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Assessing institutional responsibility in scientific misconduct: A case study of enoximone research by Joachim Boldt. 评估科研不端行为中的机构责任:约阿希姆·博尔特依诺西酮研究的案例研究。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-12-18 DOI: 10.1177/17407745241297162
Christian J Wiedermann

Background: Enoximone, a phosphodiesterase III inhibitor, was approved in Germany in 1989 and initially proposed for heart failure and perioperative cardiac conditions. The research of Joachim Boldt and his supervisor Gunter Hempelmann came under scrutiny after investigations revealed systematic scientific misconduct leading to numerous retractions. Therefore, early enoximone studies by Boldt and Hempelmann from 1988 to 1991 were reviewed.

Methods: PubMed-listed publications and dissertations on enoximone from the Justus-Liebig-University of Giessen were analyzed for study design, participant demographics, methods, and outcomes. The data were screened for duplications and inconsistencies.

Results: Of seven randomized controlled trial articles identified, two were retracted. Five of the non-retracted articles reported similarly designed studies and included similar patient cohorts. The analysis revealed overlap in patient demographics and reported outcomes and inconsistencies in cardiac index values between trials, suggesting data duplication and manipulation. Several other articles have been retracted. The analysis results of misconduct and co-authorship of retracted studies during Boldt's late formative years indicate inadequate mentorship. The university's slow response in supporting the retraction of publications involving scientific misconduct indicates systemic oversight problems.

Conclusion: All five publications analyzed remained active and warrant retraction to maintain the integrity of the scientific record. This analysis highlights the need for improved institutional supervision. The current guidelines of the Committee on Publication Ethics for retraction are inadequate for large-scale scientific misconduct. Comprehensive ethics training, regular audits, and transparent reporting are essential to ensure the credibility of published research.

背景:Enoximone是一种磷酸二酯酶III抑制剂,于1989年在德国被批准,最初用于心力衰竭和围手术期心脏病。Joachim Boldt和他的导师Gunter Hempelmann的研究在调查发现系统性的科学不端行为导致大量撤回后受到审查。因此,本文回顾了Boldt和Hempelmann从1988年到1991年的早期依诺西酮研究。方法:对来自德国吉森大学(Justus-Liebig-University of Giessen)的pubmed收录的关于依诺西蒙的出版物和论文进行研究设计、参与者人口统计、方法和结果分析。对数据进行了重复和不一致的筛选。结果:在确定的7篇随机对照试验文章中,2篇被撤回。未撤回的文章中有5篇报道了类似设计的研究,包括类似的患者队列。分析显示患者人口统计学和报告的结果重叠,试验之间心脏指数值不一致,表明数据重复和操纵。其他几篇文章也被撤回。在Boldt的后期形成时期,不当行为和撤回研究的共同作者的分析结果表明指导不足。该大学在支持撤回涉及科学不端行为的出版物方面反应迟缓,这表明系统监管存在问题。结论:所分析的所有五篇出版物都保持活跃,值得撤回,以保持科学记录的完整性。这一分析强调了改善机构监督的必要性。出版伦理委员会目前关于撤稿的指导方针不足以应对大规模的科学不端行为。全面的伦理培训、定期审计和透明的报告对于确保已发表研究的可信度至关重要。
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引用次数: 0
Investigating the presence of surgical learning in the Timing of Primary Surgery for cleft palate randomised trial. 调查腭裂初次手术时机中手术学习的存在。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2025-01-10 DOI: 10.1177/17407745241302488
Elizabeth J Conroy, Jane M Blazeby, Girvan Burnside, Jonathan A Cook, Carrol Gamble

Background/aimsWhen conducting a randomised controlled trial in surgery, it is important to consider surgical learning, where surgeons' familiarity with one, or both, of the interventions increases during the trial. If present, learning may compromise trial validity. We demonstrate a statistical investigation into surgical learning within a trial of cleft palate repair.MethodsThe Timing of Primary Surgery compared primary surgery, using the Sommerlad technique, for cleft palate repair delivered at 6 or 12 months of age. Participating surgeons had varying levels of experience with the intervention and in repair across the age groups. Trial design aimed to reduce the surgical learning via pre-trial surgical technique training and balancing the randomisation process by surgeon. We explore residual learning effects by applying visual methods and statistical models to a surgical outcome (fistula formation) and a process indicator (operation time).ResultsNotably, 26 surgeons operated on 521 infants. As the trial progressed, operation time reduced for surgeons with no pre-trial Sommerlad experience (n = 2), before plateauing at 30 operations, whereas it remained stable for those with prior experience. Fistula rates remained stable regardless of technique experience. Pre-trial age for primary surgery experience had no impact on either measures.ConclusionManaging learning effects through design was not fully achieved but balanced between trial arms, and residual effects were minimal. This investigation explores the presence of learning, within a randomised controlled trial that may be valuable for future trials. We recommend such investigations are undertaken to aid trial interpretation and generalisability, and determine success of trial design measures.

背景/目的:在进行外科随机对照试验时,重要的是要考虑手术学习,即外科医生在试验期间对一种或两种干预措施的熟悉程度增加。如果存在,学习可能会损害试验效度。我们在腭裂修复试验中展示了对外科学习的统计调查。方法:采用Sommerlad技术对6月龄和12月龄腭裂患儿进行初次手术时机的比较。参与手术的外科医生在不同年龄组的干预和修复方面有不同程度的经验。试验设计旨在通过试验前手术技术培训减少手术学习,并平衡外科医生的随机化过程。我们通过将可视化方法和统计模型应用于手术结果(瘘管形成)和过程指标(手术时间)来探索残余学习效应。结果:值得注意的是,26名外科医生对521名婴儿进行了手术。随着试验的进行,没有试验前Sommerlad经验的外科医生的手术时间减少(n = 2),在30次手术前达到稳定,而有经验的外科医生的手术时间保持稳定。无论技术经验如何,瘘管率保持稳定。初次手术经验的试验前年龄对两项指标均无影响。结论:通过设计来管理学习效果并没有完全实现,但在试验组之间达到了平衡,残留效应很小。本研究在随机对照试验中探讨了学习的存在,这可能对未来的试验有价值。我们建议进行这样的调查,以帮助试验解释和推广,并确定试验设计措施的成功。
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引用次数: 0
Consent to recontact for future research using linked primary healthcare data: Outcomes and general practice perceptions from the ATHENA COVID-19 study. 同意使用相关初级卫生保健数据重新联系以进行未来研究:来自ATHENA COVID-19研究的结果和一般实践看法
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-12-29 DOI: 10.1177/17407745241304094
Kim Greaves, Amanda King, Zoltan Bourne, Jennifer Welsh, Mark Morgan, Maria Ximena Tolosa, Trisha Johnston, Carissa Bonner, Tony Stanton, Rosemary Korda

Background: The ATHENA COVID-19 study was set up to recruit a cohort of patients with linked health information willing to be recontacted in future to participate in clinical trials and also to investigate the outcomes of people with COVID-19 in Queensland, Australia, using consent. This report describes how patients were recruited, their primary care data extracted, proportions consenting, outcomes of using the recontact method to recruit to a study, and experiences interacting with general practices requested to release the primary care data.

Methods: Patients diagnosed with COVID-19 from 1 January 2020 to 31 December 2020 were systematically approached to gain consent to have their primary healthcare data extracted from their general practice into a Queensland Health database and linked to other datasets for ethically approved research. Patients were also asked to consent to allow future recontact to discuss participation in clinical trials and other research studies. Patients who consented to recontact were later approached to recruit to a long-COVID study. Patients' general practices were contacted to export the patient files. All patient and general practice interactions were recorded. Outcome measures were proportions of patients consenting to data extraction and research, permission to recontact, proportions of general practices agreeing to participate. A thematic analysis was conducted to assess attitudes regarding export of healthcare data, and the proportions consenting to participate in the long-COVID study were also reported.

Results: Of 1212 patients with COVID-19, contact details were available for 1155; 995 (86%) were successfully approached, and 842 (85%) reached a consent decision. Of those who reached a decision, 581 (69%), 615 (73%) and 629 (75%) patients consented to data extraction, recontact, and both, respectively. In all, 382 general practices were contacted, of whom 347 (91%) had an electronic medical record compatible for file export. Of these, 335 (88%) practices agreed to participate, and 12 (3%) declined. In total, 526 patient files were exported. The majority of general practices supported the study and accepted electronic patient consent as legitimate. For the long-COVID study, 376 (90%) of those patients recontacted agreed to have their contact details passed onto the long-COVID study team and 192 (53%) consented to take part in their study.

Conclusion: This report describes how primary care data were successfully extracted using consent, and that the majority of patients approached gave permission for their healthcare information to be used for research and be recontacted. The consent-to-recontact concept demonstrated its effectiveness to recruit to new research studies. The majority of general practices were willing to export identifiable patient healthcare data for linkage provided consent had been obtained.

背景:雅典娜COVID-19研究旨在招募一组具有相关健康信息的患者,这些患者愿意在未来重新联系,以参与临床试验,并在同意的情况下调查澳大利亚昆士兰州COVID-19患者的结果。本报告描述了如何招募患者,提取他们的初级保健数据,同意的比例,使用再接触方法招募研究的结果,以及与要求发布初级保健数据的一般做法互动的经验。方法:系统地接触2020年1月1日至2020年12月31日诊断为COVID-19的患者,以获得同意,将他们的初级卫生保健数据从其全科实践中提取到昆士兰卫生数据库中,并与伦理批准的研究的其他数据集相关联。患者也被要求同意允许将来再次联系,讨论参与临床试验和其他研究。同意重新接触的患者后来被招募参加一项长期的covid研究。联系患者的全科医生导出患者档案。记录了所有患者和全科医生的互动。结果测量是同意数据提取和研究的患者比例,再次接触的许可比例,同意参与的全科医生比例。进行了主题分析,以评估对医疗数据导出的态度,并报告了同意参与长期covid研究的比例。结果:在1212例COVID-19患者中,有1155例可获得联系方式;995例(86%)成功接触,842例(85%)达成同意决定。在做出决定的患者中,分别有581例(69%)、615例(73%)和629例(75%)患者同意提取数据、重新联系,以及两者都同意。总共联系了382家全科医生,其中347家(91%)拥有兼容文件导出的电子病历。其中,335家(88%)诊所同意参与,12家(3%)诊所拒绝参与。总共导出了526份患者文件。大多数全科医生支持这项研究,并承认电子患者同意书是合法的。对于长期covid研究,重新接触的患者中有376人(90%)同意将他们的联系方式传递给长期covid研究团队,192人(53%)同意参加他们的研究。结论:本报告描述了如何使用同意成功提取初级保健数据,以及大多数接触的患者允许将其医疗保健信息用于研究并重新联系。同意再接触的概念证明了它在招募新研究方面的有效性。在征得同意的情况下,大多数全科医生都愿意导出可识别的患者医疗保健数据进行链接。
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引用次数: 0
The state of individual participant data sharing for the highest-revenue medicines. 收入最高的药品的个人参与者数据共享情况。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-10-15 DOI: 10.1177/17407745241286147
Natansh D Modi, Lee X Li, Jessica M Logan, Michael D Wiese, Ahmad Y Abuhelwa, Ross A McKinnon, Andrew Rowland, Michael J Sorich, Ashley M Hopkins

BackgroundAmid growing emphasis from pharmaceutical companies, advocacy groups, and regulatory bodies for sharing of individual participant data, recent audits reveal limited sharing, particularly for high-revenue medicines. Therefore, this study aimed to assess the individual participant data-sharing eligibility of clinical trials supporting the Food and Drug Administration approval of the top 30 highest-revenue medicines for 2021.MethodsA cross-sectional analysis was conducted on 316 clinical trials supporting approval of the top 30 revenue-generating medicines of 2021. The study assessed whether these trials were eligible for individual participant data sharing, defined as being publicly listed on a data-sharing platform or confirmed by the trial sponsors as in scope for independent researcher individual participant data investigations. Information was gathered from various sources including ClinicalTrials.gov, the European Union Clinical Trials Register, and PubMed. Key factors such as the trial phase, completion dates, and the nature of the data-sharing process were also examined.ResultsOf the 316 trials, 201 (64%) were confirmed eligible for sharing, meaning they were either publicly listed on a data-sharing platform or confirmed by the trial sponsors as in scope for independent researcher individual participant data investigations. A total of 102 (32%) were confirmed ineligible, and for 13 (4%), the sponsor indicated that a full research proposal would be required to determine eligibility. The analysis also revealed a higher rate of individual participant data sharing among companies that utilized independent platforms, such as Vivli, for managing their individual participant data-sharing process. Trials not marked as completed had significantly lower eligibility for individual participant data sharing.ConclusionThis study highlights that a substantial portion of trials for top revenue-generating medicines are eligible for individual participant data sharing. However, challenges persist, particularly for trials that are marked as ongoing and for trials where the sharing processes are managed internally by pharmaceutical companies. Data-sharing rates could be improved by adopting open-access individual participant data-sharing models or using independent platforms. Standardizing policies to facilitate immediate individual participant data availability for approved medicines is necessary.

背景:在制药公司、倡导团体和监管机构日益强调共享受试者个人数据的同时,最近的审计显示共享数据有限,尤其是高收入药物。因此,本研究旨在评估支持美国食品和药物管理局批准 2021 年收入最高的前 30 种药品的临床试验的个体参与者数据共享资格:对支持 2021 年收入最高的 30 种药品审批的 316 项临床试验进行了横向分析。研究评估了这些试验是否符合个体参与者数据共享的条件,即在数据共享平台上公开列出或经试验申办者确认属于独立研究人员个体参与者数据调查范围。研究人员从各种渠道收集信息,包括 ClinicalTrials.gov、欧盟临床试验注册中心和 PubMed。此外,还对试验阶段、完成日期和数据共享过程的性质等关键因素进行了研究:在316项试验中,有201项(64%)被确认符合共享条件,这意味着这些试验要么在数据共享平台上公开列出,要么经试验发起人确认属于独立研究人员对个体参与者数据进行调查的范围。共有 102 个项目(32%)被确认为不符合条件,13 个项目(4%)的发起人表示需要一份完整的研究计划书才能确定是否符合条件。分析还显示,在利用 Vivli 等独立平台管理个人参与者数据共享流程的公司中,个人参与者数据共享率较高。未标注为已完成的试验的个人参与者数据共享资格明显较低:本研究强调,大部分创收最高的药品试验都符合个体参与者数据共享的条件。然而,挑战依然存在,尤其是那些被标注为正在进行的试验和由制药公司内部管理共享流程的试验。通过采用开放式个人参与者数据共享模式或使用独立平台,可以提高数据共享率。有必要对政策进行标准化,以促进已批准药物的个人参与者数据的即时可用性。
{"title":"The state of individual participant data sharing for the highest-revenue medicines.","authors":"Natansh D Modi, Lee X Li, Jessica M Logan, Michael D Wiese, Ahmad Y Abuhelwa, Ross A McKinnon, Andrew Rowland, Michael J Sorich, Ashley M Hopkins","doi":"10.1177/17407745241286147","DOIUrl":"10.1177/17407745241286147","url":null,"abstract":"<p><p>BackgroundAmid growing emphasis from pharmaceutical companies, advocacy groups, and regulatory bodies for sharing of individual participant data, recent audits reveal limited sharing, particularly for high-revenue medicines. Therefore, this study aimed to assess the individual participant data-sharing eligibility of clinical trials supporting the Food and Drug Administration approval of the top 30 highest-revenue medicines for 2021.MethodsA cross-sectional analysis was conducted on 316 clinical trials supporting approval of the top 30 revenue-generating medicines of 2021. The study assessed whether these trials were eligible for individual participant data sharing, defined as being publicly listed on a data-sharing platform or confirmed by the trial sponsors as in scope for independent researcher individual participant data investigations. Information was gathered from various sources including ClinicalTrials.gov, the European Union Clinical Trials Register, and PubMed. Key factors such as the trial phase, completion dates, and the nature of the data-sharing process were also examined.ResultsOf the 316 trials, 201 (64%) were confirmed eligible for sharing, meaning they were either publicly listed on a data-sharing platform or confirmed by the trial sponsors as in scope for independent researcher individual participant data investigations. A total of 102 (32%) were confirmed ineligible, and for 13 (4%), the sponsor indicated that a full research proposal would be required to determine eligibility. The analysis also revealed a higher rate of individual participant data sharing among companies that utilized independent platforms, such as Vivli, for managing their individual participant data-sharing process. Trials not marked as completed had significantly lower eligibility for individual participant data sharing.ConclusionThis study highlights that a substantial portion of trials for top revenue-generating medicines are eligible for individual participant data sharing. However, challenges persist, particularly for trials that are marked as ongoing and for trials where the sharing processes are managed internally by pharmaceutical companies. Data-sharing rates could be improved by adopting open-access individual participant data-sharing models or using independent platforms. Standardizing policies to facilitate immediate individual participant data availability for approved medicines is necessary.</p>","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":" ","pages":"170-177"},"PeriodicalIF":2.2,"publicationDate":"2025-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC11986077/pdf/","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142459903","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Commentary on Toerper et al: A step in the right direction for learning health systems. 对Toerper等人的评论:朝着学习卫生系统的正确方向迈出了一步。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-12-29 DOI: 10.1177/17407745241302023
Mark J Pletcher
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引用次数: 0
NHS-Galleri trial: Enriched enrolment approaches and sociodemographic characteristics of enrolled participants. NHS-Galleri试验:丰富的入组方法和入组参与者的社会人口学特征。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2025-01-25 DOI: 10.1177/17407745241302477
Charles Swanton, Velicia Bachtiar, Chris Mathews, Adam R Brentnall, Ian Lowenhoff, Jo Waller, Martine Bomb, Sean McPhail, Heather Pinches, Rebecca Smittenaar, Sara Hiom, Richard D Neal, Peter Sasieni

Background/aims: Certain sociodemographic groups are routinely underrepresented in clinical trials, limiting generalisability. Here, we describe the extent to which enriched enrolment approaches yielded a diverse trial population enriched for older age in a randomised controlled trial of a blood-based multi-cancer early detection test (NCT05611632).

Methods: Participants aged 50-77 years were recruited from eight Cancer Alliance regions in England. Most were identified and invited from centralised health service lists; a dynamic invitation algorithm was used to target those in older and more deprived groups. Others were invited by their general practice surgery (GP-based Participant Identification Centres in selected regions); towards the end of recruitment, specifically Asian and Black individuals were invited via this route, as part of a concerted effort to encourage enrolment among these individuals. Some participants self-referred, often following engagement activities involving community organisations. Enrolment took place in 11 mobile clinics at 151 locations that were generally more socioeconomically deprived and ethnically diverse than the England average. We reduced logistical barriers to trial participation by offering language interpretation and translation and disabled access measures. After enrolment, we examined (1) sociodemographic distribution of participants versus England and Cancer Alliance populations, and (2) number needed to invite (NNI; the number of invitations sent to enrol one participant) by age, sex, index of multiple deprivation (IMD) and ethnicity, and GP surgery-level bowel screening participation.

Results: Approximately 1.5 million individuals were invited and 142,924 enrolled (98% via centralised health service lists/invitation algorithm) in 10.5 months. The enrolled population was older and more deprived than the England population aged 50-77 years (73.3% vs 56.8% aged 60-77 years; 42.3% vs 35.3% in IMD groups 1-2). Ethnic diversity was lower in the trial than the England population (1.4% vs 2.8% Black; 3.3% vs 5.3% Asian). NNI was highest in Black (32.8), Asian (28.2) and most-deprived (21.5) groups, and lowest in mixed ethnicity (8.1) and least-deprived (4.6) groups.

Conclusions: Enrolment approaches used in the NHS-Galleri trial enabled recruitment of an older, socioeconomically diverse participant population relatively rapidly. Compared with the England and Cancer Alliance populations, the enrolled population was enriched for those in older age and more deprived groups. Better ethnicity data availability in central health service records could enable better invitation targeting to further enhance ethnically diverse recruitment. Future research should evaluate approaches used to facilitate recruitment from underrepresented groups in clinical trials.

背景/目的:某些社会人口统计学群体在临床试验中通常代表性不足,限制了普遍性。在这里,我们描述了在一项基于血液的多种癌症早期检测试验(NCT05611632)的随机对照试验中,强化入组方法在多大程度上产生了丰富的老年试验人群。方法:从英国八个癌症联盟地区招募年龄在50-77岁的参与者。大多数是从集中卫生服务名单中确定和邀请的;一种动态邀请算法被用于针对年龄较大和较贫困的群体。其他人则由他们的全科医生(选定地区的全科医生参与者身份识别中心)邀请;在招募结束时,特别通过这一途径邀请了亚洲人和黑人,作为鼓励这些人入学的共同努力的一部分。一些参与者往往是在参与社区组织的参与活动后自我介绍的。登记在151个地点的11个流动诊所进行,这些地点通常比英格兰平均水平更缺乏社会经济和种族多样性。我们通过提供语言口译和翻译以及残疾人无障碍措施,减少了参与试验的后勤障碍。入组后,我们检查了(1)参与者与英格兰和癌症联盟人群的社会人口分布,(2)需要邀请的人数(NNI;根据年龄、性别、多重剥夺指数(IMD)和种族,以及全科医生手术水平的肠道筛查参与程度,发送邀请的数量。结果:在10.5个月内,约有150万人被邀请,142,924人注册(98%通过集中卫生服务列表/邀请算法)。入组人群比50-77岁的英格兰人口年龄更大、更贫困(73.3% vs 60-77岁的56.8%;在IMD 1-2组中为42.3% vs 35.3%)。该试验的种族多样性低于英格兰人口(1.4% vs 2.8%黑人;3.3% vs 5.3%亚洲)。NNI在黑人(32.8)、亚洲(28.2)和最贫困(21.5)群体中最高,在混合种族(8.1)和最贫困(4.6)群体中最低。结论:在NHS-Galleri试验中使用的招募方法能够相对快速地招募年龄较大、社会经济背景不同的参与者。与英格兰和癌症联盟的人群相比,入组人群中年龄较大和更贫困的人群更丰富。在中央卫生服务记录中更好地提供族裔数据,可以更好地确定邀请目标,进一步加强族裔多样化的招聘。未来的研究应评估用于促进从临床试验中代表性不足的群体中招募的方法。
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引用次数: 0
Using non-inferiority test of proportions in design of randomized non-inferiority trials with time-to-event endpoint with a focus on low-event-rate setting. 在设计以时间为终点的随机非劣效性试验时使用比例非劣效性检验,重点关注低事件率环境。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-10-12 DOI: 10.1177/17407745241284786
Lingyun Ji, Todd A Alonzo

Background/aimsFor cancers with low incidence, low event rates, and a time-to-event endpoint, a randomized non-inferiority trial designed based on the logrank test can require a large sample size with significantly prolonged enrollment duration, making such a non-inferiority trial not feasible. This article evaluates a design based on a non-inferiority test of proportions, compares its required sample size to the non-inferiority logrank test, assesses whether there are scenarios for which a non-inferiority test of proportions can be more efficient, and provides guidelines in usage of a non-inferiority test of proportions.MethodsThis article describes the sample size calculation for a randomized non-inferiority trial based on a non-inferiority logrank test or a non-inferiority test of proportions. The sample size required by the two design methods are compared for a wide range of scenarios, varying the underlying Weibull survival functions, the non-inferiority margin, and loss to follow-up rate.ResultsOur results showed that there are scenarios for which the non-inferiority test of proportions can have significantly reduced sample size. Specifically, the non-inferiority test of proportions can be considered for cancers with more than 80% long-term survival rate. We provide guidance in choice of this design approach based on parameters of the Weibull survival functions, the non-inferiority margin, and loss to follow-up rate.ConclusionFor cancers with low incidence and low event rates, a non-inferiority trial based on the logrank test is not feasible due to its large required sample size and prolonged enrollment duration. The use of a non-inferiority test of proportions can make a randomized non-inferiority Phase III trial feasible.

背景/目的:对于发病率低、事件发生率低且以时间为终点的癌症,基于logrank检验设计的随机非劣效性试验可能需要较大的样本量,且入组时间明显延长,因此这种非劣效性试验并不可行。本文评估了基于非劣效性比例检验的设计,比较了其与非劣效性 logrank 检验所需的样本量,评估了是否存在非劣效性比例检验更有效的情况,并提供了使用非劣效性比例检验的指南:本文介绍了基于非劣效 logrank 检验或非劣效比例检验的随机非劣效试验的样本量计算。文章比较了两种设计方法在不同情况下所需的样本量,包括基础 Weibull 生存函数、非劣效边际和随访损失率:结果:我们的研究结果表明,在某些情况下,比例非劣效性检验可以显著减少样本量。具体来说,对于长期生存率超过 80% 的癌症,可以考虑采用比例非劣效性检验。我们根据 Weibull 生存函数的参数、非劣效边际和随访损失率,为选择这种设计方法提供指导:结论:对于低发病率和低事件发生率的癌症,基于对数秩检验的非劣效性试验是不可行的,因为它所需的样本量大,入组时间长。使用比例非劣效性检验可以使随机非劣效性 III 期试验变得可行。
{"title":"Using non-inferiority test of proportions in design of randomized non-inferiority trials with time-to-event endpoint with a focus on low-event-rate setting.","authors":"Lingyun Ji, Todd A Alonzo","doi":"10.1177/17407745241284786","DOIUrl":"10.1177/17407745241284786","url":null,"abstract":"<p><p>Background/aimsFor cancers with low incidence, low event rates, and a time-to-event endpoint, a randomized non-inferiority trial designed based on the logrank test can require a large sample size with significantly prolonged enrollment duration, making such a non-inferiority trial not feasible. This article evaluates a design based on a non-inferiority test of proportions, compares its required sample size to the non-inferiority logrank test, assesses whether there are scenarios for which a non-inferiority test of proportions can be more efficient, and provides guidelines in usage of a non-inferiority test of proportions.MethodsThis article describes the sample size calculation for a randomized non-inferiority trial based on a non-inferiority logrank test or a non-inferiority test of proportions. The sample size required by the two design methods are compared for a wide range of scenarios, varying the underlying Weibull survival functions, the non-inferiority margin, and loss to follow-up rate.ResultsOur results showed that there are scenarios for which the non-inferiority test of proportions can have significantly reduced sample size. Specifically, the non-inferiority test of proportions can be considered for cancers with more than 80% long-term survival rate. We provide guidance in choice of this design approach based on parameters of the Weibull survival functions, the non-inferiority margin, and loss to follow-up rate.ConclusionFor cancers with low incidence and low event rates, a non-inferiority trial based on the logrank test is not feasible due to its large required sample size and prolonged enrollment duration. The use of a non-inferiority test of proportions can make a randomized non-inferiority Phase III trial feasible.</p>","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":" ","pages":"131-141"},"PeriodicalIF":2.2,"publicationDate":"2025-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC11991896/pdf/","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142459904","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Estimating treatment effects from a randomized controlled trial with mid-trial design changes. 从随机对照试验中评估试验设计改变的治疗效果。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-12-30 DOI: 10.1177/17407745241304120
Sudeshna Paul, Jaeun Choi, Mi-Kyung Song

BackgroundIn randomized controlled trials (RCTs), unplanned design modifications due to unexpected circumstances are seldom reported. Naively lumping data from pre- and post-design changes to estimate the size of the treatment effect, as planned in the original study, can introduce systematic bias and limit interpretability of the trial findings. There has been limited discussion on how to estimate the treatment effect when an RCT undergoes major design changes during the trial. Using our recently completed RCT, which underwent multiple design changes, as an example, we examined the statistical implications of design changes on the treatment effect estimates.MethodsOur example RCT aimed to test an advance care planning intervention targeting dementia patients and their surrogate decision-makers compared to usual care. The original trial underwent two major mid-trial design changes resulting in three smaller studies. The changes included altering the number of study arms and adding new recruitment sites, thus perturbing the initial statistical assumptions. We used a simulation study to mimic these design modifications in our RCT, generate independent patient-level data and evaluate naïve lumping of data, a two-stage fixed-effect and random-effect meta-analysis model to obtain an average effect size estimate from all studies. Standardized mean-difference and odds-ratio estimates at post-intervention were used as effect sizes for continuous and binary outcomes, respectively. The performance of the estimates from different methods were compared by studying their statistical properties (e.g. bias, mean squared error, and coverage probability of 95% confidence intervals).ResultsWhen between-design heterogeneity is negligible, the fixed- and random-effect meta-analysis models yielded accurate and precise effect-size estimates for both continuous and binary data. As between-design heterogeneity increased, the estimates from random meta-analysis methods indicated less bias and higher coverage probability compared to the naïve and fixed-effect methods, however the mean squared error was higher indicating greater uncertainty arising from a small number of studies. The between-study heterogeneity parameter was not precisely estimable due to fewer studies. With increasing sample sizes within each study, the effect-size estimates showed improved precision and statistical power.ConclusionsWhen a trial undergoes unplanned major design changes, the statistical approach to estimate the treatment effect needs to be determined carefully. Naïve lumping of data across designs is not appropriate even when the overall goal of the trial remains unchanged. Understanding the implications of the different aspects of design changes and accounting for them in the analysis of the data are essential for internal validity and reporting of the trial findings. Importantly, investigators must disclose the design changes clearly in their study reports.

在随机对照试验(RCTs)中,由于意外情况而导致的计划外设计修改很少被报道。按照原始研究的计划,天真地将设计前和设计后的数据集中起来,以估计治疗效果的大小,可能会引入系统偏倚,并限制试验结果的可解释性。当一项随机对照试验在试验期间发生重大设计变化时,关于如何评估治疗效果的讨论有限。以我们最近完成的RCT为例,它经历了多次设计更改,我们检查了设计更改对治疗效果估计的统计含义。方法一项示例RCT旨在测试针对痴呆患者及其替代决策者的预先护理计划干预与常规护理的比较。最初的试验经历了两次主要的试验中期设计变更,导致三个较小的研究。这些变化包括改变研究组的数量和增加新的招募地点,从而扰乱了最初的统计假设。我们在我们的RCT中使用模拟研究来模拟这些设计修改,生成独立的患者水平数据,并评估naïve数据集总,两阶段固定效应和随机效应荟萃分析模型,以获得所有研究的平均效应大小估计。干预后的标准化均差和优势比估计值分别用作连续和二元结果的效应量。通过研究不同方法的统计特性(例如偏差、均方误差和95%置信区间的覆盖概率),比较了不同方法估计的性能。当设计间异质性可以忽略不计时,固定效应和随机效应荟萃分析模型对连续和二元数据均产生了准确和精确的效应大小估计。随着设计间异质性的增加,随机荟萃分析方法的估计值与naïve和固定效应方法相比,偏倚更小,覆盖概率更高,但均方误差更高,表明研究数量少,不确定性更大。由于研究较少,研究间异质性参数不能精确估计。随着每项研究中样本量的增加,效应量估计显示出精度和统计能力的提高。结论当试验发生计划外的重大设计变化时,评估治疗效果的统计方法需要仔细确定。Naïve即使在试验的总体目标保持不变的情况下,跨设计的数据集中也是不合适的。了解设计变化的不同方面的影响,并在数据分析中考虑它们,对于试验结果的内部有效性和报告至关重要。重要的是,研究者必须在他们的研究报告中清楚地披露设计变更。
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引用次数: 0
Use of Epic® to facilitate high-quality randomization of emergency department-based pragmatic clinical trials. 使用Epic®促进急诊部实用临床试验的高质量随机化。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-12-29 DOI: 10.1177/17407745241301998
Matthew F Toerper, Jason Haukoos, Emily Hopkins, Sarah E Rowan, Michael S Lyons, James W Galbraith, Yu-Hsiang Hsieh, Douglas Ae White, Scott Levin, Jeremiah Hinson, Richard E Rothman
<p><strong>Background: </strong>Pragmatic clinical trials are critical to determine the real-world effectiveness of interventions. Emergency departments serve as key clinical sites for such trials because they provide care to large numbers of patients at the earliest point in their hospital encounter. However, few methods that facilitate efficient emergency department-based pragmatic trials have been described. Our objective was to design and embed randomization schemes directly into the electronic health record to facilitate enrollment of emergency department patients by clinical staff 24 h per day, while maintaining concealed and balanced allocation.</p><p><strong>Methods: </strong>We designed two multi-center pragmatic trials screening for human immunodeficiency virus (HIV TESTED trial) and hepatitis C virus (DETECT Hep C trial). HIV TESTED included four sites, three arms, and compared two forms of risk-assessed (targeted) to non-risk-assessed (nontargeted) screening for human immunodeficiency virus; DETECT Hep C included three sites, two arms, and compared targeted to nontargeted screening for hepatitis C virus. Participant entry occurred during a patient's emergency department visit in conjunction with standard emergency department care. Patient-visit level randomization schemes were designed in each electronic health record system using Epic<sup>®</sup> (Epic Systems, Verona, WI; two sites for HIV TESTED; all three sites for DETECT Hep C). Randomization and all forms of screening were fully embedded and integrated in the electronic health record and administered by nurses as part of routine care. Absolute differences and chi-square testing were used to evaluate randomness of study arms and to compare baseline characteristics. Time-motion methods were also used to assess the time of screening and randomization by nurses.</p><p><strong>Results: </strong>During 61 cumulative enrollment months, 365,462 patient visits occurred. After excluding 184,023 visits by designed electronic health record logic or manual nurse input due to age, previously known human immunodeficiency virus or hepatitis C virus, high acuity or altered mental status, 181,439 patient visits were randomized to one of the interventions. Absolute differences between targeted and nontargeted arms differed by 0.2% and 0.4% (HIV TESTED), and 0.1% (DETECT Hep C), and median absolute differences across all baseline characteristics (i.e. age, sex, race, ethnicity, language, payor, arrival mode, and acuity) between arms were 0.02% (range: -0.7% to +0.5%) and -0.07% (range: -0.3% to +0.7%), and -0.02% (range: -0.7% to +0.7%), respectively. Median time required for nurses to execute randomization ranged from 16 to 67 s, depending on the arm.</p><p><strong>Conclusion: </strong>Integration of blinded randomization schemes into electronic health record systems resulted in high-volume balanced enrollment of participants 24 h per day while maintaining concealed allocation. Use of this technol
背景:实用的临床试验对于确定干预措施的实际有效性至关重要。急诊科是此类试验的关键临床场所,因为他们在医院遇到的第一时间为大量患者提供护理。然而,很少有方法,促进有效的基于急诊科的实用试验已被描述。我们的目标是设计并将随机化方案直接嵌入电子健康记录中,以方便临床工作人员每天24小时登记急诊科患者,同时保持隐蔽和平衡的分配。方法:设计筛选人类免疫缺陷病毒(HIV - testing试验)和丙型肝炎病毒(DETECT Hep - C试验)两项多中心实用试验。艾滋病毒检测包括四个地点,三个分支,并比较了两种形式的风险评估(靶向)和非风险评估(非靶向)筛查人类免疫缺陷病毒;DETECT丙型肝炎包括三个位点,两个组,并比较了丙型肝炎病毒的靶向和非靶向筛查。参与者的进入发生在患者急诊就诊与标准急诊护理期间。每个电子健康记录系统采用Epic®(Epic Systems, Verona, WI;两个艾滋病毒检测地点;所有三个检测丙型肝炎的地点)。随机化和所有形式的筛查都完全嵌入和整合到电子健康记录中,并由护士作为常规护理的一部分进行管理。绝对差异和卡方检验用于评价研究组的随机性和比较基线特征。时间-运动法还用于评估护士筛查和随机化的时间。结果:在61个累计入组月期间,共有365,462例患者就诊。在排除了184,023例因年龄、已知的人类免疫缺陷病毒或丙型肝炎病毒、高灵敏度或精神状态改变而通过设计的电子健康记录逻辑或手动护士输入就诊的患者后,181,439例患者就诊被随机分配到其中一种干预措施中。靶向治疗组和非靶向治疗组之间的绝对差异分别为0.2%和0.4% (HIV检测)和0.1%(检测丙型肝炎),两组之间所有基线特征(即年龄、性别、种族、民族、语言、付款人、到达方式和视力)的绝对差异中位数分别为0.02%(范围:-0.7%至+0.5%)和-0.07%(范围:-0.3%至+0.7%)和-0.02%(范围:-0.7%至+0.7%)。护士执行随机化所需的中位时间从16到67秒不等,取决于手臂。结论:将盲法随机化方案整合到电子健康记录系统中,可以在保持隐蔽分配的同时,每天24小时大量均衡入组参与者。使用该技术是在急诊室环境中扩大高质量实用试验性能的重要工具,同时最大限度地减少偏见。
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引用次数: 0
Ethical considerations for sharing aggregate results from pragmatic clinical trials. 分享实用临床试验综合结果的伦理考虑。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-04-01 Epub Date: 2024-11-25 DOI: 10.1177/17407745241290782
Stephanie R Morain, Abigail Brickler, Joseph Ali, Patricia Pearl O'Rourke, Kayte Spector-Bagdady, Benjamin Wilfond, Vasiliki Rahimzadeh, Caleigh Propes, Kayla Mehl, David Wendler

A growing literature has explored the ethical obligations and current practices related to sharing aggregate results with research participants. However, no prior work has examined these issues in the context of pragmatic clinical trials. Several characteristics of pragmatic clinical trials may complicate both the ethics and the logistics of sharing aggregate results. Among these characteristics include that pragmatic clinical trials may affect the rights, welfare, and interests of not only patient-subjects but also clinicians, meaning that results may be owed to a broader range of groups than typically considered in other research contexts. In addition, some pragmatic clinical trials are conducted under a waiver of informed consent, meaning sharing results may alert participants that they were enrolled without their consent. This article explores the ethical dimensions that can inform decision-making about sharing aggregate results from pragmatic clinical trials, and provides recommendations for that sharing. A central insight is that healthcare institutions-as key partners for the conduct of pragmatic clinical trials-must also be key partners in decision-making about sharing aggregate pragmatic clinical trial results. We conclude with insights for future research.

越来越多的文献探讨了与研究参与者共享综合结果的相关伦理义务和现行做法。然而,此前还没有研究在实用临床试验的背景下探讨过这些问题。务实临床试验的几个特点可能会使共享总体结果的伦理和后勤问题变得更加复杂。这些特点包括:务实临床试验不仅会影响患者受试者的权利、福利和利益,还会影响临床医生的权利、福利和利益,这意味着与其他研究相比,试验结果可能会涉及更广泛的群体。此外,一些实用临床试验是在放弃知情同意的情况下进行的,这意味着共享结果可能会提醒参与者,他们是在未经同意的情况下参加试验的。本文探讨了伦理方面的问题,这些问题可以为共享实用临床试验的总体结果提供决策依据,并为共享提供建议。其中一个核心观点是,医疗机构作为开展实用临床试验的关键合作伙伴,也必须成为共享实用临床试验总体结果决策的关键合作伙伴。最后,我们提出了对未来研究的见解。
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