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A Bayesian adaptive design approach for stepped-wedge cluster randomized trials. 阶梯楔形分组随机试验的贝叶斯自适应设计方法。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-08-01 Epub Date: 2024-01-19 DOI: 10.1177/17407745231221438
Jijia Wang, Jing Cao, Chul Ahn, Song Zhang

Background: The Bayesian group sequential design has been applied widely in clinical studies, especially in Phase II and III studies. It allows early termination based on accumulating interim data. However, to date, there lacks development in its application to stepped-wedge cluster randomized trials, which are gaining popularity in pragmatic trials conducted by clinical and health care delivery researchers.

Methods: We propose a Bayesian adaptive design approach for stepped-wedge cluster randomized trials, which makes adaptive decisions based on the predictive probability of declaring the intervention effective at the end of study given interim data. The Bayesian models and the algorithms for posterior inference and trial conduct are presented.

Results: We present how to determine design parameters through extensive simulations to achieve desired operational characteristics. We further evaluate how various design factors, such as the number of steps, cluster size, random variability in cluster size, and correlation structures, impact trial properties, including power, type I error, and the probability of early stopping. An application example is presented.

Conclusion: This study presents the incorporation of Bayesian adaptive strategies into stepped-wedge cluster randomized trials design. The proposed approach provides the flexibility to stop the trial early if substantial evidence of efficacy or futility is observed, improving the flexibility and efficiency of stepped-wedge cluster randomized trials.

背景:贝叶斯分组序列设计已广泛应用于临床研究,尤其是 II 期和 III 期研究。它允许根据积累的中期数据提前终止研究。然而,迄今为止,贝叶斯分组序列设计在阶梯式分组随机试验中的应用还缺乏发展,而阶梯式分组随机试验在临床和医疗服务研究人员开展的实用性试验中越来越受欢迎:我们提出了一种针对阶梯式楔形分组随机试验的贝叶斯自适应设计方法,该方法可根据中期数据在研究结束时宣布干预有效的预测概率做出自适应决策。本文介绍了贝叶斯模型以及用于后验推断和试验进行的算法:我们介绍了如何通过大量模拟来确定设计参数,以实现所需的操作特性。我们进一步评估了各种设计因素(如步骤数、群组大小、群组大小的随机变异性和相关结构)如何影响试验属性,包括功率、I 类错误和早期停止的概率。本文介绍了一个应用实例:本研究介绍了将贝叶斯自适应策略纳入阶梯楔形分组随机试验设计的方法。所提出的方法提供了在观察到实质性疗效或无效证据时提前停止试验的灵活性,提高了阶梯楔形分组随机试验的灵活性和效率。
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引用次数: 0
The symbolic two-step method applied to cancer care delivery research: Safeguarding against designing an underpowered cluster randomized trial with a continuous outcome by accounting for the imprecision in the within- and between-center variation. 将象征性两步法应用于癌症护理服务研究:通过考虑中心内和中心间变异的不精确性,防止设计连续结果的群组随机试验。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-08-01 Epub Date: 2024-01-19 DOI: 10.1177/17407745231219680
David Zahrieh, Blaize W Kandler, Jennifer Le-Rademacher

Background: Knowing the predictive factors of the variation in a center-level continuous outcome of interest is valuable in the design and analysis of parallel-arm cluster randomized trials. The symbolic two-step method for sample size planning that we present incorporates this knowledge while simultaneously accounting for patient-level characteristics. Our approach is illustrated through application to cluster randomized trials in cancer care delivery research. The required number of centers (clusters) depends on the between- and within-center variance; the within-center variance is a function of estimates obtained by regressing the log within-center variance on predictive factors. Obtaining accurate estimates of the components needed to characterize the within-center variation is challenging.

Methods: Using our previously derived sample size formula, our objective in the current research is to directly account for the imprecision in these estimates, using a Bayesian approach, to safeguard against designing an underpowered study when using the symbolic two-step method. Using estimates of the required components, including the number of centers that contribute to those estimates, we make formal allowance for the imprecision in these estimates on which a sample size will be based.

Results: The mean of the distribution for power is consistently smaller than the single point estimate that the sample size formula yields. The reduction in power is more pronounced in the presence of increased uncertainty about the estimates with the reduction becoming more attenuated with increased numbers of centers that contribute to the estimates.

Conclusions: Accounting for imprecision in the estimates of the components required for sample size estimation using the symbolic two-step method in the design of a cluster randomized trial yields conservative estimates of power.

背景:在设计和分析平行臂分组随机试验时,了解相关中心水平连续结果变化的预测因素非常重要。我们提出的象征性两步样本量规划方法在考虑患者水平特征的同时,也纳入了这一知识。我们将通过应用于癌症治疗研究中的分组随机试验来说明我们的方法。所需的中心(群组)数量取决于中心间方差和中心内方差;中心内方差是通过将对数中心内方差与预测因素进行回归而得到的估计值的函数。准确估计中心内变异所需的成分具有挑战性:利用我们之前推导出的样本量公式,我们目前的研究目标是采用贝叶斯方法,直接考虑这些估计值的不精确性,以防止在使用象征性两步法时设计出动力不足的研究。利用对所需成分的估计,包括对这些估计值有贡献的中心数量,我们正式考虑了这些估计值的不精确性,并以此为基础确定样本量:结果:功率分布的平均值始终小于样本量公式得出的单点估计值。在估计值的不确定性增加的情况下,功率的降低更为明显,随着参与估计的中心数量增加,功率的降低幅度也会减小:结论:在设计分组随机试验时,使用象征性两步法对样本量估算所需的成分进行不精确估算,可获得保守的功率估算值。
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引用次数: 0
Rethinking the clinical research protocol: Lessons learned from the COVID-19 pandemic and recommendations for reducing noncompliance. 重新思考临床研究方案:从 COVID-19 大流行中汲取的教训以及减少违规行为的建议。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-08-01 Epub Date: 2024-02-17 DOI: 10.1177/17407745241232430
Matthew J Gooden, Gina Norato, Katherine Landry, Sandra B Martin, Avindra Nath, Lauren Reoma

Background/aims: Since the onset of the coronavirus disease 2019 (COVID-19) pandemic, 103.4 million cases and 1.1 million deaths have occurred nationally as of November 2023. Despite the benefit of mitigating measures, the pandemic's effect on participant safety is rarely documented.

Methods: This study assessed noncompliance occurring from July 2019 to August 2021 that were stratified by the date of noncompliance (before or after restrictions). Events were described by size, site, noncompliance type, primary category, subcategory, and cause. In addition, noncompliance associated with COVID-19 was analyzed to determine characteristics.

Results: In total, 323 noncompliance events occurred across 21,146 participants at risk in 35 protocols. The overall rate of noncompliance increased from 0.008 events per participant to 0.022 events per participant after the COVID-19 restrictions (p < 0.001). For onsite protocols, the median within protocol change in rates was 0.001 (interquartile range = 0.141) after the onset of COVID-19 restrictions (p = 0.54). For large-sized protocols (n ≥ 100), the median within protocol change in rates was also 0.001 (interquartile range = 0.017) after COVID-19 restrictions (p = 0.15). For events related to COVID-19 restrictions, 160/162 (99%) were minor deviations, 161/162 (99%) were procedural noncompliance, and 124/162 (77%) were an incomplete study visit.

Conclusion: These noncompliance events have implications for clinical trial methodology because nonadherence to trial design can lead to participant safety concerns and loss of trial data validity. Protocols should be written to better facilitate the capture of all safety and efficacy data. This recommendation should be considered when changes occur to the protocol environment that are outside of the study team's control.

背景/目的:自 2019 年冠状病毒病(COVID-19)大流行以来,截至 2023 年 11 月,全国已发生 1.034 亿例病例,110 万人死亡。尽管采取缓解措施很有益处,但大流行对参与者安全的影响却鲜有记录:本研究评估了 2019 年 7 月至 2021 年 8 月期间发生的不合规事件,并按不合规日期(限制之前或之后)进行了分层。事件按规模、地点、不合规类型、主要类别、子类别和原因进行描述。此外,还分析了与 COVID-19 相关的不合规事件,以确定其特征:结果:在 35 个方案的 21,146 名风险参与者中,共发生了 323 起不合规事件。在 COVID-19 限制措施实施后,总体违规率从每名参与者 0.008 起增加到 0.022 起(P = 0.54)。对于大型方案(n ≥ 100),在 COVID-19 限制后,方案内不合规率变化的中位数也为 0.001(四分位距 = 0.017)(p = 0.15)。在与 COVID-19 限制相关的事件中,160/162(99%)为轻微偏差,161/162(99%)为程序不合规,124/162(77%)为研究访问不完整:这些不合规事件对临床试验方法有一定的影响,因为不遵守试验设计会导致受试者安全问题和试验数据有效性的丧失。临床试验方案的编写应更有利于获取所有安全性和有效性数据。当方案环境发生变化而研究小组无法控制时,应考虑本建议。
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引用次数: 0
Challenges in designing a randomized, double-blind noninferiority trial for treatment of acne: The SD-ACNE trial. 设计治疗痤疮的随机双盲非劣效性试验所面临的挑战:SD-ACNE 试验。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-07-27 DOI: 10.1177/17407745241265094
John S Barbieri, Susan Ellenberg, Elizabeth Grice, Ann Tierney, Suzette Baez VanderBeek, Maryte Papadopoulos, Jennifer Mason, Anabel Mason, James Dattilo, David J Margolis

Background/aims: Excessive use of antibiotics has led to development of antibiotic resistance and other antibiotic-associated complications. Dermatologists prescribe more antibiotics per clinician than any other major specialty, with much of this use for acne. Alternative acne treatments are available but are used much less often than antibiotics, at least partially because dermatologists feel that they are less effective. Spironolactone, a hormonal therapy with antiandrogen effects that can address the hormonal pathogenesis of acne, may represent a therapeutic alternative to oral antibiotics for women with acne. However, the comparative effects of spironolactone and oral antibiotics in the treatment of acne have not been definitively studied. The Spironolactone versus Doxycycline for Acne: A Comparative Effectiveness, Noninferiority Evaluation (SD-ACNE) trial aims to answer whether spironolactone, in addition to standard topical therapy, is noninferior to doxycycline (an oral antibiotic) for women with acne. Several interesting challenges arose in the development of this study, including determining acceptability of the comparative regimens to participating dermatologists, identifying data to support a noninferiority margin, and establishing a process for unblinding participants after they completed the study while maintaining the blind for study investigators.

Methods: We present the scientific and clinical rationale for the decisions made in the design of the trial, including input from key stakeholders through a Delphi consensus process.

Results: The Spironolactone versus Doxycycline for Acne: A Comparative Effectiveness, Noninferiority Evaluation trial (NCT04582383) is being conducted at a range of community and academic sites in the United States. To maximize external validity and inform clinical practice, the study is designed with broad eligibility criteria and no prohibition of use of topical medications. Participants in the trial will be randomized to receive either spironolactone 100 mg/day or doxycycline hyclate 100 mg/day for 16 weeks. The primary outcome is the absolute decrease in inflammatory lesion count, and we have established a noninferiority margin of four inflammatory lesions. Secondary outcomes include the percentage of participants achieving Investigator Global Assessment success, change in quality of life, and microbiome changes and diversity.

Conclusions: The Spironolactone versus Doxycycline for Acne: A Comparative Effectiveness, Noninferiority Evaluation trial will have substantial implications for the treatment of acne and antibiotic stewardship. In addition, this study will provide important information on the effect of these systemic agents on the development of changes to the microbiome and antibiotic resistance in a healthy population of patients.

背景/目的:抗生素的过度使用导致了抗生素耐药性的产生以及其他与抗生素相关的并发症。皮肤科医生给每位临床医生开出的抗生素处方比其他任何主要专科都多,其中大部分用于治疗痤疮。虽然有其他治疗痤疮的方法,但使用的频率远远低于抗生素,至少部分原因是皮肤科医生认为这些方法效果较差。螺内酯是一种具有抗雄激素作用的荷尔蒙疗法,可以解决痤疮的荷尔蒙致病机理,对于患有痤疮的女性来说,它可能是口服抗生素的一种治疗替代品。然而,关于螺内酯和口服抗生素在治疗痤疮方面的效果比较,尚未进行明确的研究。螺内酯与强力霉素治疗痤疮:疗效比较、非劣效性评估(SD-ACNE)试验旨在回答,对于患有痤疮的女性患者来说,除了标准的局部治疗外,螺内酯是否不劣于强力霉素(一种口服抗生素)。在这项研究的发展过程中出现了一些有趣的挑战,包括确定参与研究的皮肤科医生对比较方案的可接受性,确定支持非劣效边际的数据,以及建立一个程序,在参与者完成研究后解除对他们的盲法,同时保持对研究调查人员的盲法:我们介绍了试验设计决策的科学和临床依据,包括主要利益相关者通过德尔菲共识程序提出的意见:螺内酯与强力霉素治疗痤疮:比较效果、非劣效性评价试验(NCT04582383)正在美国一系列社区和学术机构进行。为了最大限度地提高外部有效性并为临床实践提供信息,该研究设计了广泛的资格标准,并且不禁止使用外用药物。试验参与者将随机接受螺内酯 100 毫克/天或强力霉素 100 毫克/天,为期 16 周。主要结果是炎症病灶数量的绝对减少,我们已经确定了4个炎症病灶的非劣效值。次要结果包括获得研究者全球评估成功的参与者百分比、生活质量变化以及微生物组变化和多样性:螺内酯与强力霉素治疗痤疮:非劣效性比较评价试验将对痤疮治疗和抗生素管理产生重大影响。此外,这项研究还将提供重要信息,说明这些系统性药物对健康患者体内微生物组的变化和抗生素耐药性的影响。
{"title":"Challenges in designing a randomized, double-blind noninferiority trial for treatment of acne: The SD-ACNE trial.","authors":"John S Barbieri, Susan Ellenberg, Elizabeth Grice, Ann Tierney, Suzette Baez VanderBeek, Maryte Papadopoulos, Jennifer Mason, Anabel Mason, James Dattilo, David J Margolis","doi":"10.1177/17407745241265094","DOIUrl":"https://doi.org/10.1177/17407745241265094","url":null,"abstract":"<p><strong>Background/aims: </strong>Excessive use of antibiotics has led to development of antibiotic resistance and other antibiotic-associated complications. Dermatologists prescribe more antibiotics per clinician than any other major specialty, with much of this use for acne. Alternative acne treatments are available but are used much less often than antibiotics, at least partially because dermatologists feel that they are less effective. Spironolactone, a hormonal therapy with antiandrogen effects that can address the hormonal pathogenesis of acne, may represent a therapeutic alternative to oral antibiotics for women with acne. However, the comparative effects of spironolactone and oral antibiotics in the treatment of acne have not been definitively studied. The Spironolactone versus Doxycycline for Acne: A Comparative Effectiveness, Noninferiority Evaluation (SD-ACNE) trial aims to answer whether spironolactone, in addition to standard topical therapy, is noninferior to doxycycline (an oral antibiotic) for women with acne. Several interesting challenges arose in the development of this study, including determining acceptability of the comparative regimens to participating dermatologists, identifying data to support a noninferiority margin, and establishing a process for unblinding participants after they completed the study while maintaining the blind for study investigators.</p><p><strong>Methods: </strong>We present the scientific and clinical rationale for the decisions made in the design of the trial, including input from key stakeholders through a Delphi consensus process.</p><p><strong>Results: </strong>The Spironolactone versus Doxycycline for Acne: A Comparative Effectiveness, Noninferiority Evaluation trial (NCT04582383) is being conducted at a range of community and academic sites in the United States. To maximize external validity and inform clinical practice, the study is designed with broad eligibility criteria and no prohibition of use of topical medications. Participants in the trial will be randomized to receive either spironolactone 100 mg/day or doxycycline hyclate 100 mg/day for 16 weeks. The primary outcome is the absolute decrease in inflammatory lesion count, and we have established a noninferiority margin of four inflammatory lesions. Secondary outcomes include the percentage of participants achieving Investigator Global Assessment success, change in quality of life, and microbiome changes and diversity.</p><p><strong>Conclusions: </strong>The Spironolactone versus Doxycycline for Acne: A Comparative Effectiveness, Noninferiority Evaluation trial will have substantial implications for the treatment of acne and antibiotic stewardship. In addition, this study will provide important information on the effect of these systemic agents on the development of changes to the microbiome and antibiotic resistance in a healthy population of patients.</p>","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":" ","pages":"17407745241265094"},"PeriodicalIF":2.2,"publicationDate":"2024-07-27","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141787516","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Modeling impact of inflation reduction act price negotiations on new drug pipeline considering differential contributions of large and small biopharmaceutical companies. 考虑到大型和小型生物制药公司的不同贡献,建立降低通货膨胀率的价格谈判对新药研发管线的影响模型。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-07-24 DOI: 10.1177/17407745241259112
Gregory Vaughan, Roger Du, Fred D Ledley
<p><strong>Background/aims: </strong>Provisions of the Inflation Reduction Act mandating drug price negotiation by the Centers for Medicare & Medicaid Services have been criticized as a threat to pharmaceutical innovation. This study models potential impacts of the Inflation Reduction Act on drug approvals based on the differential contributions of large pharmaceutical companies and smaller biotechnology firms to clinical trials and the availability of capital.</p><p><strong>Methods: </strong>This study examined research and development expense, revenue, and new investment (sale of common and preferred stock) by public biopharmaceutical companies and sponsorship of phased clinical trials in ClinicalTrials.gov. Financial data were incorporated in a model that estimates the number of drugs in each phase and approvals from reported phase-specific costs and transition rates, proportional sponsorship of trials by companies of different size, projected reductions in research and development spending based on company size, and three scenarios by which large companies may allocate reductions in research and development spending among clinical phases: (1) research and development proportionally reduced across phases; (2) research and development disproportionally reduced in phases 2-3; and (3) research and development disproportionately reduced in phases 1-2.</p><p><strong>Results: </strong>Financial data were examined for 1378 public biopharmaceutical companies (2000-2018). Research and development expense was associated with revenue for 79 large companies with market capitalization ≥$7 billion with a 10% reduction in revenue reducing research and development expense by 8.4%. For 1299 smaller companies with market capitalization <$7 billion, research and development was associated with new investment, but not revenue. Smaller companies sponsored 55.2% of phase 1, 55.6% of phase 2, and 49.8% of phase 3 trials in ClinicalTrials.gov 2013-2018. In a model of clinical development that apportions clinical trials between large and smaller companies and determines the number of trials based on research and development resources, 400 drugs entering development produced 47.3 approvals (11.83% rate). A 10% reduction in revenue, reflecting the upper boundary of observed changes 2000-2018, with (1) proportional reduction across phases 1-3 produced 45.1 approvals (4.61% reduction); (2) disproportional reduction of phases 2-3 produced 42.8 approvals (9.55% reduction); and (3) disproportional reduction of phases 1-2 produced 46.9 approvals (0.95% reduction).</p><p><strong>Conclusion: </strong>This work suggests that the drug price negotiation provisions of the Inflation Reduction Act could have little or no impact on the number of drug approvals. While large pharmaceutical companies may reduce research and development spending, continued research and development by smaller companies and strategic allocation of research and development resources by large companies may mi
背景/目的:通货膨胀削减法》中规定由医疗保险与医疗补助服务中心进行药品价格谈判,这一条款被批评为对医药创新的威胁。本研究根据大型制药公司和小型生物技术公司对临床试验的不同贡献以及资金供应情况,模拟了《通胀削减法》对药品审批的潜在影响:本研究考察了上市生物制药公司的研发费用、收入和新投资(普通股和优先股的出售),以及对 ClinicalTrials.gov 中分阶段临床试验的赞助情况。财务数据被纳入一个模型中,该模型根据报告的特定阶段成本和过渡率、不同规模公司的试验赞助比例、基于公司规模的研发支出预计减少量以及大公司可能在临床阶段之间分配研发支出减少量的三种情况来估算每个阶段的药物数量和批准量:(1)各阶段的研发支出按比例减少;(2)2-3 阶段的研发支出按比例减少;(3)1-2 阶段的研发支出按比例减少:研究了 1378 家上市生物制药公司(2000-2018 年)的财务数据。79家市值≥70亿美元的大型公司的研发费用与收入相关,收入减少10%,研发费用减少8.4%。对于 1299 家市值较小的公司,结论是:研发费用与收入相关:这项研究表明,《通货膨胀削减法》中的药品价格谈判条款对药品批准数量的影响很小,甚至没有影响。虽然大型制药公司可能会减少研发支出,但小型公司的持续研发以及大型公司对研发资源的战略性分配可能会减轻《通胀抑制法案》的负面影响。
{"title":"Modeling impact of inflation reduction act price negotiations on new drug pipeline considering differential contributions of large and small biopharmaceutical companies.","authors":"Gregory Vaughan, Roger Du, Fred D Ledley","doi":"10.1177/17407745241259112","DOIUrl":"10.1177/17407745241259112","url":null,"abstract":"&lt;p&gt;&lt;strong&gt;Background/aims: &lt;/strong&gt;Provisions of the Inflation Reduction Act mandating drug price negotiation by the Centers for Medicare & Medicaid Services have been criticized as a threat to pharmaceutical innovation. This study models potential impacts of the Inflation Reduction Act on drug approvals based on the differential contributions of large pharmaceutical companies and smaller biotechnology firms to clinical trials and the availability of capital.&lt;/p&gt;&lt;p&gt;&lt;strong&gt;Methods: &lt;/strong&gt;This study examined research and development expense, revenue, and new investment (sale of common and preferred stock) by public biopharmaceutical companies and sponsorship of phased clinical trials in ClinicalTrials.gov. Financial data were incorporated in a model that estimates the number of drugs in each phase and approvals from reported phase-specific costs and transition rates, proportional sponsorship of trials by companies of different size, projected reductions in research and development spending based on company size, and three scenarios by which large companies may allocate reductions in research and development spending among clinical phases: (1) research and development proportionally reduced across phases; (2) research and development disproportionally reduced in phases 2-3; and (3) research and development disproportionately reduced in phases 1-2.&lt;/p&gt;&lt;p&gt;&lt;strong&gt;Results: &lt;/strong&gt;Financial data were examined for 1378 public biopharmaceutical companies (2000-2018). Research and development expense was associated with revenue for 79 large companies with market capitalization ≥$7 billion with a 10% reduction in revenue reducing research and development expense by 8.4%. For 1299 smaller companies with market capitalization &lt;$7 billion, research and development was associated with new investment, but not revenue. Smaller companies sponsored 55.2% of phase 1, 55.6% of phase 2, and 49.8% of phase 3 trials in ClinicalTrials.gov 2013-2018. In a model of clinical development that apportions clinical trials between large and smaller companies and determines the number of trials based on research and development resources, 400 drugs entering development produced 47.3 approvals (11.83% rate). A 10% reduction in revenue, reflecting the upper boundary of observed changes 2000-2018, with (1) proportional reduction across phases 1-3 produced 45.1 approvals (4.61% reduction); (2) disproportional reduction of phases 2-3 produced 42.8 approvals (9.55% reduction); and (3) disproportional reduction of phases 1-2 produced 46.9 approvals (0.95% reduction).&lt;/p&gt;&lt;p&gt;&lt;strong&gt;Conclusion: &lt;/strong&gt;This work suggests that the drug price negotiation provisions of the Inflation Reduction Act could have little or no impact on the number of drug approvals. While large pharmaceutical companies may reduce research and development spending, continued research and development by smaller companies and strategic allocation of research and development resources by large companies may mi","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":" ","pages":"17407745241259112"},"PeriodicalIF":2.2,"publicationDate":"2024-07-24","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141757646","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
The ethical value of consulting community members in non-emergency trials conducted with waivers of informed consent for research. 在放弃知情同意研究的非紧急试验中咨询社区成员的伦理价值。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-06-25 DOI: 10.1177/17407745241259360
Emily A Largent, Steven Joffe, Neal W Dickert, Stephanie R Morain

There is growing interest in using embedded research methods, particularly pragmatic clinical trials, to address well-known evidentiary shortcomings afflicting the health care system. Reviews of pragmatic clinical trials published between 2014 and 2019 found that 8.8% were conducted with waivers of informed consent; furthermore, the number of trials where consent is not obtained is increasing with time. From a regulatory perspective, waivers of informed consent are permissible when certain conditions are met, including that the study involves no more than minimal risk, that it could not practicably be carried out without a waiver, and that waiving consent does not violate participants' rights and welfare. Nevertheless, when research is conducted with a waiver of consent, several ethical challenges arise. We must consider how to: address empirical evidence showing that patients and members of the public generally prefer prospective consent, demonstrate respect for persons using tools other than consent, promote public trust and investigator integrity, and ensure an adequate level of participant protections. In this article, we use examples drawn from real pragmatic clinical trials to argue that prospective consultation with representatives of the target study population can address, or at least mitigate, many of the ethical challenges posed by waivers of informed consent. We also consider what consultation might involve to illustrate its feasibility and address potential objections.

越来越多的人开始关注使用嵌入式研究方法,尤其是实用临床试验,来解决困扰医疗保健系统的众所周知的证据缺陷。对2014年至2019年期间发表的务实临床试验的审查发现,8.8%的试验是在放弃知情同意的情况下进行的;此外,未获得同意的试验数量也在与日俱增。从监管的角度来看,在满足一定条件的情况下,放弃知情同意是允许的,这些条件包括研究涉及的风险不超过最低限度、不放弃同意就无法切实开展研究、放弃同意不会侵犯参与者的权利和福利。然而,在放弃同意权的情况下开展研究时,会出现一些伦理挑战。我们必须考虑如何处理以下问题:根据经验证据,病人和公众一般更倾向于预期同意;使用同意书以外的工具来体现对个人的尊重;促进公众信任和研究者的诚信;以及确保对参与者的充分保护。在本文中,我们用实际临床试验中的例子来论证,与目标研究人群的代表进行前瞻性磋商可以解决或至少减轻放弃知情同意所带来的许多伦理挑战。我们还考虑了磋商可能涉及的内容,以说明其可行性并解决潜在的反对意见。
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引用次数: 0
Comparison of outcomes of the 50-year follow-up of a randomized trial assessed by study questionnaire and by data linkage: The CONCUR study. 通过研究问卷和数据链接评估随机试验 50 年随访结果的比较:CONCUR 研究。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-06-22 DOI: 10.1177/17407745241259088
Mohammad Shahbaz, Jane E Harding, Barry Milne, Anthony Walters, Lisa Underwood, Martin von Randow, Lois Xu, Greg D Gamble

Background/aims: Self-reported questionnaires on health status after randomized trials can be time-consuming, costly, and potentially unreliable. Administrative data sets may provide cost-effective, less biased information, but it is uncertain how administrative and self-reported data compare to identify chronic conditions in a New Zealand cohort. This study aimed to determine whether record linkage could replace self-reported questionnaires to identify chronic conditions that were the outcomes of interest for trial follow-up.

Methods: Participants in 50-year follow-up of a randomized trial were asked to complete a questionnaire and to consent to accessing administrative data. The proportion of participants with diabetes, pre-diabetes, hyperlipidaemia, hypertension, mental health disorders, and asthma was calculated using each data source and agreement between data sources assessed.

Results: Participants were aged 49 years (SD = 1, n = 424, 50% male). Agreement between questionnaire and administrative data was slight for pre-diabetes (kappa = 0.10), fair for hyperlipidaemia (kappa = 0.27), substantial for diabetes (kappa = 0.65), and moderate for other conditions (all kappa >0.42). Administrative data alone identified two to three times more cases than the questionnaire for all outcomes except hypertension and mental health disorders, where the questionnaire alone identified one to two times more cases than administrative data. Combining all sources increased case detection for all outcomes.

Conclusions: A combination of questionnaire, pharmaceutical, and laboratory data with expert panel review were required to identify participants with chronic conditions of interest in this follow-up of a clinical trial.

背景/目的:随机试验后对健康状况的自我报告问卷调查耗时长、成本高,而且可能不可靠。行政数据集可以提供成本效益高、偏差较小的信息,但目前还不确定行政数据和自我报告数据在新西兰队列中识别慢性病方面的比较情况。本研究旨在确定记录链接是否能取代自我报告问卷,以确定试验随访结果所关注的慢性疾病:方法:一项随机试验的 50 年随访参与者被要求填写一份调查问卷,并同意访问管理数据。利用每个数据源计算了患有糖尿病、糖尿病前期、高脂血症、高血压、精神疾病和哮喘的参与者比例,并评估了数据源之间的一致性:参与者年龄为 49 岁(SD = 1,n = 424,50% 为男性)。对于糖尿病前期,调查问卷与行政数据的吻合度较低(kappa = 0.10);对于高脂血症,吻合度一般(kappa = 0.27);对于糖尿病,吻合度较高(kappa = 0.65);对于其他疾病,吻合度中等(所有吻合度均大于 0.42)。在所有结果中,行政数据单独发现的病例数是问卷调查的 2 到 3 倍,但高血压和精神疾病除外,在这两种疾病中,问卷调查单独发现的病例数是行政数据的 1 到 2 倍。在所有结果中,综合所有来源的数据可提高病例发现率:结论:在一项临床试验的后续研究中,需要将问卷、药物和实验室数据与专家小组审查相结合,才能识别出患有慢性疾病的参与者。
{"title":"Comparison of outcomes of the 50-year follow-up of a randomized trial assessed by study questionnaire and by data linkage: The CONCUR study.","authors":"Mohammad Shahbaz, Jane E Harding, Barry Milne, Anthony Walters, Lisa Underwood, Martin von Randow, Lois Xu, Greg D Gamble","doi":"10.1177/17407745241259088","DOIUrl":"https://doi.org/10.1177/17407745241259088","url":null,"abstract":"<p><strong>Background/aims: </strong>Self-reported questionnaires on health status after randomized trials can be time-consuming, costly, and potentially unreliable. Administrative data sets may provide cost-effective, less biased information, but it is uncertain how administrative and self-reported data compare to identify chronic conditions in a New Zealand cohort. This study aimed to determine whether record linkage could replace self-reported questionnaires to identify chronic conditions that were the outcomes of interest for trial follow-up.</p><p><strong>Methods: </strong>Participants in 50-year follow-up of a randomized trial were asked to complete a questionnaire and to consent to accessing administrative data. The proportion of participants with diabetes, pre-diabetes, hyperlipidaemia, hypertension, mental health disorders, and asthma was calculated using each data source and agreement between data sources assessed.</p><p><strong>Results: </strong>Participants were aged 49 years (SD = 1, <i>n</i> = 424, 50% male). Agreement between questionnaire and administrative data was slight for pre-diabetes (kappa = 0.10), fair for hyperlipidaemia (kappa = 0.27), substantial for diabetes (kappa = 0.65), and moderate for other conditions (all kappa >0.42). Administrative data alone identified two to three times more cases than the questionnaire for all outcomes except hypertension and mental health disorders, where the questionnaire alone identified one to two times more cases than administrative data. Combining all sources increased case detection for all outcomes.</p><p><strong>Conclusions: </strong>A combination of questionnaire, pharmaceutical, and laboratory data with expert panel review were required to identify participants with chronic conditions of interest in this follow-up of a clinical trial.</p>","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":" ","pages":"17407745241259088"},"PeriodicalIF":2.2,"publicationDate":"2024-06-22","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141440284","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Optimizing accrual to a large-scale, clinically integrated randomized trial in anesthesiology: A 2-year analysis of recruitment. 优化麻醉学大规模临床综合随机试验的招募:为期两年的招募分析。
IF 2.7 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-06-19 DOI: 10.1177/17407745241255087
Hanae K Tokita, Melissa Assel, Joanna Serafin, Emily Lin, Leslie Sarraf, Geema Masson, Tracy-Ann Moo, Jonas A Nelson, Brett A Simon, Andrew J Vickers
<p><strong>Background: </strong>Performing large randomized trials in anesthesiology is often challenging and costly. The clinically integrated randomized trial is characterized by simplified logistics embedded into routine clinical practice, enabling ease and efficiency of recruitment, offering an opportunity for clinicians to conduct large, high-quality randomized trials under low cost. Our aims were to (1) demonstrate the feasibility of the clinically integrated trial design in a high-volume anesthesiology practice and (2) assess whether trial quality improvement interventions led to more balanced accrual among study arms and improved trial compliance over time.</p><p><strong>Methods: </strong>This is an interim analysis of recruitment to a cluster-randomized trial investigating three nerve block approaches for mastectomy with immediate implant-based reconstruction: paravertebral block (arm 1), paravertebral plus interpectoral plane blocks (arm 2), and serratus anterior plane plus interpectoral plane blocks (arm 3). We monitored accrual and consent rates, clinician compliance with the randomized treatment, and availability of outcome data. Assessment after the initial year of implementation showed a slight imbalance in study arms suggesting areas for improvement in trial compliance. Specific improvement interventions included increasing the frequency of communication with the consenting staff and providing direct feedback to clinician investigators about their individual recruitment patterns. We assessed overall accrual rates and tested for differences in accrual, consent, and compliance rates pre- and post-improvement interventions.</p><p><strong>Results: </strong>Overall recruitment was extremely high, accruing close to 90% of the eligible population. In the pre-intervention period, there was evidence of bias in the proportion of patients being accrued and receiving the monthly block, with higher rates in arm 3 (90%) compared to arms 1 (81%) and 2 (79%, p = 0.021). In contrast, in the post-intervention period, there was no statistically significant difference between groups (p = 0.8). Eligible for randomization rate increased from 89% in the pre-intervention period to 95% in the post-intervention period (difference 5.7%; 95% confidence interval = 2.2%-9.4%, p = 0.002). Consent rate increased from 95% to 98% (difference of 3.7%; 95% confidence interval = 1.1%-6.3%; p = 0.004). Compliance with the randomized nerve block approach was maintained at close to 100% and availability of primary outcome data was 100%.</p><p><strong>Conclusion: </strong>The clinically integrated randomized trial design enables rapid trial accrual with a high participant compliance rate in a high-volume anesthesiology practice. Continuous monitoring of accrual, consent, and compliance rates is necessary to maintain and improve trial conduct and reduce potential biases. This trial methodology serves as a template for the implementation of other large, low-cost randomized
背景:在麻醉学领域开展大型随机试验通常具有挑战性且成本高昂。临床综合随机试验的特点是将简化的后勤工作嵌入到常规临床实践中,使招募工作变得简单高效,为临床医生以低成本开展大型、高质量的随机试验提供了机会。我们的目的是:(1) 证明临床综合试验设计在大容量麻醉科实践中的可行性;(2) 评估试验质量改进干预措施是否能使各研究臂之间的应征人数更加均衡,并随着时间的推移改善试验的依从性:这是一项集群随机试验的中期招募分析,该试验研究了乳房切除术与即时植入物重建的三种神经阻滞方法:椎旁阻滞(第 1 组)、椎旁加胸骨间平面阻滞(第 2 组)和锯肌前平面加胸骨间平面阻滞(第 3 组)。我们对应征率和同意率、临床医生对随机治疗的依从性以及结果数据的可用性进行了监测。实施最初一年后的评估显示,研究臂略有失衡,这表明试验依从性有待改善。具体的改进措施包括增加与同意人员沟通的频率,并向临床研究人员提供有关其个人招募模式的直接反馈。我们对总体招募率进行了评估,并检测了改进干预前后招募率、同意率和依从率的差异:结果:总体招募率非常高,接近 90% 的合格人群都参与了招募。在干预前,有证据表明患者的入组比例和每月接受治疗的比例存在偏差,与第一组(81%)和第二组(79%,P = 0.021)相比,第三组的比例更高(90%)。相比之下,在干预后阶段,组间差异无统计学意义(p = 0.8)。符合随机化条件的比例从干预前的 89% 提高到干预后的 95%(差异为 5.7%;95% 置信区间 = 2.2%-9.4%,p = 0.002)。同意率从 95% 提高到 98%(差异为 3.7%;95% 置信区间 = 1.1%-6.3%;P = 0.004)。随机神经阻滞方法的依从性保持在接近 100%,主要结果数据的可用性达到 100%:结论:临床综合随机试验设计能在麻醉科高工作量的实践中实现试验的快速累积和较高的参与者依从率。有必要对试验的参与率、同意率和符合率进行持续监控,以保持和改善试验的进行并减少潜在的偏差。该试验方法可作为麻醉科实施其他大型、低成本随机试验的模板。
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引用次数: 0
Scaling and interpreting treatment effects in clinical trials using restricted mean survival time. 使用受限平均生存时间对临床试验中的治疗效果进行缩放和解释。
IF 2.7 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-06-13 DOI: 10.1177/17407745241254995
Theodore Karrison, Chen Hu, James Dignam

Background: Restricted mean survival time is the expected duration of survival up to a chosen time of restriction τ. For comparison studies, the difference in restricted mean survival times between two groups provides a summary measure of the treatment effect that is free of assumptions regarding the relative shape of the two survival curves, such as proportional hazards. However, it can be difficult to judge the magnitude of the effect from a comparison of restricted means due to the truncation of observation at time τ.

Methods: In this article, we describe additional ways of expressing the treatment effect based on restricted means that can be helpful in this regard. These include the ratio of restricted means, the ratio of life-years (or time) lost, and the average integrated difference between the survival curves, equal to the difference in restricted means divided by τ. These alternative metrics are straightforward to calculate and provide a means for scaling the effect size as an aid to interpretation. Examples from two randomized, multicenter clinical trials in prostate cancer, NRG/RTOG 0521 and NRG/RTOG 0534, with primary endpoints of overall survival and biochemical/radiological progression-free survival, respectively, are presented to illustrate the ideas.

Results: The four effect measures (restricted mean survival time difference, restricted mean survival time ratio, time lost ratio, and average survival rate difference) were 0.45 years, 1.05, 0.81, and 0.038 for RTOG 0521 and 1.36 years, 1.17, 0.56, and 0.12 for RTOG 0534 with τ = 12 and 11 years, respectively. Thus, for example, the 0.45-year difference in the first trial translates into a 19% reduction in time lost and a 3.8% average absolute difference between the survival curves over the 12-year horizon, a modest effect size, whereas the 1.36-year difference in the second trial corresponds to a 44% reduction in time lost and a 12% absolute survival difference, a rather large effect.

Conclusions: In addition to the difference in restricted mean survival times, these alternative measures can be helpful in determining whether the magnitude of the treatment effect is clinically meaningful.

背景:对于比较研究而言,两组间受限平均生存时间的差异提供了一个治疗效果的概括衡量指标,它不需要对两组生存曲线的相对形状(如比例危险)进行假设。然而,由于在时间τ处的观察被截断,因此很难从受限平均值的比较中判断效果的大小:在本文中,我们介绍了基于受限均值来表示治疗效果的其他方法,这些方法在这方面可能会有所帮助。这些方法包括受限均值之比、损失的生命年(或时间)之比以及生存曲线之间的平均综合差异(等于受限均值之差除以τ)。本文以两项前列腺癌多中心随机临床试验(NRG/RTOG 0521 和 NRG/RTOG 0534)为例,分别以总生存期和无生化/放射进展生存期为主要终点,来说明上述观点:RTOG 0521 的四个效应指标(受限平均生存时间差、受限平均生存时间比、时间损失比和平均生存率差)分别为 0.45 年、1.05 年、0.81 年和 0.038 年,RTOG 0534 的四个效应指标(τ = 12 年和 11 年)分别为 1.36 年、1.17 年、0.56 年和 0.12 年。因此,举例来说,第一项试验中0.45年的差异相当于减少了19%的时间损失,12年生存曲线之间的平均绝对差异为3.8%,效应大小适中;而第二项试验中1.36年的差异相当于减少了44%的时间损失,12%的绝对生存差异,效应相当大:除了限制性平均生存时间的差异外,这些替代指标还有助于确定治疗效果的大小是否具有临床意义。
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引用次数: 0
Adaptive Bayesian information borrowing methods for finding and optimizing subgroup-specific doses. 自适应贝叶斯信息借用法,用于寻找和优化亚组特异性剂量。
IF 2.7 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2024-06-01 Epub Date: 2024-01-19 DOI: 10.1177/17407745231212193
Jingyi Zhang, Ruitao Lin, Xin Chen, Fangrong Yan

In precision oncology, integrating multiple cancer patient subgroups into a single master protocol allows for the simultaneous assessment of treatment effects in these subgroups and promotes the sharing of information between them, ultimately reducing sample sizes and costs and enhancing scientific validity. However, the safety and efficacy of these therapies may vary across different subgroups, resulting in heterogeneous outcomes. Therefore, identifying subgroup-specific optimal doses in early-phase clinical trials is crucial for the development of future trials. In this article, we review various innovative Bayesian information-borrowing strategies that aim to determine and optimize subgroup-specific doses. Specifically, we discuss Bayesian hierarchical modeling, Bayesian clustering, Bayesian model averaging or selection, pairwise borrowing, and other relevant approaches. By employing these Bayesian information-borrowing methods, investigators can gain a better understanding of the intricate relationships between dose, toxicity, and efficacy in each subgroup. This increased understanding significantly improves the chances of identifying an optimal dose tailored to each specific subgroup. Furthermore, we present several practical recommendations to guide the design of future early-phase oncology trials involving multiple subgroups when using the Bayesian information-borrowing methods.

在精准肿瘤学中,将多个癌症患者亚组整合到一个主方案中,可以同时评估这些亚组的治疗效果,并促进它们之间的信息共享,最终减少样本量和成本,提高科学有效性。然而,这些疗法在不同亚组中的安全性和疗效可能会有所不同,从而导致不同的结果。因此,在早期临床试验中确定针对亚组的最佳剂量对未来试验的发展至关重要。在本文中,我们回顾了旨在确定和优化亚组特异性剂量的各种创新贝叶斯信息借用策略。具体而言,我们讨论了贝叶斯分层建模、贝叶斯聚类、贝叶斯模型平均或选择、配对借用以及其他相关方法。通过采用这些贝叶斯信息借用方法,研究人员可以更好地了解各亚组中剂量、毒性和疗效之间错综复杂的关系。这种理解的加深大大提高了为每个特定亚组确定最佳剂量的机会。此外,我们还提出了几项实用建议,以指导未来使用贝叶斯信息借用方法设计涉及多个亚组的早期肿瘤学试验。
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引用次数: 0
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Clinical Trials
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