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Patient notification about pragmatic clinical trials conducted with a waiver of consent: A qualitative study. 放弃同意进行的实用临床试验的患者通知:一项定性研究。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-10-16 DOI: 10.1177/17407745251377730
Stephanie R Morain, Abigail Brickler, Matthew W Semler, Jonathan D Casey

Background: Some scholars have proposed that investigators and health systems should notify patients about their enrollment in pragmatic clinical trials conducted with a waiver of consent. However, others argue that decision-making about notification requires judgment, and reports suggest considerable heterogeneity about whether, when, and how individuals enrolled in pragmatic clinical trials with a waiver of consent are notified about that enrollment. Empirical data can inform this decision-making.

Methods: We conducted semi-structured interviews with knowledgeable stakeholders involved in conducting and/or overseeing pragmatic clinical trials conducted with waivers of consent, including investigators, those charged with the oversight of human subjects research, and operational leadership. Interviews were conducted via video conference from September to December 2024 and were audio-recorded and professionally transcribed. Data were qualitatively analyzed using an integrated approach, including both a priori codes drawn from the interview guide and emergent, inductive codes.

Results: Twenty-three of 28 experts invited to participate completed interviews. Respondents described rationales both for and against notification. Rationales for notification included both appeals to moral values (respect for persons, respect for autonomy, and transparency), as well as instrumental goals (promoting understanding of and/or support for research, avoiding downstream surprise, and supporting buy-in). Rationales against notification included preserving scientific validity, perceiving notification to lack value, and concerns that notification might be burdensome for patient-subjects or undermine trust and/or clinical or public health goals. Decision-making about notification was context-specific and reflected features related to the study design, the health system setting, the patient population, the clinical condition, and the intervention(s) being evaluated. While some factors were consistently described as weighing against notification, including scientific validity or decisions for which a patient would not be offered a choice outside the research context, other factors resulted in divergent decisions across different pragmatic clinical trials (or even across different sites for the same trial).

Conclusions: While several rationales support notification about enrollment in pragmatic clinical trials conducted with waivers of consent, the relative value and practicability of notification is context-dependent. Some features, such as the need to preserve scientific validity, may appropriately weigh in favor of forgoing notification. However, evidence of divergent decision-making for similar trials suggests the need for a framework to guide future notification decisions. These data can be an important input to inform future framework development.

背景:一些学者提出,研究人员和卫生系统应该通知患者,他们在实际临床试验中加入了放弃同意。然而,另一些人认为,关于通知的决策需要判断,报告显示,在是否、何时以及如何通知参加放弃同意的实用临床试验的个人有关该登记的通知方面,存在相当大的差异。经验数据可以为这一决策提供信息。方法:我们对知识渊博的利益相关者进行了半结构化访谈,这些利益相关者参与实施和/或监督具有弃权同意书的实用临床试验,包括调查人员、负责监督人体受试者研究的人员和业务领导。采访于2024年9月至12月通过视频会议进行,并进行录音和专业转录。使用综合方法对数据进行定性分析,包括从访谈指南中提取的先验代码和紧急的归纳代码。结果:28位受邀专家中有23位完成了访谈。答复者描述了支持和反对通知的理由。通知的理由包括对道德价值的呼吁(对人的尊重,对自主权的尊重,以及透明度),以及工具性目标(促进对研究的理解和/或支持,避免下游的意外,并支持购买)。反对通知的理由包括维护科学有效性,认为通知缺乏价值,以及担心通知可能给受试者患者带来负担,或破坏信任和/或临床或公共卫生目标。关于通知的决策是根据具体情况而定的,反映了与研究设计、卫生系统设置、患者群体、临床状况和被评估的干预措施相关的特征。虽然一些因素一直被描述为对通知的权衡,包括科学有效性或患者无法在研究背景之外做出选择的决定,但其他因素导致不同实用临床试验(甚至同一试验在不同地点)的决定不同。结论:虽然有几个基本原理支持在放弃同意的情况下进行的实用临床试验中对入组进行通知,但通知的相对价值和实用性取决于具体情况。有些特点,如需要保持科学有效性,可能适当地有利于放弃通知。然而,类似试验的不同决策的证据表明,需要一个框架来指导未来的通报决策。这些数据可以作为未来框架开发的重要输入。
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引用次数: 0
Confirmatory evidence supporting single pivotal trial new drug approvals by the Food and Drug Administration, 2015 through 2023. 2015年至2023年,美国食品和药物管理局批准单关键试验新药的验证性证据。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-10-15 DOI: 10.1177/17407745251376620
Carla Barile Godoy, Reshma Ramachandran, Pradyumna Sapre, Joseph S Ross

Backgrounds/aims: To secure market authorization, the Food and Drug Administration requires that drug manufacturers demonstrate product safety and efficacy for an indicated use based on two adequate and well-controlled studies, known as pivotal clinical trials. A single pivotal trial may also be sufficient for product approval, however, if safety and efficacy is clearly and convincingly demonstrated, or if accompanied by confirmatory evidence. We examined all original drug and biologic indication approvals by the Food and Drug Administration between 2015 and 2023 to determine what proportion of those approved on the basis of a single pivotal trial were accompanied by confirmatory evidence, the type and strength of this evidence, and whether confirmatory evidence was cited more frequently after December 2019, when the Food and Drug Administration released draft guidance clarifying issues related to confirmatory evidence.

Methods: Information was extracted from publicly available Food and Drug Administration documents, and we used descriptive statistics to characterize the sample and chi-square tests to compare the frequency with which confirmatory evidence was cited before and after December 2019.

Results: Overall, the Food and Drug Administration approved 441 original drug and biologic indications between 2015 and 2023; 40 of which were excluded. Of the remaining, 181 (41%) were based on 2 or more pivotal trials, 35 (7.9%) on a single pivotal trial with at least one clinical primary efficacy endpoint without orphan designation, and 185 (42%) on a single pivotal trial. Among the final category of approvals, the Food and Drug Administration explicitly referenced confirmatory evidence for 36 (19.5%) single pivotal trial approvals and implicitly referenced confirmatory evidence for 4 (2.2%) others. These 40 approvals referenced 99 unique sources of confirmatory evidence, most commonly pharmacodynamic/mechanistic (n = 49) and other (n = 32). Reference to confirmatory evidence was greater after the Food and Drug Administration issued clarifying guidance in December 2019 (pre: 7% vs post: 34%; p < 0.0001).

Conclusions: Given the rising number of the Food and Drug Administration approvals based on a single pivotal trial, greater clarity on confirmatory evidence standards and communication of its use could be considered.

背景/目的:为了获得市场授权,美国食品和药物管理局要求药品制造商在两项充分且对照良好的研究(即关键临床试验)的基础上证明产品用于指指用途的安全性和有效性。然而,如果安全性和有效性得到明确和令人信服的证明,或者有确凿的证据,单次关键试验也可能足以获得产品批准。我们审查了2015年至2023年期间美国食品药品监督管理局批准的所有原始药物和生物适应症,以确定在单一关键试验基础上批准的药物中有多少比例伴随证实性证据,这些证据的类型和强度,以及在2019年12月美国食品药品监督管理局发布澄清与证实性证据相关问题的指南草案后,证实性证据是否被更频繁地引用。方法:从公开的美国食品药品监督管理局文件中提取信息,使用描述性统计对样本进行表征,并使用卡方检验比较2019年12月前后证实性证据被引用的频率。总体而言,2015年至2023年间,美国食品药品监督管理局批准了441个原研药物和生物适应症;其中40人被排除在外。其余181例(41%)基于2个或更多关键试验,35例(7.9%)基于至少一个临床主要疗效终点的单一关键试验,无孤儿指定,185例(42%)基于单一关键试验。在最终批准的类别中,美国食品和药物管理局明确引用了36个(19.5%)单关键试验批准的确认证据,隐含引用了4个(2.2%)其他试验批准的确认证据。这40个批准参考了99个独特的确认性证据来源,最常见的是药效学/机械学(n = 49)和其他(n = 32)。在美国食品和药物管理局于2019年12月发布澄清指南后,确认性证据的引用量增加(前:7% vs后:34%;p结论:鉴于美国食品和药物管理局基于单一关键试验批准的数量不断增加,可以考虑更明确确认性证据标准及其使用的沟通。
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引用次数: 0
How is missing data handled in cluster randomized controlled trials? A review of trials published in the NIHR Journals Library 1997-2024. 在聚类随机对照试验中如何处理缺失数据?1997-2024年发表在美国国立卫生研究院期刊图书馆的试验综述。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-10-04 DOI: 10.1177/17407745251378117
Siqi Wu, Richard M Jacques, Stephen J Walters

Background: Cluster randomized controlled trials are increasingly used to evaluate the effectiveness of interventions in clinical and public health research. However, missing data in cluster randomized controlled trials can lead to biased results and reduce statistical power if not handled appropriately. This study aimed to review, describe and summarize how missing primary outcome data are handled in reports of publicly funded cluster randomized controlled trials.

Methods: This study reviewed the handling of missing data in cluster randomized controlled trials published in the UK National Institute for Health and Care Research Journals Library from 1 January 1997 to 31 December 2024. Data extraction focused on trial design, missing data mechanisms, handling methods in primary analyses and sensitivity analyses.

Results: Among the 110 identified cluster randomized controlled trials, 45% (50/110) did not report or take any action on missing data in either primary analysis or sensitivity analysis. In total, 75% (82/110) of the identified cluster randomized controlled trials did not impute missing values in their primary analysis. Advanced methods like multiple imputation were applied in only 15% (16/110) of primary analyses and 28% (31/110) of sensitivity analyses. On the contrary, the review highlighted that missing data handling methods have evolved over time, with an increasing adoption of multiple imputation since 2017. Overall, the reporting of how missing data is handled in cluster randomized controlled trials has improved in recent years, but there are still a large proportion of cluster randomized controlled trials lack of transparency in reporting missing data, where essential information such as the assumed missing mechanism could not be extracted from the reports.

Conclusion: Despite progress in adopting multiple imputation, inconsistent reporting and reliance on simplistic methods (e.g. complete case analysis) undermine cluster randomized controlled trial credibility. Recommendations include stricter adherence to CONSORT guidelines, routine sensitivity analyses for different missing mechanisms and enhanced training in advanced imputation techniques. This review provides updated insights into how missing data are handled in cluster randomized controlled trials and highlight the urgency for methodological transparency to ensure robust evidence generation in clustered trial designs.

背景:在临床和公共卫生研究中,聚类随机对照试验越来越多地用于评估干预措施的有效性。然而,在聚类随机对照试验中,如果处理不当,数据缺失可能导致结果偏倚,降低统计效能。本研究旨在回顾、描述和总结公共资助的集群随机对照试验报告中缺失的主要结局数据是如何处理的。方法:本研究回顾了1997年1月1日至2024年12月31日发表在英国国家卫生与保健研究所期刊库的聚类随机对照试验中缺失数据的处理。数据提取主要集中在试验设计、缺失数据机制、初级分析处理方法和敏感性分析。结果:在110个已确定的聚类随机对照试验中,45%(50/110)在初级分析或敏感性分析中没有报告或对缺失数据采取任何措施。总的来说,75%(82/110)已确定的聚类随机对照试验在其初步分析中没有计算缺失值。像多重插值这样的高级方法仅应用于15%(16/110)的初级分析和28%(31/110)的敏感性分析。相反,该审查强调,缺失的数据处理方法随着时间的推移而发展,自2017年以来,越来越多地采用多重imputation。总体而言,近年来聚类随机对照试验对缺失数据处理的报告有所改善,但仍有很大比例的聚类随机对照试验在报告缺失数据方面缺乏透明度,无法从报告中提取缺失机制等重要信息。结论:尽管在采用多重归算方面取得了进展,但不一致的报告和对简单方法(如完整病例分析)的依赖削弱了聚类随机对照试验的可信度。建议包括更严格地遵守CONSORT指南,对不同缺失机制进行常规敏感性分析,并加强对先进插补技术的培训。这篇综述提供了在集群随机对照试验中如何处理缺失数据的最新见解,并强调了方法透明度的紧迫性,以确保在集群试验设计中产生强有力的证据。
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引用次数: 0
Characterization of studies considered and required under Medicare's coverage with evidence development program. 通过证据开发项目对医疗保险覆盖范围内考虑和要求的研究进行特征描述。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-10-01 Epub Date: 2025-02-08 DOI: 10.1177/17407745251313979
Maryam Mooghali, Osman Moneer, Guneet Janda, Joseph S Ross, Sanket S Dhruva, Reshma Ramachandran
<p><p>IntroductionIn 2005, the Centers for Medicare and Medicaid Services introduced the Coverage with Evidence Development program for items and services with limited evidence of benefit and harm for Medicare beneficiaries, aiming to generate evidence to determine whether they meet the statutory "reasonable and necessary" criteria for coverage. Coverage with Evidence Development requires participation in clinical studies approved by the Centers for Medicare and Medicaid Services (i.e. Coverage with Evidence Development-approved studies) as a condition of coverage. We examined the quality of evidence generated by Coverage with Evidence Development-approved studies compared with those that informed Centers for Medicare and Medicaid Services' initial Coverage with Evidence Development decisions (i.e. National Coverage Determination studies).MethodsUsing Centers for Medicare and Medicaid Services' webpage, we identified all items and services covered under Coverage with Evidence Development and their Coverage with Evidence Development-approved studies. Through searching PubMed and Google Scholar, we identified original research articles that reported results for primary endpoints of Coverage with Evidence Development-approved studies. We then reviewed the initial Coverage with Evidence Development decision memos and identified National Coverage Determination studies that were original research.We characterized and compared Coverage with Evidence Development-approved studies and National Coverage Determination studies.ResultsFrom 2005 to 2023, 26 items and services were covered under the Coverage with Evidence Development program, associated with 196 National Coverage Determination studies (170 (86.7%) clinical trials and 26 (13.3%) registries) and 116 unique Coverage with Evidence Development-approved studies (86 (74.1%) clinical trials, 23 (19.8%) registries, 4 (3.4%) claims-based studies, and 3 (2.6%) expanded access studies). Among clinical trial studies, National Coverage Determination studies and Coverage with Evidence Development-approved studies did not differ with respect to multi-arm design (59.4% vs 68.6%; <i>p</i> = 0.15). However, among multi-arm clinical trial studies, National Coverage Determination studies were less likely than Coverage with Evidence Development-approved studies to be randomized (52.5% vs 93.2%; <i>p</i> < 0.001). Overall, National Coverage Determination studies less frequently had ≥ 1 primary endpoint focused on a clinical outcome measure (65.8% vs 87.9%; <i>p</i> = 0.006) and less frequently exclusively enrolled Medicare beneficiaries (3.1% vs 25.9%; <i>p</i> < 0.001). In addition, National Coverage Determination studies had smaller population sizes than Coverage with Evidence Development-approved studies (median 100 (interquartile range, 45-414) vs 302 (interquartile range, 93-1000) patients; <i>p</i> = 0.002). Among Coverage with Evidence Development-approved studies, 59 (50.9%) had not yet publicly reported resul
简介:2005年,医疗保险和医疗补助服务中心针对医疗保险受益人的利益和损害证据有限的项目和服务推出了“有证据的覆盖”项目,旨在产生证据来确定它们是否符合法定的“合理和必要”的覆盖标准。证据开发覆盖要求参与医疗保险和医疗补助服务中心批准的临床研究(即证据开发批准的研究覆盖)作为覆盖的条件。我们通过证据开发批准的研究,与那些为医疗保险和医疗补助服务中心的初始覆盖提供证据开发决策(即国家覆盖确定研究)的研究,比较了覆盖所产生的证据质量。方法:使用医疗保险和医疗补助服务中心的网页,我们确定了证据开发覆盖范围下的所有项目和服务,以及证据开发批准的研究覆盖范围。通过检索PubMed和b谷歌Scholar,我们确定了原始研究文章,这些文章报道了证据开发批准的研究的主要终点。然后,我们用证据开发决策备忘录回顾了最初的覆盖范围,并确定了国家覆盖范围确定研究是原始研究。我们将覆盖范围与证据开发批准的研究和国家覆盖范围确定研究进行了表征和比较。结果:从2005年到2023年,证据开发项目覆盖了26个项目和服务,与196个国家覆盖确定研究(170个(86.7%)临床试验和26个(13.3%)注册中心)和116个证据开发批准的独特覆盖研究(86个(74.1%)临床试验,23个(19.8%)注册中心,4个(3.4%)基于索赔的研究和3个(2.6%)扩大准入研究)相关。在临床试验研究中,国家覆盖确定研究和证据开发批准研究的覆盖范围在多组设计方面没有差异(59.4% vs 68.6%;p = 0.15)。然而,在多组临床试验研究中,国家覆盖确定研究比证据开发批准的研究更不可能随机化(52.5% vs 93.2%;p = 0.006)和较少的完全登记的医疗保险受益人(3.1% vs 25.9%;p = 0.002)。在证据开发批准的研究中,59项(50.9%)尚未公开报告主要终点的结果。讨论:与用于初始国家覆盖确定的研究相比,医疗保险覆盖证据开发项目要求的研究更常采用随机研究设计,患者群体更大,纳入美国患者,并将临床结果作为主要终点。然而,并非所有获得证据开发批准的研究都报告了结果,这可能会给患者、医生和付款人带来不确定性,使他们对所涵盖项目和服务的临床效益产生不确定性。结论:医疗保险和医疗补助服务中心的证据开发覆盖项目已经成功地促进了设计更稳健的临床研究的产生,与为初始覆盖决策提供信息的研究相比,这些研究可以更好地为临床、监管和覆盖决策提供信息。然而,仍有机会进一步加强本方案所要求的研究的设计和传播。
{"title":"Characterization of studies considered and required under Medicare's coverage with evidence development program.","authors":"Maryam Mooghali, Osman Moneer, Guneet Janda, Joseph S Ross, Sanket S Dhruva, Reshma Ramachandran","doi":"10.1177/17407745251313979","DOIUrl":"10.1177/17407745251313979","url":null,"abstract":"&lt;p&gt;&lt;p&gt;IntroductionIn 2005, the Centers for Medicare and Medicaid Services introduced the Coverage with Evidence Development program for items and services with limited evidence of benefit and harm for Medicare beneficiaries, aiming to generate evidence to determine whether they meet the statutory \"reasonable and necessary\" criteria for coverage. Coverage with Evidence Development requires participation in clinical studies approved by the Centers for Medicare and Medicaid Services (i.e. Coverage with Evidence Development-approved studies) as a condition of coverage. We examined the quality of evidence generated by Coverage with Evidence Development-approved studies compared with those that informed Centers for Medicare and Medicaid Services' initial Coverage with Evidence Development decisions (i.e. National Coverage Determination studies).MethodsUsing Centers for Medicare and Medicaid Services' webpage, we identified all items and services covered under Coverage with Evidence Development and their Coverage with Evidence Development-approved studies. Through searching PubMed and Google Scholar, we identified original research articles that reported results for primary endpoints of Coverage with Evidence Development-approved studies. We then reviewed the initial Coverage with Evidence Development decision memos and identified National Coverage Determination studies that were original research.We characterized and compared Coverage with Evidence Development-approved studies and National Coverage Determination studies.ResultsFrom 2005 to 2023, 26 items and services were covered under the Coverage with Evidence Development program, associated with 196 National Coverage Determination studies (170 (86.7%) clinical trials and 26 (13.3%) registries) and 116 unique Coverage with Evidence Development-approved studies (86 (74.1%) clinical trials, 23 (19.8%) registries, 4 (3.4%) claims-based studies, and 3 (2.6%) expanded access studies). Among clinical trial studies, National Coverage Determination studies and Coverage with Evidence Development-approved studies did not differ with respect to multi-arm design (59.4% vs 68.6%; &lt;i&gt;p&lt;/i&gt; = 0.15). However, among multi-arm clinical trial studies, National Coverage Determination studies were less likely than Coverage with Evidence Development-approved studies to be randomized (52.5% vs 93.2%; &lt;i&gt;p&lt;/i&gt; &lt; 0.001). Overall, National Coverage Determination studies less frequently had ≥ 1 primary endpoint focused on a clinical outcome measure (65.8% vs 87.9%; &lt;i&gt;p&lt;/i&gt; = 0.006) and less frequently exclusively enrolled Medicare beneficiaries (3.1% vs 25.9%; &lt;i&gt;p&lt;/i&gt; &lt; 0.001). In addition, National Coverage Determination studies had smaller population sizes than Coverage with Evidence Development-approved studies (median 100 (interquartile range, 45-414) vs 302 (interquartile range, 93-1000) patients; &lt;i&gt;p&lt;/i&gt; = 0.002). Among Coverage with Evidence Development-approved studies, 59 (50.9%) had not yet publicly reported resul","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":" ","pages":"619-625"},"PeriodicalIF":2.2,"publicationDate":"2025-10-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"143374119","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Standardising management of consent withdrawal and other clinical trial participation changes: The UKCRC Registered Clinical Trials Unit Network's PeRSEVERE project. 同意撤回和其他临床试验参与变化的标准化管理:UKCRC注册临床试验单位网络的PeRSEVERE项目。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-10-01 Epub Date: 2025-07-04 DOI: 10.1177/17407745251344524
William J Cragg, Laura Clifton-Hadley, Jeremy Dearling, Susan J Dutton, Katie Gillies, Pollyanna Hardy, Daniel Hind, Søren Holm, Kerenza Hood, Anna Kearney, Rebecca Lewis, Sarah Markham, Lauren Moreau, Tra My Pham, Amanda Roberts, Sharon Ruddock, Mirjana Sirovica, Ratna Sohanpal, Puvan Tharmanathan, Rejina Verghis
<p><strong>Background/aims: </strong>Existing regulatory and ethical guidance does not address real-life complexities in how clinical trial participants' level of participation may change. If these complexities are inappropriately managed, there may be negative consequences for trial participants and the integrity of trials they participate in. These concerns have been highlighted over many years, but there remains no single, comprehensive guidance for managing participation changes in ways that address real-life complexities while maximally promoting participant interests and trial integrity. Motivated by the lack of agreed standards, and observed variability in practice, representatives from academic clinical trials units and linked organisations in the United Kingdom initiated the PeRSEVERE project (PRincipleS for handling end-of-participation EVEnts in clinical trials REsearch) to agree on guiding principles and explore how these principles should be implemented.</p><p><strong>Methods: </strong>We developed the PeRSEVERE principles through discussion and debate within a large, multidisciplinary collaboration, including research professionals and public contributors. We took an inclusive approach to drafting the principles, incorporating new ideas if they were within project scope. Our draft principles were scrutinised through an international consultation survey which focussed on the principles' clarity, feasibility, novelty and acceptability. Survey responses were analysed descriptively (for category questions) and using a combination of deductive and inductive analysis (for open questions). We used predefined rules to guide feedback handling. After finalising the principles, we developed accompanying implementation guidance from several sources.</p><p><strong>Results: </strong>In total, 280 people from 9 countries took part in the consultation survey. Feedback showed strong support for the principles with 96% of respondents agreeing with the principles' key messages. Based on our predefined rules, it was not necessary to amend our draft principles, but comments were nonetheless used to enhance the final project outputs. Our 17 finalised principles comprise 7 fundamental, 'overarching' principles, 6 about trial design and setup, 2 covering data collection and monitoring, and 2 on trial analysis and reporting.</p><p><strong>Conclusion: </strong>We devised a comprehensive set of guiding principles, with detailed practical recommendations, to aid the management of clinical trial participation changes, building on existing ethical and regulatory texts. Our outputs reflect the contributions of a substantial number of individuals, including public contributors and research professionals with various specialisms. This lends weight to our recommendations, which have implications for everyone who designs, funds, conducts, oversees or participates in trials. We suggest our principles could lead to improved standards in clinical trials and better exper
背景/目的:现有的监管和伦理指导没有解决临床试验参与者参与水平如何变化的现实复杂性。如果这些复杂性管理不当,可能会对试验参与者和他们参与的试验的完整性产生负面影响。多年来,人们一直在强调这些问题,但仍然没有一个单一的、全面的指导方针来管理参与变化,以解决现实生活中的复杂性,同时最大限度地促进参与者的利益和审判的完整性。由于缺乏商定的标准,以及在实践中观察到的可变性,来自英国学术临床试验单位和相关组织的代表发起了PeRSEVERE项目(处理临床试验研究中参与结束事件的原则),以商定指导原则并探索如何实施这些原则。方法:我们通过一个大型的、多学科合作的讨论和辩论,包括研究专业人员和公众贡献者,制定了PeRSEVERE原则。我们采用包容性的方法起草原则,如果在项目范围内纳入新的想法。我们的原则草案通过一项国际咨询调查进行了仔细审查,调查的重点是原则的明确性、可行性、新颖性和可接受性。对调查结果进行了描述性分析(针对类别问题),并结合了演绎和归纳分析(针对开放式问题)。我们使用预定义的规则来指导反馈处理。在最终确定原则之后,我们从几个来源开发了相应的实施指南。结果:共有来自9个国家的280人参与了咨询调查。反馈显示,这些原则得到了大力支持,96%的受访者同意这些原则的主要信息。根据我们预先确定的规则,没有必要修改我们的原则草案,但仍然使用了评论意见来加强最后的项目产出。我们最终确定的17项原则包括7项基本的“总体”原则,6项关于试验设计和设置,2项涉及数据收集和监测,2项涉及试验分析和报告。结论:我们设计了一套全面的指导原则,包括详细的实用建议,以现有的伦理和监管文本为基础,帮助管理临床试验参与的变化。我们的成果反映了大量个人的贡献,包括公共贡献者和不同专业的研究专业人员。这为我们的建议增加了分量,这些建议对设计、资助、实施、监督或参与试验的每个人都有影响。我们认为我们的原则可以提高临床试验的标准,为参与者提供更好的体验。我们鼓励其他人以我们的工作为基础,探索这些想法在其他环境中的应用,并产生经验证据来支持这一领域的最佳实践。
{"title":"Standardising management of consent withdrawal and other clinical trial participation changes: The UKCRC Registered Clinical Trials Unit Network's PeRSEVERE project.","authors":"William J Cragg, Laura Clifton-Hadley, Jeremy Dearling, Susan J Dutton, Katie Gillies, Pollyanna Hardy, Daniel Hind, Søren Holm, Kerenza Hood, Anna Kearney, Rebecca Lewis, Sarah Markham, Lauren Moreau, Tra My Pham, Amanda Roberts, Sharon Ruddock, Mirjana Sirovica, Ratna Sohanpal, Puvan Tharmanathan, Rejina Verghis","doi":"10.1177/17407745251344524","DOIUrl":"10.1177/17407745251344524","url":null,"abstract":"&lt;p&gt;&lt;strong&gt;Background/aims: &lt;/strong&gt;Existing regulatory and ethical guidance does not address real-life complexities in how clinical trial participants' level of participation may change. If these complexities are inappropriately managed, there may be negative consequences for trial participants and the integrity of trials they participate in. These concerns have been highlighted over many years, but there remains no single, comprehensive guidance for managing participation changes in ways that address real-life complexities while maximally promoting participant interests and trial integrity. Motivated by the lack of agreed standards, and observed variability in practice, representatives from academic clinical trials units and linked organisations in the United Kingdom initiated the PeRSEVERE project (PRincipleS for handling end-of-participation EVEnts in clinical trials REsearch) to agree on guiding principles and explore how these principles should be implemented.&lt;/p&gt;&lt;p&gt;&lt;strong&gt;Methods: &lt;/strong&gt;We developed the PeRSEVERE principles through discussion and debate within a large, multidisciplinary collaboration, including research professionals and public contributors. We took an inclusive approach to drafting the principles, incorporating new ideas if they were within project scope. Our draft principles were scrutinised through an international consultation survey which focussed on the principles' clarity, feasibility, novelty and acceptability. Survey responses were analysed descriptively (for category questions) and using a combination of deductive and inductive analysis (for open questions). We used predefined rules to guide feedback handling. After finalising the principles, we developed accompanying implementation guidance from several sources.&lt;/p&gt;&lt;p&gt;&lt;strong&gt;Results: &lt;/strong&gt;In total, 280 people from 9 countries took part in the consultation survey. Feedback showed strong support for the principles with 96% of respondents agreeing with the principles' key messages. Based on our predefined rules, it was not necessary to amend our draft principles, but comments were nonetheless used to enhance the final project outputs. Our 17 finalised principles comprise 7 fundamental, 'overarching' principles, 6 about trial design and setup, 2 covering data collection and monitoring, and 2 on trial analysis and reporting.&lt;/p&gt;&lt;p&gt;&lt;strong&gt;Conclusion: &lt;/strong&gt;We devised a comprehensive set of guiding principles, with detailed practical recommendations, to aid the management of clinical trial participation changes, building on existing ethical and regulatory texts. Our outputs reflect the contributions of a substantial number of individuals, including public contributors and research professionals with various specialisms. This lends weight to our recommendations, which have implications for everyone who designs, funds, conducts, oversees or participates in trials. We suggest our principles could lead to improved standards in clinical trials and better exper","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":" ","pages":"578-596"},"PeriodicalIF":2.2,"publicationDate":"2025-10-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC12476473/pdf/","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144559362","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Precision medicine evaluation of heterogeneity of treatment effect for a time-to-event outcome with application in a trial of Initial treatment for people living with HIV. 在HIV感染者初始治疗试验中应用的针对事件发生时间结果的治疗效果异质性的精准医学评估。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-10-01 Epub Date: 2025-05-22 DOI: 10.1177/17407745251338558
Yu Zheng, Judy S Currier, Michael D Hughes

BackgroundEvaluation of heterogeneity of treatment effect among participants in large randomized clinical trials may provide insights as to the value of individualizing clinical decisions. The effect modeling approach to predictive heterogeneity of treatment effect analysis offers a promising framework for heterogeneity of treatment effect estimation by simultaneously considering multiple patient characteristics and their interactions with treatment to predict differences in outcomes between randomized treatments. However, its implementation in clinical research remains limited and so we provide a detailed example of its application in a randomized trial that compared raltegravir-based vs darunavir/ritonavir-based therapy as initial antiretroviral treatments for people living with HIV.MethodsThe heterogeneity of treatment effect analysis used a two-step procedure, in which a working proportional hazards model was first selected to construct an index score for ranking the treatment difference for individuals, and then a second calibration step used a non-parametric kernel approach to estimate the true treatment difference for participants with similar index scores. Sensitivity and supplemental analyses were conducted to evaluate the robustness of the results. We further explored the impact of covariates on heterogeneity of treatment effect and the choice between treatments.ResultsThe heterogeneity of treatment effect analysis showed that while there is a clear trend favoring raltegravir-based therapy over darunavir/ritonavir-based therapy for the vast majority of the target population, there were a small subset of patients, characterized by more advanced HIV disease status, for whom the choice between the two treatments might be equivocal.ConclusionsThrough this example, we illustrate how an exploratory heterogeneity of treatment effect analysis might provide further insights into the comparative efficacy of treatments evaluated in a randomized trial. We also highlight some of the issues in implementing and interpreting effect modeling analyses in randomized trials.

研究背景:在大型随机临床试验中,研究对象治疗效果的异质性,可能有助于了解个体化临床决策的价值。治疗效果分析预测异质性的效应建模方法通过同时考虑多种患者特征及其与治疗的相互作用来预测随机治疗之间结果的差异,为治疗效果的异质性估计提供了一个有希望的框架。然而,它在临床研究中的实施仍然有限,因此我们提供了一个详细的应用实例,在一项随机试验中,比较了基于雷替重力韦的治疗与基于达那韦/利托那韦的治疗作为艾滋病毒感染者的初始抗逆转录病毒治疗。方法治疗效果异质性分析采用两步方法,首先选择一个有效的比例风险模型构建指标得分,对个体的治疗差异进行排序,然后使用非参数核方法对指标得分相似的受试者进行校正,估计真实的治疗差异。通过敏感性分析和补充分析来评价结果的稳健性。我们进一步探讨了协变量对治疗效果异质性和治疗选择的影响。结果治疗效果分析的异质性表明,尽管对绝大多数目标人群来说,基于雷替重力韦的治疗比基于达那韦/利托那韦的治疗有明显的倾向,但也有一小部分患者,其特征是HIV疾病状态更晚期,对他们来说,这两种治疗的选择可能是模棱两可的。通过这个例子,我们说明了治疗效果分析的探索性异质性如何为随机试验中评估的治疗的比较疗效提供进一步的见解。我们还强调了在随机试验中实施和解释效果建模分析的一些问题。
{"title":"Precision medicine evaluation of heterogeneity of treatment effect for a time-to-event outcome with application in a trial of Initial treatment for people living with HIV.","authors":"Yu Zheng, Judy S Currier, Michael D Hughes","doi":"10.1177/17407745251338558","DOIUrl":"10.1177/17407745251338558","url":null,"abstract":"<p><p>BackgroundEvaluation of heterogeneity of treatment effect among participants in large randomized clinical trials may provide insights as to the value of individualizing clinical decisions. The effect modeling approach to predictive heterogeneity of treatment effect analysis offers a promising framework for heterogeneity of treatment effect estimation by simultaneously considering multiple patient characteristics and their interactions with treatment to predict differences in outcomes between randomized treatments. However, its implementation in clinical research remains limited and so we provide a detailed example of its application in a randomized trial that compared raltegravir-based vs darunavir/ritonavir-based therapy as initial antiretroviral treatments for people living with HIV.MethodsThe heterogeneity of treatment effect analysis used a two-step procedure, in which a working proportional hazards model was first selected to construct an index score for ranking the treatment difference for individuals, and then a second calibration step used a non-parametric kernel approach to estimate the true treatment difference for participants with similar index scores. Sensitivity and supplemental analyses were conducted to evaluate the robustness of the results. We further explored the impact of covariates on heterogeneity of treatment effect and the choice between treatments.ResultsThe heterogeneity of treatment effect analysis showed that while there is a clear trend favoring raltegravir-based therapy over darunavir/ritonavir-based therapy for the vast majority of the target population, there were a small subset of patients, characterized by more advanced HIV disease status, for whom the choice between the two treatments might be equivocal.ConclusionsThrough this example, we illustrate how an exploratory heterogeneity of treatment effect analysis might provide further insights into the comparative efficacy of treatments evaluated in a randomized trial. We also highlight some of the issues in implementing and interpreting effect modeling analyses in randomized trials.</p>","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":" ","pages":"559-570"},"PeriodicalIF":2.2,"publicationDate":"2025-10-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC12353116/pdf/","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144119117","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Quality management of a multi-center randomized controlled feeding trial: A prospective observational study. 多中心随机对照喂养试验的质量管理:一项前瞻性观察研究。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-10-01 Epub Date: 2025-03-30 DOI: 10.1177/17407745251324653
Xiayan Chen, Huijuan Li, Lin Feng, Xi Lan, Shuyi Li, Yanfang Zhao, Guo Zeng, Huilian Zhu, Jianqin Sun, Yanfang Wang, Yangfeng Wu

BackgroundNutrition and dietary trials are often prone to bias, leading to inaccurate or questionable estimates of intervention efficacy. However, reports on quality management practices of well-controlled dietary trials are scarce. This study aims to introduce the quality management system of the Diet, ExerCIse and CarDiovascular hEalth-Diet Study and report its performance in ensuring study quality.MethodsThe quality management system consisted of a study coordinating center, trial governance, and quality control measures covering study design, conduct, and data analysis and reporting. Metrics for evaluating the performance of the system were collected throughout the whole trial development and conducted from September 2016 to June 2021, covering major activities at the coordinating center, study sites, and central laboratories, with a focus on the protocol amendments, protocol deviations (eligibility, fidelity, confounders management, loss to follow-up and outside-of-window visits, and blindness success), and measurement accuracy.ResultsThree amendments to the study protocol enhanced feasibility. All participants (265) met the eligibility criteria. Among them, only 3% were lost to the primary outcome follow-up measurement. More than 95% of participants completed the study, they consumed more than 96% of the study meals, and more than 94% of participants consumed more than 18 meals per week, with no between-group differences. Online monitoring of nutrient targets for the intervention diet showed that all targets were achieved except for the fiber intake, which was 4.3 g less on average. Only 3% experienced a body weight change greater than 2.0 kg, and 3% had medication changes which were not allowed by the study. James' blinding index at the end of the study was 0.68. The end digits of both systolic and diastolic blood pressure readings were distributed equally. For laboratory measures, 100% of standard samples, 97% of blood-split samples, and 87% of urine-split samples had test results within the acceptable range. Only 1.4% of data items required queries, for which only 30% needed corrections.DiscussionThe Diet, ExerCIse and CarDiovascular hEalth-Diet Study quality management system provides a framework for conducting a high-quality dietary intervention clinical trial.

背景:营养和饮食试验往往容易出现偏差,导致对干预效果的估计不准确或有问题。然而,关于控制良好的饮食试验的质量管理实践的报道很少。本研究旨在介绍饮食、运动与心血管健康饮食研究的质量管理体系,并报告其在保证研究质量方面的效果。方法质量管理体系由研究协调中心、试验治理和质量控制措施组成,包括研究设计、实施、数据分析和报告。在2016年9月至2021年6月的整个试验开发过程中收集了评估系统性能的指标,涵盖了协调中心、研究地点和中心实验室的主要活动,重点关注方案修订、方案偏差(合格性、保真度、混杂因素管理、随访和窗外访问损失、盲检成功)和测量准确性。结果研究方案的三次修改增强了可行性。265名参与者均符合入选标准。其中,只有3%的患者在主要结局随访测量中丢失。超过95%的参与者完成了研究,他们吃了超过96%的研究餐,超过94%的参与者每周吃了超过18顿饭,没有组间差异。干预饮食的营养指标在线监测显示,除了纤维摄入量平均减少4.3克外,所有指标都达到了。只有3%的人体重变化超过2.0公斤,3%的人服用了研究不允许的药物。James在研究结束时的致盲指数为0.68。收缩压和舒张压的尾数分布均匀。对于实验室测量,100%的标准样本、97%的血液分离样本和87%的尿液分离样本的测试结果在可接受范围内。只有1.4%的数据项需要查询,其中只有30%需要更正。饮食、运动与心血管健康-饮食研究质量管理体系为开展高质量的饮食干预临床试验提供了框架。
{"title":"Quality management of a multi-center randomized controlled feeding trial: A prospective observational study.","authors":"Xiayan Chen, Huijuan Li, Lin Feng, Xi Lan, Shuyi Li, Yanfang Zhao, Guo Zeng, Huilian Zhu, Jianqin Sun, Yanfang Wang, Yangfeng Wu","doi":"10.1177/17407745251324653","DOIUrl":"10.1177/17407745251324653","url":null,"abstract":"<p><p>BackgroundNutrition and dietary trials are often prone to bias, leading to inaccurate or questionable estimates of intervention efficacy. However, reports on quality management practices of well-controlled dietary trials are scarce. This study aims to introduce the quality management system of the Diet, ExerCIse and CarDiovascular hEalth-Diet Study and report its performance in ensuring study quality.MethodsThe quality management system consisted of a study coordinating center, trial governance, and quality control measures covering study design, conduct, and data analysis and reporting. Metrics for evaluating the performance of the system were collected throughout the whole trial development and conducted from September 2016 to June 2021, covering major activities at the coordinating center, study sites, and central laboratories, with a focus on the protocol amendments, protocol deviations (eligibility, fidelity, confounders management, loss to follow-up and outside-of-window visits, and blindness success), and measurement accuracy.ResultsThree amendments to the study protocol enhanced feasibility. All participants (265) met the eligibility criteria. Among them, only 3% were lost to the primary outcome follow-up measurement. More than 95% of participants completed the study, they consumed more than 96% of the study meals, and more than 94% of participants consumed more than 18 meals per week, with no between-group differences. Online monitoring of nutrient targets for the intervention diet showed that all targets were achieved except for the fiber intake, which was 4.3 g less on average. Only 3% experienced a body weight change greater than 2.0 kg, and 3% had medication changes which were not allowed by the study. James' blinding index at the end of the study was 0.68. The end digits of both systolic and diastolic blood pressure readings were distributed equally. For laboratory measures, 100% of standard samples, 97% of blood-split samples, and 87% of urine-split samples had test results within the acceptable range. Only 1.4% of data items required queries, for which only 30% needed corrections.DiscussionThe Diet, ExerCIse and CarDiovascular hEalth-Diet Study quality management system provides a framework for conducting a high-quality dietary intervention clinical trial.</p>","PeriodicalId":10685,"journal":{"name":"Clinical Trials","volume":" ","pages":"527-537"},"PeriodicalIF":2.2,"publicationDate":"2025-10-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"143751500","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Developing a research coordinator workforce: A case study of a hospital and university collaboration. 发展研究协调人员队伍:医院和大学合作的案例研究。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-10-01 Epub Date: 2025-06-10 DOI: 10.1177/17407745251338574
April M Crawford, Steven L Arxer, James P LePage
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引用次数: 0
Evaluating the use of text-message reminders and personalised text-message reminders on the return of participant questionnaires in trials, a systematic review and meta-analysis. 评估短信提醒和个性化短信提醒在试验参与者问卷返回中的使用情况,系统回顾和荟萃分析。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-10-01 Epub Date: 2025-03-12 DOI: 10.1177/17407745251320888
Laura Doherty, Catherine Arundel, Elizabeth Coleman, Ailish Byrne, Katherine Jones
<p><strong>Background: </strong>Randomised controlled trials are widely accepted as the gold standard research methodology for the evaluation of interventions. However, they often display poor participant retention. To prevent this, various participant interventions have been identified and evaluated through the use of studies within a trial. Two such interventions are participant short message service reminders (also known as text-messages) and personalised participant short message service reminders, designed to encourage a participant to return a study questionnaire. While previous studies within a trial have evaluated the effectiveness of these two retention strategies, trialists continue to spend both time and money on these strategies while the evidence remains inconclusive.</p><p><strong>Methods: </strong>This systematic review and meta-analysis compared the use of short message service reminders with no short message service reminder and personalised short message service reminders with non-personalised short message service reminders, on participant retention. Eligible studies were identified through advanced searches of electronic databases (MEDLINE, EMBASE and Cochrane Library) and hand-searching of alternative information sources. The review primary outcome was the proportion of study questionnaires returned for the individual study within a trial primary analysis time points.</p><p><strong>Results: </strong>Nine eligible studies within a trial were identified, of which four compared short message service versus no short message service and five compared personalised short message service versus non-personalised short message service. For those that compared personalised short message service versus non-personalised short message service, only three were deemed appropriate for meta-analysis. The primary outcome results for short message service versus no short message service concluded that short message service led to a statistically non-significant increase in the odds of study questionnaire return by 9% (odds ratio = 1.09, 95% confidence interval = 0.92 to 1.30). Similarly, comparison of personalised short message service versus non-personalised short message service concluded that personalised short message service caused a statistically non-significant increase in odds by 22% (odds ratio = 1.22, 95% confidence interval = 0.95 to 1.59).</p><p><strong>Conclusion: </strong>The effectiveness of both short message service and personalised short message service as retention tools remains inconclusive and further study within a trial evaluations are required. However, as short message services are low in cost, easy to use and generally well accepted by participants, it is suggested that trialists adopt a pragmatic approach and utilise these reminders until further research is conducted. Given both the minimal addition in cost for studies already utilising short message service reminders and some evidence of effect, personalisation shoul
背景:随机对照试验被广泛接受为评价干预措施的金标准研究方法。然而,它们往往表现出较差的玩家留存率。为了防止这种情况,通过在试验中使用研究来确定和评估各种参与者干预措施。两种干预措施是参与者短信服务提醒(也称为文本消息)和个性化参与者短信服务提醒,旨在鼓励参与者返回研究问卷。虽然之前的试验研究已经评估了这两种留存策略的有效性,但试验人员继续在这些策略上花费时间和金钱,而证据仍然没有定论。方法:本系统回顾和荟萃分析比较了使用短信服务提醒与不使用短信服务提醒、个性化短信服务提醒与非个性化短信服务提醒的参与者留存率。通过电子数据库(MEDLINE、EMBASE和Cochrane Library)的高级检索和替代信息源的手工检索,确定了符合条件的研究。回顾的主要结局是在试验主要分析时间点内为单个研究返回的研究问卷的比例。结果:在一项试验中确定了9项符合条件的研究,其中4项比较了短信息服务与无短信息服务,5项比较了个性化短信息服务与非个性化短信息服务。对于那些比较个性化短信服务与非个性化短信服务的人来说,只有三个被认为适合进行元分析。短信服务组与无短信服务组的主要结局结果表明,短信服务导致研究问卷返回率增加9%(优势比= 1.09,95%可信区间= 0.92 ~ 1.30),统计学上无显著性差异。同样,个性化短信服务与非个性化短信服务的比较得出的结论是,个性化短信服务导致的几率增加了22%(优势比= 1.22,95%置信区间= 0.95至1.59),统计学上不显著。结论:短信服务和个性化短信服务作为挽留工具的有效性仍不确定,需要进一步的试验评估研究。然而,由于短信服务成本低,使用方便,并且普遍为参与者所接受,因此建议试用者采取务实的方法,在进一步的研究进行之前使用这些提醒。考虑到已经使用短信提醒服务的研究增加的成本最小,以及一些效果的证据,个性化也应该考虑在内。
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引用次数: 0
Identification and mitigation of a systematic analysis error in a multicenter dual-energy x-ray absorptiometry study. 多中心双能x射线吸收测定法研究中系统分析误差的识别和缓解。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-10-01 Epub Date: 2025-04-22 DOI: 10.1177/17407745251328257
Gayle M Lorenzi, Barbara H Braffett, Ionut Bebu, Victoria R Trapani, Jye-Yu C Backlund, Kaleigh Farrell, Rose A Gubitosi-Klug, Ann V Schwartz
<p><p>Background/AimsData integrity in multicenter and longitudinal studies requires implementation of standardized reproducible methods throughout the data collection, analysis, and reporting process. This requirement is heightened when results are shared with participants that may influence health care decisions. A quality assurance plan provides a framework for ongoing monitoring and mitigation strategies when errors occur.MethodsThe Diabetes Control and Complications Trial (1983-1993) and its follow-up study, the Epidemiology of Diabetes Interventions and Complications (1994-present), have characterized risk factors and long-term complications in a type 1 diabetes cohort followed for over 40 years. An ancillary study to assess bone mineral density was implemented across 27 sites, using one of two dual x-ray absorptiometry scanner types. Centrally generated reports were distributed to participants by the sites. A query from a site about results that were incongruent with a single participant's clinical history prompted reevaluation of this scan, revealing a systematic error in the reading of hip scans from one of the two scanner types. A mitigation plan was implemented to correct and communicate the errors to ensure participant safety, particularly among those originally identified as having low bone mineral density scores for whom antiresorptive treatment may have been initiated based on these results.ResultsThe error in the analysis of hip scans from the identified scanner type resulted in lower bone mineral density scores in scans requiring manual deletion of the ischium bone. Hip scans with original T-score ≤ -2.5 (n = 84) acquired on either scanner were reviewed, and reanalyzed if the error was detected. Fourteen scans were susceptible to this error and reanalyzed: nine scans were reclassified from osteoporosis to low bone mineral density, one from low to normal bone mineral density, and four were unchanged. All errors occurred on one scanner type. An integrated communication and intervention plan was implemented. The nine participants whose scans were reclassified from osteoporosis to low bone mineral density were contacted; five were using antiresorptive treatment, all of whom had other risk factors for fracture beyond these scan results. Review of all hip scans with a T-score > -2.5 (n = 371) using this scanner type identified 27 additional hip scans that required reanalysis and potential reclassification: 1 scan was reclassified from osteoporosis to low bone mineral density, 11 from low to normal bone mineral density, and 15 were unchanged.ConclusionThe impact of an analysis error on participant safety, specifically when the initiation of unnecessary treatment may result, necessitated implementation of a coordinated communication and mitigation plan across all clinical centers to ensure consistent messaging and accurate results are provided to participants and their local care providers. This framework may serve as a resource for othe
背景/目的多中心和纵向研究的数据完整性要求在整个数据收集、分析和报告过程中实施标准化的可重复方法。当与可能影响医疗保健决策的参与者分享结果时,这一要求更加突出。质量保证计划为发生错误时的持续监测和缓解策略提供了一个框架。方法糖尿病控制和并发症试验(1983-1993)及其随访研究糖尿病干预和并发症流行病学(1994-至今)对1型糖尿病队列随访40多年的危险因素和长期并发症进行了分析。一项辅助研究评估了27个地点的骨矿物质密度,使用两种双x线吸收仪扫描类型之一。中心生成的报告由各网站分发给参与者。来自网站的查询结果与单个参与者的临床病史不一致,促使对该扫描进行重新评估,揭示了两种扫描仪类型之一在读取髋关节扫描时的系统错误。实施了一项缓解计划,以纠正和传达错误,以确保参与者的安全,特别是那些最初被确定为骨密度评分低的人,他们可能已经根据这些结果开始了抗吸收治疗。结果所识别的扫描仪类型对髋关节扫描的分析误差导致需要手动删除坐骨骨的扫描中骨密度评分较低。回顾任意一台扫描仪上获得的原始t评分≤-2.5 (n = 84)的髋关节扫描,如果检测到错误,则重新分析。14次扫描易受此错误影响并重新分析:9次扫描从骨质疏松症重新分类为低骨密度,1次从低骨密度重新分类为正常骨密度,4次未改变。所有错误都发生在一个扫描仪类型上。实施了综合沟通和干预计划。联系了9名扫描结果从骨质疏松症重新分类为低骨密度的参与者;其中5例采用抗吸收治疗,所有患者除扫描结果外均存在其他骨折危险因素。回顾使用该扫描仪类型的所有t评分为> -2.5的髋关节扫描(n = 371),确定了27个需要重新分析和可能重新分类的髋关节扫描:1个扫描从骨质疏松症重新分类为低骨密度,11个从低骨密度重新分类为正常骨密度,15个未改变。分析错误对参与者安全的影响,特别是当可能导致不必要的治疗时,有必要在所有临床中心实施协调的沟通和缓解计划,以确保向参与者及其当地护理提供者提供一致的信息和准确的结果。该框架可作为其他临床研究的资源。
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引用次数: 0
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