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Principles for Defining Estimands in Clinical Trials-A Proposal. 定义临床试验估算值的原则--一项建议。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-01-01 Epub Date: 2024-08-13 DOI: 10.1002/pst.2432
Tobias Mütze, James Bell, Stefan Englert, Philip Hougaard, Dan Jackson, Vivian Lanius, Henrik Ravn

The ICH E9(R1) guideline outlines the estimand framework, which aligns planning, design, conduct, analysis, and interpretation of a clinical trial. The benefits and value of using this framework in clinical trials have been outlined in the literature, and guidance has been provided on how to choose the estimand and define the estimand attributes. Although progress has been made in the implementation of estimands in clinical trials, to the best of our knowledge, there is no published discussion on the basic principles that estimands in clinical trials should fulfill to be well defined and consistent with the ideas presented in the ICH E9(R1) guideline. Therefore, in this Viewpoint article, we propose four key principles for defining an estimand. These principles form a basis for well-defined treatment effects that reflect the estimand thinking process. We hope that this Viewpoint will complement ICH E9(R1) and stimulate a discussion on which fundamental properties an estimand in a clinical trial should have and that such discussions will eventually lead to an improved clarity and precision for defining estimands in clinical trials.

ICH E9(R1)指南概述了临床试验的规划、设计、实施、分析和解释的估算指标框架。文献中概述了在临床试验中使用该框架的好处和价值,并就如何选择估计指标和定义估计指标属性提供了指导。尽管在临床试验中实施估计指标方面取得了进展,但据我们所知,目前还没有关于临床试验中的估计指标应符合哪些基本原则的公开讨论,这些原则应定义明确,并与 ICH E9(R1) 指南中提出的观点保持一致。因此,在这篇观点文章中,我们提出了定义估算指标的四项关键原则。这些原则构成了定义明确的治疗效果的基础,反映了估计值的思维过程。我们希望本观点能够补充 ICH E9(R1),并激发关于临床试验中的估计指标应具备哪些基本属性的讨论,并希望这些讨论最终能够提高临床试验中定义估计指标的清晰度和精确度。
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引用次数: 0
Generalizing Treatment Effect to a Target Population Without Individual Patient Data in a Real-World Setting. 在真实世界环境中,在没有个体患者数据的情况下,将治疗效果推广到目标人群。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-01-01 Epub Date: 2024-09-03 DOI: 10.1002/pst.2435
Hui Quan, Tong Li, Xun Chen, Gang Li

The innovative use of real-world data (RWD) can answer questions that cannot be addressed using data from randomized clinical trials (RCTs). While the sponsors of RCTs have a central database containing all individual patient data (IPD) collected from trials, analysts of RWD face a challenge: regulations on patient privacy make access to IPD from all regions logistically prohibitive. In this research, we propose a double inverse probability weighting (DIPW) approach for the analysis sponsor to estimate the population average treatment effect (PATE) for a target population without the need to access IPD. One probability weighting is for achieving comparable distributions in confounders across treatment groups; another probability weighting is for generalizing the result from a subpopulation of patients who have data on the endpoint to the whole target population. The likelihood expressions for propensity scores and the DIPW estimator of the PATE can be written to only rely on regional summary statistics that do not require IPD. Our approach hinges upon the positivity and conditional independency assumptions, prerequisites to most RWD analysis approaches. Simulations are conducted to compare the performances of the proposed method against a modified meta-analysis and a regular meta-analysis.

创新性地使用真实世界数据(RWD)可以回答随机临床试验(RCT)数据无法回答的问题。随机临床试验的赞助商拥有一个中央数据库,其中包含从试验中收集的所有患者个人数据(IPD),而真实世界数据的分析人员却面临着一个挑战:由于患者隐私方面的规定,从所有地区获取 IPD 在逻辑上是不可能的。在这项研究中,我们为分析发起人提出了一种双反概率加权(DIPW)方法,以便在无需获取 IPD 的情况下估算目标人群的人群平均治疗效果(PATE)。一种概率加权是为了实现各治疗组混杂因素分布的可比性;另一种概率加权是为了将结果从拥有终点数据的亚群患者推广到整个目标人群。倾向评分的似然表达式和 PATE 的 DIPW 估计器可以写成只依赖于不需要 IPD 的区域汇总统计。我们的方法取决于正相关性和条件独立性假设,这是大多数 RWD 分析方法的先决条件。我们进行了模拟,以比较所提议的方法与修正元分析和常规元分析的性能。
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引用次数: 0
Introduction to qualification and validation of an immunoassay. 免疫测定的鉴定和验证简介。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-01-01 Epub Date: 2024-02-13 DOI: 10.1002/pst.2370
Sarah Janssen

Immunoassays play an important role in drug development of products targeting the immune system. Consistent quality of the results from an immunoassay is essential to make unbiased and accurate claims about the drug product during preclinical and clinical development stages. Assay qualification and validation shed light on the performance of the assay. It is the first evaluation and the verification, respectively, of the assay's performance. This tutorial explains and illustrates the calculation methodology for important assay qualification parameters including precision, relative accuracy, linearity, the lower limit of quantification (LLOQ), the upper limit of quantification (ULOQ), the assay range and dilutability. This tutorial focuses on assays used for (pre-) clinical purposes, characterized by a lognormal distribution of the measurements on its original untransformed scale and by the lack of well characterized reference material. Statistical calculations are illustrated with qualification data from an enzyme-linked immunosorbent assay (ELISA) vaccine immunoassay.

免疫测定在针对免疫系统的药物开发中发挥着重要作用。要想在临床前和临床开发阶段对药物产品做出公正准确的评价,就必须保证免疫测定结果的质量始终如一。化验鉴定和验证揭示了化验的性能。这分别是对检测性能的首次评估和验证。本教程解释并说明了重要化验鉴定参数的计算方法,包括精密度、相对准确度、线性度、定量下限 (LLOQ)、定量上限 (ULOQ)、化验范围和稀释性。本教程的重点是用于(预)临床目的的检测,其特点是原始未转换标度上的测量值呈对数正态分布,并且缺乏特征明确的参照材料。用酶联免疫吸附试验(ELISA)疫苗免疫测定的合格数据来说明统计计算。
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引用次数: 0
An Adaptive Three-Arm Comparative Clinical Endpoint Bioequivalence Study Design With Unblinded Sample Size Re-Estimation and Optimized Allocation Ratio. 采用非盲样本量再估计和优化分配比例的自适应三臂临床终点生物等效性比较研究设计
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-01-01 Epub Date: 2024-10-08 DOI: 10.1002/pst.2439
David Hinds, Wanjie Sun

A three-arm comparative clinical endpoint bioequivalence (BE) study is often used to establish bioequivalence (BE) between a locally acting generic drug (T) and reference drug (R), where superiority needs to be established for T and R over Placebo (P) and equivalence needs to be established for T vs. R. Sometimes, when study design parameters are uncertain, a fixed design study may be under- or over-powered and result in study failure or unnecessary cost. In this paper, we propose a two-stage adaptive clinical endpoint BE study with unblinded sample size re-estimation, standard or maximum combination method, optimized allocation ratio, optional re-estimation of the effect size based on likelihood estimation, and optional re-estimation of the R and P treatment means at interim analysis, which have not been done previously. Our proposed method guarantees control of Type 1 error rate analytically. It helps to reduce the average sample size when the original fixed design is overpowered and increases the sample size and power when the original study and group sequential design are under-powered. Our proposed adaptive design can help generic drug sponsors cut cost and improve success rate, making clinical study endpoint BE studies more affordable and more generic drugs accessible to the public.

三臂比较临床终点生物等效性(BE)研究通常用于确定局部作用仿制药(T)和参比药(R)之间的生物等效性(BE),其中需要确定T和R相对于安慰剂(P)的优越性,以及T相对于R的等效性。有时,当研究设计参数不确定时,固定设计的研究可能功率不足或过高,导致研究失败或不必要的成本。在本文中,我们提出了一种两阶段自适应临床终点 BE 研究,其中包括非盲法样本量重新估计、标准或最大组合法、优化分配比例、基于似然估计的可选效应大小重新估计、中期分析时可选的 R 和 P 治疗均值重新估计,这些都是以前没有做过的。我们提出的方法保证了对第一类错误率的分析控制。当原来的固定设计功率过大时,它有助于减少平均样本量;当原来的研究和分组序列设计功率不足时,它有助于增加样本量和功率。我们提出的自适应设计可以帮助仿制药申办者降低成本,提高成功率,使临床研究终点 BE 研究更加经济实惠,让更多的公众可以获得仿制药。
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引用次数: 0
The partnership between statisticians and the Institutional Animal Care and Use Committee (IACUC). 统计人员与机构动物护理和使用委员会(IACUC)之间的合作。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-01-01 Epub Date: 2024-06-11 DOI: 10.1002/pst.2390
David Potter, Thomas Bradstreet, Davit Sargsyan, Xiao Tan, Vinicius Bonato, Dingzhou Li, John Liang, Ondrej Libiger, Jocelyn Sendecki, John Stansfield, Kanaka Tatikola, Jialin Xu, Brandy Campbell

In this tutorial we explore the valuable partnership between statisticians and Institutional Animal Care and Use Committees (IACUCs) in the context of animal research, shedding light on the critical role statisticians play in ensuring the ethical and scientifically rigorous use of animals in research. Pharmaceutical statisticians have increasingly become vital members of these committees, contributing expertise in study design, data analysis, and interpretation, and working more generally to facilitate the integration of good statistical practices into experimental procedures. We review the "3Rs" principles (Replacement, Reduction, and Refinement) which are the foundation for the humane use of animals in scientific research, and how statisticians can partner with IACUC to help ensure robust and reproducible research while adhering to the 3Rs principles. We also highlight emerging areas of interest, such as the use of virtual control groups.

在本教程中,我们将探讨统计学家与动物研究机构动物护理和使用委员会 (IACUC) 在动物研究方面的宝贵合作关系,阐明统计学家在确保研究中合乎伦理和科学严谨地使用动物方面发挥的关键作用。医药统计学家日益成为这些委员会的重要成员,在研究设计、数据分析和解释方面贡献专业知识,并在更大范围内促进将良好的统计实践融入实验程序。我们回顾了 "3R "原则(Replacement、Reduction、Refinement),这是在科学研究中人道使用动物的基础,以及统计人员如何与 IACUC 合作,在遵守 3R 原则的同时帮助确保研究的稳健性和可重复性。我们还强调了新出现的关注领域,例如虚拟对照组的使用。
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引用次数: 0
A Commensurate Prior Model With Random Effects for Survival and Competing Risk Outcomes to Accommodate Historical Controls.
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-01-01 DOI: 10.1002/pst.2464
Manoj Khanal, Brent R Logan, Anjishnu Banerjee, Xi Fang, Kwang Woo Ahn

Clinical trials (CTs) often suffer from small sample sizes due to limited budgets and patient enrollment challenges. Using historical data for the CT data analysis may boost statistical power and reduce the required sample size. Existing methods on borrowing information from historical data with right-censored outcomes did not consider matching between historical data and CT data to reduce the heterogeneity. In addition, they studied the survival outcome only, not competing risk outcomes. Therefore, we propose a clustering-based commensurate prior model with random effects for both survival and competing risk outcomes that effectively borrows information based on the degree of comparability between historical and CT data. Simulation results show that the proposed method controls type I errors better and has a lower bias than some competing methods. We apply our method to a phase III CT which compares the effectiveness of bone marrow donated from family members with only partially matched bone marrow versus two partially matched cord blood units to treat leukemia and lymphoma.

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引用次数: 0
Bayesian Sample Size Calculation in Small n, Sequential Multiple Assignment Randomized Trials (snSMART).
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-01-01 DOI: 10.1002/pst.2465
Fang Fang, Roy N Tamura, Thomas M Braun, Kelley M Kidwell

A recent study design for clinical trials with small sample sizes is the small n, sequential, multiple assignment, randomized trial (snSMART). An snSMART design has been previously proposed to compare the efficacy of two dose levels versus placebo. In such a trial, participants are initially randomized to receive either low dose, high dose or placebo in stage 1. In stage 2, participants are re-randomized to either dose level depending on their initial treatment and a dichotomous response. A Bayesian analytic approach borrowing information from both stages was proposed and shown to improve the efficiency of estimation. In this paper, we propose two sample size determination (SSD) methods for the proposed snSMART comparing two dose levels with placebo. Both methods adopt the average coverage criterion (ACC) approach. In the first approach, the sample size is calculated in one step, taking advantage of the explicit posterior variance of the treatment effect. In the other two step approach, we update the sample size needed for a single-stage parallel design with a proposed adjustment factor (AF). Through simulations, we demonstrate that the required sample sizes calculated using the two SSD approaches both provide the desired power. We also provide an applet to allow for convenient and fast sample size calculation in this snSMART setting.

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引用次数: 0
Quality by Design for Preclinical In Vitro Assay Development. 临床前体外检测开发的设计质量。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-01-01 Epub Date: 2024-09-24 DOI: 10.1002/pst.2430
Jonathan Jones, Bairu Zhang, Xiang Zhang, Peter Konings, Pia Hansson, Anna Backmark, Alessia Serrano, Ulrike Künzel, Steven Novick

Quality by Design (QbD) is an approach to assay development to determine the design space, which is the range of assay variable settings that should result in satisfactory assay quality. Typically, QbD is applied in manufacturing, but it works just as well in the preclinical space. Through three examples, we illustrate the QbD approach with experimental design and associated data analysis to determine the design space for preclinical assays.

质量源于设计(QbD)是一种化验开发方法,用于确定设计空间,也就是化验变量设置的范围,该范围应能带来令人满意的化验质量。QbD 通常应用于生产领域,但在临床前领域也同样有效。通过三个例子,我们说明了 QbD 方法与实验设计和相关数据分析的关系,以确定临床前检测的设计空间。
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引用次数: 0
Tutorial on Firth's Logistic Regression Models for Biomarkers in Preclinical Space. 临床前生物标记物的 Firth Logistic 回归模型教程。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-01-01 Epub Date: 2024-08-06 DOI: 10.1002/pst.2422
Gina D'Angelo, Di Ran

Preclinical studies are broad and can encompass cellular research, animal trials, and small human trials. Preclinical studies tend to be exploratory and have smaller datasets that often consist of biomarker data. Logistic regression is typically the model of choice for modeling a binary outcome with explanatory variables such as genetic, imaging, and clinical data. Small preclinical studies can have challenging data that may include a complete separation or quasi-complete separation issue that will result in logistic regression inflated coefficient estimates and standard errors. Penalized regression approaches such as Firth's logistic regression are a solution to reduce the bias in the estimates. In this tutorial, a number of examples with separation (complete or quasi-complete) are illustrated and the results from both logistic regression and Firth's logistic regression are compared to demonstrate the inflated estimates from the standard logistic regression model and bias-reduction of the estimates from the penalized Firth's approach. R code and datasets are provided in the supplement.

临床前研究的范围很广,可以包括细胞研究、动物试验和小型人体试验。临床前研究往往是探索性的,数据集较小,通常由生物标记物数据组成。逻辑回归通常是二元结果建模的首选模型,其解释变量包括基因、成像和临床数据。小型临床前研究的数据可能具有挑战性,其中可能包括完全分离或准完全分离问题,这将导致逻辑回归膨胀的系数估计值和标准误差。Firth逻辑回归等惩罚回归方法是减少估计值偏差的一种解决方案。本教程将举例说明一些分离(完全或准完全)的例子,并对逻辑回归和 Firth 逻辑回归的结果进行比较,以展示标准逻辑回归模型的估计值膨胀和 Firth 惩罚回归方法的估计值偏差减小。附录中提供了 R 代码和数据集。
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引用次数: 0
Sample Size Estimation for Correlated Count Data With Changes in Dispersion.
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-01-01 DOI: 10.1002/pst.2469
Jintong Hou, Leslie A McClure, Savina Jaeger, Lucy F Robinson

Clinical endpoints based on repeated measurements arise in many clinical research studies, and require specialized methods for sample size and power calculations. In clinical trials that measure counts over time, such as bleeding events in hemophilia, the dispersion of their distributions might change upon treatment and the measurements might be correlated. The generalized estimating equations (GEE) approach has been widely used for modeling correlated data and comparing rates. In this paper, we investigate the properties of GEE when applied to count outcomes with changes in dispersion. We derive general closed-form formulas to estimate sample size when the dispersion parameters and distributions of count data vary across two correlated measurements based on the GEE approach. These formulas allow for power and sample size estimation for intra-participant comparison of rates before and after an intervention, randomized controlled trials with equal allocation, or matched pairs designs. These formulas are derived for the following distributions: Poisson, negative binomial, zero-inflated Poisson, and zero-inflated negative binomial distributions, and do not assume that measurements before and after an intervention come from the same distribution. Furthermore, we propose modified methods for estimating sample size and confidence intervals for the negative binomial distributions to overcome Type I error inflation, which is especially useful for large changes in the negative binomial dispersion parameter. We perform simulations, and evaluate the performance of the empirical power and Type I error over a range of parameters. Applications and R functions implementing the methods are also provided.

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引用次数: 0
期刊
Pharmaceutical Statistics
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