016/j.jrtpm.2024.100449
Satish Ajabrao Ambhore , Valentino Sangiorgio , Richard van der Weide

Signal passed at danger (SPAD) is the most frequent cause of rail accidents as confirmed by relevant investigation in the field. The purpose of this paper was to identify the trends in SPAD research. Consequently, we aim to inspire and motivate future researchers, particularly academicians, to delve into this critical issue. Currently, the majority of researchers working on this topic are from the railway industry. For this reason, conducting a comprehensive review of existing research would yield significant value to both the academic and technical communities. This research examines the developments and accomplishments in this field concerning SPAD using the bibliometric library of R software from 1966 to the end of 2022. By bridging the gap in the existing literature, this research facilitates the global exchange of knowledge among railway experts, ultimately contributing to the reduction of safety risks and associated economic costs.

经相关实地调查证实,危险信号通过(SPAD)是导致铁路事故的最常见原因。本文旨在确定 SPAD 的研究趋势。因此,我们旨在启发和激励未来的研究人员,尤其是学术界人士,深入研究这一关键问题。目前,大多数研究人员都来自铁路行业。因此,对现有研究进行全面回顾将对学术界和技术界产生重大价值。本研究利用 R 软件的文献计量库,对 1966 年至 2022 年底该领域有关 SPAD 的发展和成就进行了研究。本研究填补了现有文献的空白,促进了全球铁路专家之间的知识交流,最终有助于降低安全风险和相关经济成本。
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引用次数: 0
What fosters shippers’ rail dispreference? Insights from Indian steel-makers with disparate output volumes 是什么助长了托运人对铁路的偏好?产量不同的印度钢铁制造商的启示
IF 3.7 Q3 TRANSPORTATION Pub Date : 2024-05-02 DOI: 10.1016/j.jrtpm.2024.100447
J Ajith Kumar , Sayan Mukherjee , Alok Baveja , K. Narayan , Rajiv Misra

Over time, rail's share of the freight market has steadily decreased and, currently, is significantly lower than that of the road. This study explores what fosters shippers' rail dispreference. The study is conducted in the domain of outbound logistics in the steel-making industry in India. Twenty-one industry experts are interviewed in-depth to capture their perceptions, and their responses are analysed. Of these, seven are industry experts, and the remaining fourteen are logistics managers working across two steel plants, among which the annual output of one is about ten times that of the other. We find that a capacity shortage in the rail sector and the monopoly position of the rail transport provider together foster multiple factors that drive shippers' rail dispreference. Further, shipper firm size moderates the influence of some of these factors, influencing shippers' rail dispreference to a lesser extent in the larger firms than in the smaller ones. The study highlights the realization that while increasing rail capacity is necessary, it is not enough by itself, but must be complemented by targeted policy changes. The study brings to the forefront the roles played by rail capacity shortage, rail monopoly position, and shipper firm size in shippers' rail dispreference.

随着时间的推移,铁路在货运市场中的份额稳步下降,目前已明显低于公路。本研究探讨了促使托运人放弃铁路运输的原因。研究针对印度钢铁行业的出境物流领域。对 21 位行业专家进行了深入访谈,以了解他们的看法,并对他们的回答进行了分析。其中七位是行业专家,其余十四位是在两家钢铁厂工作的物流经理,其中一家钢铁厂的年产量约为另一家的十倍。我们发现,铁路部门的运力短缺和铁路运输提供商的垄断地位共同促成了多种因素驱动托运人的铁路运输偏好。此外,托运人公司规模对其中一些因素的影响具有调节作用,对托运人铁路偏好的影响程度在大型公司中低于小型公司。这项研究强调,虽然提高铁路运力是必要的,但仅靠提高运力是不够的,还必须辅之以有针对性的政策变革。本研究凸显了铁路运力短缺、铁路垄断地位和托运人公司规模在托运人铁路偏好中的作用。
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引用次数: 0
Forecasting train arrival delays on the Ankara – Eskişehir high-speed line in Turkey 预测土耳其安卡拉-埃斯基谢希尔高速铁路列车到达延误情况
IF 3.7 Q3 TRANSPORTATION Pub Date : 2024-04-20 DOI: 10.1016/j.jrtpm.2024.100448
Özgül Ardıç

Railway operations may experience delays due to technical issues or weather conditions. Accurate prediction of such delays can enhance the quality of rail transport services and the effectiveness of railway operations. The study has developed the arrival delay prediction model using random forest regression based on the train operation data from the Ankara - Eskişehir high-speed train line in Turkey. The model can simultaneously predict arrival delays at all downstream stations on this line and continuously update these predictions as new information about train movements becomes available. The accuracy rates of the model vary from 76% to 99% under a 1-min prediction error. The results show that incorporating variables related to weather conditions and technical problems related to train control systems into the model improves prediction performance. The contribution of these variables to the model performance increases as the prediction horizon widens. The model results suggest that the model predictions may assist network managers in making better decisions about train operations. In order to evaluate the model's performance from the passengers' point of view, the study has proposed two methods: the proportion of late predictions and the stability of forecasts. The findings indicate that most trains (between 96.7% and 99%) have stable arrival delay predictions at target stations. The proportion of 2-min (or greater) late predictions, which means that the predicted delay exceeds the actual delay by 2 min or more, fluctuates from 14% to 0.5%, depending on the prediction horizon. Although the ratio for the short horizons (one station ahead) becomes relatively low, it is necessary to be cautious when using the model predictions to inform passengers because a prediction of more than 1 min late for short horizons might have negative consequences (e.g., misleading passengers to leave stations).

由于技术问题或天气原因,铁路运营可能会出现延误。准确预测此类延误可提高铁路运输服务质量和铁路运营效率。本研究基于土耳其安卡拉-埃斯基谢希尔高速列车线路的列车运行数据,利用随机森林回归法开发了到达延误预测模型。该模型可同时预测该线路上所有下游车站的到达延迟情况,并在获得新的列车运行信息后不断更新这些预测结果。在 1 分钟的预测误差下,模型的准确率从 76% 到 99% 不等。结果表明,将与天气条件和列车控制系统技术问题相关的变量纳入模型可提高预测性能。这些变量对模型性能的贡献随着预测范围的扩大而增加。模型结果表明,模型预测可以帮助网络管理人员做出更好的列车运行决策。为了从乘客的角度评估模型的性能,研究提出了两种方法:延迟预测的比例和预测的稳定性。研究结果表明,大多数列车(96.7% 至 99%)在目标车站的到站延误预测都比较稳定。延迟 2 分钟(或更长时间)的预测比例,即预测延误时间超过实际延误时间 2 分钟或更多,在 14%到 0.5%之间波动,具体取决于预测期限。虽然短时间内(提前一站)的比例相对较低,但在使用模型预测结果通知乘客时仍需谨慎,因为短时间内迟到 1 分钟以上的预测结果可能会产生负面影响(如误导乘客离开车站)。
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引用次数: 0
Capacity evaluation of ERTMS/ETCS hybrid level 3 using simulation methods 使用模拟方法对 ERTMS/ETCS 混合第 3 级进行容量评估
IF 3.7 Q3 TRANSPORTATION Pub Date : 2024-04-09 DOI: 10.1016/j.jrtpm.2024.100444
Daniel Knutsen , Nils O.E. Olsson , Jiali Fu

This paper evaluates the capacity effect of ERTMS/ETCS Hybrid Level 3 (HL3, also known as Hybrid Train Detection, HTD) on a conceptual level by looking at a scenario with two trains and on a network level. Key performance indicators help evaluate the results of implementing HL3: headway for the conceptual model and capacity utilization and punctuality for the network level. The study uses the simulation tool RailSys for both levels. A case study on the interaction between two trains examines how various lengths of virtual blocks affect the performance indicator headway. The network scale simulations use a real-world infrastructure and a complete timetable. Two cases examine how the performance indicators capacity utilization and punctuality are affected by the share of Level 2 and Level 3 trains in a HL3 system. Results from the conceptual two-train interaction show that HL3 slightly improves the headway, but it is similar for varying virtual block lengths. The results from the network model indicate the share of Level 2 and Level 3 trains has minimal effect on punctuality and capacity utilization. However, we identified some factors influencing the HL3 capacity evaluation, like stations and switches on the line, that affect the potential capacity gains.

本文通过考察两列列车的情况,在概念层面和网络层面评估了 ERTMS/ETCS 混合 3 级(HL3,又称混合列车检测,HTD)的运力效果。关键性能指标有助于评估 HL3 的实施结果:概念模型中的正点率以及网络级别中的运力利用率和正点率。这项研究在两个层面上都使用了仿真工具 RailSys。关于两列列车之间互动的案例研究探讨了不同长度的虚拟区间对性能指标 "班次间隔 "的影响。网络规模的模拟使用了真实世界的基础设施和完整的时刻表。两个案例研究了在 HL3 系统中,二级和三级列车的比例如何影响性能指标容量利用率和准点率。概念性双列车互动的结果表明,HL3 略微改善了班次间距,但在虚拟区间长度不同的情况下,效果类似。网络模型的结果表明,二级和三级列车的比例对正点率和容量利用率的影响微乎其微。然而,我们发现了一些影响 HL3 容量评估的因素,如线路上的车站和开关,它们会影响潜在的容量增益。
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引用次数: 0
Exploring the intra-platoon planning problem for heterogeneous train traffic under virtual coupling in the railway network via simulation 通过仿真探索铁路网虚拟耦合下异构列车交通的队内规划问题
IF 3.7 Q3 TRANSPORTATION Pub Date : 2024-04-07 DOI: 10.1016/j.jrtpm.2024.100442
Jiamin Zhang

Study on the platoon planning of virtual coupling (VC) is indispensable for both passenger and freight railway operation in terms of capacity, scheduling, and timetabling. As an advanced technology in train operation and control systems, VC can significantly improve the performance of rail operations, with regards to capacity, flexibility and robustness. In this study, we mainly focus on the former one, i.e., to maximize the capacity gains, by employing the relative braking distance based spacing policy for heterogenous train traffic. To our knowledge, this article is the first to address the VC intra-platoon planning problem for a railway network. The main function/purpose of this study is to decide a leader train and allocate an order to the heterogeneous follower trains for the virtually coupled platoon in the off-line mode. The objective is transformed to minimize and compare the sum of minimum safe distance for platoons on the common shared route sections in the railway network from various perspectives, so as to seek the desirable orders of potential train consists within the platoons from the perspective of the whole railway network. Our contributions are mainly threefold. First, the conditions for train platooning under virtual coupling are synthesized. Second, the solution flow charts and algorithms for simulation are proposed, including general framework for simulation, classification of prioritizing the shared common route section, and flow charts and algorithms for decision of coupling order to train platoons. Finally, the proposed methodology was tested and discussed on the designed computational experiment (i.e., numerical simulations of a typical case study with two sets of test examples) via NetLogo platform. The numerical simulation results series revealed some key findings and validated the effectiveness of the proposed methodology. Results of this study can provide guidance to decision makers in timetabling and potential capacity bottleneck identification under VC. We believe that it is worth investigating and further advancing this research direction in the future.

虚拟耦合(VC)的排计划研究对于客运和货运铁路运营的运力、调度和时刻表编制都是不可或缺的。作为列车运行和控制系统中的一项先进技术,虚拟耦合可在运能、灵活性和稳健性方面显著提高铁路运行性能。在本研究中,我们主要关注前者,即通过采用基于相对制动距离的异质列车运行间隔策略,最大限度地提高运力收益。据我们所知,这篇文章是第一篇解决铁路网络中 VC 排内规划问题的文章。本研究的主要功能/目的是为离线模式下的虚拟耦合排决定领队列车并为异构跟车列车分配订单。研究的目标转变为从不同角度最小化和比较铁路网中共用线路段上各排列车的最小安全距离之和,从而从整个铁路网的角度寻求排内潜在列车编组的理想顺序。我们的贡献主要体现在三个方面。首先,归纳了虚拟耦合下列车编组的条件。其次,提出了仿真的解决方案流程图和算法,包括仿真的总体框架、共享共用线路段优先级的分类,以及决定列车编组耦合顺序的流程图和算法。最后,通过 NetLogo 平台对所设计的计算实验(即用两组测试实例对典型案例研究进行数值模拟)对所提出的方法进行了测试和讨论。数值模拟结果系列揭示了一些关键发现,验证了所提方法的有效性。本研究的结果可为决策者提供指导,帮助他们制定时间安排和识别 VC 下潜在的容量瓶颈。我们认为,这一研究方向值得在未来进一步研究和推进。
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引用次数: 0
Microscopic railway capacity assessment of heterogeneous traffic under real-life operational conditions 现实运营条件下异质交通的微观铁路运力评估
IF 3.7 Q3 TRANSPORTATION Pub Date : 2024-04-06 DOI: 10.1016/j.jrtpm.2024.100446
Jan Lordieck , Michael Nold , Francesco Corman

A key strategy for increasing railway capacity is utilizing infrastructure more efficiently. While much research has been completed on methods for assessing railway capacity, very little has focused on the details of capacity utilisation, such as assessing the various ways trains use capacity, the impacts of specific blocking time components, and how train dynamics (accelerating, cruising, braking, and dwelling) affect capacity.

This paper presents a methodology for comparing planned occupancy to actual occupancy under real operations and applies it in a case study. The methodology is based on identifying a critical path which represents an extension of bottleneck concept presented in UIC leaflet 406. The methodology was applied in a case study to determine the specific blocking times and train dynamics which cause a blocking time gap for a sequence of trains, both a-priori and a-posteriori, after considering the operational variations. The analysis of real operations with variations in train trajectories shows that capacity occupation is mostly influenced by train sequence heterogeneity in the original schedule. The varying effects of operations have a smaller but relevant impact. The methods developed in this paper can be used to help assess railway capacity under real operations.

提高铁路运输能力的一项关键战略是更有效地利用基础设施。虽然关于铁路运力评估方法的研究已经完成了很多,但很少有人关注运力利用的细节,例如评估列车利用运力的各种方式、特定阻塞时间的影响以及列车动态(加速、巡航、制动和停留)如何影响运力。该方法基于关键路径的识别,是 UIC 第 406 号传单中瓶颈概念的延伸。在案例研究中应用该方法,在考虑运营变化后,确定导致列车序列阻塞时间缺口的具体阻塞时间和列车动态,包括先验和后验。对列车运行轨迹变化的实际运营分析表明,运力占用主要受原始时刻表中列车序列异质性的影响。运营变化的影响较小,但也很重要。本文开发的方法可用于帮助评估实际运营情况下的铁路运力。
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引用次数: 0
期刊
Journal of Rail Transport Planning & Management
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