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A Commensurate Prior Model With Random Effects for Survival and Competing Risk Outcomes to Accommodate Historical Controls.
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-01-01 DOI: 10.1002/pst.2464
Manoj Khanal, Brent R Logan, Anjishnu Banerjee, Xi Fang, Kwang Woo Ahn

Clinical trials (CTs) often suffer from small sample sizes due to limited budgets and patient enrollment challenges. Using historical data for the CT data analysis may boost statistical power and reduce the required sample size. Existing methods on borrowing information from historical data with right-censored outcomes did not consider matching between historical data and CT data to reduce the heterogeneity. In addition, they studied the survival outcome only, not competing risk outcomes. Therefore, we propose a clustering-based commensurate prior model with random effects for both survival and competing risk outcomes that effectively borrows information based on the degree of comparability between historical and CT data. Simulation results show that the proposed method controls type I errors better and has a lower bias than some competing methods. We apply our method to a phase III CT which compares the effectiveness of bone marrow donated from family members with only partially matched bone marrow versus two partially matched cord blood units to treat leukemia and lymphoma.

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引用次数: 0
Bayesian Sample Size Calculation in Small n, Sequential Multiple Assignment Randomized Trials (snSMART).
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-01-01 DOI: 10.1002/pst.2465
Fang Fang, Roy N Tamura, Thomas M Braun, Kelley M Kidwell

A recent study design for clinical trials with small sample sizes is the small n, sequential, multiple assignment, randomized trial (snSMART). An snSMART design has been previously proposed to compare the efficacy of two dose levels versus placebo. In such a trial, participants are initially randomized to receive either low dose, high dose or placebo in stage 1. In stage 2, participants are re-randomized to either dose level depending on their initial treatment and a dichotomous response. A Bayesian analytic approach borrowing information from both stages was proposed and shown to improve the efficiency of estimation. In this paper, we propose two sample size determination (SSD) methods for the proposed snSMART comparing two dose levels with placebo. Both methods adopt the average coverage criterion (ACC) approach. In the first approach, the sample size is calculated in one step, taking advantage of the explicit posterior variance of the treatment effect. In the other two step approach, we update the sample size needed for a single-stage parallel design with a proposed adjustment factor (AF). Through simulations, we demonstrate that the required sample sizes calculated using the two SSD approaches both provide the desired power. We also provide an applet to allow for convenient and fast sample size calculation in this snSMART setting.

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引用次数: 0
Taylor Series Approximation for Accurate Generalized Confidence Intervals of Ratios of Log-Normal Standard Deviations for Meta-Analysis Using Means and Standard Deviations in Time Scale.
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-01-01 DOI: 10.1002/pst.2467
Pei-Fu Chen, Franklin Dexter

With contemporary anesthetic drugs, the efficacy of general anesthesia is assured. Health-economic and clinical objectives are related to reductions in the variability in dosing, variability in recovery, etc. Consequently, meta-analyses for anesthesiology research would benefit from quantification of ratios of standard deviations of log-normally distributed variables (e.g., surgical duration). Generalized confidence intervals can be used, once sample means and standard deviations in the raw, time, scale, for each study and group have been used to estimate the mean and standard deviation of the logarithms of the times (i.e., "log-scale"). We examine the matching of the first two moments versus also using higher-order terms, following Higgins et al. 2008 and Friedrich et al. 2012. Monte Carlo simulations revealed that using the first two moments 95% confidence intervals had coverage 92%-95%, with small bias. Use of higher-order moments worsened confidence interval coverage for the log ratios, especially for coefficients of variation in the time scale of 50% and for larger n = 50 $$ left(n=50right) $$ sample sizes per group, resulting in 88% coverage. We recommend that for calculating confidence intervals for ratios of standard deviations based on generalized pivotal quantities and log-normal distributions, when relying on transformation of sample statistics from time to log scale, use the first two moments, not the higher order terms.

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引用次数: 0
A Bayesian Hybrid Design With Borrowing From Historical Study. 借鉴历史研究的贝叶斯混合设计。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2024-12-27 DOI: 10.1002/pst.2466
Zhaohua Lu, John Toso, Girma Ayele, Philip He

In early phase drug development of combination therapy, the primary objective is to preliminarily assess whether there is additive activity from a novel agent when combined with an established monotherapy. Due to potential feasibility issues for conducting a large randomized study, uncontrolled single-arm trials have been the mainstream approach in cancer clinical trials. However, such trials often present significant challenges in deciding whether to proceed to the next phase of development due to the lack of randomization in traditional two-arm trials. A hybrid design, leveraging data from a completed historical clinical study of the monotherapy, offers a valuable option to enhance study efficiency and improve informed decision-making. Compared to traditional single-arm designs, the hybrid design may significantly enhance power by borrowing external information, enabling a more robust assessment of activity. The primary challenge of hybrid design lies in handling information borrowing. We introduce a Bayesian dynamic power prior (DPP) framework with three components of controlling amount of dynamic borrowing. The framework offers flexible study design options with explicit interpretation of borrowing, allowing customization according to specific needs. Furthermore, the posterior distribution in the proposed framework has a closed form, offering significant advantages in computational efficiency. The proposed framework's utility is demonstrated through simulations and a case study.

在联合治疗的早期药物开发中,主要目的是初步评估当一种新药物与一种既定的单一疗法联合使用时,是否有添加性活性。由于进行大型随机研究的潜在可行性问题,非对照单臂试验一直是癌症临床试验的主流方法。然而,由于传统的双臂试验缺乏随机化,这类试验在决定是否进行下一阶段的开发时往往面临重大挑战。混合设计,利用来自单一疗法的完整历史临床研究的数据,为提高研究效率和改善知情决策提供了有价值的选择。与传统的单臂设计相比,混合设计可以通过借鉴外部信息显着提高功率,从而实现更可靠的活动评估。混合设计的主要挑战在于如何处理信息借用。我们引入了一个贝叶斯动态功率先验框架,该框架包含三个控制动态借贷量的组件。该框架提供了灵活的学习设计选项,明确解释了借用,允许根据特定需求进行定制。此外,该框架中的后验分布具有封闭形式,在计算效率方面具有显著优势。通过仿真和案例研究证明了该框架的实用性。
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引用次数: 0
WATCH: A Workflow to Assess Treatment Effect Heterogeneity in Drug Development for Clinical Trial Sponsors. 观察:临床试验发起者评估药物开发治疗效果异质性的工作流程。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2024-12-26 DOI: 10.1002/pst.2463
Konstantinos Sechidis, Sophie Sun, Yao Chen, Jiarui Lu, Cong Zhang, Mark Baillie, David Ohlssen, Marc Vandemeulebroecke, Rob Hemmings, Stephen Ruberg, Björn Bornkamp

This article proposes a Workflow for Assessing Treatment effeCt Heterogeneity (WATCH) in clinical drug development targeted at clinical trial sponsors. WATCH is designed to address the challenges of investigating treatment effect heterogeneity (TEH) in randomized clinical trials, where sample size and multiplicity limit the reliability of findings. The proposed workflow includes four steps: analysis planning, initial data analysis and analysis dataset creation, TEH exploration, and multidisciplinary assessment. The workflow offers a general overview of how treatment effects vary by baseline covariates in the observed data and guides the interpretation of the observed findings based on external evidence and the best scientific understanding. The workflow is exploratory and not inferential/confirmatory in nature but should be preplanned before database lock and analysis start. It is focused on providing a general overview rather than a single specific finding or subgroup with a differential effect.

本文针对临床试验发起者提出了临床药物开发中评估治疗效果异质性的工作流程(WATCH)。WATCH旨在解决随机临床试验中研究治疗效果异质性(TEH)的挑战,其中样本量和多样性限制了结果的可靠性。提出的工作流程包括四个步骤:分析规划、初始数据分析和分析数据集创建、TEH探索和多学科评估。该工作流程提供了治疗效果如何随观察数据中基线协变量变化的总体概述,并指导根据外部证据和最佳科学理解对观察结果的解释。工作流是探索性的,本质上不是推断/确认性的,但应该在数据库锁定和分析开始之前预先计划好。它侧重于提供总体概述,而不是单个特定的发现或具有不同效果的子组。
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引用次数: 0
A Phase I Dose-Finding Design Incorporating Intra-Patient Dose Escalation. 纳入患者内剂量递增的I期剂量寻找设计。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2024-12-25 DOI: 10.1002/pst.2461
Beibei Guo, Suyu Liu

Conventional Phase I trial designs assign a single dose to each patient, necessitating a minimum number of patients per dose to reliably identify the maximum tolerated dose (MTD). However, in many clinical trials, such as those involving pediatric patients or patients with rare cancers, recruiting an adequate number of patients can pose challenges, limiting the applicability of standard trial designs. To address this challenge, we propose a new Phase I dose-finding design, denoted as IP-CRM, that integrates intra-patient dose escalation with the continual reassessment method (CRM). In the IP-CRM design, intra-patient dose escalation is allowed, guided by both individual patients' toxicity outcomes and accumulated data across patients, and the starting dose for each cohort of patients is adaptively updated. We further extend the IP-CRM design to address carryover effects and/or intra-patient correlations. Due to the potential for each patient to contribute multiple data points at varying doses owing to intra-patient dose escalation, the IP-CRM design offers the advantage of determining the MTD with a considerably reduced sample size compared to standard Phase I dose-finding designs. Simulation studies show that our IP-CRM design can efficiently reduce sample size while concurrently enhancing the probability of identifying the MTD when compared with standard CRM designs and the 3 + 3 design.

传统的I期试验设计为每位患者分配单一剂量,需要每个剂量的最小患者数量,以可靠地确定最大耐受剂量(MTD)。然而,在许多临床试验中,例如涉及儿科患者或罕见癌症患者的临床试验,招募足够数量的患者可能会带来挑战,限制了标准试验设计的适用性。为了应对这一挑战,我们提出了一种新的I期剂量发现设计,称为IP-CRM,将患者内剂量递增与持续重新评估方法(CRM)相结合。在IP-CRM设计中,允许在个体患者毒性结果和患者累积数据的指导下进行患者内部剂量递增,并且每个患者队列的起始剂量可自适应更新。我们进一步扩展了IP-CRM设计,以解决遗留效应和/或患者内部相关性。由于每位患者在不同剂量下,由于患者内部剂量的增加,有可能提供多个数据点,因此IP-CRM设计的优势在于,与标准I期剂量发现设计相比,其样本量大大减少,可以确定MTD。仿真研究表明,与标准CRM设计和3 + 3设计相比,IP-CRM设计可以有效地减少样本量,同时提高识别MTD的概率。
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引用次数: 0
A Likelihood Perspective on Dose-Finding Study Designs in Oncology. 肿瘤学剂量发现研究设计的可能性视角。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2024-12-18 DOI: 10.1002/pst.2445
Zhiwei Zhang

Dose-finding studies in oncology often include an up-and-down dose transition rule that assigns a dose to each cohort of patients based on accumulating data on dose-limiting toxicity (DLT) events. In making a dose transition decision, a key scientific question is whether the true DLT rate of the current dose exceeds the target DLT rate, and the statistical question is how to evaluate the statistical evidence in the available DLT data with respect to that scientific question. This article introduces generalized likelihood ratios (GLRs) that can be used to measure statistical evidence and support dose transition decisions. Applying this approach to a single-dose likelihood leads to a GLR-based interval design with three parameters: the target DLT rate and two GLR cut-points representing the levels of evidence required for dose escalation and de-escalation. This design gives a likelihood interpretation to each existing interval design and provides a unified framework for comparing different interval designs in terms of how much evidence is required for escalation and de-escalation. A GLR-based comparison of commonly used interval designs reveals important differences and motivates alternative designs that reduce over-treatment while maintaining MTD estimation accuracy. The GLR-based approach can also be applied to a joint likelihood based on a nonparametric (e.g., isotonic regression) model or a parametric model. Simulation results indicate that the isotonic GLR performs similarly to the single-dose GLR but the GLR based on a parsimonious model can improve MTD estimation when the underlying model is correct.

肿瘤学中的剂量发现研究通常包括一个上下剂量转换规则,该规则根据累积的剂量限制性毒性(DLT)事件数据为每组患者分配剂量。在作出剂量转移决策时,一个关键的科学问题是当前剂量的真实DLT率是否超过目标DLT率,而统计问题是如何评估现有DLT数据中与该科学问题相关的统计证据。本文介绍了可用于测量统计证据和支持剂量转移决策的广义似然比(GLRs)。将此方法应用于单剂量似然,可得到基于GLR的间隔设计,其中有三个参数:目标DLT率和两个GLR截断点,代表剂量递增和递减所需的证据水平。该设计为每个现有的层段设计提供了可能性解释,并提供了一个统一的框架,用于比较不同的层段设计,以确定升级和降级需要多少证据。基于glr的常用层段设计的比较揭示了重要的差异,并激发了减少过度处理同时保持MTD估计精度的替代设计。基于glr的方法也可以应用于基于非参数(例如,等渗回归)模型或参数模型的联合似然。仿真结果表明,等渗GLR的性能与单剂量GLR相似,但在基础模型正确的情况下,基于简约模型的GLR可以提高MTD的估计。
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引用次数: 0
Flexible Spline Models for Blinded Sample Size Reestimation in Event-Driven Clinical Trials. 事件驱动临床试验中盲法样本量重估的灵活样条模型。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2024-12-11 DOI: 10.1002/pst.2459
Tim Mori, Sho Komukai, Satoshi Hattori, Tim Friede

In event-driven trials, the target power under a certain treatment effect is maintained as long as the required number of events is obtained. The misspecification of the survival function in the planning phase does not result in a loss of power. However, the trial might take longer than planned if the event rate is lower than assumed. Blinded sample size reestimation (BSSR) uses non-comparative interim data to adjust the sample size if some planning assumptions are wrong. In the setting of an event-driven trial, the sample size may be adjusted to maintain the chances to obtain the required number of events within the planned time frame. For the purpose of BSSR, the survival function is estimated based on the interim data and often needs to be extrapolated. The current practice is to fit standard parametric models, which may however not always be suitable. Here we propose a flexible spline-based BSSR method. Specifically, we propose to carry out the extrapolation based on the Royston-Parmar spline model. To compare the proposed procedure with parametric approaches, we carried out a simulation study. Although parametric approaches might seriously over- or underestimate the expected number of events, the proposed flexible approach avoided such undesirable behavior. This is also observed in an application to a secondary progressive multiple sclerosis trial. Overall, if planning assumptions are wrong this more robust flexible BSSR method could help event-driven designs to more accurately adjust recruitment numbers and to finish on time.

在事件驱动试验中,只要获得所需的事件数,就能维持一定治疗效果下的目标功率。在计划阶段对生存功能的错误说明不会导致功率的损失。然而,如果事件发生率低于假设,试验可能需要比计划更长的时间。盲法样本量重估(BSSR)是利用非比较性的中间数据来调整某些规划假设错误时的样本量。在事件驱动试验的设置中,可以调整样本量,以保持在计划时间范围内获得所需事件数量的机会。对于BSSR而言,生存函数是基于中期数据估计的,通常需要外推。目前的做法是拟合标准参数模型,但这可能并不总是合适的。本文提出了一种基于灵活样条的BSSR方法。具体而言,我们建议基于Royston-Parmar样条模型进行外推。为了与参数化方法进行比较,我们进行了仿真研究。尽管参数化方法可能严重高估或低估预期的事件数量,但所提出的灵活方法避免了这种不良行为。在继发性进展性多发性硬化试验中也观察到这一点。总的来说,如果计划假设是错误的,这种更健壮灵活的BSSR方法可以帮助事件驱动的设计更准确地调整招聘数量并按时完成。
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引用次数: 0
Confidence Intervals for the Risk Difference Between Secondary and Primary Infection Based on the Method of Variance Estimates Recovery. 基于方差估计方法的继发感染和原发感染风险差异的置信区间。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2024-12-09 DOI: 10.1002/pst.2458
Chao Chen, Yuanzhen Li, Qitong Wei, Zhigang Huang, Yanting Chen

The risk difference (RD) between the secondary infection, given the primary infection, and the primary infection can be a useful measure of the change in the infection rates of the primary infection and the secondary infection. It plays an important role in pharmacology and epidemiology. The method of variance estimate recovery (MOVER) is used to construct confidence intervals (CIs) for the RD. Seven types of CIs for binomial proportion are introduced to obtain MOVER-based CIs for the RD. The simulation studies show that the Agresti-Coull CI, score method incorporating continuity correction CI, Clopper Pearson CI, and Bayesian credibility CI are conservative. The Jeffreys CI, Wilson score CI, and Arcsin CI draw a satisfactory performance; they are suitable for various practical application scenarios as they can provide accurate and reliable results. To illustrate that the recommended CIs are competitive or even better than other methods, three real datasets were used.

在原发感染的情况下,继发感染和原发感染之间的风险差异(RD)可以作为衡量原发感染和继发感染感染率变化的有用指标。它在药理学和流行病学中具有重要的作用。采用方差估计恢复法(MOVER)构建RD的置信区间(CI),引入7种二项比例CI,得到基于MOVER的RD置信区间。仿真研究表明,Agresti-Coull CI、结合连续性校正CI的评分法、Clopper Pearson CI和Bayesian可信度CI均为保守CI。Jeffreys CI、Wilson score CI和Arcsin CI的表现令人满意;它能提供准确可靠的结果,适用于各种实际应用场景。为了说明推荐的ci是有竞争力的,甚至比其他方法更好,使用了三个真实的数据集。
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引用次数: 0
Real Effect or Bias? Good Practices for Evaluating the Robustness of Evidence From Comparative Observational Studies Through Quantitative Sensitivity Analysis for Unmeasured Confounding. 真实效果还是偏见?通过对未测量混杂的定量敏感性分析评估比较观察性研究证据稳健性的良好实践。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2024-12-04 DOI: 10.1002/pst.2457
Douglas Faries, Chenyin Gao, Xiang Zhang, Chad Hazlett, James Stamey, Shu Yang, Peng Ding, Mingyang Shan, Kristin Sheffield, Nancy Dreyer

The assumption of "no unmeasured confounders" is a critical but unverifiable assumption required for causal inference yet quantitative sensitivity analyses to assess robustness of real-world evidence remains under-utilized. The lack of use is likely in part due to complexity of implementation and often specific and restrictive data requirements for application of each method. With the advent of methods that are broadly applicable in that they do not require identification of a specific unmeasured confounder-along with publicly available code for implementation-roadblocks toward broader use of sensitivity analyses are decreasing. To spur greater application, here we offer a good practice guidance to address the potential for unmeasured confounding at both the design and analysis stages, including framing questions and an analytic toolbox for researchers. The questions at the design stage guide the researcher through steps evaluating the potential robustness of the design while encouraging gathering of additional data to reduce uncertainty due to potential confounding. At the analysis stage, the questions guide quantifying the robustness of the observed result and providing researchers with a clearer indication of the strength of their conclusions. We demonstrate the application of this guidance using simulated data based on an observational fibromyalgia study, applying multiple methods from our analytic toolbox for illustration purposes.

“没有未测量的混杂因素”的假设是因果推理所需的一个关键但无法验证的假设,但用于评估真实世界证据稳健性的定量敏感性分析仍未得到充分利用。缺乏使用的部分原因可能是实现的复杂性,以及每种方法的应用通常需要特定和限制性的数据。随着广泛适用的方法的出现,它们不需要识别特定的未测量的混杂因素,以及公开可用的实现代码,更广泛使用敏感性分析的障碍正在减少。为了促进更广泛的应用,我们在这里提供了一个很好的实践指导,以解决在设计和分析阶段可能出现的不可测量的混淆,包括框架问题和研究人员的分析工具箱。设计阶段的问题指导研究人员通过评估设计的潜在稳健性的步骤,同时鼓励收集额外的数据,以减少由于潜在的混淆造成的不确定性。在分析阶段,这些问题指导量化观察结果的稳健性,并为研究人员提供更清晰的结论强度指示。我们使用基于观察性纤维肌痛研究的模拟数据来演示该指南的应用,应用我们分析工具箱中的多种方法来说明目的。
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引用次数: 0
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