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Variability in the prescription of drugs with uncertain effectiveness. The case of SYSADOA in the Basque Country. 疗效不确定的药物处方的可变性。巴斯克地区的SYSADOA案例。
Pub Date : 2018-11-05 eCollection Date: 2018-01-01 DOI: 10.3205/hta000130
Nora Ibargoyen-Roteta, Maider Mateos Del Pino, Iñaki Gutiérrez-Ibarluzea, Gaizka Benguria-Arrate, Diego Rada-Fernández de Jauregui, Cristina Domingo-Rico, Iratxe Regidor Fuentes, Roberto González Santisteban, María Armendáriz Cuñado, Nekane Jaio Atela

Background: The majority of clinical practice guidelines do not recommend the use of SYSADOA (Symptomatic Slow Action Drugs for Osteoarthritis) for the treatment of osteoarthritis because of the lack of evidence or uncertainty around their efficacy. Nevertheless, the Spanish Public Health Service continues funding these drugs. Aim: The aim of this study is to describe the prescription status of SYSADOA in the primary care units of the Basque Country during 2011; to determine if variability exists among them; and to examine if the variability could be explained by the health care region each PC unit belongs to. Methods: Prescription data for SYSADOA during 2011 was obtained from the Basque Ministry for Health. In the Basque Country, primary care is divided into seven regions, each region consisting of several primary care units, which were used as the unit of analysis. Defined daily doses (DDD) per 1,000 inhabitant-days (DHD) were calculated. Data were standardized by sex and age using the total population of the Basque Country as the reference population. Small area statistics were calculated (extremal quotient, coefficient of variation and systematic component of variation). The influence of the region to which primary care units belonged was also analysed. R software (version R-2.15.0) was used for the analysis. Results: SYSADOA prescription during 2011 accounted for an expense of 4.5 million euros for the Basque Health Service. The crude rate of consumption of SYSADOA was 7.81 DDD per 1,000 inhabitant-days. The obtained external quotient was 13.67. The prescription of SYSADOA of the primary care units located in the 95th percentile was six times higher than the ones located in the 5th percentile. The region to which units belonged accounted for 57% of the observed variability. Discussion: The uncertainty around these drugs could be reflected in the existing variability of their prescription level. The analysis of the variability in the prescription of drugs with no demonstrated efficacy could help in allocating resources into other services or health technologies supported by evidence, thereby contributing to the improvement of health outcomes.

背景:大多数临床实践指南不推荐使用SYSADOA(症状性慢效骨关节炎药物)治疗骨关节炎,因为缺乏证据或不确定其疗效。然而,西班牙公共卫生局继续为这些药物提供资金。目的:本研究的目的是描述2011年巴斯克地区初级保健单位中SYSADOA的处方状况;确定它们之间是否存在可变性;并检查这种可变性是否可以用每个PC单元所属的医疗保健区域来解释。方法:2011年SYSADOA的处方数据来自巴斯克卫生部。在巴斯克地区,初级保健被划分为七个地区,每个地区由几个初级保健单位组成,这些单位被用作分析单位。计算了每1000个居民日(DHD)的定义日剂量(DDD)。数据按性别和年龄进行标准化,使用巴斯克地区的总人口作为参考人口。计算小面积统计量(极值商、变异系数、变异系统分量)。还分析了初级保健单位所属地区的影响。采用R软件(R-2.15.0版本)进行分析。结果:2011年,SYSADOA处方占巴斯克卫生服务费用450万欧元。SYSADOA的粗消费量为7.81 DDD / 1000居民日。所得外商为13.67。位于第95百分位的基层医疗单位的SYSADOA处方比位于第5百分位的基层医疗单位高6倍。单位所属的区域占观测到的变异性的57%。讨论:这些药物的不确定性可以反映在其处方水平的现有可变性上。对没有证明有效的药物处方的可变性进行分析,有助于将资源分配给有证据支持的其他服务或卫生技术,从而有助于改善健康结果。
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引用次数: 3
Q-SEA - a tool for quality assessment of ethics analyses conducted as part of health technology assessments. Q-SEA——作为卫生技术评估一部分进行的伦理分析的质量评估工具。
Pub Date : 2017-03-15 eCollection Date: 2017-01-01 DOI: 10.3205/hta000128
Anna Mae Scott, Björn Hofmann, Iñaki Gutiérrez-Ibarluzea, Kristin Bakke Lysdahl, Lars Sandman, Yvonne Bombard

Introduction: Assessment of ethics issues is an important part of health technology assessments (HTA). However, in terms of existence of quality assessment tools, ethics for HTA is methodologically underdeveloped in comparison to other areas of HTA, such as clinical or cost effectiveness. Objective: To methodologically advance ethics for HTA by: (1) proposing and elaborating Q-SEA, the first instrument for quality assessment of ethics analyses, and (2) applying Q-SEA to a sample systematic review of ethics for HTA, in order to illustrate and facilitate its use. Methods: To develop a list of items for the Q-SEA instrument, we systematically reviewed the literature on methodology in ethics for HTA, reviewed HTA organizations' websites, and solicited views from 32 experts in the field of ethics for HTA at two 2-day workshops. We subsequently refined Q-SEA through its application to an ethics analysis conducted for HTA. Results: Q-SEA instrument consists of two domains - the process domain and the output domain. The process domain consists of 5 elements: research question, literature search, inclusion/exclusion criteria, perspective, and ethics framework. The output domain consists of 5 elements: completeness, bias, implications, conceptual clarification, and conflicting values. Conclusion: Q-SEA is the first instrument for quality assessment of ethics analyses in HTA. Further refinements to the instrument to enhance its usability continue.

伦理问题评估是卫生技术评估的重要组成部分。然而,就质量评估工具的存在而言,与HTA的其他领域(如临床或成本效益)相比,HTA的伦理在方法上是不发达的。目的:从方法论上推进HTA伦理研究:(1)提出并完善首个伦理分析质量评估工具Q-SEA;(2)将Q-SEA应用于HTA伦理样本系统评价,以说明和促进其使用。方法:为了制定Q-SEA工具的项目清单,我们系统地查阅了有关HTA伦理方法学的文献,浏览了HTA组织的网站,并在两个为期两天的研讨会上征求了32位HTA伦理领域专家的意见。随后,我们通过将Q-SEA应用于HTA的伦理分析,对其进行了改进。结果:Q-SEA仪器由过程域和输出域两个域组成。过程域包括5个要素:研究问题、文献检索、纳入/排除标准、视角和伦理框架。输出域由5个元素组成:完整性、偏差、含义、概念澄清和冲突值。结论:Q-SEA是评价HTA伦理分析质量的首选工具。进一步改进仪器以提高其可用性的工作仍在继续。
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引用次数: 7
Effects of continuous and intermittent renal replacement therapies among adult patients with acute kidney injury. 成人急性肾损伤患者连续和间歇肾替代治疗的效果。
Pub Date : 2017-03-01 eCollection Date: 2017-01-01 DOI: 10.3205/hta000127
Tonio Schoenfelder, Xiaoyu Chen, Hans-Holger Bleß

Background: Dialysis-dependent acute kidney injury (AKI) can be treated using continuous (CRRT) or intermittent renal replacement therapies (IRRT). Although some studies suggest that CRRT may have advantages over IRRT, study findings are inconsistent. This study assessed differences between CRRT and IRRT regarding important clinical outcomes (such as mortality and renal recovery) and cost-effectiveness. Additionally, ethical aspects that are linked to renal replacement therapies in the intensive care setting are considered. Methods: Systematic searches in MEDLINE, EMBASE, and Cochrane Library including RCTs, observational studies, and cost-effectiveness studies were performed. Results were pooled using a random effects-model. Results: Forty-nine studies were included. Findings show a higher rate of renal recovery among survivors who initially received CRRT as compared with IRRT. This advantage applies to the analysis of all studies with different observation periods (Relative Risk (RR) 1.10; 95% Confidence Interval (CI) [1.05, 1.16]) and to a selection of studies with observation periods of 90 days (RR 1.07; 95% CI [1.04, 1.09]). Regarding observation periods beyond there are no differences when only two identified studies were analyzed. Patients initially receiving CRRT have higher mortality as compared to IRRT (RR 1.17; 95% CI [1.06, 1.28]). This difference is attributable to observational studies and may have been caused by allocation bias since seriously ill patients more often initially receive CRRT instead of IRRT. CRRT do not significantly differ from IRRT with respect to change of mean arterial pressure, hypotensive episodes, hemodynamic instability, and length of stay. Data on cost-effectiveness is inconsistent. Recent analyzes indicate that initial CRRT is cost-effective compared to initial IRRT due to a reduction of the rate of long-term dialysis dependence. As regards a short time horizon, this cost benefit has not been shown. Conclusion: Findings of the conducted assessment show that initial CRRT is associated with higher rates of renal recovery. Potential long-term effects on clinical outcomes for more than three months could not be analyzed and should be investigated in further studies. Economical analyzes indicate that initial CRRT is cost-effective when costs of long-term dialysis dependence are considered. However, transferability of the economic analyzes to the German health care system is limited and the conduction of economical analyzes using national cost data should be considered.

背景:透析依赖性急性肾损伤(AKI)可采用连续(CRRT)或间歇肾替代疗法(IRRT)治疗。尽管一些研究表明CRRT可能比IRRT有优势,但研究结果并不一致。本研究评估了CRRT和IRRT在重要临床结果(如死亡率和肾脏恢复)和成本效益方面的差异。此外,伦理方面,与肾脏替代疗法在重症监护设置考虑。方法:系统检索MEDLINE、EMBASE和Cochrane图书馆,包括随机对照试验、观察性研究和成本-效果研究。结果采用随机效应模型汇总。结果:纳入49项研究。研究结果显示,与IRRT相比,最初接受CRRT的幸存者肾脏恢复率更高。这一优势适用于不同观察期的所有研究的分析(相对风险(RR) 1.10;95%可信区间(CI)[1.05, 1.16])和观察期为90天的研究(RR 1.07;95% ci[1.04, 1.09])。至于观察期以外,当只分析两个确定的研究时,没有差异。最初接受CRRT的患者死亡率高于IRRT (RR 1.17;95% ci[1.06, 1.28])。这种差异可归因于观察性研究,可能是由于分配偏倚造成的,因为重病患者最初更常接受CRRT而不是IRRT。在平均动脉压、低血压发作、血流动力学不稳定性和住院时间方面,CRRT与IRRT没有显著差异。关于成本效益的数据不一致。最近的分析表明,由于降低了长期透析依赖的比率,与初始IRRT相比,初始CRRT具有成本效益。就短期而言,这种成本效益尚未显示出来。结论:所进行的评估结果显示,初始CRRT与较高的肾脏恢复率相关。超过3个月对临床结果的潜在长期影响无法分析,应在进一步的研究中进行调查。经济分析表明,当考虑到长期透析依赖的成本时,初始CRRT是划算的。然而,经济分析对德国卫生保健系统的可转移性有限,应考虑使用国家成本数据进行经济分析。
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引用次数: 15
Telemedicine: The legal framework (or the lack of it) in Europe. 远程医疗:欧洲的法律框架(或缺乏法律框架)。
Pub Date : 2016-08-16 eCollection Date: 2016-01-01 DOI: 10.3205/hta000126
Vera Lúcia Raposo

In the framework of European law telemedicine is, simultaneously, a health service and an information service, therefore, both regulations apply. In what concerns healthcare and the practice of medicine there are no uniform regulations at the European level. Concerning health services the most relevant achievement to regulate this domain is Directive 2011/24/EU. In what regards information and telecommunications we must have in consideration Directive 95/46/EU, Directive 2000/31/EC and Directive 2002/58/EC. However, many issues still lack uniform regulation, mainly the domain of medical liability and of medical leges artis. Probably such standardization will never take place, since the European Union does not have, until now, a common set of norms regarding tort and criminal liability, much less specific legal norms on medical liability. These gaps may jeopardize a truly European internal market in health services and hamper the development of telemedicine in the European zone.

在欧洲法律框架内,远程医疗同时是一项保健服务和信息服务,因此,两项条例都适用。在医疗保健和医学实践方面,在欧洲一级没有统一的规定。关于卫生服务,规范这一领域最相关的成就是2011/24/EU号指令。在信息和电信方面,我们必须考虑指令95/46/EU、指令2000/31/EC和指令2002/58/EC。然而,许多问题仍然缺乏统一的规定,主要是医疗责任和医疗法律领域。这种标准化可能永远不会发生,因为欧洲联盟到目前为止还没有一套关于侵权和刑事责任的共同规范,更不用说关于医疗责任的具体法律规范了。这些差距可能危及真正的欧洲内部保健服务市场,并阻碍欧洲区远程医疗的发展。
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引用次数: 78
Complex health care interventions: Characteristics relevant for ethical analysis in health technology assessment. 复杂的卫生保健干预措施:与卫生技术评估中的伦理分析相关的特征。
Pub Date : 2016-03-24 eCollection Date: 2016-01-01 DOI: 10.3205/hta000124
Kristin Bakke Lysdahl, Bjørn Hofmann

Complexity entails methodological challenges in assessing health care interventions. In order to address these challenges, a series of characteristics of complexity have been identified in the Health Technology Assessment (HTA) literature. These characteristics are primarily identified and developed to facilitate effectiveness, safety, and cost-effectiveness analysis. However, ethics is also a constitutive part of HTA, and it is not given that the conceptions of complexity that appears relevant for effectiveness, safety, and cost-effectiveness analysis are also relevant and directly applicable for ethical analysis in HTA. The objective of this article is therefore to identify and elaborate a set of key characteristics of complex health care interventions relevant for addressing ethical aspects in HTA. We start by investigating the relevance of the characteristics of complex interventions, as defined in the HTA literature. Most aspects of complexity found to be important when assessing effectiveness, safety, and efficiency turn out also to be relevant when assessing ethical issues of a given health technology. However, the importance and relevance of the complexity characteristics may differ when addressing ethical issues rather than effectiveness. Moreover, the moral challenges of a health care intervention may themselves contribute to the complexity. After identifying and analysing existing conceptions of complexity, we synthesise a set of five key characteristics of complexity for addressing ethical aspects in HTA: 1) multiple and changing perspectives, 2) indeterminate phenomena, 3) uncertain causality, 4) unpredictable outcome, and 5) ethical complexity. This may serve as an analytic tool in addressing ethical issues in HTA of complex interventions.

复杂性给评估卫生保健干预措施带来了方法学上的挑战。为了应对这些挑战,在卫生技术评估(HTA)文献中确定了一系列复杂性特征。这些特征主要是为了促进有效性、安全性和成本效益分析而确定和发展的。然而,伦理也是HTA的一个组成部分,并没有考虑到与有效性、安全性和成本效益分析相关的复杂性概念也与HTA中的伦理分析相关并直接适用。因此,本文的目的是确定和阐述一组与解决HTA中的伦理问题相关的复杂卫生保健干预措施的关键特征。我们首先调查HTA文献中定义的复杂干预措施特征的相关性。在评估有效性、安全性和效率时被认为很重要的复杂性的大多数方面在评估特定卫生技术的伦理问题时也被证明是相关的。然而,在处理伦理问题而非有效性问题时,复杂性特征的重要性和相关性可能有所不同。此外,卫生保健干预的道德挑战本身可能会导致复杂性。在识别和分析了现有的复杂性概念之后,我们综合了复杂性的五个关键特征,以解决HTA中的伦理问题:1)多重和不断变化的视角,2)不确定的现象,3)不确定的因果关系,4)不可预测的结果,以及5)伦理复杂性。这可以作为解决复杂干预的HTA伦理问题的分析工具。
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引用次数: 11
Electronic health records: Is it a risk worth taking in healthcare delivery? 电子健康记录:在医疗保健服务中值得冒险吗?
Pub Date : 2015-12-10 DOI: 10.3205/hta000123
V. Raposo
The electronic health record represents a major change in healthcare delivery, either for health professionals and health institutions, either for patients. In this essay we will mainly focus on its consequences regarding patient safety and medical liability. In this particular domain the electronic health record has dual effects: on one side prevents medical errors and, in this sense, promotes patient safety and protects the doctor from lawsuits; but, on the other side, when not used properly, it may also generate other kind of errors, potentially threatening patient safety and, therefore, increasing the risk of juridical liability for the physician. This paper intends to underline the main human errors, technologic mistakes and medical faults that may occur while using the electronic health record and the ways to overcome them, also explaining how the electronic health record may be used in court during a judicial proceeding.
电子健康记录代表了医疗保健服务的一个重大变化,无论是对卫生专业人员和卫生机构,还是对患者。在这篇文章中,我们将主要集中在其对患者安全和医疗责任的后果。在这一特定领域,电子健康记录具有双重作用:一方面,防止医疗差错,从这个意义上说,促进患者安全和保护医生免受诉讼;但是,另一方面,如果使用不当,它也可能产生其他类型的错误,潜在地威胁到患者的安全,从而增加了医生承担法律责任的风险。本文着重介绍了电子健康档案在使用过程中可能出现的主要人为错误、技术错误和医疗错误,以及克服这些错误的方法,并说明了电子健康档案在司法程序中如何在法庭上使用。
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引用次数: 27
Tests detecting biomarkers for screening of colorectal cancer: What is on the horizon? 检测结直肠癌筛查生物标志物的测试:即将出现什么?
Pub Date : 2015-06-10 eCollection Date: 2015-01-01 DOI: 10.3205/hta000122
Angaja Phalguni, Helen Seaman, Kristina Routh, Stephen Halloran, Sue Simpson

Aim: To identify new and emerging screening tests for colorectal cancer (CRC) that involves detection of various biomarkers like blood, DNA and RNA in samples of faeces, tissue or blood. Current practice: Screening for CRC can be done by bowel visualisation techniques and tests that measure biomarkers. The Bowel Cancer Screening Programme (BCSP) in England uses a guaiac faecal occult blood test.

Methods: The strategy was to search available literature, identify developers and contact them for relevant information. Advice from experts was sought on potential utility and likely impact of identified technologies on the BCSP.

Results: Ninety-three companies and five research groups were contacted. Sixty-nine relevant tests were identified. Detailed information was available for 48 tests, of these 73% were CE marked and the remainder were considered as emerging. Forty-nine tests use immunochemical methods to detect occult blood in faeces. Eight, four and two tests detect biomarkers in a sample of blood, or exfoliated cells either shed in faeces or collected from rectal mucosa respectively. Six tests were grouped as 'other tests'. Most of the identified tests are performed manually and give qualitative detection of biomarkers.

Conclusion: Variation in test performance and characteristics was observed amongst the 69 identified tests. Automated, quantitative FIT with a variable cut off are the preferred approach in the BSCP. However the units used to report FITs results do not enable comparison across products. Tests detecting biomarkers other than occult blood are more specific to neoplasms but have limited sensitivity due to the heterogeneity of cancer. Research is ongoing to identify an optimal panel of biomarkers, simplifying and automating the test, and reducing the cost.

目的:确定新的和新兴的结肠直肠癌(CRC)筛查测试,包括检测粪便、组织或血液样本中的血液、DNA和RNA等各种生物标志物。目前的做法:CRC的筛查可以通过肠道可视化技术和测量生物标志物的测试来完成。英国的肠癌筛查项目(BCSP)使用愈创木粪便隐血测试。方法:检索现有文献,确定开发人员并联系他们获取相关信息。就已确定技术对BCSP的潜在效用和可能影响征求了专家的意见。结果:联系了93家企业和5个研究小组。确定了69项相关试验。48项测试的详细信息可获得,其中73%是CE标记,其余的被认为是新兴的。49项试验使用免疫化学方法检测粪便中的隐血。8、4和2种测试分别检测血液样本中的生物标志物,或从粪便中脱落或从直肠粘膜收集的脱落细胞。6项测试被归为“其他测试”。大多数已确定的测试都是手动执行的,并对生物标志物进行定性检测。结论:在69个鉴定的试验中观察到试验性能和特征的变化。在BSCP中,具有可变截止的自动化定量FIT是首选方法。然而,用于报告fit结果的单元不能实现跨产品的比较。检测除隐血以外的生物标志物的试验对肿瘤更有特异性,但由于癌症的异质性,敏感性有限。目前正在进行研究,以确定最佳的生物标志物面板,简化和自动化测试,并降低成本。
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引用次数: 5
Why not integrate ethics in HTA: identification and assessment of the reasons. 为什么不将伦理融入HTA:原因的识别和评估。
Pub Date : 2014-11-26 eCollection Date: 2014-01-01 DOI: 10.3205/hta000120
Bjørn Hofmann

From the conception of HTA in the 1970s it has been argued that addressing ethical issues is an element of HTA, and many methods for integrating ethics in HTA have become available. However, despite almost 40 years with repeated intentions, only few HTA reports include ethical analysis. Why is this so? How come, ethics is a constituent part of HTA, there are many methods available, but ethics is rarely part of practical HTA work? This is the key question of this article and several reasons why ethics is not a part of HTA are identified. A) Ethicists are professional strangers in HTA. B) A common agreed methodology for integrating ethics is lacking. Ethics methodology appears to be C) deficient, D) insufficient, or E) unsuitable. F) Integrating ethics in HTA is neither efficient nor needed for successful HTA. G) Most moral issues are general, and are not specific to a given technology. H) All relevant ethical issues can be handled within other frameworks, e.g., within economics. I) Ethics can undermine or burst the foundation of HTA. Hence, there are many reasons why ethics is not an integrated part of HTA so many years after identifying ethics as constitutive to HTA. These reasons may all explain why it is so, but on closer scrutiny, they do not work as compelling arguments for not addressing ethical issues in HTA. Hence, the identified reasons may work well as explanations, but not as justifications. In order to move on from a situation of failure we can: Exclude ethics from definitions of HTA, and as a consequence, establish a separate kind of evaluation (Health Technology Evaluation - HTE). Take the existing definition seriously and actually integrate ethics in the performance of HTA practice. Amend, expand or change HTA so that ethics is more genuinely incorporated. Which of these options to choose is open for discussion, but we need to move away from a situation where we have a definition of HTA which does not correspond with HTA practice.

从20世纪70年代HTA的概念开始,人们就认为解决伦理问题是HTA的一个要素,并且已经出现了许多将伦理融入HTA的方法。然而,尽管有近40年的反复意图,只有少数HTA报告包括伦理分析。为什么会这样呢?为什么伦理是HTA的一个组成部分,有很多可用的方法,但伦理很少是实际HTA工作的一部分?这是本文的关键问题,并指出了为什么道德不是HTA的一部分的几个原因。A)伦理学家在HTA中是专业的陌生人。B)缺乏统一的伦理学方法论。伦理方法论似乎是C)缺陷,D)不足,或E)不合适。F)在HTA中整合伦理既不是高效的,也不是成功HTA所必需的。G)大多数道德问题是普遍的,而不是特定于某一特定技术的。H)所有相关的伦理问题都可以在其他框架内处理,例如在经济学框架内。1)伦理会破坏或破坏HTA的基础。因此,在确定伦理是HTA的组成部分这么多年之后,为什么伦理没有成为HTA的一个组成部分,有很多原因。这些原因也许都可以解释为什么会这样,但仔细研究一下,它们并不能作为不解决HTA道德问题的令人信服的理由。因此,确定的原因可以很好地解释,但不能作为理由。为了摆脱失败的局面,我们可以:从卫生技术评价的定义中排除伦理,并因此建立一种单独的评价(卫生技术评价- HTE)。认真对待现有的定义,并在HTA实践的表现中真正融入伦理。修订、扩大或改变HTA,以便更真实地纳入道德规范。在这些选项中选择哪一个是可以讨论的,但我们需要摆脱我们对HTA的定义与HTA的实践不一致的情况。
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引用次数: 25
Assessment vs. appraisal of ethical aspects of health technology assessment: can the distinction be upheld? 评价与评价卫生技术评价的伦理方面:两者的区别是否能够维持?
Pub Date : 2014-11-26 eCollection Date: 2014-01-01 DOI: 10.3205/hta000121
Lars Sandman, Emelie Heintz

An essential component of health technology assessment (HTA) is the assessment of ethical aspects. In some healthcare contexts, tasks are strictly relegated to different expert groups: the HTA-agencies are limited to assessment of the technology and other actors within the health care sector are responsible for appraisal and recommendations. Ethical aspects of health technologies are considered with reference to values or norms in such a way that may be prescriptive, or offer guidance as to how to act or relate to the issue in question. Given this internal prescriptivity, the distinction between assessment and appraisal seems difficult to uphold, unless the scrutiny stops short of a full ethical analysis of the technology. In the present article we analyse the distinction between assessment and appraisal, using as an example ethical aspects of implementation of GPS-bracelets for people with dementia. It is concluded that for HTA-agencies with a strictly delineated assessment role, the question of how to deal with the internal prescriptivity of ethics may be confusing. A full ethical analysis might result in a definite conclusion as to whether the technology in question is ethically acceptable or not, thereby limiting choices for decision-makers, who are required to uphold certain ethical values and norms. At the same time, depending on the exact nature of such a conclusion, different action strategies can be supported. A positive appraisal within HTA could result in a decision on mandatory implementation, or funding of the technology, thereby making it available to patients, or decisions to allow and even encourage the use of the technology (even if someone else will have to fund it). A neutral appraisal, giving no definite answer as to whether implementation is recommended or not, could result in a laissez-faire attitude towards the technology. A negative appraisal could result in a decision to discourage or even prohibit implementation. This paper presents an overview of the implications of different outcomes of the ethical analysis on appraisal of the technology. It is considered important to uphold the distinction between assessment and appraisal, primarily to avoid the influence of preconceived values and political interests on the assessment. Hence, as long as it is not based on the subjective value judgments of the HTA-agency (or its representative), such an appraising conclusion would not seem to conflict with the rationale for the separation of these tasks. Moreover, it should be noted that if HTA agencies abstain from including full ethical analyses because of the risk of issuing an appraisal, they may fail to provide the best possible basis for decision-makers. Hence, we argue that as long as the ethical analysis and its conclusions are presented transparently, disclosing how well-founded the conclusions are and/or whether there are alternative conclusions, the HTA-agencies should not avoid taking the ethical analysis as close as

卫生技术评估(HTA)的一个重要组成部分是对伦理方面的评估。在某些卫生保健情况下,任务被严格分配给不同的专家组:卫生保健协会机构仅限于评估技术,卫生保健部门的其他行为者负责评估和提出建议。卫生技术的伦理方面是参照价值观或规范来考虑的,这种方式可能是规定性的,或为如何采取行动或与有关问题有关提供指导。考虑到这种内部规范,评估和评估之间的区别似乎很难坚持,除非审查在对技术进行全面的道德分析之前停止。在本文中,我们分析了评估和评估之间的区别,使用作为一个例子,为痴呆症患者实施gps手镯的伦理方面。结论是,对于具有严格界定的评估作用的卫生行政机构来说,如何处理道德规范的内部规定的问题可能令人困惑。全面的伦理分析可能会得出有关技术在伦理上是否可接受的明确结论,从而限制决策者的选择,他们需要坚持某些伦理价值观和规范。同时,根据这种结论的确切性质,可以支持不同的行动战略。HTA内部的积极评估可能会导致强制性实施的决定,或者为技术提供资金,从而使患者能够使用该技术,或者决定允许甚至鼓励使用该技术(即使必须由其他人资助)。一个中立的评价,对于是否建议实施没有给出明确的答案,可能导致对技术的自由放任态度。负面评价可能导致不鼓励甚至禁止执行的决定。本文概述了对技术评估的伦理分析的不同结果的含义。人们认为必须坚持评估和评价之间的区别,主要是为了避免先入为主的价值观和政治利益对评估的影响。因此,只要不是基于卫生事务管理局机构(或其代表)的主观价值判断,这种评价结论似乎不会与分离这些任务的理由相冲突。此外,应该指出的是,如果HTA机构因为发布评估的风险而不包括完整的道德分析,他们可能无法为决策者提供最好的基础。因此,我们认为,只要伦理分析及其结论是透明的,披露结论是多么有根据和/或是否有替代结论,hta机构不应该避免使伦理分析尽可能接近明确的结论。
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引用次数: 15
Vaccination of children with a live-attenuated, intranasal influenza vaccine - analysis and evaluation through a Health Technology Assessment. 儿童接种减毒鼻内流感活疫苗——通过卫生技术评估进行分析和评价。
Pub Date : 2014-10-30 eCollection Date: 2014-01-01 DOI: 10.3205/hta000119
Frank Andersohn, Reinhard Bornemann, Oliver Damm, Martin Frank, Thomas Mittendorf, Ulrike Theidel

Background: Influenza is a worldwide prevalent infectious disease of the respiratory tract annually causing high morbidity and mortality in Germany. Influenza is preventable by vaccination and this vaccination is so far recommended by the The German Standing Committee on Vaccination (STIKO) as a standard vaccination for people from the age of 60 onwards. Up to date a parenterally administered trivalent inactivated vaccine (TIV) has been in use almost exclusively. Since 2011 however a live-attenuated vaccine (LAIV) has been approved additionally. Consecutively, since 2013 the STIKO recommends LAIV (besides TIV) for children from 2 to 17 years of age, within the scope of vaccination by specified indications. LAIV should be preferred administered in children from 2 to 6 of age. The objective of this Health Technology Assessment (HTA) is to address various research issues regarding the vaccination of children with LAIV. The analysis was performed from a medical, epidemiological and health economic perspective, as well as from an ethical, social and legal point of view.

Method: An extensive systematic database research was performed to obtain relevant information. In addition a supplementary research by hand was done. Identified literature was screened in two passes by two independent reviewers using predefined inclusion and exclusion criteria. Included literature was evaluated in full-text using acknowledged standards. Studies were graded with the highest level of evidence (1++), if they met the criteria of European Medicines Agency (EMA)-Guidance: Points to consider on applications with 1. meta-analyses; 2. one pivotal study.

Results: For the medical section, the age of the study participants ranges from 6 months to 17 years. Regarding study efficacy, in children aged 6 months to ≤7 years, LAIV is superior to placebo as well as to a vac-cination with TIV (Relative Risk Reduction - RRR - of laboratory confirmed influenza infection approx. 80% and 50%, respectively). In children aged >7 to 17 years (= 18th year of their lives), LAIV is superior to a vaccination with TIV (RRR 32%). For this age group, no studies that compared LAIV with placebo were identified. It can be concluded that there is high evidence for superior efficacy of LAIV (compared to placebo or TIV) among children aged 6 months to ≤7 years. For children from >7 to 17 years, there is moderate evidence for superiority of LAIV for children with asthma, while direct evidence for children from the general population is lacking for this age group. Due to the efficacy of LAIV in children aged 6 months to ≤7 years (high evidence) and the efficacy of LAIV in children with asthma aged >7 to 17 years (moderate evidence), LAIV is also very likely to be efficacious among children in the general population aged >7 to 17 years (indirect evidence). In the included studies with children aged 2 to 17 years, LAIV was safe and well-tolerated

背景:流感是一种全球流行的呼吸道传染病,每年在德国引起高发病率和死亡率。流感可以通过接种疫苗来预防,迄今为止,德国疫苗接种常设委员会(STIKO)建议将这种疫苗接种作为60岁以上人群的标准疫苗接种。到目前为止,几乎全部使用的是经静脉注射的三价灭活疫苗(TIV)。然而,自2011年以来,又批准了一种减毒活疫苗(LAIV)。自2013年以来,世卫组织连续建议2至17岁儿童在特定适应症的疫苗接种范围内接种LAIV(除TIV外)。LAIV应优先用于2至6岁的儿童。本次卫生技术评估(HTA)的目的是解决与LAIV儿童疫苗接种有关的各种研究问题。分析是从医学、流行病学和卫生经济角度以及从伦理、社会和法律角度进行的。方法:进行广泛系统的数据库研究,获取相关资料。此外,还进行了人工辅助研究。确定的文献由两名独立的审稿人按照预先确定的纳入和排除标准分两次筛选。采用公认的标准对纳入的文献进行全文评价。如果研究符合欧洲药品管理局(EMA)-指南:1级申请的考虑要点的标准,则研究被评为最高水平的证据(1++)。荟萃分析;2. 一项关键的研究。结果:在医学部分,研究参与者的年龄从6个月到17岁不等。关于研究疗效,在6个月至≤7岁的儿童中,LAIV优于安慰剂,也优于TIV疫苗接种(实验室确诊流感感染的相对风险降低- RRR)。分别为80%和50%)。在年龄>7至17岁(= 18岁)的儿童中,LAIV优于接种TIV (rr 32%)。对于这一年龄组,没有研究将LAIV与安慰剂进行比较。可以得出结论,有高证据表明LAIV在6个月至≤7岁的儿童中具有优越的疗效(与安慰剂或TIV相比)。对于>7岁至17岁的儿童,有中度证据表明LAIV治疗哮喘儿童的优势,而对于这一年龄组的普通人群儿童,缺乏直接证据。由于LAIV对6个月~≤7岁儿童有效(高证据),对>7 ~ 17岁哮喘儿童有效(中等证据),因此LAIV对>7 ~ 17岁一般人群的儿童也很可能有效(间接证据)。在纳入的2 - 17岁儿童研究中,LAIV是安全且耐受性良好的;而在年幼的儿童中,LAIV可能会增加气道阻塞的风险(例如喘息)。在大多数经评估的流行病学研究中,LAIV被证明在日常条件下可有效预防2-17岁儿童的流感(有效性)。这一趋势似乎表明,LAIV比TIV更有效,尽管这只能基于方法学原因(观察性研究)的有限证据。除了对接种疫苗的儿童本身产生直接保护作用外,在未接种疫苗的老年人群体中也报告了间接保护(“群体保护”)作用,即使在儿童疫苗接种覆盖率相对较低的情况下也是如此。在安全性方面,一般可以认为LAIV等同于TIV。这也适用于患有轻度慢性阻塞性疾病的儿童,因此不必隐瞒LAIV。在所有纳入的流行病学研究中,发现了一些偏倚风险,例如由于残留混淆或其他与方法相关的误差来源。在评估的研究中,对既往患病儿童的疫苗接种和对(健康)儿童的常规疫苗接种往往都涉及成本节约。如果从社会角度考虑间接成本,情况尤其如此。从付款人的角度来看,儿童常规疫苗接种通常被视为具有很高成本效益的干预措施。然而,并不是所有的研究都得出了一致的结果。在个别情况下,据报成本效益相当高,因此难以从经济角度进行结论性评估。根据纳入的研究,不可能对使用LAIV的预算影响作出明确的说明。所有评估的研究都没有提供德国医疗环境的结果。 疫苗的效力、医生的建议以及流感症状的潜在减轻似乎在父母/监护人代表其子女作出疫苗接种决定中发挥了作用。利用流感疫苗接种服务的主要障碍是对疾病风险的认识程度低和估计不足,对疫苗的安全性和有效性持保留态度,以及疫苗的潜在副作用。对于一些接受调查的家长来说,关于疫苗是注射还是鼻腔喷雾的问题也很重要。结论:在2至17岁的儿童中,使用LAIV可减少流感病例数和相关的疾病负担。此外,还可能产生间接预防效果,特别是在老年群体中。目前没有关于德国医疗保健环境的数据。应通过更广泛地使用LAIV的监测项目来支持长期直接和间接的有效性和安全性。由于没有适用于德国医疗保健环境的通用模型,因此只能谨慎地作出有关成本效益的声明。除此之外,还需要进行卫生经济学研究,以显示流感疫苗接种对德国儿童的影响。此类研究应以动态传播模型为基础。只有这些模型能够正确地包括疫苗接种的间接保护作用。关于伦理、社会和法律方面,医生应与父母讨论为孩子接种疫苗的动机和即将面临的障碍,以实现更广泛的疫苗接种覆盖率。本《卫生政策指南》为进一步的科学方法和有关卫生政策的未决决定提供了广泛的基础。
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引用次数: 12
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