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Disproportions in archival collections usage in Malawi 马拉维档案收藏使用的比例失调
Robert Moffat Mkuwira
While the ultimate goal of preserving archives is that they should be used, their usage is not uniform. Using data from interviews, records analysis and observation guides, this study examined the use of archival materials at the National Records and Archives Services of Malawi by exploring the collections, users and usage of the facility. The study established that some archival materials are heavily used while others are rarely used or not used at all. It recommends intensive preservation of heavily used materials and promotion of those that are rarely used or unused. 
虽然保存档案的最终目标是利用它们,但它们的用途并不统一。本研究利用来自访谈、记录分析和观察指南的数据,通过探索该设施的收藏、用户和使用情况,审查了马拉维国家记录和档案服务处档案材料的使用情况。研究表明,一些档案材料被大量使用,而另一些则很少使用或根本不使用。它建议加强保存大量使用的材料,并促进那些很少使用或未使用的材料。
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引用次数: 0
Archiving white community historical manuscripts in postcolonial Zimbabwe 后殖民时期津巴布韦白人社区历史手稿的归档
Samuel Chabikwa, N. Mnjama, Maitseo M. M. Bolaane
This paper is premised on the observation that mainstream archival activities are the main cause and source of the “absences and silences” of the voices of the minority and the underrepresented in the archives. The aim of the study is to explain the context and documentation strategies of archiving and preservation of Historical Manuscripts (HM) of the white community in post-colonial Zimbabwe. In particular, the study seeks to: (a) Determine the legislative, regulatory framework for the management of HM in selected cultural heritage institutions in Zimbabwe; (b) Assess the acquisition policies and practices of mainstream cultural heritage institutions in Zimbabwe; (c) Describe the usage, purposes, and accessibility of both pre-archival and archival HM of the white community. The findings of the study revealed adequate provisions in the National Archives of Zimbabwe Act (2001) for the archiving of HM of the white community in Zimbabwe, although there were limitations of outdated policies for the institutions studied. The study also addressed the issue of limited funding and shrinking budgets which impeded on the operations of both selected cultural heritage institutions and white community associations. This resulted in failure to adhere to archiving/records management standards, and the upgrading of equipment and facilities, as well as the recruitment and retention of requisite and qualified staff. Overall, this endangers the HM collections to neglect and decay. HM were migrated from Zimbabwe to other countries regionally and abroad into private hands, and their extent, nature, condition of storage and status of preservation are undetermined.
本文的前提是观察到主流档案活动是档案中少数人和未被充分代表的声音“缺席和沉默”的主要原因和根源。本研究的目的是解释后殖民时期津巴布韦白人社区的历史手稿(HM)存档和保存的背景和文献策略。该研究特别力求:(a)确定在津巴布韦选定的文化遗产机构中管理文物的立法和管理框架;(b)评估津巴布韦主流文化遗产机构的收购政策和做法;(c)描述白人社区档案前和档案中HM的用法、目的和可及性。研究结果表明,《津巴布韦国家档案法》(2001年)对津巴布韦白人社区的HM档案有充分的规定,尽管所研究的机构存在过时政策的局限性。该研究还讨论了资金有限和预算缩减的问题,这些问题阻碍了某些文化遗产机构和白人社区协会的运作。这导致未能遵守档案/记录管理标准,设备和设施的升级,以及征聘和保留必要和合格的工作人员。总的来说,这将危及HM的收藏被忽视和腐烂。HM从津巴布韦迁移到其他国家和私人手中,其范围,性质,储存条件和保存状态尚未确定。
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引用次数: 0
Which way records management research? 档案管理研究的方向是什么?
O. B. Onyancha
This paper evaluates the keywords and subject areas in records management (RM) publications, as indexed in the Scopus database, with a view to mapping RM research from 1971 to 2018 so as to determine the direction of research in the field. A total of 4 762 documents were obtained from the Scopus database using the term records management and searching within the title, abstract and keywords fields. The data was analysed using VOSviewer software. The findings reveal that interest in RM research has grown as the volume of publications has continued to increase. Whereas there was no dominant area of research in the 1980s, as far as RM research is concerned, the main focus in the 2010s was the management of electronic health records, thereby signalling a shift in RM research from being just an information management exercise to being used for the management of records in the medical and health sector. Other popular research areas in the 2010s were health care, electronic medical record/s, information management, medical computing, information systems, and electronic document exchange. A classification of the RM publications according to Scopus’s broad subject fields revealed that RM research is mainly conducted in computer science, engineering, medicine, and the social sciences. The study predicts a slow growth in the number of RM publications in the next ten years (2019-2028), greater focus on RM in the health sector, and continued dominance of computer-based systems and electronic records as topics of RM research.
本文对Scopus数据库收录的文献管理(RM)出版物中的关键词和主题领域进行了评价,以期对1971年至2018年的文献管理研究进行映射,从而确定该领域的研究方向。采用术语记录管理,在标题、摘要和关键词字段中检索,从Scopus数据库中检索到4 762篇文献。使用VOSviewer软件对数据进行分析。调查结果显示,随着出版物数量的持续增加,人们对RM研究的兴趣也在增长。虽然在20世纪80年代没有主导的研究领域,但就RM研究而言,2010年代的主要重点是电子健康记录的管理,从而标志着RM研究从仅仅是一种信息管理活动转变为用于医疗和卫生部门的记录管理。2010年代的其他热门研究领域是医疗保健、电子病历、信息管理、医疗计算、信息系统和电子文档交换。根据Scopus广泛的学科领域对RM出版物进行分类显示,RM研究主要在计算机科学、工程、医学和社会科学领域进行。该研究预测,未来十年(2019-2028年)RM出版物的数量将缓慢增长,卫生部门将更加关注RM,基于计算机的系统和电子记录将继续主导RM研究的主题。
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引用次数: 0
Access and use of agricultural records at Uganda National Archives and Records Centre 乌干达国家档案和记录中心农业记录的获取和使用
Sylvia Namujuzi, D. Luyombya
This paper focused on access and use of agriculture archives at the Uganda National Archives and Records Centre (NARC) in Kampala. The objectives of this study were to identify the agriculture archives at the NARC, establish the number of MAAIF and NARI staff that consult the agriculture archives, assess researcher’s opinion on agriculture archives in promoting agriculture research, identify challenges of access and use; and make suggestions for enhancing access and use of agriculture archives at NARC. The study purposively sampled five NARC archivists, seven directors of the National Agricultural Research Institutes (NARIs) and 15 heads of departments in the Ministry of Agriculture, Animal Industry and Fisheries (MAAIF). Data was collected using interviews, observations and document analysis. Data was categorised into themes and the content reported in narrative form. The findings revealed that the NARC had a limited collection of agriculture archives due to the fact that there was no mechanism to collect all agriculture archives from the creating agencies, including MAAIF and NARI. Neither was there a mechanism for promoting access to and use of agriculture archives. The study recommends that the NARC should have a spelt-out budget to carry out documentation, collection and promotion of access and use of agriculture archives.
本文的重点是坎帕拉乌干达国家档案和记录中心(NARC)农业档案的获取和利用。本研究的目的是确定国家农业研究中心的农业档案,建立MAAIF和国家农业研究中心的工作人员咨询农业档案的数量,评估研究人员对农业档案促进农业研究的意见,确定获取和利用的挑战;并就加强国家农业研究中心农业档案的查阅和利用提出建议。这项研究有目的地抽样了5名国家农业研究中心的档案管理员、7名国家农业研究所(NARIs)的主任和15名农业、动物和渔业部(MAAIF)的部门负责人。通过访谈、观察和文献分析收集数据。数据按主题分类,内容以叙述形式报告。调查结果显示,由于没有从包括MAAIF和NARI在内的创建机构收集所有农业档案的机制,NARC的农业档案收集有限。也没有促进获取和利用农业档案的机制。该研究建议,NARC应该有一个明确的预算来开展记录、收集和促进农业档案的获取和使用。
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引用次数: 0
Management of audio-visual records at the National Archives of Namibia 纳米比亚国家档案馆视听记录管理
Beauty Matongo
The study sought to determine the role that the National Archives of Namibia plays in the management of audio visuals in an attempt to curtail the deterioration of audio-visual archives which are kept in various organisations, some of which are unknown to the National Archives of Namibia. A qualitative method was applied in the study. The case study used the interpretive paradigm which enabled the researcher to triangulate the data collection instruments. Interviews, questionnaires and observation checklists were used to collect data. Content analysis was carried out to analyse data from interviews, document review and the observations. While Excel software provided descriptive statistics on graphs. The results indicated that AV materials were created and stored by various organisations, including the National Archives of Namibia, which oversees the management of all records. The Archives Act (Act 12 of 1992), section 4(1), gives a mandate to the National Archives of Namibia for control over records and archives of all formats in government offices, offices of local authorities and statutory institutions. Nonetheless, there are instances where AV materials are not deposited or stored in appropriate conditions. It is also apparent that different cataloguing and classification systems are used by different organisations. It is clear that most of the organisations manage AV materials in the same way as paper formats records. There is also an inadequately skilled workforce who were given a responsibility to manage AV materials. The study was limited to the Khomas region. Since there are 14 regions in Namibia, the findings cannot be generalized to other regions. Future studies should cover other regions. The results point to the need for the National Archives of Namibia to adopt an integrated approach to the management of AV records. This will require the NAN to work in cooperation with public sector institutions and empower them to preserve AV materials while, at the same time, they continue to deposit copies with the National Archives of Namibia. Unlike previous studies on management of audio visual archives in Namibia, this study included other organisations. The results give a clear picture of the role the National Archives plays in the management of audio visual records and archives.
这项研究试图确定纳米比亚国家档案馆在视听管理方面的作用,以期减少保存在各组织的视听档案的退化,其中一些是纳米比亚国家档案馆所不知道的。本研究采用定性方法。案例研究使用解释范式,使研究人员能够三角测量数据收集工具。采用访谈、问卷调查和观察清单等方法收集数据。进行内容分析,以分析访谈、文件审查和观察所得的数据。而Excel软件则提供了图形的描述性统计。结果表明,AV材料是由各种组织创建和存储的,包括监督所有记录管理的纳米比亚国家档案馆。《档案法》(1992年第12号法)第4(1)条授权纳米比亚国家档案馆管理政府办公室、地方当局办公室和法定机构的所有形式的记录和档案。尽管如此,仍有AV材料未在适当条件下存放或存储的情况。同样明显的是,不同的组织使用不同的编目和分类系统。很明显,大多数组织以与纸质格式记录相同的方式管理AV材料。还有一个技能不足的劳动力负责管理AV材料。这项研究仅限于Khomas地区。由于纳米比亚有14个区域,因此调查结果不能推广到其他区域。未来的研究应涵盖其他区域。结果表明,纳米比亚国家档案馆需要采用一种综合方法来管理AV记录。这将要求纳米比亚国家档案馆与公共部门机构合作,授权它们保存视听材料,同时继续向纳米比亚国家档案馆存放副本。与以前关于纳米比亚视听档案管理的研究不同,这项研究包括了其他组织。研究结果清晰地反映了国家档案馆在音像档案管理中的作用。
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引用次数: 1
Consequences of corruption in a public university and records as a tool for concealing malpractice 一所公立大学的腐败后果和作为隐瞒渎职工具的记录
Peterson Dewah, Ndlelenhle Mpala, P. Huni
Corruption has emerged as one of the critical issues in institutions of higher learning. The fight against corruption has become increasingly sophisticated and as such requires a multi-disciplinary approach. Records are key in providing evidence that can be used to convict perpetrators. However, while records are supposed to provide evidence of malpractices, some records are manipulated to supply wrong information and by so doing, corruption is concealed and perpetuated in universities. The study aimed at establishing how corruption is hidden and perpetuated through the use of some records in a public university in Zimbabwe, yet records should serve as proof of malpractices. The study was underpinned by the post-positivist paradigm, and the quantitative research approach was used. The study adopted a survey design with questionnaires administered to the four administrative sections of the university. The results indicated that abuse of authority, favouritism and tribalism were common forms of corruption in this higher institution of learning. The study concluded that while corruption is cancerous and evil, and tarnishes the image of this institution, it is the poor records management practices that contribute immensely to higher levels of malpractices. The study recommends improved records management and that there should be civics and ethics education on corruption in order to curb the cancerous spread of malpractices in this university.
腐败已成为高等院校的重要问题之一。打击贪污的工作日趋复杂,因此需要多学科合作。记录是提供可用于定罪犯罪者的证据的关键。然而,虽然记录应该提供渎职行为的证据,但一些记录被操纵以提供错误的信息,这样做,腐败在大学中被隐藏和延续。这项研究的目的是确定腐败是如何通过使用津巴布韦一所公立大学的一些记录来隐藏和延续的,然而这些记录应该作为腐败行为的证据。本研究以后实证主义范式为基础,采用定量研究方法。本研究采用问卷调查的设计,对大学的四个行政部门进行问卷调查。结果表明,滥用职权、偏袒和部落主义是这所高等学府中常见的腐败形式。该研究得出的结论是,尽管腐败是癌症和邪恶,并玷污了该机构的形象,但不良的记录管理做法极大地导致了更高水平的不当行为。该研究建议改善记录管理,并应进行有关腐败的公民和道德教育,以遏制这所大学的不当行为的恶性蔓延。
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引用次数: 1
Application of the records life-cycle and records continuum models in organizations in the 21st century 21世纪记录生命周期和记录连续体模型在组织中的应用
M. Matlala, Asania Reneilwe Maphoto
This study provides a descriptive examination and traces the historical development of records management approaches, as well as their significance to the records management practice and their limitations. The study focuses on the records continuum model, developed in Australia's archival sciences field in recent years and discusses its implications for the practice of records and archival management. Prior to the emergence of the records continuum model, the life-cycle theory dominated most records management fields globally. The records continuum model responds – in ways that the life-cycle theory is unable to deal with the challenges of electronic records and proposes a new set of management thinking of the preservation of the electronic environment, in which contemporary institutions and their associated electronic records coexist. There appears to be insufficient literature on the practice of these two records management theories in the organizational context. To contribute to bridging this gap, this study analysed the major components of each records management theory and presents models of organizations built on these approaches. Therefore, the study examines the uses of the records continuum model and life-cycle theories within the broader field of archival research. The study is a literature review within a qualitative, interpretative paradigm. Relying on historical and narrative analysis, the findings established evidence of the practice of the records management theories in the organizations. The study concluded that records management practice in organizations can be enhanced, if specific factors within each records management approach are given adequate consideration in their application.
本研究对档案管理方法的历史发展进行了描述性的考察和追溯,以及它们对档案管理实践的意义和它们的局限性。本研究的重点是近年来在澳大利亚档案科学领域发展起来的记录连续体模型,并讨论了其对记录和档案管理实践的影响。在记录连续体模型出现之前,生命周期理论在全球大多数记录管理领域占据主导地位。记录连续体模型以生命周期理论无法应对电子记录挑战的方式作出回应,并提出了一套新的保护电子环境的管理思想,在这种环境中,当代机构及其相关的电子记录共存。关于这两种档案管理理论在组织背景下的实践似乎文献不足。为了弥补这一差距,本研究分析了每种记录管理理论的主要组成部分,并提出了基于这些方法建立的组织模型。因此,本研究考察了档案连续体模型和生命周期理论在更广泛的档案研究领域中的应用。该研究是一项定性的、解释性范式的文献综述。根据历史和叙述分析,研究结果建立了组织中记录管理理论实践的证据。该研究的结论是,如果在应用每一种记录管理方法时充分考虑到其中的具体因素,组织的记录管理实践可以得到加强。
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引用次数: 5
Policy and legal framework for digital archives curation 数字档案管理的政策和法律框架
Nna Motlhasedi, Olefhile Mosweu
The purpose of this study was to explore the legislative and policy frameworks in support of digital archives curation, and the challenges inherent in digital archives curation in the context of Botswana public sector. The study used qualitative content analysis to resolve the research problem. The data collected was analysed thematically. The International Council on Archives (ICA) Principles on Access to Archives were used as a conceptual framework to guide the study. Digital curation is a function modern archivists cannot ignore nor shy away from. The study findings revealed that the legislative and policy framework for digital archives curation exists, but it is weak. In addition, the study revealed that there are constraints hindering access to archives including, among others, inadequate funding, inappropriate infrastructure, shortage of skilled personnel and time restrictions to enable wider access. Therefore, the researchers hope that insights from this study can shed light on the current state of affairs on digital archives curation and provide future directions for guiding digital archives curation at Botswana National Archives and Records Services.
本研究的目的是探讨支持数字档案管理的立法和政策框架,以及博茨瓦纳公共部门背景下数字档案管理固有的挑战。本研究采用定性内容分析来解决研究问题。对收集到的数据进行了专题分析。国际档案理事会(ICA)关于获取档案的原则被用作指导研究的概念框架。数字策展是现代档案工作者不能忽视也不能回避的功能。研究结果表明,数字档案管理的立法和政策框架是存在的,但它是薄弱的。此外,该研究还显示,有一些限制因素妨碍查阅档案,其中包括资金不足、基础设施不适当、缺乏熟练人员和时间限制,无法更广泛地查阅档案。因此,研究人员希望本研究的见解能够揭示数字档案管理的现状,并为指导博茨瓦纳国家档案和记录服务部门的数字档案管理提供未来的方向。
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引用次数: 0
The who, what, when and where of archival and records management research in the Esarbica region, 1969–2018 1969-2018年埃萨比卡地区档案和记录管理研究的人、事、时、地
J. Maluleka, Marcia Nkwe
This study aims to employ informetric research techniques to investigate the research production in archives and records management in the East and Central African Regional Branch of the International Council on Archives (ECARBICA) since its inception in 1969 until 2018. A search query “archive’* or ‘record*management’”, limited to ESARBICA member states between 1969 and 2018, was conducted on Scopus, Web of Science (WoS), and AJOL databases. The results suggested that there has been a significant increase in the production of research in archives and a few authors produce research in records management in the region over the past ten years, but the bulk of this knowledge, and not all countries in the region produce knowledge. The key producers of knowledge published their work in journals indexed by databases that may require subscriptions, which may limit access to many in the region. It is recommended that archives and records management scholars in Africa consider publishing their work in open access journals to ensure that the research is accessible to all in the region. The importance of research in archives and records management cannot be overemphasised, because public records have a direct impact on individuals’ lives. Research suggests that the most obvious way for archivists and records managers to enhance their resourcefulness is through education and research. Furthermore, research in archives and records management can help to inform education and solve societal challenges. That said, the ESARBICA region is experiencing challenges when it comes to human resource development and capacity building, among other things.
本研究旨在运用资讯学研究技术,调查国际档案理事会(ECARBICA)东非和中非地区分会自1969年成立至2018年在档案和档案管理方面的研究成果。在Scopus、Web of Science (WoS)和AJOL数据库上对1969年至2018年间仅限于ESARBICA成员国的“档案”*或“记录*管理”进行了搜索查询。结果表明,过去十年来,该地区档案研究的产出显著增加,少数作者在档案管理方面进行了研究,但这些知识的大部分,而且并非该地区的所有国家都产生了知识。关键的知识生产者在数据库索引的期刊上发表了他们的工作,这些期刊可能需要订阅,这可能限制该地区许多人的访问。建议非洲的档案和记录管理学者考虑在开放获取期刊上发表他们的工作,以确保该地区的所有人都能获得这些研究。档案和记录管理研究的重要性怎么强调都不为过,因为公共记录对个人的生活有直接影响。研究表明,对档案管理员和档案管理人员来说,提高他们的智谋最明显的方法是通过教育和研究。此外,档案和记录管理方面的研究可以帮助教育和解决社会挑战。也就是说,ESARBICA地区在人力资源开发和能力建设等方面面临着挑战。
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引用次数: 0
Data protection in Botswana 博茨瓦纳的数据保护
Tumelo Keakopa, Olefhile Mosweu
Data protection legislation is concerned with the safeguarding of privacy rights of individuals in relation to the processing of personal data, regardless of media or format. The Government of Botswana enacted the Data Protection Act in 2018 for purposes of regulating personal data and to ensure the protection of individual privacy as it relates to personal data, and its maintenance. This paper investigates opportunities and challenges for records management, and recommends measures to be put in place in support of data protection, through proper records management practices. The study employed a desktop approach and data was collected using content analysis. The study found that opportunities such as improved retrieval and access to information, improved job opportunities for records management professionals and a conducive legislative framework are available. It also revealed that a lack of resources to drive the records management function, limitations in electronic document and records systems and a lack of freedom of information to regulate access to public information by members of the public is still a challenge. The study recommends the employment of qualified records management staff with capacity to manage records in the networked environment for purposes of designing and implementing records management programmes that can facilitate compliance with the requirements prescribed by the Data Protection Act.
资料保护法例涉及保障个人在处理个人资料方面的私隐权利,不论其媒介或格式如何。博茨瓦纳政府于2018年颁布了《数据保护法》,旨在规范个人数据,并确保保护与个人数据相关的个人隐私及其维护。本文调查了记录管理的机遇和挑战,并建议采取措施,通过适当的记录管理实践来支持数据保护。该研究采用桌面方法,并使用内容分析收集数据。研究发现,诸如改进信息检索和获取、改善档案管理专业人员的工作机会以及有利的立法框架等机会都是可用的。报告亦显示,缺乏推动档案管理功能的资源、电子文件和档案系统的限制,以及缺乏资讯自由来规管公众人士获取公共资料,仍然是一项挑战。该研究建议雇用有能力在网络环境中管理记录的合格记录管理人员,以便设计和实施记录管理方案,以促进遵守《数据保护法》规定的要求。
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引用次数: 1
期刊
ESARBICA Journal: Journal of the Eastern and Southern Africa Regional Branch of the International Council on Archives
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