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Estimating treatment effects from a randomized controlled trial with mid-trial design changes. 从随机对照试验中评估试验设计改变的治疗效果。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-12-30 DOI: 10.1177/17407745241304120
Sudeshna Paul, Jaeun Choi, Mi-Kyung Song

BackgroundIn randomized controlled trials (RCTs), unplanned design modifications due to unexpected circumstances are seldom reported. Naively lumping data from pre- and post-design changes to estimate the size of the treatment effect, as planned in the original study, can introduce systematic bias and limit interpretability of the trial findings. There has been limited discussion on how to estimate the treatment effect when an RCT undergoes major design changes during the trial. Using our recently completed RCT, which underwent multiple design changes, as an example, we examined the statistical implications of design changes on the treatment effect estimates.MethodsOur example RCT aimed to test an advance care planning intervention targeting dementia patients and their surrogate decision-makers compared to usual care. The original trial underwent two major mid-trial design changes resulting in three smaller studies. The changes included altering the number of study arms and adding new recruitment sites, thus perturbing the initial statistical assumptions. We used a simulation study to mimic these design modifications in our RCT, generate independent patient-level data and evaluate naïve lumping of data, a two-stage fixed-effect and random-effect meta-analysis model to obtain an average effect size estimate from all studies. Standardized mean-difference and odds-ratio estimates at post-intervention were used as effect sizes for continuous and binary outcomes, respectively. The performance of the estimates from different methods were compared by studying their statistical properties (e.g. bias, mean squared error, and coverage probability of 95% confidence intervals).ResultsWhen between-design heterogeneity is negligible, the fixed- and random-effect meta-analysis models yielded accurate and precise effect-size estimates for both continuous and binary data. As between-design heterogeneity increased, the estimates from random meta-analysis methods indicated less bias and higher coverage probability compared to the naïve and fixed-effect methods, however the mean squared error was higher indicating greater uncertainty arising from a small number of studies. The between-study heterogeneity parameter was not precisely estimable due to fewer studies. With increasing sample sizes within each study, the effect-size estimates showed improved precision and statistical power.ConclusionsWhen a trial undergoes unplanned major design changes, the statistical approach to estimate the treatment effect needs to be determined carefully. Naïve lumping of data across designs is not appropriate even when the overall goal of the trial remains unchanged. Understanding the implications of the different aspects of design changes and accounting for them in the analysis of the data are essential for internal validity and reporting of the trial findings. Importantly, investigators must disclose the design changes clearly in their study reports.

在随机对照试验(RCTs)中,由于意外情况而导致的计划外设计修改很少被报道。按照原始研究的计划,天真地将设计前和设计后的数据集中起来,以估计治疗效果的大小,可能会引入系统偏倚,并限制试验结果的可解释性。当一项随机对照试验在试验期间发生重大设计变化时,关于如何评估治疗效果的讨论有限。以我们最近完成的RCT为例,它经历了多次设计更改,我们检查了设计更改对治疗效果估计的统计含义。方法一项示例RCT旨在测试针对痴呆患者及其替代决策者的预先护理计划干预与常规护理的比较。最初的试验经历了两次主要的试验中期设计变更,导致三个较小的研究。这些变化包括改变研究组的数量和增加新的招募地点,从而扰乱了最初的统计假设。我们在我们的RCT中使用模拟研究来模拟这些设计修改,生成独立的患者水平数据,并评估naïve数据集总,两阶段固定效应和随机效应荟萃分析模型,以获得所有研究的平均效应大小估计。干预后的标准化均差和优势比估计值分别用作连续和二元结果的效应量。通过研究不同方法的统计特性(例如偏差、均方误差和95%置信区间的覆盖概率),比较了不同方法估计的性能。当设计间异质性可以忽略不计时,固定效应和随机效应荟萃分析模型对连续和二元数据均产生了准确和精确的效应大小估计。随着设计间异质性的增加,随机荟萃分析方法的估计值与naïve和固定效应方法相比,偏倚更小,覆盖概率更高,但均方误差更高,表明研究数量少,不确定性更大。由于研究较少,研究间异质性参数不能精确估计。随着每项研究中样本量的增加,效应量估计显示出精度和统计能力的提高。结论当试验发生计划外的重大设计变化时,评估治疗效果的统计方法需要仔细确定。Naïve即使在试验的总体目标保持不变的情况下,跨设计的数据集中也是不合适的。了解设计变化的不同方面的影响,并在数据分析中考虑它们,对于试验结果的内部有效性和报告至关重要。重要的是,研究者必须在他们的研究报告中清楚地披露设计变更。
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引用次数: 0
Use of Epic® to facilitate high-quality randomization of emergency department-based pragmatic clinical trials. 使用Epic®促进急诊部实用临床试验的高质量随机化。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-12-29 DOI: 10.1177/17407745241301998
Matthew F Toerper, Jason Haukoos, Emily Hopkins, Sarah E Rowan, Michael S Lyons, James W Galbraith, Yu-Hsiang Hsieh, Douglas Ae White, Scott Levin, Jeremiah Hinson, Richard E Rothman
<p><strong>Background: </strong>Pragmatic clinical trials are critical to determine the real-world effectiveness of interventions. Emergency departments serve as key clinical sites for such trials because they provide care to large numbers of patients at the earliest point in their hospital encounter. However, few methods that facilitate efficient emergency department-based pragmatic trials have been described. Our objective was to design and embed randomization schemes directly into the electronic health record to facilitate enrollment of emergency department patients by clinical staff 24 h per day, while maintaining concealed and balanced allocation.</p><p><strong>Methods: </strong>We designed two multi-center pragmatic trials screening for human immunodeficiency virus (HIV TESTED trial) and hepatitis C virus (DETECT Hep C trial). HIV TESTED included four sites, three arms, and compared two forms of risk-assessed (targeted) to non-risk-assessed (nontargeted) screening for human immunodeficiency virus; DETECT Hep C included three sites, two arms, and compared targeted to nontargeted screening for hepatitis C virus. Participant entry occurred during a patient's emergency department visit in conjunction with standard emergency department care. Patient-visit level randomization schemes were designed in each electronic health record system using Epic<sup>®</sup> (Epic Systems, Verona, WI; two sites for HIV TESTED; all three sites for DETECT Hep C). Randomization and all forms of screening were fully embedded and integrated in the electronic health record and administered by nurses as part of routine care. Absolute differences and chi-square testing were used to evaluate randomness of study arms and to compare baseline characteristics. Time-motion methods were also used to assess the time of screening and randomization by nurses.</p><p><strong>Results: </strong>During 61 cumulative enrollment months, 365,462 patient visits occurred. After excluding 184,023 visits by designed electronic health record logic or manual nurse input due to age, previously known human immunodeficiency virus or hepatitis C virus, high acuity or altered mental status, 181,439 patient visits were randomized to one of the interventions. Absolute differences between targeted and nontargeted arms differed by 0.2% and 0.4% (HIV TESTED), and 0.1% (DETECT Hep C), and median absolute differences across all baseline characteristics (i.e. age, sex, race, ethnicity, language, payor, arrival mode, and acuity) between arms were 0.02% (range: -0.7% to +0.5%) and -0.07% (range: -0.3% to +0.7%), and -0.02% (range: -0.7% to +0.7%), respectively. Median time required for nurses to execute randomization ranged from 16 to 67 s, depending on the arm.</p><p><strong>Conclusion: </strong>Integration of blinded randomization schemes into electronic health record systems resulted in high-volume balanced enrollment of participants 24 h per day while maintaining concealed allocation. Use of this technol
背景:实用的临床试验对于确定干预措施的实际有效性至关重要。急诊科是此类试验的关键临床场所,因为他们在医院遇到的第一时间为大量患者提供护理。然而,很少有方法,促进有效的基于急诊科的实用试验已被描述。我们的目标是设计并将随机化方案直接嵌入电子健康记录中,以方便临床工作人员每天24小时登记急诊科患者,同时保持隐蔽和平衡的分配。方法:设计筛选人类免疫缺陷病毒(HIV - testing试验)和丙型肝炎病毒(DETECT Hep - C试验)两项多中心实用试验。艾滋病毒检测包括四个地点,三个分支,并比较了两种形式的风险评估(靶向)和非风险评估(非靶向)筛查人类免疫缺陷病毒;DETECT丙型肝炎包括三个位点,两个组,并比较了丙型肝炎病毒的靶向和非靶向筛查。参与者的进入发生在患者急诊就诊与标准急诊护理期间。每个电子健康记录系统采用Epic®(Epic Systems, Verona, WI;两个艾滋病毒检测地点;所有三个检测丙型肝炎的地点)。随机化和所有形式的筛查都完全嵌入和整合到电子健康记录中,并由护士作为常规护理的一部分进行管理。绝对差异和卡方检验用于评价研究组的随机性和比较基线特征。时间-运动法还用于评估护士筛查和随机化的时间。结果:在61个累计入组月期间,共有365,462例患者就诊。在排除了184,023例因年龄、已知的人类免疫缺陷病毒或丙型肝炎病毒、高灵敏度或精神状态改变而通过设计的电子健康记录逻辑或手动护士输入就诊的患者后,181,439例患者就诊被随机分配到其中一种干预措施中。靶向治疗组和非靶向治疗组之间的绝对差异分别为0.2%和0.4% (HIV检测)和0.1%(检测丙型肝炎),两组之间所有基线特征(即年龄、性别、种族、民族、语言、付款人、到达方式和视力)的绝对差异中位数分别为0.02%(范围:-0.7%至+0.5%)和-0.07%(范围:-0.3%至+0.7%)和-0.02%(范围:-0.7%至+0.7%)。护士执行随机化所需的中位时间从16到67秒不等,取决于手臂。结论:将盲法随机化方案整合到电子健康记录系统中,可以在保持隐蔽分配的同时,每天24小时大量均衡入组参与者。使用该技术是在急诊室环境中扩大高质量实用试验性能的重要工具,同时最大限度地减少偏见。
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引用次数: 0
Ethical considerations for sharing aggregate results from pragmatic clinical trials. 分享实用临床试验综合结果的伦理考虑。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-11-25 DOI: 10.1177/17407745241290782
Stephanie R Morain, Abigail Brickler, Joseph Ali, Patricia Pearl O'Rourke, Kayte Spector-Bagdady, Benjamin Wilfond, Vasiliki Rahimzadeh, Caleigh Propes, Kayla Mehl, David Wendler

A growing literature has explored the ethical obligations and current practices related to sharing aggregate results with research participants. However, no prior work has examined these issues in the context of pragmatic clinical trials. Several characteristics of pragmatic clinical trials may complicate both the ethics and the logistics of sharing aggregate results. Among these characteristics include that pragmatic clinical trials may affect the rights, welfare, and interests of not only patient-subjects but also clinicians, meaning that results may be owed to a broader range of groups than typically considered in other research contexts. In addition, some pragmatic clinical trials are conducted under a waiver of informed consent, meaning sharing results may alert participants that they were enrolled without their consent. This article explores the ethical dimensions that can inform decision-making about sharing aggregate results from pragmatic clinical trials, and provides recommendations for that sharing. A central insight is that healthcare institutions-as key partners for the conduct of pragmatic clinical trials-must also be key partners in decision-making about sharing aggregate pragmatic clinical trial results. We conclude with insights for future research.

越来越多的文献探讨了与研究参与者共享综合结果的相关伦理义务和现行做法。然而,此前还没有研究在实用临床试验的背景下探讨过这些问题。务实临床试验的几个特点可能会使共享总体结果的伦理和后勤问题变得更加复杂。这些特点包括:务实临床试验不仅会影响患者受试者的权利、福利和利益,还会影响临床医生的权利、福利和利益,这意味着与其他研究相比,试验结果可能会涉及更广泛的群体。此外,一些实用临床试验是在放弃知情同意的情况下进行的,这意味着共享结果可能会提醒参与者,他们是在未经同意的情况下参加试验的。本文探讨了伦理方面的问题,这些问题可以为共享实用临床试验的总体结果提供决策依据,并为共享提供建议。其中一个核心观点是,医疗机构作为开展实用临床试验的关键合作伙伴,也必须成为共享实用临床试验总体结果决策的关键合作伙伴。最后,我们提出了对未来研究的见解。
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引用次数: 0
Pragmatic monitoring of emerging efficacy data in randomized controlled trials. 对随机对照试验中新出现的疗效数据进行务实监测。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-11-09 DOI: 10.1177/17407745241290729
Shrikant I Bangdiwala, Salim Yusuf

Monitoring the conduct of phase III randomized controlled trials is driven by ethical reasons to protect the study integrity and the safety of trial participants. We propose a group sequential, pragmatic approach for monitoring the accumulating efficacy information in randomized controlled trials. The "Population Health Research Institute boundary" is simple to implement and sensible, as it considers the reduction in uncertainty with increasing information as the study progresses. It is also pragmatic, since it takes into consideration the typical monitoring behavior of monitoring committees of large multicenter trials and is relatively easily implemented. It not only controls the overall Lan-DeMets type I error probability (alpha) spent, but performs better than other group sequential boundaries for the total nominal study alpha. We illustrate the use of our monitoring approach in the early termination of two past completed trials.

监督 III 期随机对照试验的进行是出于保护研究完整性和试验参与者安全的道德原因。我们提出了一种按组排序的务实方法,用于监测随机对照试验中不断积累的疗效信息。人口健康研究所边界 "既简单易行,又合情合理,因为它考虑到了随着研究的进展,信息的增加会降低不确定性。同时,它也很实用,因为它考虑到了大型多中心试验监测委员会的典型监测行为,而且相对容易实施。它不仅能控制整个 Lan-DeMets I 型误差概率(α)的花费,而且在总名义研究α方面的表现优于其他分组顺序界限。我们在过去完成的两项试验的提前终止中说明了我们的监控方法的使用情况。
{"title":"Pragmatic monitoring of emerging efficacy data in randomized controlled trials.","authors":"Shrikant I Bangdiwala, Salim Yusuf","doi":"10.1177/17407745241290729","DOIUrl":"10.1177/17407745241290729","url":null,"abstract":"<p><p>Monitoring the conduct of phase III randomized controlled trials is driven by ethical reasons to protect the study integrity and the safety of trial participants. We propose a group sequential, pragmatic approach for monitoring the accumulating efficacy information in randomized controlled trials. The \"Population Health Research Institute boundary\" is simple to implement and sensible, as it considers the reduction in uncertainty with increasing information as the study progresses. It is also pragmatic, since it takes into consideration the typical monitoring behavior of monitoring committees of large multicenter trials and is relatively easily implemented. It not only controls the overall Lan-DeMets type I error probability (alpha) spent, but performs better than other group sequential boundaries for the total nominal study alpha. We illustrate the use of our monitoring approach in the early termination of two past completed trials.</p>","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":" ","pages":"155-160"},"PeriodicalIF":2.2,"publicationDate":"2025-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC11986074/pdf/","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142616308","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
UK paediatric clinical trial protocols: A review of guidance for participant management and care in the event of premature termination. 英国儿科临床试验协议:对提前终止试验时的参与者管理和护理指南的审查。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-11-19 DOI: 10.1177/17407745241296864
Helen Pluess-Hall, Paula Smith, Julie Menzies

Background/aims: Clinical trials provide an opportunity to identify new treatments and can offer patients access to treatments otherwise unavailable. However, approximately 10% of paediatric clinical trials discontinue before the trial has completed. If this premature termination is because the trial treatment(s) being investigated are identified to be ineffective or unsafe, it results in the abrupt discontinuation of the investigational medicinal product for participants. For some participants, there may not be other treatment options to pursue at the trial-end. Trials prematurely terminating can be a distressing experience for all involved and currently there is little published evidence about the guidance provided to healthcare professionals in the event of premature trial termination. The study protocol is the source of guidance for healthcare professionals delivering clinical research, detailing how to conduct all aspects of the trial. The aim was to quantify the proportion of clinical trial protocols that included premature trial termination and subsequently those that provided instructions related to participant management and care. In addition, to analyse the context in which premature termination was included and the detail of any instructions for participant management and care.

Methods: The ClinicalTrials.gov database was searched by a single reviewer for UK interventional drug trials enrolling children with an available study protocol. Protocols were searched to assess if the risk of premature trial termination was identified, the context for premature termination being included, if information was provided to support the management and care of participants should this situation occur and the detail of those instructions. Data were summarised descriptively.

Results: Of 245 clinical trial protocols, 235 (95.9%) identified the possibility of premature trial termination, the majority within the context of the sponsor asserting their right to terminate the trial (82.7%, 115/235) and providing reasons why the trial could be stopped (65.5%, 91/235). Forty-two percent (98/235) provided guidance for participant management and care, most commonly to contact/inform the participant (45.9%, 45/98). Directions varied in the quantity and level of detail.

Conclusions: This review of UK clinical trial protocol highlights that information surrounding premature termination is lacking, with only 42% providing guidance on the care of trial participants. While this ensures regulatory compliance, it fails to consider the challenge for healthcare professionals in managing participants on-going care or the duty of care owed to participants. Further research is required to understand if additional documents are being used in practice, and if these meet the needs of healthcare professionals in supporting research participants and families during premature trial termination

背景/目的:临床试验为确定新的治疗方法提供了机会,并能为患者提供在其他情况下无法获得的治疗方法。然而,约有 10% 的儿科临床试验在试验结束前就终止了。如果这种提前终止的原因是试验所研究的治疗方法被确认为无效或不安全,那么就会导致试验参与者突然停用试验用医药产品。对于某些参与者来说,试验结束时可能没有其他治疗方案可供选择。试验提前结束可能会给所有参与者带来痛苦,而目前关于在试验提前结束的情况下为医护人员提供指导的公开证据很少。研究方案是医护人员开展临床研究的指导来源,详细说明了如何开展试验的各个方面。研究的目的是量化包含提前终止试验的临床试验方案的比例,以及随后提供与受试者管理和护理相关说明的临床试验方案的比例。此外,还将分析提前终止试验的背景,以及有关参与者管理和护理说明的细节:方法:由一名审稿人在 ClinicalTrials.gov 数据库中搜索英国的介入性药物试验,这些试验均有儿童参与,并提供了研究方案。对试验方案进行检索,以评估是否确定了试验提前终止的风险、提前终止的背景、是否提供了相关信息以支持在出现这种情况时对参与者的管理和护理,以及这些说明的详细内容。对数据进行了描述性总结:在 245 份临床试验方案中,有 235 份(95.9%)确定了提前终止试验的可能性,其中大部分是在申办者主张其有权终止试验的情况下(82.7%,115/235),并提供了可以停止试验的理由(65.5%,91/235)。42%(98/235)的指南提供了参试者管理和护理方面的指导,最常见的是联系/通知参试者(45.9%,45/98)。指导的数量和详细程度各不相同:对英国临床试验方案的审查表明,有关提前终止试验的信息缺乏,只有 42% 的方案提供了有关试验参与者护理的指导。虽然这能确保符合法规要求,但却没有考虑到医护人员在管理参与者的持续护理或对参与者的护理责任方面所面临的挑战。我们需要进一步研究,以了解在实践中是否使用了额外的文件,以及这些文件是否满足了医护人员在试验提前终止期间为研究参与者及其家属提供支持的需求。
{"title":"UK paediatric clinical trial protocols: A review of guidance for participant management and care in the event of premature termination.","authors":"Helen Pluess-Hall, Paula Smith, Julie Menzies","doi":"10.1177/17407745241296864","DOIUrl":"10.1177/17407745241296864","url":null,"abstract":"<p><strong>Background/aims: </strong>Clinical trials provide an opportunity to identify new treatments and can offer patients access to treatments otherwise unavailable. However, approximately 10% of paediatric clinical trials discontinue before the trial has completed. If this premature termination is because the trial treatment(s) being investigated are identified to be ineffective or unsafe, it results in the abrupt discontinuation of the investigational medicinal product for participants. For some participants, there may not be other treatment options to pursue at the trial-end. Trials prematurely terminating can be a distressing experience for all involved and currently there is little published evidence about the guidance provided to healthcare professionals in the event of premature trial termination. The study protocol is the source of guidance for healthcare professionals delivering clinical research, detailing how to conduct all aspects of the trial. The aim was to quantify the proportion of clinical trial protocols that included premature trial termination and subsequently those that provided instructions related to participant management and care. In addition, to analyse the context in which premature termination was included and the detail of any instructions for participant management and care.</p><p><strong>Methods: </strong>The ClinicalTrials.gov database was searched by a single reviewer for UK interventional drug trials enrolling children with an available study protocol. Protocols were searched to assess if the risk of premature trial termination was identified, the context for premature termination being included, if information was provided to support the management and care of participants should this situation occur and the detail of those instructions. Data were summarised descriptively.</p><p><strong>Results: </strong>Of 245 clinical trial protocols, 235 (95.9%) identified the possibility of premature trial termination, the majority within the context of the sponsor asserting their right to terminate the trial (82.7%, 115/235) and providing reasons why the trial could be stopped (65.5%, 91/235). Forty-two percent (98/235) provided guidance for participant management and care, most commonly to contact/inform the participant (45.9%, 45/98). Directions varied in the quantity and level of detail.</p><p><strong>Conclusions: </strong>This review of UK clinical trial protocol highlights that information surrounding premature termination is lacking, with only 42% providing guidance on the care of trial participants. While this ensures regulatory compliance, it fails to consider the challenge for healthcare professionals in managing participants on-going care or the duty of care owed to participants. Further research is required to understand if additional documents are being used in practice, and if these meet the needs of healthcare professionals in supporting research participants and families during premature trial termination","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":" ","pages":"220-226"},"PeriodicalIF":2.2,"publicationDate":"2025-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC11986081/pdf/","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142667166","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Detecting irregularities in randomized controlled trials using machine learning. 利用机器学习检测随机对照试验中的违规行为。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-11-25 DOI: 10.1177/17407745241297947
Walter Nelson, Jeremy Petch, Jonathan Ranisau, Robin Zhao, Kumar Balasubramanian, Shrikant I Bangdiwala

Background: Over the course of a clinical trial, irregularities may arise in the data. Trialists implement human-intensive, expensive central statistical monitoring procedures to identify and correct these irregularities before the results of the trial are analyzed and disseminated. Machine learning algorithms have shown promise for identifying center-level irregularities in multi-center clinical trials with minimal human intervention. We aimed to characterize the form-level data irregularities in several historical clinical trials and evaluate the ability of a machine learning-based outlier detection algorithm to identify them.

Methods: Data irregularities previously identified by humans in historical clinical trials were ascertained by comparing preliminary snapshots of the trial databases to the final, locked databases. We measured the ability of a machine learning based outlier detection algorithm to identify form-level irregularities using concordance (area under the receiver operator characteristic), positive predictive value (precision), and sensitivity (recall).

Results: We examined preliminary snapshots of seven historical clinical trials which randomized a total of 77,001 participants. We extracted a total of 1,267,484 completed entries from 358 case report forms containing irregularities from all snapshots across all trials, containing a total of 24,850 form-wide irregularities (median per-form form-level irregularity rate: 1.81%). Our proposed machine learning algorithm detects form-level irregularities with a median concordance of 0.74 (interquartile range = 0.57-0.89), slightly exceeding the performance of a previously proposed machine learning approach with a median area under the receiver operator characteristic of 0.73 (interquartile range = 0.54-0.88).

Conclusion: Data irregularities in historical clinical trials were ascertained by comparing preliminary snapshots of the trial database to the final database. These irregularities can be categorized according to their scope. Irregularities can be successfully detected by a machine learning algorithm as early or earlier than a human can, without human intervention. Such an approach may complement existing techniques for central statistical monitoring in large multi-center randomized controlled trials and possibly improve the efficiency of costly data verification processes.

背景:在临床试验过程中,数据可能会出现异常。试验者需要实施人力密集、成本高昂的中央统计监测程序,以便在分析和发布试验结果之前识别并纠正这些违规现象。机器学习算法在识别多中心临床试验中中心层面的违规行为方面大有可为,只需极少的人工干预。我们的目的是描述几项历史临床试验中表格级数据异常的特征,并评估基于机器学习的离群点检测算法识别这些异常的能力:方法:通过比较试验数据库的初步快照和最终锁定的数据库,我们确定了之前由人类在历史临床试验中识别出的数据不规则性。我们使用一致性(接收者运算特征下的面积)、阳性预测值(精确度)和灵敏度(召回率)衡量了基于机器学习的离群点检测算法识别形式级不规范的能力:我们研究了七项历史临床试验的初步快照,这些试验共随机抽取了 77,001 名参与者。我们从所有试验的所有快照中提取了 358 份病例报告表中包含违规行为的 1,267,484 个完整条目,共包含 24,850 个全表违规行为(每表违规率中位数:1.81%)。我们提出的机器学习算法检测表单级不规范性的中位一致性为 0.74(四分位间范围 = 0.57-0.89),略高于之前提出的机器学习方法的性能,后者的接收算子特征下的中位面积为 0.73(四分位间范围 = 0.54-0.88):通过比较试验数据库的初步快照和最终数据库,确定了历史临床试验中的数据不规则性。这些违规数据可根据其范围进行分类。机器学习算法可以在不需要人工干预的情况下,比人类更早或更早地成功检测出违规数据。这种方法可以补充现有的大型多中心随机对照试验中央统计监测技术,并有可能提高成本高昂的数据验证过程的效率。
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引用次数: 0
Statistical properties of items and summary scores from the Patient-Reported Outcomes version of the Common Terminology Criteria for Adverse Events (PRO-CTCAE®) in a diverse cancer sample. 不同癌症样本中患者报告结果版《不良事件通用术语标准》(PRO-CTCAE®)项目和总分的统计特性。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-10-23 DOI: 10.1177/17407745241286065
Carolyn Mead-Harvey, Ethan Basch, Lauren J Rogak, Blake T Langlais, Gita Thanarajasingam, Brenda F Ginos, Minji K Lee, Claire Yee, Sandra A Mitchell, Lori M Minasian, Tito R Mendoza, Antonia V Bennett, Deborah Schrag, Amylou C Dueck, Gina L Mazza

Background/aims: The Patient-Reported Outcomes version of the Common Terminology Criteria for Adverse Events (PRO-CTCAE®) was developed to capture symptomatic adverse events from the patient perspective. We aim to describe statistical properties of PRO-CTCAE items and summary scores and to provide evidence for recommendations regarding PRO-CTCAE administration and reporting.

Methods: Using data from the PRO-CTCAE validation study (NCT02158637), prevalence, means, and standard deviations of PRO-CTCAE items, composite scores, and mean and maximum scores across attributes (frequency, severity, and/or interference) of symptomatic adverse events were calculated. For each adverse event, correlations and agreement between attributes, correlations between attributes and composite scores, and correlations between composite, mean, and maximum scores were estimated.

Results: PRO-CTCAE items were completed by 899 patients with various cancer types. Most patients reported experiencing one or more adverse events, with the most prevalent being fatigue (87.7%), sad/unhappy feelings (66.0%), anxiety (63.6%), pain (63.2%), insomnia (61.8%), and dry mouth (60.0%). Attributes were moderately to strongly correlated within an adverse event (r = 0.53 to 0.77, all p < 0.001) but not fully concordant (κweighted = 0.26 to 0.60, all p < 0.001), with interference demonstrating lowest mean scores and prevalence among attributes of the same adverse event. Attributes were moderately to strongly correlated with composite scores (r = 0.67 to 0.97, all p < 0.001). Composite scores were moderately to strongly correlated with mean and maximum scores for the same adverse event (r = 0.69 to 0.94, all p < 0.001). Correlations between composite scores of different adverse events varied widely (r = 0.04 to 0.68) but were moderate to strong for conceptually related adverse events.

Conclusions: Results provide evidence for PRO-CTCAE administration and reporting recommendations that the full complement of attributes be administered for each adverse event, and that attributes as well as summary scores be reported.

背景/目的:患者报告结果版不良事件通用术语标准(PRO-CTCAE®)旨在从患者角度捕捉症状性不良事件。我们旨在描述 PRO-CTCAE 项目和总分的统计特性,并为有关 PRO-CTCAE 管理和报告的建议提供证据:利用 PRO-CTCAE 验证研究(NCT02158637)的数据,计算了 PRO-CTCAE 项目、综合评分以及症状性不良事件不同属性(频率、严重程度和/或干扰)的平均分和最高分的流行率、平均值和标准偏差。对每种不良事件的属性之间的相关性和一致性、属性与综合评分之间的相关性以及综合评分、平均分和最高分之间的相关性进行了估算:899名不同癌症类型的患者完成了PRO-CTCAE项目。大多数患者报告经历了一种或多种不良事件,其中最普遍的不良事件是疲劳(87.7%)、悲伤/不开心(66.0%)、焦虑(63.6%)、疼痛(63.2%)、失眠(61.8%)和口干(60.0%)。在一个不良事件中,属性的相关性为中度到高度相关(r = 0.53 到 0.77,所有 p 加权 = 0.26 到 0.60,所有 p r = 0.67 到 0.97,所有 p r = 0.69 到 0.94,所有 p r = 0.04 到 0.68),但在概念相关的不良事件中,属性的相关性为中度到高度相关:结论:研究结果为 PRO-CTCAE 的管理和报告建议提供了证据,建议对每种不良事件进行全套属性管理,并报告属性和总分。
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引用次数: 0
The ethical value of consulting community members in non-emergency trials conducted with waivers of informed consent for research. 在放弃知情同意研究的非紧急试验中咨询社区成员的伦理价值。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-02-01 Epub Date: 2024-06-25 DOI: 10.1177/17407745241259360
Emily A Largent, Steven Joffe, Neal W Dickert, Stephanie R Morain

There is growing interest in using embedded research methods, particularly pragmatic clinical trials, to address well-known evidentiary shortcomings afflicting the health care system. Reviews of pragmatic clinical trials published between 2014 and 2019 found that 8.8% were conducted with waivers of informed consent; furthermore, the number of trials where consent is not obtained is increasing with time. From a regulatory perspective, waivers of informed consent are permissible when certain conditions are met, including that the study involves no more than minimal risk, that it could not practicably be carried out without a waiver, and that waiving consent does not violate participants' rights and welfare. Nevertheless, when research is conducted with a waiver of consent, several ethical challenges arise. We must consider how to: address empirical evidence showing that patients and members of the public generally prefer prospective consent, demonstrate respect for persons using tools other than consent, promote public trust and investigator integrity, and ensure an adequate level of participant protections. In this article, we use examples drawn from real pragmatic clinical trials to argue that prospective consultation with representatives of the target study population can address, or at least mitigate, many of the ethical challenges posed by waivers of informed consent. We also consider what consultation might involve to illustrate its feasibility and address potential objections.

越来越多的人开始关注使用嵌入式研究方法,尤其是实用临床试验,来解决困扰医疗保健系统的众所周知的证据缺陷。对2014年至2019年期间发表的务实临床试验的审查发现,8.8%的试验是在放弃知情同意的情况下进行的;此外,未获得同意的试验数量也在与日俱增。从监管的角度来看,在满足一定条件的情况下,放弃知情同意是允许的,这些条件包括研究涉及的风险不超过最低限度、不放弃同意就无法切实开展研究、放弃同意不会侵犯参与者的权利和福利。然而,在放弃同意权的情况下开展研究时,会出现一些伦理挑战。我们必须考虑如何处理以下问题:根据经验证据,病人和公众一般更倾向于预期同意;使用同意书以外的工具来体现对个人的尊重;促进公众信任和研究者的诚信;以及确保对参与者的充分保护。在本文中,我们用实际临床试验中的例子来论证,与目标研究人群的代表进行前瞻性磋商可以解决或至少减轻放弃知情同意所带来的许多伦理挑战。我们还考虑了磋商可能涉及的内容,以说明其可行性并解决潜在的反对意见。
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引用次数: 0
Strategies to promote contraception use by female volunteers in Alzheimer's Prevention Initiative Autosomal-Dominant Alzheimer's Disease (API ADAD) Colombia trial. 促进阿尔茨海默氏症预防倡议常染色体显性阿尔茨海默氏症(API ADAD)哥伦比亚试验中的女性志愿者使用避孕药具的策略。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-02-01 Epub Date: 2024-08-14 DOI: 10.1177/17407745241264217
Christian Bustamante, Juan F Martinez, Alexander Navarro, Margarita Lopera, Gustavo Villegas, Sindy Duque, Natalia Acosta-Baena, Silvia Ríos-Romenets, Francisco Lopera

Background/aims: Including women of childbearing age in a clinical trial makes it necessary to consider two factors from a bioethical perspective: first, the lack of knowledge about the potential teratogenic effects of an investigational product, and also, the principle of justice not to exclude any population from the benefits of research. The most common way to address this issue is by requiring volunteers to use contraceptives before, during, and a few weeks after the clinical trial. This work presents all the strategies used to promote contraception use and prevent pregnancy during the Alzheimer's Prevention Initiative Autosomal-Dominant Alzheimer's Disease (API ADAD) Colombia clinical trial. Two characteristics of this trial make it of special interest for closely monitoring contraception use. One is that the trial lasted more than 7 years, and the other is that participants could be carriers of the E280A PSEN1 mutation, leading to a mild cognitive impairment as early as their late 30s.

Methods: An individual medical evaluation to select the contraception method that best fits the volunteer was carried out during the screening visit, remitting to the gynecologist when necessary. All non-surgical contraception methods were supplied by the sponsor. Staff were trained on contraception counseling, correctly dispensing contraceptive drugs to volunteers, and identifying, reporting, and following up on pregnancies. Two comprehensive educational campaigns on contraception use were performed, and the intervention included all volunteers. In addition, volunteers were asked on an annual survey to evaluate the dispensing procedure. Finally, the effectiveness of these strategies was retrospectively evaluated, comparing by extrapolation the number of pregnancies presented throughout the trial with the General Fertility Rate in Colombia.

Results: A total of 159 female volunteers were recruited. All strategies were implemented as planned, even during the COVID-19 contingency. Ten pregnancies occurred during the evaluation period (2015-2021). Two were planned; the rest were associated with a potential therapeutic failure or incorrect use of contraceptive methods for a contraceptive failure of 0.49% per year. Sixty percent of pregnancies led to an abortion, either miscarriage or therapeutic abortion. However, there was not enough data to associate the pregnancy outcome with the administration of the investigational product. Finally, we observed a lower fertility rate in women participating in the trial compared to the Colombian population.

Conclusion: The lower rates of contraceptive failure and the decrease in the incidence of pregnancies in women participating in the trial compared to the Colombian population across the 7 years of evaluation suggest that the strategies used in API ADAD Colombia were adequate and effective in addressing contraception use.

背景/目的:将育龄妇女纳入临床试验需要从生物伦理的角度考虑两个因素:一是对研究产品的潜在致畸作用缺乏了解,二是不能将任何人群排除在研究利益之外的公正原则。解决这一问题的最常见方法是要求志愿者在临床试验前、试验期间和试验后几周内使用避孕药具。本研究介绍了在阿尔茨海默氏症预防倡议常染色体显性阿尔茨海默氏症(API ADAD)哥伦比亚临床试验期间为促进避孕和防止怀孕而采取的所有策略。该试验的两个特点使其在密切监测避孕药具使用情况方面具有特殊意义。其一是该试验持续了 7 年多,其二是参与者可能是 E280A PSEN1 基因突变的携带者,导致他们早在 30 多岁时就出现轻度认知障碍:方法:在筛查访问期间进行个人医学评估,以选择最适合志愿者的避孕方法,必要时可向妇科医生咨询。所有非手术避孕方法均由赞助方提供。工作人员接受了有关避孕咨询、为志愿者正确发放避孕药物以及识别、报告和跟踪妊娠等方面的培训。开展了两次全面的避孕教育活动,并对所有志愿者进行了干预。此外,还在年度调查中要求志愿者对发放程序进行评估。最后,对这些策略的效果进行了回顾性评估,并将整个试验期间的怀孕人数与哥伦比亚的总体生育率进行了比较:结果:共招募了 159 名女性志愿者。所有策略均按计划实施,甚至在 COVID-19 突发事件期间也是如此。在评估期间(2015-2021 年),共有 10 例怀孕。其中 2 例是计划内怀孕,其余都与潜在的治疗失败或不正确使用避孕方法有关,每年的避孕失败率为 0.49%。60%的妊娠导致流产,要么是流产,要么是治疗性流产。但是,没有足够的数据将妊娠结果与服用研究产品联系起来。最后,我们观察到,与哥伦比亚人口相比,参与试验的妇女生育率较低:在 7 年的评估过程中,与哥伦比亚人口相比,参与试验的妇女避孕失败率较低,怀孕率也有所下降,这表明哥伦比亚 API ADAD 在解决避孕问题方面所采用的策略是适当而有效的。
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引用次数: 0
Successful completion of large, low-cost randomized cancer trials at an academic cancer center. 在学术癌症中心成功完成大型、低成本的随机癌症试验。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-02-01 Epub Date: 2024-10-15 DOI: 10.1177/17407745241284044
Andrew J Vickers, Behfar Ehdaie, Hanae K Tokita, Jonas Nelson, Evan Matros, Andrea L Pusic, Michael D'Angelica

Background: Concerns about low accrual have long been a standard part of the discourse on cancer clinical trials, reaching even as far as the news media. Indeed, so many trials are closed before completing accrual that a cottage industry has recently developed creating statistical models to predict trial failure. We previously proposed four methodologic fixes for the current crisis in clinical trials: (1) dramatically reducing the number of eligibility criteria, (2) using data routinely collected in clinical practice for trial endpoints; then lowering barriers to accrual by (3) cluster randomization or (4) staged consent.

Methods: We report our practical experience of applying these fixes to randomized trials at Memorial Sloan Kettering Cancer Center.

Results: We have completed seven single-center randomized trials, with several more underway and accruing rapidly, with a total accrual approaching 10,000. Many of the trials have compared surgical interventions, an area where trials have traditionally been hard to complete. Only one of these trials was externally funded. While low costs were possible due to the existing research infrastructure at our institution, such infrastructure is common at major cancer centers.

Conclusions: Further research on innovative clinical trial designs is warranted, particularly in higher-stakes settings, and in trials of medical and radiotherapy interventions.

背景:长期以来,对低应计率的担忧一直是癌症临床试验讨论的标准内容,甚至影响到了新闻媒体。事实上,有很多试验在完成应计制之前就已经结束,以至于最近出现了一种建立统计模型来预测试验失败的山寨产业。我们曾针对当前的临床试验危机提出了四种方法论解决方案:(1)大幅减少资格标准的数量;(2)使用临床实践中常规收集的数据作为试验终点;然后通过(3)分组随机化或(4)分阶段同意来降低应征门槛:我们报告了纪念斯隆-凯特琳癌症中心将这些固定方法应用于随机试验的实际经验:结果:我们已经完成了七项单中心随机试验,还有几项正在进行中,且进展迅速,试验总人数已接近 10,000 人。其中许多试验对外科干预措施进行了比较,而这一领域的试验历来难以完成。这些试验中只有一项是由外部资助的。我们机构现有的研究基础设施使低成本成为可能,但这种基础设施在大型癌症中心很常见:结论:有必要进一步研究创新性临床试验设计,尤其是在风险较高的环境中,以及在医疗和放疗干预试验中。
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引用次数: 0
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