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BARD: A seamless two-stage dose optimization design integrating backfill and adaptive randomization. BARD:一种无缝的两阶段剂量优化设计,集成了回填和自适应随机化。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-08-01 Epub Date: 2025-07-08 DOI: 10.1177/17407745251350596
Yixuan Zhao, Rachael Liu, Jianchang Lin, Ying Yuan

One common approach for dose optimization is a two-stage design, which initially conducts dose escalation to identify the maximum tolerated dose, followed by a randomization stage where patients are assigned to two or more doses to further assess and compare their risk-benefit profiles to identify the optimal dose. A limitation of this approach is its requirement for a relatively large sample size. To address this challenge, we propose a seamless two-stage design, BARD (Backfill and Adaptive Randomization for Dose Optimization), which incorporates two key features to reduce sample size and shorten trial duration. The first feature is the integration of backfilling into the stage 1 dose escalation, enhancing patient enrollment and data generation without prolonging the trial. The second feature involves seamlessly combining patients treated in stage 1 with those in stage 2, enabled by covariate-adaptive randomization, to inform the optimal dose and thereby reduce the sample size. Our simulation study demonstrates that BARD reduces the sample size, improves the accuracy of identifying the optimal dose, and maintains covariate balance in randomization, allowing for unbiased comparisons between doses. BARD designs offer an efficient solution to meet the dose optimization requirements set by Project Optimus, with software freely available at www.trialdesign.org.

一种常用的剂量优化方法是两阶段设计,首先进行剂量递增以确定最大耐受剂量,然后是随机化阶段,患者被分配到两个或两个以上的剂量,以进一步评估和比较其风险-收益概况,以确定最佳剂量。这种方法的一个限制是它需要相对较大的样本量。为了应对这一挑战,我们提出了一种无缝的两阶段设计,BARD(剂量优化的回填和自适应随机化),它包含两个关键特征,以减少样本量和缩短试验时间。第一个特点是将回填整合到1期剂量递增中,在不延长试验的情况下加强患者登记和数据生成。第二个特点是通过协变量自适应随机化,无缝地将1期和2期患者结合起来,以确定最佳剂量,从而减少样本量。我们的模拟研究表明,BARD减少了样本量,提高了确定最佳剂量的准确性,并在随机化中保持了协变量平衡,允许在剂量之间进行无偏比较。BARD设计提供了一种有效的解决方案,以满足Project Optimus设定的剂量优化要求,其软件可在www.trialdesign.org免费获得。
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引用次数: 0
Commentary on Wittes et al: Aspirin for primary prevention of CV events - Rationally robust? Statistically significant? Clinically convincing? 对Wittes等人的评论:阿司匹林用于一级预防心血管事件——合理可靠?统计上显著的吗?临床上令人信服?
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-08-01 Epub Date: 2025-04-01 DOI: 10.1177/17407745251324865
John Gf Cleland, Danyaal Anzar
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引用次数: 0
Military influences on the evolution of clinical trials throughout history. 历史上军事对临床试验发展的影响。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-08-01 Epub Date: 2025-01-15 DOI: 10.1177/17407745241309054
Kamil Malshy, Alexis Steinmetz, Kit Yuen, Jathin Bandari, Ronald Rabinowitz

Clinical trials of drugs, procedures, and other therapies play a crucial role in advancing medical science by evaluating the safety, efficacy, and optimal use of medical interventions. The design and implementation of these trials have evolved significantly over time, reflecting advancements in medicine, ethics, and methodology. Early historical examples, such as King Nebuchadnezzar II's and his captives' dietary experiment and Ambroise Paré's treatment of gunshot wounds, laid some foundational principles of trial design. The momentum of clinical trial development increased notably with James Lind's 1747 trial for scurvy and continued to progress during World War I with innovations in blood transfusion techniques. World War II (WWII) marked a pivotal moment with breakthroughs in oncology, including the development of the first modern chemotherapeutic agents derived from mustard gas and the introduction of the randomized controlled trial, credited to British epidemiologist Austin Bradford Hill, which revolutionized trial design. More recent conflicts, such as those in Vietnam, Iraq, and Afghanistan, have driven advancements in trauma care, heroin addiction treatment, and hemorrhage management. In response to historical abuses committed by the Nazis during WWII, the evolution of clinical trials has increasingly emphasized ethical standards, particularly informed consent, starting with the Doctors' Trial and the Nuremberg Code. This article discusses how military needs and wartime innovations have shaped modern clinical research, highlighting the interplay between military imperatives and medical progress. Ultimately, clinical trials play an essential role in advancing medical science and improving patient outcomes.

通过评估医疗干预措施的安全性、有效性和最佳使用,药物、程序和其他疗法的临床试验在推进医学科学方面发挥着至关重要的作用。随着时间的推移,这些试验的设计和实施发生了重大变化,反映了医学、伦理和方法的进步。早期历史上的例子,如尼布甲尼撒二世和他的俘虏的饮食实验,以及安布洛瓦·帕尔舍对枪伤的治疗,为试验设计奠定了一些基本原则。随着詹姆斯·林德1747年对坏血病的试验,临床试验的发展势头显著增加,并在第一次世界大战期间随着输血技术的创新而继续取得进展。第二次世界大战标志着肿瘤学取得突破的关键时刻,包括第一种从芥子气中提取的现代化疗药物的开发,以及随机对照试验的引入,这要归功于英国流行病学家奥斯汀·布拉德福德·希尔,他彻底改变了试验设计。最近的冲突,如在越南、伊拉克和阿富汗的冲突,推动了创伤护理、海洛因成瘾治疗和出血管理方面的进步。为了回应纳粹在二战期间犯下的历史暴行,临床试验的发展越来越强调道德标准,特别是知情同意,从医生审判和纽伦堡法典开始。本文讨论了军事需求和战时创新如何塑造了现代临床研究,突出了军事需求与医学进步之间的相互作用。最终,临床试验在推进医学科学和改善患者预后方面发挥着至关重要的作用。
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引用次数: 0
Dose-response characterization: A key to success in drug development. 剂量-反应表征:药物开发成功的关键。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-08-01 Epub Date: 2025-07-08 DOI: 10.1177/17407745251350289
Frank Bretz, Björn Bornkamp, Thomas Dumortier

Dose selection is a key component of drug development, yet inadequate dose-response characterization remains a major challenge, contributing to late-stage attrition and post-marketing regulatory commitments. Effective dose-response characterization for both efficacy and safety supports benefit-risk assessments of therapeutic interventions and relies on two main elements: Trial design and trial analysis. In trial design, selecting an appropriate dose range, determining the number of dose levels, and ensuring proper dose spacing are essential to capture both the steep and plateau regions of a dose-response curve. Adaptive trial designs provide additional flexibility to address uncertainties during trial planning and execution, increasing the chances of identifying optimal doses and improving trial efficiency. In trial analysis, modeling approaches support dose-response characterization by utilizing data across dose levels to fit a continuous curve rather than analyzing each dose level separately. Model-based methods, such as Emax modeling or MCP-Mod (which combines multiple comparison procedures and modeling), incorporate assumptions about the dose-response relationship to improve the precision of dose-response and target dose estimation. Additional precision can often be achieved by modeling dose-exposure-response relationships, recognizing that exposure (e.g. drug concentration in the plasma) often mediates the relationship between dose and clinical response. Dose-exposure response models may also enable the prediction of dose-response relationships of alternative regimens (e.g. when applying a different frequency of administration than the tested ones). This article reviews key considerations for the design and analysis of dose-response trials, focusing on strategies to improve decision-making and regulatory alignment.

剂量选择是药物开发的关键组成部分,但剂量反应表征不足仍然是一个主要挑战,导致后期损耗和上市后监管承诺。有效性和安全性的有效剂量反应特征支持治疗干预的获益-风险评估,并依赖于两个主要要素:试验设计和试验分析。在试验设计中,选择适当的剂量范围,确定剂量水平的数量,并确保适当的剂量间隔对于捕获剂量-反应曲线的陡峭区域和平台区域至关重要。适应性试验设计提供了额外的灵活性,以解决试验计划和执行过程中的不确定性,增加了确定最佳剂量和提高试验效率的机会。在试验分析中,建模方法通过利用跨剂量水平的数据来拟合连续曲线,而不是单独分析每个剂量水平,从而支持剂量-反应表征。基于模型的方法,如Emax建模或MCP-Mod(它结合了多个比较程序和建模),纳入了关于剂量-反应关系的假设,以提高剂量-反应和目标剂量估计的精度。认识到暴露(如血浆中的药物浓度)往往介导剂量和临床反应之间的关系,通过建立剂量-暴露-反应关系模型往往可以获得更高的精度。剂量-暴露反应模型也可用于预测替代方案的剂量-反应关系(例如,当应用与试验方案不同的给药频率时)。本文回顾了剂量反应试验设计和分析的关键考虑因素,重点是改善决策和监管一致性的策略。
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引用次数: 0
Examining the bias-efficiency tradeoff from incorporation of nonconcurrent controls in platform trials: A simulation study example from the adaptive COVID-19 treatment trial. 检查平台试验中纳入非并发对照的偏倚-效率权衡:适应性COVID-19治疗试验的模拟研究示例
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-08-01 Epub Date: 2025-02-08 DOI: 10.1177/17407745251313928
Tyler Bonnett, Gail E Potter, Lori E Dodd

Background: Platform trials typically feature a shared control arm and multiple experimental treatment arms. Staggered entry and exit of arms splits the control group into two cohorts: those randomized during the same period in which the experimental arm was open (concurrent controls) and those randomized outside that period (nonconcurrent controls). Combining these control groups may offer increased statistical power but can lead to bias if analyses do not account for time trends in the response variable. Proposed methods of adjustment for time may increase type I error rates when time trends impact arms unequally or when large, sudden changes to the response rate occur. However, there has been limited exploration of the degree of type I error inflation one can plausibly expect in real-world scenarios.

Methods: We use data from the Adaptive COVID-19 Treatment Trial (ACTT) to mimic a realistic platform trial with a remdesivir control arm. We compare four strategies for estimating the effect of interferon beta-1a (the ACTT-3 experimental arm) relative to remdesivir (data from ACTT-1, ACTT-2, and ACTT-3) on recovery and death by day 29: utilizing concurrent controls only (the prespecified analysis), pooling all remdesivir arm data without adjustment (the "unadjusted-pooled" analysis), adjusting for time as a categorical variable, and a Bayesian hierarchical model implementation which adjusts for time trends using smoothing techniques (the "Bayesian time machine"). We compare type I error rates and relative efficiency of each method in simulation settings based on observed ACTT remdesivir arm data.

Results: The unadjusted-pooled approach provided substantially different estimates of the effect of interferon beta-1a relative to remdesivir compared with the concurrent-only and model-based approaches, indicating that changes in recovery and death rates over time were not ignorable across different stages of ACTT. The model-based approaches rely on an assumption of constant treatment effects for each arm in the platform relative to control; error rates more than doubled in settings where this was not satisfied. Relative efficiency of the model-based approaches compared with the concurrent-only analysis was moderate.

Conclusions: In simulation settings where key model assumptions were not met, potential efficiency gains from incorporation of nonconcurrent controls were outweighed by the risk of substantial type I error rate inflation. This leads us to advise against these strategies for primary analyses in confirmatory clinical trials, aligning with current FDA guidance advising against comparisons to nonconcurrent controls in COVID-19 settings. The model-based adjustment methods may be useful in other settings, but we recommend performing the concurrent-only analysis as a reference for assessing the degree to which nonconcurrent controls drive results.

背景:平台试验通常采用共享控制臂和多个实验治疗臂。武器的交错进出将对照组分为两组:在实验武器打开的同一时期随机分配的组(并发对照组)和在该时期外随机分配的组(非并发对照组)。将这些对照组结合起来可能会提高统计能力,但如果分析没有考虑响应变量的时间趋势,则可能导致偏差。当时间趋势对臂的影响不均匀或响应率发生大而突然的变化时,所提出的时间调整方法可能会增加第一类错误率。然而,对于在现实世界中可以合理预期的I型误差膨胀程度的探索有限。方法:我们使用适应性COVID-19治疗试验(ACTT)的数据,模拟了一个使用瑞德西韦对照组的现实平台试验。我们比较了四种评估干扰素β -1a (ACTT-3实验组)相对于瑞德西韦(ACTT-1、ACTT-2和ACTT-3的数据)对第29天恢复和死亡的影响的策略:仅使用并发控制(预先指定的分析),汇集所有remdesivir组数据而不进行调整(“未调整池化”分析),将时间作为分类变量进行调整,以及使用平滑技术调整时间趋势的贝叶斯分层模型实现(“贝叶斯时间机器”)。基于观察到的ACTT瑞德西韦组数据,我们比较了模拟设置中每种方法的I型错误率和相对效率。结果:与仅使用并行方法和基于模型的方法相比,未经调整的合并方法对干扰素β -1a相对于瑞德西韦的作用提供了本质上不同的估计,表明在ACTT的不同阶段,随着时间的推移,恢复率和死亡率的变化是不可忽视的。基于模型的方法依赖于一个假设,即相对于对照组,平台上的每只手臂的治疗效果都是恒定的;在不满意的设置中,错误率增加了一倍以上。与仅并行分析相比,基于模型的方法的相对效率是中等的。结论:在不满足关键模型假设的模拟设置中,合并非并发控制的潜在效率收益被大量I型错误率膨胀的风险所抵消。这导致我们建议不要将这些策略用于验证性临床试验中的初步分析,与目前FDA建议不要与COVID-19环境中的非并发对照进行比较的指导意见保持一致。基于模型的调整方法可能在其他设置中有用,但是我们建议执行仅并发的分析,作为评估非并发控制驱动结果的程度的参考。
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引用次数: 0
Comparison of adaptive seamless Phase 2/3 designs for dose selection in clinical trials with multiple endpoints. 多终点临床试验中剂量选择的自适应无缝2/3期设计的比较
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-08-01 Epub Date: 2025-05-26 DOI: 10.1177/17407745251338592
Man Jin

Adaptive seamless Phase 2/3 designs provide possible pathways to expedite drug development by combining dose selection and confirmatory evaluation on the selected dose with the control group in the same trial. Various methods have been developed to demonstrate the potential advantages compared to conventional development plan with separate Phase 2 and 3 trials. More practical and complicated situations occur when we want to achieve the goal of combining dose selection and confirmatory evaluation in clinical trials with multiple endpoints. Examples of multiple endpoints include multiple efficacy endpoints needed in the final stage for regulatory submissions. In this article, a few inferential adaptive seamless Phase 2/3 designs have been proposed which can combine dose selection and confirmatory stage in clinical trials evaluating multiple endpoints, including adaptive graph-based multiple testing procedure, adaptive seamless design with graph-based combination test, and seamless design with rank-based Dunnett-adjusted test. Simulations are conducted to confirm the control of the familywise type I error rate with an illustrated example design and assess the power. These designs can preserve the familywise type I error rate, and adaptive graph-based multiple testing procedure is more powerful than the others.

自适应无缝2/3期设计通过在同一试验中结合剂量选择和选定剂量与对照组的验证性评估,为加快药物开发提供了可能的途径。与常规开发计划相比,已经开发了各种方法来证明其潜在优势,并进行了单独的第二和第三阶段试验。当我们希望在多终点临床试验中实现剂量选择和验证性评价相结合的目标时,会出现更实际和复杂的情况。多个终点的例子包括在监管提交的最后阶段需要的多个疗效终点。本文提出了几种将剂量选择与临床试验验证阶段相结合的2/3期推理自适应无缝设计,包括基于自适应图的多重试验程序、基于自适应图的组合试验的自适应无缝设计、基于秩的dunnett调整试验的无缝设计。通过仿真验证了家族I型错误率的控制效果,并对其功率进行了评估。这些设计可以保持家族I型错误率,并且基于自适应图的多重测试程序比其他测试程序更强大。
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引用次数: 0
Proceedings of the University of Pennsylvania 16th annual conference on statistical issues in clinical trials: Optimizing dose selection across the clinical trials spectrum. 宾夕法尼亚大学第16届临床试验统计问题年会论文集:优化临床试验范围内的剂量选择。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-08-01 Epub Date: 2025-06-10 DOI: 10.1177/17407745251346836
Mary E Putt, Pamela A Shaw
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引用次数: 0
Dose finding in early-phase human immunodeficiency virus type 1 prevention monoclonal antibody clinical trials. 早期人类免疫缺陷病毒1型预防单克隆抗体临床试验的剂量确定。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-08-01 Epub Date: 2025-07-05 DOI: 10.1177/17407745251347280
Yunda Huang, Bo Zhang, Lily Zhang, Bryan T Mayer, Troy Martin, William Hahn, Ollivier Hyrien, Huub C Gelderblom
<p><p>Human immunodeficiency virus type 1 remains a major public health burden with 39 million people living with human immunodeficiency virus type 1 and 1.3 million new diagnoses in 2023, despite the recent approval of multiple antiretroviral-based prevention products. While the development of a safe and effective human immunodeficiency virus type 1 vaccine remains the ultimate goal for controlling the worldwide pandemic, progress has been hindered by unprecedented challenges, including the extraordinary genetic diversity of human immunodeficiency virus type 1, the inability of current vaccines to induce broadly reactive antibody responses, and the lack of clear immune correlates of protection to serve as benchmarks for vaccine development. Passive administration of broadly neutralizing monoclonal antibodies that are engineered versions of naturally occurring antibodies has emerged as a potential complement to current human immunodeficiency virus type 1 prevention modalities. These antibodies are isolated from people with human immunodeficiency virus type 1 and can neutralize a broad range of human immunodeficiency virus type 1 viruses. Importantly, advances in antibody engineering have improved the pharmacokinetics of these monoclonal antibodies, offering potential for lower levels and/or less frequent monoclonal antibody dosing with greater feasibility and accessibility for human immunodeficiency virus type 1 prevention. Evaluating monoclonal antibody candidates in human immunodeficiency virus type 1 prevention trials, dose-finding and optimization requires a careful balance between virus-neutralization coverage, cost considerations, and practical constraints. To achieve this, pharmacokinetic modeling of antibody concentrations over time, combined with pharmacodynamics modeling of the relationship between neuralization titers and prevention efficacy, serves as a core of the statistical framework. In addition, for human immunodeficiency virus type 1 monoclonal antibodies administered to individuals without human immunodeficiency virus type, neutralization titers can be reliably predicted from antibody concentrations, owning to the preservation of neutralization function post-administration of these monoclonal antibodies. Within this framework, the antibody-mediated prevention efficacy trials of VRC01, an human immunodeficiency virus type 1 monoclonal antibody, and a meta-analysis of 16 different monoclonal antibodies in non-human primates provided consistent evidence that neutralization titer is a potential pharmacodynamics biomarker of monoclonal antibody prevention efficacy. These findings support the use of integrated pharmacokinetics/pharmacodynamics modeling as a foundation for dose finding of human immunodeficiency virus type 1 monoclonal antibodies. However, in the context of combination monoclonal antibody regimens, additional challenges arise. The total dose cost, operational feasibility, and the influence of dosing ratios on neutraliz
尽管最近批准了多种基于抗逆转录病毒的预防产品,但人类免疫缺陷病毒1型仍然是一个主要的公共卫生负担,有3900万人感染了人类免疫缺陷病毒1型,到2023年新诊断出130万例。虽然研制安全有效的1型人体免疫缺陷病毒疫苗仍然是控制这一全球大流行病的最终目标,但进展受到前所未有的挑战的阻碍,包括1型人体免疫缺陷病毒的遗传多样性异常,目前的疫苗无法引起广泛的反应性抗体反应,以及缺乏作为疫苗开发基准的明确的免疫相关保护。被动给药广泛中和的单克隆抗体是天然抗体的工程版本,已成为目前人类免疫缺陷病毒1型预防模式的潜在补充。这些抗体是从人类免疫缺陷病毒1型患者身上分离出来的,可以中和多种人类免疫缺陷病毒1型。重要的是,抗体工程的进步改善了这些单克隆抗体的药代动力学,为低水平和/或更少频率的单克隆抗体剂量提供了潜力,具有更大的可行性和可及性,可用于预防人类免疫缺陷病毒1型。在人类免疫缺陷病毒1型预防试验中评估候选单克隆抗体、剂量寻找和优化需要在病毒中和覆盖、成本考虑和实际限制之间进行仔细的平衡。为了实现这一目标,抗体浓度随时间的药代动力学建模,结合神经化滴度和预防效果之间关系的药效学建模,作为统计框架的核心。此外,对于人类免疫缺陷病毒1型单克隆抗体,由于这些单克隆抗体在给药后保留了中和功能,因此可以从抗体浓度可靠地预测中和效价。在此框架下,抗体介导的VRC01(一种人类免疫缺陷病毒1型单克隆抗体)的预防效果试验,以及对16种不同单克隆抗体在非人灵长类动物中的meta分析,提供了一致的证据,证明中和滴度是单克隆抗体预防效果的潜在药效学生物标志物。这些发现支持使用综合药代动力学/药效学模型作为人类免疫缺陷病毒1型单克隆抗体剂量发现的基础。然而,在联合单克隆抗体方案的背景下,出现了额外的挑战。总剂量成本、操作可行性以及剂量比对不同人类免疫缺陷病毒1型毒株中和广度和效力的影响是进一步研究的重要领域。虽然单克隆抗体临床试验与治疗性小分子药物试验有一些共同的设计特点,但单克隆抗体具有独特的安全性、药代动力学和药效学特征,需要专门的统计和临床考虑,特别是在用于预防病毒感染时。在本文中,我们重点介绍了在人类免疫缺陷病毒1型预防的背景下,单克隆抗体联合方案的剂量寻找工作,包括最佳剂量比和总剂量的选择。展望未来,基于单克隆抗体的人类免疫缺陷病毒1型预防的未来方向包括努力提高剂量相关的成本效益,以及识别和验证预测联合单克隆抗体预防效果的强大药代动力学和药效学标记。
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引用次数: 0
From the ASPREE investigators: Response to Wittes et al. 来自ASPREE研究者:对Wittes等人的回应。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-08-01 Epub Date: 2025-07-06 DOI: 10.1177/17407745251344560
John J McNeil, Andrew M Tonkin, Anne B Newman, Jeff D Williamson, Robyn L Woods, Andrew T Chan, Geoffrey A Donnan, Christopher M Reid, Mark R Nelson, Sara E Espinoza, Walter P Abhayaratna, Raj C Shah, Peter Gibbs, Michael E Ernst, Nigel P Stocks, Lawrence J Beilin, Brenda Kirpach, Joanne Ryan, Rory Wolfe, Anne M Murray, Karen L Margolis
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引用次数: 0
Sixteenth Annual University of Pennsylvania conference on statistical issues in clinical trial/optimizing dose-finding across the clinical trials spectrum (morning panel discussion). 第16届宾夕法尼亚大学年度临床试验统计问题/优化临床试验范围内的剂量发现会议(上午小组讨论)。
IF 2.2 3区 医学 Q3 MEDICINE, RESEARCH & EXPERIMENTAL Pub Date : 2025-08-01 Epub Date: 2025-07-05 DOI: 10.1177/17407745251351291
Ken Cheung, Elizabeth Garrett-Mayer
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引用次数: 0
期刊
Clinical Trials
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