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Challenges in estimating the counterfactual placebo HIV incidence rate from a registration cohort: The PrEPVacc trial. 在注册队列中估计反事实安慰剂HIV发病率的挑战:PrEPVacc试验。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-06-01 Epub Date: 2024-12-31 DOI: 10.1177/17407745241304721
Sheila Kansiime, Christian Holm Hansen, Eugene Ruzagira, Sheena McCormack, Richard Hayes, David Dunn
<p><p>BackgroundThere is increasing recognition that the interpretation of active-controlled HIV prevention trials should consider the counterfactual placebo HIV incidence rate, that is, the rate that would have been observed if the trial had included a placebo control arm. The PrEPVacc HIV vaccine and pre-exposure prophylaxis trial (NCT04066881) incorporated a pre-trial registration cohort partly for this purpose. In this article, we describe our attempts to model the counterfactual placebo HIV incidence rate from the registration cohort.MethodsPrEPVacc was conducted at four study sites in three African countries. During the set up of the trial, potential participants were invited to join a registration cohort, which included HIV testing every 3 months. The trial included a non-inferiority comparison of two daily, oral pre-exposure prophylaxis regimens (emtricitabine/tenofovir disoproxil fumarate, emtricitabine/tenofovir alafenamide fumarate), administered for a target duration of 26 weeks (until 2 weeks after the third of four vaccinations). We developed a multi-variable Poisson regression model to estimate associations in the registration cohort between HIV incidence and baseline predictors (socio-demographic and behavioural variables) and time-dependent predictors (calendar time, time in follow-up). We then used the estimated regression coefficients together with participant characteristics in the active-controlled pre-exposure prophylaxis trial to predict a counterfactual placebo incidence rate. Sensitivity analyses regarding the effect of calendar period were conducted.ResultsA total of 3255 participants were followed up in the registration cohort between July 2018 and October 2022, and 1512 participants were enrolled in the trial between December 2020 and March 2023. In the registration cohort, 106 participants were diagnosed with HIV over 3638 person-years of follow-up (incidence rate = 2.9/100 person-years of follow-up (95% confidence interval: 2.4-3.5)). The final statistical model included terms for study site, gender, age, occupation, sex after using recreational drugs, time in follow-up, and calendar period. The estimated effect of calendar period was very strong, an overall 37% (95% confidence interval: 19-51) decline per year in adjusted analyses, with evidence that this effect varied by study site. In sensitivity analyses investigating different assumptions about the precise effect of calendar period, the predicted counterfactual placebo incidence ranged between 1.2 and 3.7/100 person-years of follow-up.ConclusionIn principle, the use of a registration cohort is one of the most straightforward and reliable methods for estimating the counterfactual placebo HIV incidence. However, the predictions in PrEPVacc are complicated by an implausibly large calendar time effect, with uncertainty as to whether this can be validly extrapolated over the period of trial follow-up. Other limitations are discussed, along with suggestions for mitiga
背景:越来越多的人认识到,对主动控制HIV预防试验的解释应考虑反事实安慰剂HIV发病率,即如果试验包括安慰剂对照组,本应观察到的发病率。PrEPVacc HIV疫苗和暴露前预防试验(NCT04066881)纳入了一个试验前注册队列,部分原因就是为了这个目的。在这篇文章中,我们描述了我们试图从注册队列中建立反事实安慰剂HIV发病率模型的尝试。方法:PrEPVacc在三个非洲国家的四个研究地点进行。在试验开始期间,潜在的参与者被邀请加入一个注册队列,其中包括每3个月进行一次艾滋病毒检测。该试验包括两种每日口服暴露前预防方案(恩曲他滨/富马酸替诺福韦二氧吡酯,恩曲他滨/富马酸替诺福韦alafenamide)的非效性比较,目标持续时间为26周(直到四次接种中的第三次接种后2周)。我们建立了一个多变量泊松回归模型来估计登记队列中HIV发病率与基线预测因子(社会人口统计学和行为变量)和时间相关预测因子(日历时间、随访时间)之间的关联。然后,我们将估计的回归系数与主动控制的暴露前预防试验中的参与者特征一起用于预测与事实相反的安慰剂发病率。对日历期的影响进行敏感性分析。结果:在2018年7月至2022年10月期间,共有3255名参与者在注册队列中进行了随访,在2020年12月至2023年3月期间,共有1512名参与者入组试验。在注册队列中,106名参与者在3638人-年的随访中被诊断为HIV(发病率= 2.9/100人-年的随访(95%可信区间:2.4-3.5))。最终的统计模型包括研究地点、性别、年龄、职业、使用消遣性药物后的性别、随访时间和日历周期。日历期的估计影响非常强,在调整后的分析中,每年总体下降37%(95%置信区间:19-51),有证据表明这种影响因研究地点而异。在敏感性分析中,研究了对日历期精确影响的不同假设,预测的反事实安慰剂发生率在1.2至3.7/100人年的随访期间。结论:原则上,使用注册队列是估计安慰剂HIV感染率的最直接和可靠的方法之一。然而,PrEPVacc中的预测由于难以置信的大日历时间效应而变得复杂,并且不确定这是否可以在试验随访期间有效地推断出来。讨论了其他限制,以及在未来研究中减轻这些限制的建议。
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引用次数: 0
Pivotal trial characteristics and types of endpoints used to support Food and Drug Administration rare disease drug approvals between 2013 and 2022. 2013年至2022年期间用于支持美国食品和药物管理局罕见疾病药物批准的关键试验特征和终点类型。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-06-01 Epub Date: 2025-01-25 DOI: 10.1177/17407745241309318
Kyungwan Hong, Bridget Nugent, Abbas Bandukwala, Robert Schuck, York Tomita, Salvatore Pepe, Mary Doi, Scott Winiecki, Kerry Jo Lee

Background/aimsRare disease drug development faces unique challenges, such as genotypic and phenotypic heterogeneity within small patient populations and a lack of established outcome measures for conditions without previously successful drug development programs. These challenges complicate the process of selecting the appropriate trial endpoints and conducting clinical trials in rare diseases. In this descriptive study, we examined novel drug approvals for non-oncologic rare diseases by the U.S. Food and Drug Administration's Center for Drug Evaluation and Research over the past decade and characterized key regulatory and trial design elements with a focus on the primary efficacy endpoint utilized as the basis of approval.MethodsUsing the Food and Drug Administration's Data Analysis Search Host database, we identified novel new drug applications and biologics license applications with orphan drug designation that were approved between 2013 and 2022 for non-oncologic indications. From Food and Drug Administration review documents and other external databases, we examined characteristics of pivotal trials for the included drugs, such as therapeutic area, trial design, and type of primary efficacy endpoints. Differences in trial design elements associated with primary efficacy endpoint type were assessed such as randomization and blinding. Then, we summarized the primary efficacy endpoint types utilized in pivotal trials by therapeutic area, approval pathway, and whether the disease etiology is well defined.ResultsOne hundred and seven drugs that met our inclusion criteria were approved between 2013 and 2022. Assessment of the 107 drug development programs identified 150 pivotal trials that were subsequently analyzed. The pivotal trials were mostly randomized (80%) and blinded (69.3%). Biomarkers (41.1%) and clinical outcomes (42.1%) were commonly utilized as primary efficacy endpoints. Analysis of the use of clinical trial design elements across trials that utilized biomarkers, clinical outcomes, or composite endpoints did not reveal statistically significant differences. The choice of primary efficacy endpoint varied by the drug's therapeutic area, approval pathway, and whether the indicated disease etiology was well defined. For example, biomarkers were commonly selected as primary efficacy endpoints in hematology drug approvals (70.6%), whereas clinical outcomes were commonly selected in neurology drug approvals (69.6%). Further, if the disease etiology was well defined, biomarkers were more commonly used as primary efficacy endpoints in pivotal trials (44.7%) than if the disease etiology was not well defined (27.3%).DiscussionIn the past 10 years, numerous novel drugs have been approved to treat non-oncologic rare diseases in various therapeutic areas. To demonstrate their efficacy for regulatory approval, biomarkers and clinical outcomes were commonly utilized as primary efficacy endpoints. Biomarkers were not only frequently used as s

背景/目的:罕见病药物开发面临着独特的挑战,例如小患者群体的基因型和表型异质性,以及缺乏先前成功的药物开发计划的条件下缺乏既定的结果测量。这些挑战使选择适当的试验终点和进行罕见病临床试验的过程复杂化。在这项描述性研究中,我们检查了过去十年美国食品和药物管理局药物评估和研究中心批准的用于非肿瘤性罕见疾病的新药,并描述了关键的监管和试验设计要素,重点关注作为批准基础的主要疗效终点。方法:使用美国食品和药物管理局的数据分析搜索主机数据库,我们确定了2013年至2022年间批准的用于非肿瘤适应症的孤儿药新药申请和生物制剂许可申请。从美国食品和药物管理局的审查文件和其他外部数据库中,我们检查了所纳入药物的关键试验的特征,如治疗区域、试验设计和主要疗效终点类型。评估了与主要疗效终点类型相关的试验设计要素的差异,如随机化和盲法。然后,我们根据治疗领域、批准途径和疾病病因是否明确,总结了关键试验中使用的主要疗效终点类型。结果:在2013年至2022年期间,有107种药物符合我们的纳入标准。对107个药物开发项目的评估确定了150个关键试验,随后进行了分析。关键试验大多是随机(80%)和盲法(69.3%)。生物标志物(41.1%)和临床结果(42.1%)通常被用作主要疗效终点。对使用生物标志物、临床结果或复合终点的临床试验设计元素的分析没有显示统计学上的显著差异。主要疗效终点的选择取决于药物的治疗领域、批准途径以及适应症病因是否明确。例如,生物标志物通常被选为血液学药物批准的主要疗效终点(70.6%),而临床结果通常被选为神经学药物批准的主要疗效终点(69.6%)。此外,如果疾病病因明确,生物标志物更常被用作关键试验的主要疗效终点(44.7%),而如果疾病病因不明确(27.3%)。讨论:在过去的10年里,许多新药被批准用于治疗各个治疗领域的非肿瘤罕见病。为了证明它们的监管审批有效性,生物标志物和临床结果通常被用作主要疗效终点。生物标志物不仅经常被用作加速审批的替代疗效终点,而且在传统批准的罕见病药物中也经常被用作替代疗效终点。主要疗效终点的选择因治疗领域、批准途径和对疾病病因的了解而异。
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引用次数: 0
A multilevel framework for recruitment and retention in implementation trials: An illustrative example. 实施试验中招聘和留用的多层次框架:一个说明性例子。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-06-01 Epub Date: 2025-01-10 DOI: 10.1177/17407745241307948
Nathaniel J Williams, Alexandra E Gomes, Nallely R Vega, Susan Esp, Mimi Choy-Brown, Rinad S Beidas

Background: Implementation and hybrid effectiveness-implementation trials aspire to speed the translation of science into practice by generating crucial evidence for improving the uptake of effective health interventions. By design, they pose unique recruitment and retention challenges due to their aims, units of analysis, and sampling plans, which typically require many clinical sites (i.e. often 20 or more) and participation by individuals who are related across multiple levels (e.g. linked organizational leaders, clinicians, and patients). In this article, we present a new multilevel, theory-informed, and relationship-centered framework for conceptualizing recruitment and retention in implementation and hybrid effectiveness-implementation trials which integrates and builds on prior work on recruitment and retention strategies in patient-focused trials. We describe the framework's application in the Working to Implement and Sustain Digital Outcome Measures hybrid type III trial, which occurred in part during the COVID-19 pandemic.

Methods: Recruitment for the Working to Implement and Sustain Digital Outcome Measures trial occurred from October 2019 to February 2022. Development of recruitment and retention strategies was guided by a newly developed multilevel framework, which targeted the capability, opportunity, and motivation of organizational leaders, clinicians, patient-facing administrative staff, and patients to engage in research. A structured assessment guide was developed and applied to refine recruitment and retention approaches throughout the trial. We describe the framework and its application amid the onset of the COVID-19 pandemic which required rapid adjustments to address numerous barriers.

Results: The Working to Implement and Sustain Digital Outcome Measures trial enrolled 21 outpatient clinics in three US states, incorporating 252 clinicians and 686 caregivers of youth (95% of patient recruitment target) across two distinct phases. Data completion rates for organizational leaders and clinicians averaged 90% over five waves spanning 18 months, despite the onset of the COVID pandemic. Caregiver completion rates of monthly follow-up assessments ranged from 80%-88% across 6 months. This article presents the multilevel framework, assessment guide, and strategies used to achieve recruitment and retention targets at each level.

Conclusion: We conducted a multi-state hybrid type III effectiveness-implementation trial that maintained high recruitment and retention across all relevant levels amid a global pandemic. The newly developed multilevel recruitment and retention framework and assessment guide presented here, which integrates behavioral theory, a relationship-focused lens, and evidence-based strategies for participant recruitment and retention at multiple levels, can be adapted and used by other researchers for implementation, hybrid, and m

背景:实施和混合有效性-实施试验旨在通过为改进有效卫生干预措施的采用提供关键证据,加速将科学转化为实践。在设计上,由于它们的目标、分析单位和抽样计划,它们提出了独特的招聘和保留挑战,这些挑战通常需要许多临床站点(即通常是20个或更多),并且需要跨多个级别(例如,关联的组织领导、临床医生和患者)相关个人的参与。在这篇文章中,我们提出了一个新的多层次的、有理论依据的、以关系为中心的框架,用于概念化实施和混合有效性实施试验中的招募和保留,该框架整合并建立在以患者为中心的试验中招募和保留策略的先前工作之上。我们描述了该框架在实施和维持数字成果措施混合III型试验中的应用,该试验部分发生在COVID-19大流行期间。方法:在2019年10月至2022年2月期间招募实施和维持数字结果措施试验的人员。招聘和保留策略的制定以新开发的多层次框架为指导,该框架针对组织领导者、临床医生、面向患者的行政人员和患者参与研究的能力、机会和动机。在整个试验过程中,制定并应用了结构化评估指南,以改进招聘和保留方法。我们描述了该框架及其在COVID-19大流行爆发期间的应用,该大流行需要快速调整以解决众多障碍。结果:努力实施和维持数字结果测量试验在美国三个州招募了21家门诊诊所,包括252名临床医生和686名青年护理人员(95%的患者招募目标),分为两个不同的阶段。尽管出现了COVID - 19大流行,但组织领导者和临床医生的数据完成率在18个月的五次浪潮中平均为90%。护理人员每月随访评估的完成率在6个月内从80%-88%不等。本文介绍了用于实现每个级别的招聘和保留目标的多层框架、评估指南和策略。结论:我们进行了一项多州混合III型有效性实施试验,该试验在全球大流行期间保持了所有相关级别的高招募和保留率。本文提出的新开发的多层次招募和保留框架和评估指南,整合了行为理论、以关系为中心的视角和基于证据的多层次参与者招募和保留策略,可以被其他研究人员用于实施、混合、多层次实用试验以及其他实施研究。
{"title":"A multilevel framework for recruitment and retention in implementation trials: An illustrative example.","authors":"Nathaniel J Williams, Alexandra E Gomes, Nallely R Vega, Susan Esp, Mimi Choy-Brown, Rinad S Beidas","doi":"10.1177/17407745241307948","DOIUrl":"10.1177/17407745241307948","url":null,"abstract":"<p><strong>Background: </strong>Implementation and hybrid effectiveness-implementation trials aspire to speed the translation of science into practice by generating crucial evidence for improving the uptake of effective health interventions. By design, they pose unique recruitment and retention challenges due to their aims, units of analysis, and sampling plans, which typically require many clinical sites (i.e. often 20 or more) and participation by individuals who are related across multiple levels (e.g. linked organizational leaders, clinicians, and patients). In this article, we present a new multilevel, theory-informed, and relationship-centered framework for conceptualizing recruitment and retention in implementation and hybrid effectiveness-implementation trials which integrates and builds on prior work on recruitment and retention strategies in patient-focused trials. We describe the framework's application in the Working to Implement and Sustain Digital Outcome Measures hybrid type III trial, which occurred in part during the COVID-19 pandemic.</p><p><strong>Methods: </strong>Recruitment for the Working to Implement and Sustain Digital Outcome Measures trial occurred from October 2019 to February 2022. Development of recruitment and retention strategies was guided by a newly developed multilevel framework, which targeted the capability, opportunity, and motivation of organizational leaders, clinicians, patient-facing administrative staff, and patients to engage in research. A structured assessment guide was developed and applied to refine recruitment and retention approaches throughout the trial. We describe the framework and its application amid the onset of the COVID-19 pandemic which required rapid adjustments to address numerous barriers.</p><p><strong>Results: </strong>The Working to Implement and Sustain Digital Outcome Measures trial enrolled 21 outpatient clinics in three US states, incorporating 252 clinicians and 686 caregivers of youth (95% of patient recruitment target) across two distinct phases. Data completion rates for organizational leaders and clinicians averaged 90% over five waves spanning 18 months, despite the onset of the COVID pandemic. Caregiver completion rates of monthly follow-up assessments ranged from 80%-88% across 6 months. This article presents the multilevel framework, assessment guide, and strategies used to achieve recruitment and retention targets at each level.</p><p><strong>Conclusion: </strong>We conducted a multi-state hybrid type III effectiveness-implementation trial that maintained high recruitment and retention across all relevant levels amid a global pandemic. The newly developed multilevel recruitment and retention framework and assessment guide presented here, which integrates behavioral theory, a relationship-focused lens, and evidence-based strategies for participant recruitment and retention at multiple levels, can be adapted and used by other researchers for implementation, hybrid, and m","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":" ","pages":"325-341"},"PeriodicalIF":2.2,"publicationDate":"2025-06-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC12094903/pdf/","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142964033","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Evaluating the impact of stratification on the power and cross-arm balance of randomized phase 2 clinical trials. 评估分层对随机2期临床试验的疗效和横臂平衡的影响。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-06-01 Epub Date: 2025-01-15 DOI: 10.1177/17407745241304065
Anna Moseley, Michael LeBlanc, Boris Freidlin, Rory M Shallis, Amer M Zeidan, David A Sallman, Harry P Erba, Richard F Little, Megan Othus

Background/aimsRandomized clinical trials often use stratification to ensure balance between arms. Analysis of primary endpoints of these trials typically uses a "stratified analysis," in which analyses are performed separately in each subgroup defined by the stratification factors, and those separate analyses are weighted and combined. In the phase 3 setting, stratified analyses based on a small number of stratification factors can provide a small increase in power. The impact on power and type-1 error of stratification in the setting of smaller sample sizes as in randomized phase 2 trials has not been well characterized.MethodsWe performed computational studies to characterize the power and cross-arm balance of modestly sized clinical trials (less than 170 patients) with varying numbers of stratification factors (0-6), sample sizes, randomization ratios (1:1 vs 2:1), and randomization methods (dynamic balancing vs stratified block).ResultsWe found that the power of unstratified analyses was minimally impacted by the number of stratification factors used in randomization. Analyses stratified by 1-3 factors maintained power over 80%, while power dropped below 80% when four or more stratification factors were used. These trends held regardless of sample size, randomization ratio, and randomization method. For a given randomization ratio and sample size, increasing the number of factors used in randomization had an adverse impact on cross-arm balance. Stratified block randomization performed worse than dynamic balancing with respect to cross-arm balance when three or more stratification factors were used.ConclusionStratified analyses can decrease power in the setting of phase 2 trials when the number of patients in a stratification subgroup is small.

背景/目的:随机临床试验通常采用分层来确保两臂之间的平衡。对这些试验的主要终点的分析通常使用“分层分析”,在分层因素定义的每个亚组中分别进行分析,并对这些单独的分析进行加权和合并。在第3阶段设置中,基于少量分层因素的分层分析可以提供少量的功率增加。在较小样本量的随机2期试验中,分层对功效和1型误差的影响尚未得到很好的表征。方法:我们进行了计算研究,以表征中等规模临床试验(少于170例患者)的功率和横臂平衡,这些试验具有不同数量的分层因素(0-6)、样本量、随机化比例(1:1 vs 2:1)和随机化方法(动态平衡vs分层块)。结果:我们发现,随机化中使用的分层因素数量对非分层分析的影响最小。采用1-3个因素分层的分析,准确率保持在80%以上,而采用4个或更多因素分层的分析,准确率下降到80%以下。这些趋势与样本量、随机化比例和随机化方法无关。对于给定的随机化比例和样本量,增加随机化中使用的因素数量会对横臂平衡产生不利影响。当使用三个或更多分层因素时,分层块随机化在横臂平衡方面的表现比动态平衡差。结论:当分层亚组中患者数量较少时,分层分析可能会降低2期试验的有效性。
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引用次数: 0
Assessing institutional responsibility in scientific misconduct: A case study of enoximone research by Joachim Boldt. 评估科研不端行为中的机构责任:约阿希姆·博尔特依诺西酮研究的案例研究。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-12-18 DOI: 10.1177/17407745241297162
Christian J Wiedermann

Background: Enoximone, a phosphodiesterase III inhibitor, was approved in Germany in 1989 and initially proposed for heart failure and perioperative cardiac conditions. The research of Joachim Boldt and his supervisor Gunter Hempelmann came under scrutiny after investigations revealed systematic scientific misconduct leading to numerous retractions. Therefore, early enoximone studies by Boldt and Hempelmann from 1988 to 1991 were reviewed.

Methods: PubMed-listed publications and dissertations on enoximone from the Justus-Liebig-University of Giessen were analyzed for study design, participant demographics, methods, and outcomes. The data were screened for duplications and inconsistencies.

Results: Of seven randomized controlled trial articles identified, two were retracted. Five of the non-retracted articles reported similarly designed studies and included similar patient cohorts. The analysis revealed overlap in patient demographics and reported outcomes and inconsistencies in cardiac index values between trials, suggesting data duplication and manipulation. Several other articles have been retracted. The analysis results of misconduct and co-authorship of retracted studies during Boldt's late formative years indicate inadequate mentorship. The university's slow response in supporting the retraction of publications involving scientific misconduct indicates systemic oversight problems.

Conclusion: All five publications analyzed remained active and warrant retraction to maintain the integrity of the scientific record. This analysis highlights the need for improved institutional supervision. The current guidelines of the Committee on Publication Ethics for retraction are inadequate for large-scale scientific misconduct. Comprehensive ethics training, regular audits, and transparent reporting are essential to ensure the credibility of published research.

背景:Enoximone是一种磷酸二酯酶III抑制剂,于1989年在德国被批准,最初用于心力衰竭和围手术期心脏病。Joachim Boldt和他的导师Gunter Hempelmann的研究在调查发现系统性的科学不端行为导致大量撤回后受到审查。因此,本文回顾了Boldt和Hempelmann从1988年到1991年的早期依诺西酮研究。方法:对来自德国吉森大学(Justus-Liebig-University of Giessen)的pubmed收录的关于依诺西蒙的出版物和论文进行研究设计、参与者人口统计、方法和结果分析。对数据进行了重复和不一致的筛选。结果:在确定的7篇随机对照试验文章中,2篇被撤回。未撤回的文章中有5篇报道了类似设计的研究,包括类似的患者队列。分析显示患者人口统计学和报告的结果重叠,试验之间心脏指数值不一致,表明数据重复和操纵。其他几篇文章也被撤回。在Boldt的后期形成时期,不当行为和撤回研究的共同作者的分析结果表明指导不足。该大学在支持撤回涉及科学不端行为的出版物方面反应迟缓,这表明系统监管存在问题。结论:所分析的所有五篇出版物都保持活跃,值得撤回,以保持科学记录的完整性。这一分析强调了改善机构监督的必要性。出版伦理委员会目前关于撤稿的指导方针不足以应对大规模的科学不端行为。全面的伦理培训、定期审计和透明的报告对于确保已发表研究的可信度至关重要。
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引用次数: 0
Investigating the presence of surgical learning in the Timing of Primary Surgery for cleft palate randomised trial. 调查腭裂初次手术时机中手术学习的存在。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2025-01-10 DOI: 10.1177/17407745241302488
Elizabeth J Conroy, Jane M Blazeby, Girvan Burnside, Jonathan A Cook, Carrol Gamble

Background/aimsWhen conducting a randomised controlled trial in surgery, it is important to consider surgical learning, where surgeons' familiarity with one, or both, of the interventions increases during the trial. If present, learning may compromise trial validity. We demonstrate a statistical investigation into surgical learning within a trial of cleft palate repair.MethodsThe Timing of Primary Surgery compared primary surgery, using the Sommerlad technique, for cleft palate repair delivered at 6 or 12 months of age. Participating surgeons had varying levels of experience with the intervention and in repair across the age groups. Trial design aimed to reduce the surgical learning via pre-trial surgical technique training and balancing the randomisation process by surgeon. We explore residual learning effects by applying visual methods and statistical models to a surgical outcome (fistula formation) and a process indicator (operation time).ResultsNotably, 26 surgeons operated on 521 infants. As the trial progressed, operation time reduced for surgeons with no pre-trial Sommerlad experience (n = 2), before plateauing at 30 operations, whereas it remained stable for those with prior experience. Fistula rates remained stable regardless of technique experience. Pre-trial age for primary surgery experience had no impact on either measures.ConclusionManaging learning effects through design was not fully achieved but balanced between trial arms, and residual effects were minimal. This investigation explores the presence of learning, within a randomised controlled trial that may be valuable for future trials. We recommend such investigations are undertaken to aid trial interpretation and generalisability, and determine success of trial design measures.

背景/目的:在进行外科随机对照试验时,重要的是要考虑手术学习,即外科医生在试验期间对一种或两种干预措施的熟悉程度增加。如果存在,学习可能会损害试验效度。我们在腭裂修复试验中展示了对外科学习的统计调查。方法:采用Sommerlad技术对6月龄和12月龄腭裂患儿进行初次手术时机的比较。参与手术的外科医生在不同年龄组的干预和修复方面有不同程度的经验。试验设计旨在通过试验前手术技术培训减少手术学习,并平衡外科医生的随机化过程。我们通过将可视化方法和统计模型应用于手术结果(瘘管形成)和过程指标(手术时间)来探索残余学习效应。结果:值得注意的是,26名外科医生对521名婴儿进行了手术。随着试验的进行,没有试验前Sommerlad经验的外科医生的手术时间减少(n = 2),在30次手术前达到稳定,而有经验的外科医生的手术时间保持稳定。无论技术经验如何,瘘管率保持稳定。初次手术经验的试验前年龄对两项指标均无影响。结论:通过设计来管理学习效果并没有完全实现,但在试验组之间达到了平衡,残留效应很小。本研究在随机对照试验中探讨了学习的存在,这可能对未来的试验有价值。我们建议进行这样的调查,以帮助试验解释和推广,并确定试验设计措施的成功。
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引用次数: 0
Consent to recontact for future research using linked primary healthcare data: Outcomes and general practice perceptions from the ATHENA COVID-19 study. 同意使用相关初级卫生保健数据重新联系以进行未来研究:来自ATHENA COVID-19研究的结果和一般实践看法
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-12-29 DOI: 10.1177/17407745241304094
Kim Greaves, Amanda King, Zoltan Bourne, Jennifer Welsh, Mark Morgan, Maria Ximena Tolosa, Trisha Johnston, Carissa Bonner, Tony Stanton, Rosemary Korda

Background: The ATHENA COVID-19 study was set up to recruit a cohort of patients with linked health information willing to be recontacted in future to participate in clinical trials and also to investigate the outcomes of people with COVID-19 in Queensland, Australia, using consent. This report describes how patients were recruited, their primary care data extracted, proportions consenting, outcomes of using the recontact method to recruit to a study, and experiences interacting with general practices requested to release the primary care data.

Methods: Patients diagnosed with COVID-19 from 1 January 2020 to 31 December 2020 were systematically approached to gain consent to have their primary healthcare data extracted from their general practice into a Queensland Health database and linked to other datasets for ethically approved research. Patients were also asked to consent to allow future recontact to discuss participation in clinical trials and other research studies. Patients who consented to recontact were later approached to recruit to a long-COVID study. Patients' general practices were contacted to export the patient files. All patient and general practice interactions were recorded. Outcome measures were proportions of patients consenting to data extraction and research, permission to recontact, proportions of general practices agreeing to participate. A thematic analysis was conducted to assess attitudes regarding export of healthcare data, and the proportions consenting to participate in the long-COVID study were also reported.

Results: Of 1212 patients with COVID-19, contact details were available for 1155; 995 (86%) were successfully approached, and 842 (85%) reached a consent decision. Of those who reached a decision, 581 (69%), 615 (73%) and 629 (75%) patients consented to data extraction, recontact, and both, respectively. In all, 382 general practices were contacted, of whom 347 (91%) had an electronic medical record compatible for file export. Of these, 335 (88%) practices agreed to participate, and 12 (3%) declined. In total, 526 patient files were exported. The majority of general practices supported the study and accepted electronic patient consent as legitimate. For the long-COVID study, 376 (90%) of those patients recontacted agreed to have their contact details passed onto the long-COVID study team and 192 (53%) consented to take part in their study.

Conclusion: This report describes how primary care data were successfully extracted using consent, and that the majority of patients approached gave permission for their healthcare information to be used for research and be recontacted. The consent-to-recontact concept demonstrated its effectiveness to recruit to new research studies. The majority of general practices were willing to export identifiable patient healthcare data for linkage provided consent had been obtained.

背景:雅典娜COVID-19研究旨在招募一组具有相关健康信息的患者,这些患者愿意在未来重新联系,以参与临床试验,并在同意的情况下调查澳大利亚昆士兰州COVID-19患者的结果。本报告描述了如何招募患者,提取他们的初级保健数据,同意的比例,使用再接触方法招募研究的结果,以及与要求发布初级保健数据的一般做法互动的经验。方法:系统地接触2020年1月1日至2020年12月31日诊断为COVID-19的患者,以获得同意,将他们的初级卫生保健数据从其全科实践中提取到昆士兰卫生数据库中,并与伦理批准的研究的其他数据集相关联。患者也被要求同意允许将来再次联系,讨论参与临床试验和其他研究。同意重新接触的患者后来被招募参加一项长期的covid研究。联系患者的全科医生导出患者档案。记录了所有患者和全科医生的互动。结果测量是同意数据提取和研究的患者比例,再次接触的许可比例,同意参与的全科医生比例。进行了主题分析,以评估对医疗数据导出的态度,并报告了同意参与长期covid研究的比例。结果:在1212例COVID-19患者中,有1155例可获得联系方式;995例(86%)成功接触,842例(85%)达成同意决定。在做出决定的患者中,分别有581例(69%)、615例(73%)和629例(75%)患者同意提取数据、重新联系,以及两者都同意。总共联系了382家全科医生,其中347家(91%)拥有兼容文件导出的电子病历。其中,335家(88%)诊所同意参与,12家(3%)诊所拒绝参与。总共导出了526份患者文件。大多数全科医生支持这项研究,并承认电子患者同意书是合法的。对于长期covid研究,重新接触的患者中有376人(90%)同意将他们的联系方式传递给长期covid研究团队,192人(53%)同意参加他们的研究。结论:本报告描述了如何使用同意成功提取初级保健数据,以及大多数接触的患者允许将其医疗保健信息用于研究并重新联系。同意再接触的概念证明了它在招募新研究方面的有效性。在征得同意的情况下,大多数全科医生都愿意导出可识别的患者医疗保健数据进行链接。
{"title":"Consent to recontact for future research using linked primary healthcare data: Outcomes and general practice perceptions from the ATHENA COVID-19 study.","authors":"Kim Greaves, Amanda King, Zoltan Bourne, Jennifer Welsh, Mark Morgan, Maria Ximena Tolosa, Trisha Johnston, Carissa Bonner, Tony Stanton, Rosemary Korda","doi":"10.1177/17407745241304094","DOIUrl":"https://doi.org/10.1177/17407745241304094","url":null,"abstract":"<p><strong>Background: </strong>The ATHENA COVID-19 study was set up to recruit a cohort of patients with linked health information willing to be recontacted in future to participate in clinical trials and also to investigate the outcomes of people with COVID-19 in Queensland, Australia, using consent. This report describes how patients were recruited, their primary care data extracted, proportions consenting, outcomes of using the recontact method to recruit to a study, and experiences interacting with general practices requested to release the primary care data.</p><p><strong>Methods: </strong>Patients diagnosed with COVID-19 from 1 January 2020 to 31 December 2020 were systematically approached to gain consent to have their primary healthcare data extracted from their general practice into a Queensland Health database and linked to other datasets for ethically approved research. Patients were also asked to consent to allow future recontact to discuss participation in clinical trials and other research studies. Patients who consented to recontact were later approached to recruit to a long-COVID study. Patients' general practices were contacted to export the patient files. All patient and general practice interactions were recorded. Outcome measures were proportions of patients consenting to data extraction and research, permission to recontact, proportions of general practices agreeing to participate. A thematic analysis was conducted to assess attitudes regarding export of healthcare data, and the proportions consenting to participate in the long-COVID study were also reported.</p><p><strong>Results: </strong>Of 1212 patients with COVID-19, contact details were available for 1155; 995 (86%) were successfully approached, and 842 (85%) reached a consent decision. Of those who reached a decision, 581 (69%), 615 (73%) and 629 (75%) patients consented to data extraction, recontact, and both, respectively. In all, 382 general practices were contacted, of whom 347 (91%) had an electronic medical record compatible for file export. Of these, 335 (88%) practices agreed to participate, and 12 (3%) declined. In total, 526 patient files were exported. The majority of general practices supported the study and accepted electronic patient consent as legitimate. For the long-COVID study, 376 (90%) of those patients recontacted agreed to have their contact details passed onto the long-COVID study team and 192 (53%) consented to take part in their study.</p><p><strong>Conclusion: </strong>This report describes how primary care data were successfully extracted using consent, and that the majority of patients approached gave permission for their healthcare information to be used for research and be recontacted. The consent-to-recontact concept demonstrated its effectiveness to recruit to new research studies. The majority of general practices were willing to export identifiable patient healthcare data for linkage provided consent had been obtained.</p>","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":"22 2","pages":"188-199"},"PeriodicalIF":2.2,"publicationDate":"2025-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"143976742","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
The state of individual participant data sharing for the highest-revenue medicines. 收入最高的药品的个人参与者数据共享情况。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-10-15 DOI: 10.1177/17407745241286147
Natansh D Modi, Lee X Li, Jessica M Logan, Michael D Wiese, Ahmad Y Abuhelwa, Ross A McKinnon, Andrew Rowland, Michael J Sorich, Ashley M Hopkins

BackgroundAmid growing emphasis from pharmaceutical companies, advocacy groups, and regulatory bodies for sharing of individual participant data, recent audits reveal limited sharing, particularly for high-revenue medicines. Therefore, this study aimed to assess the individual participant data-sharing eligibility of clinical trials supporting the Food and Drug Administration approval of the top 30 highest-revenue medicines for 2021.MethodsA cross-sectional analysis was conducted on 316 clinical trials supporting approval of the top 30 revenue-generating medicines of 2021. The study assessed whether these trials were eligible for individual participant data sharing, defined as being publicly listed on a data-sharing platform or confirmed by the trial sponsors as in scope for independent researcher individual participant data investigations. Information was gathered from various sources including ClinicalTrials.gov, the European Union Clinical Trials Register, and PubMed. Key factors such as the trial phase, completion dates, and the nature of the data-sharing process were also examined.ResultsOf the 316 trials, 201 (64%) were confirmed eligible for sharing, meaning they were either publicly listed on a data-sharing platform or confirmed by the trial sponsors as in scope for independent researcher individual participant data investigations. A total of 102 (32%) were confirmed ineligible, and for 13 (4%), the sponsor indicated that a full research proposal would be required to determine eligibility. The analysis also revealed a higher rate of individual participant data sharing among companies that utilized independent platforms, such as Vivli, for managing their individual participant data-sharing process. Trials not marked as completed had significantly lower eligibility for individual participant data sharing.ConclusionThis study highlights that a substantial portion of trials for top revenue-generating medicines are eligible for individual participant data sharing. However, challenges persist, particularly for trials that are marked as ongoing and for trials where the sharing processes are managed internally by pharmaceutical companies. Data-sharing rates could be improved by adopting open-access individual participant data-sharing models or using independent platforms. Standardizing policies to facilitate immediate individual participant data availability for approved medicines is necessary.

背景:在制药公司、倡导团体和监管机构日益强调共享受试者个人数据的同时,最近的审计显示共享数据有限,尤其是高收入药物。因此,本研究旨在评估支持美国食品和药物管理局批准 2021 年收入最高的前 30 种药品的临床试验的个体参与者数据共享资格:对支持 2021 年收入最高的 30 种药品审批的 316 项临床试验进行了横向分析。研究评估了这些试验是否符合个体参与者数据共享的条件,即在数据共享平台上公开列出或经试验申办者确认属于独立研究人员个体参与者数据调查范围。研究人员从各种渠道收集信息,包括 ClinicalTrials.gov、欧盟临床试验注册中心和 PubMed。此外,还对试验阶段、完成日期和数据共享过程的性质等关键因素进行了研究:在316项试验中,有201项(64%)被确认符合共享条件,这意味着这些试验要么在数据共享平台上公开列出,要么经试验发起人确认属于独立研究人员对个体参与者数据进行调查的范围。共有 102 个项目(32%)被确认为不符合条件,13 个项目(4%)的发起人表示需要一份完整的研究计划书才能确定是否符合条件。分析还显示,在利用 Vivli 等独立平台管理个人参与者数据共享流程的公司中,个人参与者数据共享率较高。未标注为已完成的试验的个人参与者数据共享资格明显较低:本研究强调,大部分创收最高的药品试验都符合个体参与者数据共享的条件。然而,挑战依然存在,尤其是那些被标注为正在进行的试验和由制药公司内部管理共享流程的试验。通过采用开放式个人参与者数据共享模式或使用独立平台,可以提高数据共享率。有必要对政策进行标准化,以促进已批准药物的个人参与者数据的即时可用性。
{"title":"The state of individual participant data sharing for the highest-revenue medicines.","authors":"Natansh D Modi, Lee X Li, Jessica M Logan, Michael D Wiese, Ahmad Y Abuhelwa, Ross A McKinnon, Andrew Rowland, Michael J Sorich, Ashley M Hopkins","doi":"10.1177/17407745241286147","DOIUrl":"10.1177/17407745241286147","url":null,"abstract":"<p><p>BackgroundAmid growing emphasis from pharmaceutical companies, advocacy groups, and regulatory bodies for sharing of individual participant data, recent audits reveal limited sharing, particularly for high-revenue medicines. Therefore, this study aimed to assess the individual participant data-sharing eligibility of clinical trials supporting the Food and Drug Administration approval of the top 30 highest-revenue medicines for 2021.MethodsA cross-sectional analysis was conducted on 316 clinical trials supporting approval of the top 30 revenue-generating medicines of 2021. The study assessed whether these trials were eligible for individual participant data sharing, defined as being publicly listed on a data-sharing platform or confirmed by the trial sponsors as in scope for independent researcher individual participant data investigations. Information was gathered from various sources including ClinicalTrials.gov, the European Union Clinical Trials Register, and PubMed. Key factors such as the trial phase, completion dates, and the nature of the data-sharing process were also examined.ResultsOf the 316 trials, 201 (64%) were confirmed eligible for sharing, meaning they were either publicly listed on a data-sharing platform or confirmed by the trial sponsors as in scope for independent researcher individual participant data investigations. A total of 102 (32%) were confirmed ineligible, and for 13 (4%), the sponsor indicated that a full research proposal would be required to determine eligibility. The analysis also revealed a higher rate of individual participant data sharing among companies that utilized independent platforms, such as Vivli, for managing their individual participant data-sharing process. Trials not marked as completed had significantly lower eligibility for individual participant data sharing.ConclusionThis study highlights that a substantial portion of trials for top revenue-generating medicines are eligible for individual participant data sharing. However, challenges persist, particularly for trials that are marked as ongoing and for trials where the sharing processes are managed internally by pharmaceutical companies. Data-sharing rates could be improved by adopting open-access individual participant data-sharing models or using independent platforms. Standardizing policies to facilitate immediate individual participant data availability for approved medicines is necessary.</p>","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":" ","pages":"170-177"},"PeriodicalIF":2.2,"publicationDate":"2025-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC11986077/pdf/","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142459903","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Commentary on Toerper et al: A step in the right direction for learning health systems. 对Toerper等人的评论:朝着学习卫生系统的正确方向迈出了一步。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-12-29 DOI: 10.1177/17407745241302023
Mark J Pletcher
{"title":"Commentary on Toerper et al: A step in the right direction for learning health systems.","authors":"Mark J Pletcher","doi":"10.1177/17407745241302023","DOIUrl":"https://doi.org/10.1177/17407745241302023","url":null,"abstract":"","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":"22 2","pages":"152-154"},"PeriodicalIF":2.2,"publicationDate":"2025-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC11992430/pdf/","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"143969136","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Estimating treatment effects from a randomized controlled trial with mid-trial design changes. 从随机对照试验中评估试验设计改变的治疗效果。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-12-30 DOI: 10.1177/17407745241304120
Sudeshna Paul, Jaeun Choi, Mi-Kyung Song

BackgroundIn randomized controlled trials (RCTs), unplanned design modifications due to unexpected circumstances are seldom reported. Naively lumping data from pre- and post-design changes to estimate the size of the treatment effect, as planned in the original study, can introduce systematic bias and limit interpretability of the trial findings. There has been limited discussion on how to estimate the treatment effect when an RCT undergoes major design changes during the trial. Using our recently completed RCT, which underwent multiple design changes, as an example, we examined the statistical implications of design changes on the treatment effect estimates.MethodsOur example RCT aimed to test an advance care planning intervention targeting dementia patients and their surrogate decision-makers compared to usual care. The original trial underwent two major mid-trial design changes resulting in three smaller studies. The changes included altering the number of study arms and adding new recruitment sites, thus perturbing the initial statistical assumptions. We used a simulation study to mimic these design modifications in our RCT, generate independent patient-level data and evaluate naïve lumping of data, a two-stage fixed-effect and random-effect meta-analysis model to obtain an average effect size estimate from all studies. Standardized mean-difference and odds-ratio estimates at post-intervention were used as effect sizes for continuous and binary outcomes, respectively. The performance of the estimates from different methods were compared by studying their statistical properties (e.g. bias, mean squared error, and coverage probability of 95% confidence intervals).ResultsWhen between-design heterogeneity is negligible, the fixed- and random-effect meta-analysis models yielded accurate and precise effect-size estimates for both continuous and binary data. As between-design heterogeneity increased, the estimates from random meta-analysis methods indicated less bias and higher coverage probability compared to the naïve and fixed-effect methods, however the mean squared error was higher indicating greater uncertainty arising from a small number of studies. The between-study heterogeneity parameter was not precisely estimable due to fewer studies. With increasing sample sizes within each study, the effect-size estimates showed improved precision and statistical power.ConclusionsWhen a trial undergoes unplanned major design changes, the statistical approach to estimate the treatment effect needs to be determined carefully. Naïve lumping of data across designs is not appropriate even when the overall goal of the trial remains unchanged. Understanding the implications of the different aspects of design changes and accounting for them in the analysis of the data are essential for internal validity and reporting of the trial findings. Importantly, investigators must disclose the design changes clearly in their study reports.

在随机对照试验(RCTs)中,由于意外情况而导致的计划外设计修改很少被报道。按照原始研究的计划,天真地将设计前和设计后的数据集中起来,以估计治疗效果的大小,可能会引入系统偏倚,并限制试验结果的可解释性。当一项随机对照试验在试验期间发生重大设计变化时,关于如何评估治疗效果的讨论有限。以我们最近完成的RCT为例,它经历了多次设计更改,我们检查了设计更改对治疗效果估计的统计含义。方法一项示例RCT旨在测试针对痴呆患者及其替代决策者的预先护理计划干预与常规护理的比较。最初的试验经历了两次主要的试验中期设计变更,导致三个较小的研究。这些变化包括改变研究组的数量和增加新的招募地点,从而扰乱了最初的统计假设。我们在我们的RCT中使用模拟研究来模拟这些设计修改,生成独立的患者水平数据,并评估naïve数据集总,两阶段固定效应和随机效应荟萃分析模型,以获得所有研究的平均效应大小估计。干预后的标准化均差和优势比估计值分别用作连续和二元结果的效应量。通过研究不同方法的统计特性(例如偏差、均方误差和95%置信区间的覆盖概率),比较了不同方法估计的性能。当设计间异质性可以忽略不计时,固定效应和随机效应荟萃分析模型对连续和二元数据均产生了准确和精确的效应大小估计。随着设计间异质性的增加,随机荟萃分析方法的估计值与naïve和固定效应方法相比,偏倚更小,覆盖概率更高,但均方误差更高,表明研究数量少,不确定性更大。由于研究较少,研究间异质性参数不能精确估计。随着每项研究中样本量的增加,效应量估计显示出精度和统计能力的提高。结论当试验发生计划外的重大设计变化时,评估治疗效果的统计方法需要仔细确定。Naïve即使在试验的总体目标保持不变的情况下,跨设计的数据集中也是不合适的。了解设计变化的不同方面的影响,并在数据分析中考虑它们,对于试验结果的内部有效性和报告至关重要。重要的是,研究者必须在他们的研究报告中清楚地披露设计变更。
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引用次数: 0
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