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Subgroup Identification Based on Quantitative Objectives. 基于量化目标的分组识别。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2024-11-17 DOI: 10.1002/pst.2455
Yan Sun, A S Hedayat

Precision medicine is the future of drug development, and subgroup identification plays a critical role in achieving the goal. In this paper, we propose a powerful end-to-end solution squant (available on CRAN) that explores a sequence of quantitative objectives. The method converts the original study to an artificial 1:1 randomized trial, and features a flexible objective function, a stable signature with good interpretability, and an embedded false discovery rate (FDR) control. We demonstrate its performance through simulation and provide a real data example.

精准医疗是药物开发的未来,而亚组识别在实现这一目标的过程中起着至关重要的作用。在本文中,我们提出了一种功能强大的端到端解决方案 squant(可在 CRAN 上获取),用于探索一系列定量目标。该方法将原始研究转换为人工 1:1 随机试验,具有灵活的目标函数、可解释性良好的稳定特征以及嵌入式误诊率 (FDR) 控制。我们通过模拟演示了该方法的性能,并提供了一个真实数据示例。
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引用次数: 0
Potential Bias Models With Bayesian Shrinkage Priors for Dynamic Borrowing of Multiple Historical Control Data. 用于动态借用多个历史控制数据的贝叶斯收缩先验潜在偏差模型。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2024-11-17 DOI: 10.1002/pst.2453
Tomohiro Ohigashi, Kazushi Maruo, Takashi Sozu, Ryo Sawamoto, Masahiko Gosho

When multiple historical controls are available, it is necessary to consider the conflicts between current and historical controls and the relationships among historical controls. One of the assumptions concerning the relationships between the parameters of interest of current and historical controls is known as the "Potential biases." Within the "Potential biases" assumption, the differences between the parameters of interest of the current control and of each historical control are defined as "potential bias parameters." We define a class of models called "potential biases model" that encompass several existing methods, including the commensurate prior. The potential bias model incorporates homogeneous historical controls by shrinking the potential bias parameters to zero. In scenarios where multiple historical controls are available, a method that uses a horseshoe prior was proposed. However, various other shrinkage priors are also available. In this study, we propose methods that apply spike-and-slab, Dirichlet-Laplace, and spike-and-slab lasso priors to the potential bias model. We conduct a simulation study and analyze clinical trial examples to compare the performances of the proposed and existing methods. The horseshoe prior and the three other priors make the strongest use of historical controls in the absence of heterogeneous historical controls and reduce the influence of heterogeneous historical controls in the presence of a few historical controls. Among these four priors, the spike-and-slab prior performed the best for heterogeneous historical controls.

当有多个历史对照时,有必要考虑当前对照与历史对照之间的冲突以及历史对照之间的关系。关于当前控制和历史控制的相关参数之间关系的假设之一被称为 "潜在偏差"。在 "潜在偏差 "假设中,当前控制与每个历史控制的相关参数之间的差异被定义为 "潜在偏差参数"。我们定义了一类称为 "潜在偏差模型 "的模型,其中包含几种现有的方法,包括相称先验法。潜在偏差模型通过将潜在偏差参数缩减为零来纳入同质历史对照。在有多种历史控制的情况下,提出了一种使用马蹄先验的方法。不过,也有其他各种收缩先验。在本研究中,我们提出了在潜在偏倚模型中应用尖峰-平板先验、狄利克特-拉普拉斯先验和尖峰-平板拉索先验的方法。我们进行了模拟研究,并分析了临床试验实例,以比较建议方法和现有方法的性能。在没有异质历史对照的情况下,马蹄先验和其他三种先验能最有效地利用历史对照,而在有少量历史对照的情况下,则能降低异质历史对照的影响。在这四种先验中,尖峰和平板先验在异质历史控制方面的表现最好。
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引用次数: 0
A Model-Based Trial Design With a Randomization Scheme Considering Pharmacokinetics Exposure for Dose Optimization in Oncology. 基于模型的试验设计,考虑到药物动力学暴露的随机方案,用于肿瘤学剂量优化
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2024-11-17 DOI: 10.1002/pst.2454
Jun Zhang, Kentaro Takeda, Masato Takeuchi, Kanji Komatsu, Jing Zhu, Yusuke Yamaguchi

The primary purpose of an oncology dose-finding trial for novel anticancer agents has been shifting from determining the maximum tolerated dose to identifying an optimal dose (OD) that is tolerable and therapeutically beneficial for subjects in subsequent clinical trials. In 2022, the FDA Oncology Center of Excellence initiated Project Optimus to reform the paradigm of dose optimization and dose selection in oncology drug development and issued a draft guidance. The guidance suggests that dose-finding trials include randomized dose-response cohorts of multiple doses and incorporate information on pharmacokinetics (PK) in addition to safety and efficacy data to select the OD. Furthermore, PK information could be a quick alternative to efficacy data to predict the minimum efficacious dose and decide the dose assignment. This article proposes a model-based trial design for dose optimization with a randomization scheme based on PK outcomes in oncology. A simulation study shows that the proposed design has advantages compared to the other designs in the percentage of correct OD selection and the average number of patients assigned to OD in various realistic settings.

新型抗癌药物的肿瘤剂量探索试验的主要目的已经从确定最大耐受剂量转变为确定最佳剂量(OD),该剂量对后续临床试验中的受试者具有耐受性和治疗益处。2022 年,FDA 肿瘤卓越中心启动了 Optimus 项目,以改革肿瘤药物开发中的剂量优化和剂量选择模式,并发布了一份指南草案。该指南建议,剂量探索试验应包括多剂量的随机剂量反应队列,并在安全性和有效性数据之外纳入药代动力学(PK)信息,以选择OD。此外,PK 信息可以快速替代疗效数据来预测最小有效剂量并决定剂量分配。本文提出了一种基于肿瘤学 PK 结果的随机化方案的剂量优化模型试验设计。模拟研究表明,与其他设计相比,在不同的现实环境中,所提出的设计在OD选择的正确率和分配到OD的患者平均人数方面具有优势。
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引用次数: 0
A Bayesian Dynamic Model-Based Adaptive Design for Oncology Dose Optimization in Phase I/II Clinical Trials. 基于贝叶斯动态模型的自适应设计,用于 I/II 期临床试验中的肿瘤剂量优化。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2024-11-10 DOI: 10.1002/pst.2451
Yingjie Qiu, Mingyue Li

With the development of targeted therapy, immunotherapy, and antibody-drug conjugates (ADCs), there is growing concern over the "more is better" paradigm developed decades ago for chemotherapy, prompting the US Food and Drug Administration (FDA) to initiate Project Optimus to reform dose optimization and selection in oncology drug development. For early-phase oncology trials, given the high variability from sparse data and the rigidity of parametric model specifications, we use Bayesian dynamic models to borrow information across doses with only vague order constraints. Our proposed adaptive design simultaneously incorporates toxicity and efficacy outcomes to select the optimal dose (OD) in Phase I/II clinical trials, utilizing Bayesian model averaging to address the uncertainty of dose-response relationships and enhance the robustness of the design. Additionally, we extend the proposed design to handle delayed toxicity and efficacy outcomes. We conduct extensive simulation studies to evaluate the operating characteristics of the proposed method under various practical scenarios. The results demonstrate that the proposed designs have desirable operating characteristics. A trial example is presented to demonstrate the practical implementation of the proposed designs.

随着靶向疗法、免疫疗法和抗体药物共轭物(ADC)的发展,人们越来越关注几十年前针对化疗提出的 "多多益善 "模式,这促使美国食品和药物管理局(FDA)启动了优化项目(Project Optimus),以改革肿瘤药物开发中的剂量优化和选择。对于早期阶段的肿瘤试验,鉴于稀疏数据带来的高变异性和参数模型规格的僵化,我们使用贝叶斯动态模型来借用各剂量的信息,而仅有模糊的阶次约束。我们提出的自适应设计同时结合毒性和疗效结果,在 I/II 期临床试验中选择最佳剂量 (OD),利用贝叶斯模型平均法解决剂量-反应关系的不确定性,提高设计的稳健性。此外,我们还扩展了拟议设计,以处理延迟毒性和疗效结果。我们进行了广泛的模拟研究,以评估拟议方法在各种实际情况下的运行特性。结果表明,建议的设计具有理想的运行特性。我们还提供了一个试验示例,演示如何实际应用所提出的设计。
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引用次数: 0
Covariate adjustment and estimation of difference in proportions in randomized clinical trials. 随机临床试验中的协变量调整和比例差异估算。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2024-11-01 Epub Date: 2024-05-19 DOI: 10.1002/pst.2397
Jialuo Liu, Dong Xi

Difference in proportions is frequently used to measure treatment effect for binary outcomes in randomized clinical trials. The estimation of difference in proportions can be assisted by adjusting for prognostic baseline covariates to enhance precision and bolster statistical power. Standardization or g-computation is a widely used method for covariate adjustment in estimating unconditional difference in proportions, because of its robustness to model misspecification. Various inference methods have been proposed to quantify the uncertainty and confidence intervals based on large-sample theories. However, their performances under small sample sizes and model misspecification have not been comprehensively evaluated. We propose an alternative approach to estimate the unconditional variance of the standardization estimator based on the robust sandwich estimator to further enhance the finite sample performance. Extensive simulations are provided to demonstrate the performances of the proposed method, spanning a wide range of sample sizes, randomization ratios, and model specification. We apply the proposed method in a real data example to illustrate the practical utility.

比例差常用于衡量随机临床试验中二元结局的治疗效果。对预后基线协变量进行调整可提高差异比例估计的精确度并增强统计能力。标准化或 g 计算是估计无条件差异比例时广泛使用的一种协变量调整方法,因为它对模型错误规范具有稳健性。基于大样本理论,人们提出了各种推断方法来量化不确定性和置信区间。然而,这些方法在小样本量和模型误设情况下的表现尚未得到全面评估。我们提出了一种基于稳健三明治估计器估计标准化估计器无条件方差的替代方法,以进一步提高有限样本性能。我们提供了大量模拟,以证明所提方法在样本大小、随机化比率和模型规范等广泛范围内的性能。我们在一个真实数据示例中应用了所提出的方法,以说明其实用性。
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引用次数: 0
Estimation of Treatment Policy Estimands for Continuous Outcomes Using Off-Treatment Sequential Multiple Imputation. 使用非治疗序列多重估算法估算连续结果的治疗政策估计值。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2024-11-01 Epub Date: 2024-08-04 DOI: 10.1002/pst.2411
Thomas Drury, Juan J Abellan, Nicky Best, Ian R White

The estimands framework outlined in ICH E9 (R1) describes the components needed to precisely define the effects to be estimated in clinical trials, which includes how post-baseline 'intercurrent' events (IEs) are to be handled. In late-stage clinical trials, it is common to handle IEs like 'treatment discontinuation' using the treatment policy strategy and target the treatment effect on outcomes regardless of treatment discontinuation. For continuous repeated measures, this type of effect is often estimated using all observed data before and after discontinuation using either a mixed model for repeated measures (MMRM) or multiple imputation (MI) to handle any missing data. In basic form, both these estimation methods ignore treatment discontinuation in the analysis and therefore may be biased if there are differences in patient outcomes after treatment discontinuation compared with patients still assigned to treatment, and missing data being more common for patients who have discontinued treatment. We therefore propose and evaluate a set of MI models that can accommodate differences between outcomes before and after treatment discontinuation. The models are evaluated in the context of planning a Phase 3 trial for a respiratory disease. We show that analyses ignoring treatment discontinuation can introduce substantial bias and can sometimes underestimate variability. We also show that some of the MI models proposed can successfully correct the bias, but inevitably lead to increases in variance. We conclude that some of the proposed MI models are preferable to the traditional analysis ignoring treatment discontinuation, but the precise choice of MI model will likely depend on the trial design, disease of interest and amount of observed and missing data following treatment discontinuation.

ICH E9 (R1)中概述的估计因素框架描述了在临床试验中精确定义估计效应所需的组成部分,其中包括如何处理基线后 "并发 "事件(IEs)。在后期临床试验中,通常会使用治疗策略来处理 "治疗中断 "等 IEs,并针对治疗对结果的影响,而不管治疗中断与否。对于连续重复测量,通常使用重复测量混合模型(MMRM)或多重估算(MI)来处理任何缺失数据,并使用终止治疗前后的所有观察数据来估算这类效应。在基本形式上,这两种估算方法在分析中都忽略了治疗的中断,因此,如果患者中断治疗后的结果与仍在接受治疗的患者相比存在差异,而且中断治疗的患者缺失数据更常见,那么这两种方法就可能存在偏差。因此,我们提出并评估了一组 MI 模型,这些模型可以考虑治疗中断前后的结果差异。我们在规划一项呼吸系统疾病的 3 期试验时对这些模型进行了评估。我们发现,忽略治疗中断的分析会带来很大的偏差,有时还会低估变异性。我们还表明,提出的一些多元智能模型可以成功纠正偏差,但不可避免地会导致变异性增加。我们的结论是,一些建议的 MI 模型优于忽略治疗中断的传统分析,但 MI 模型的准确选择可能取决于试验设计、感兴趣的疾病以及治疗中断后的观察数据和缺失数据的数量。
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引用次数: 0
Investigating Stability in Subgroup Identification for Stratified Medicine. 研究分层医疗亚组识别的稳定性。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2024-11-01 Epub Date: 2024-06-25 DOI: 10.1002/pst.2409
G M Hair, T Jemielita, S Mt-Isa, P M Schnell, R Baumgartner

Subgroup analysis may be used to investigate treatment effect heterogeneity among subsets of the study population defined by baseline characteristics. Several methodologies have been proposed in recent years and with these, statistical issues such as multiplicity, complexity, and selection bias have been widely discussed. Some methods adjust for one or more of these issues; however, few of them discuss or consider the stability of the subgroup assignments. We propose exploring the stability of subgroups as a sensitivity analysis step for stratified medicine to assess the robustness of the identified subgroups besides identifying possible factors that may drive this instability. After applying Bayesian credible subgroups, a nonparametric bootstrap can be used to assess stability at subgroup-level and patient-level. Our findings illustrate that when the treatment effect is small or not so evident, patients are more likely to switch to different subgroups (jumpers) across bootstrap resamples. In contrast, when the treatment effect is large or extremely convincing, patients generally remain in the same subgroup. While the proposed subgroup stability method is illustrated through Bayesian credible subgroups method on time-to-event data, this general approach can be used with other subgroup identification methods and endpoints.

亚组分析可用于研究由基线特征定义的研究人群亚组之间的治疗效果异质性。近年来提出了几种方法,这些方法的统计问题,如多重性、复杂性和选择偏倚等已被广泛讨论。有些方法会对其中一个或多个问题进行调整,但很少有方法讨论或考虑亚组分配的稳定性。我们建议将探讨亚组的稳定性作为分层医疗的敏感性分析步骤,以评估所确定的亚组的稳健性,同时找出可能导致这种不稳定性的因素。在应用贝叶斯可信亚组后,可使用非参数引导法评估亚组和患者层面的稳定性。我们的研究结果表明,当治疗效果较小或不太明显时,患者更有可能在自引导重抽样中切换到不同的亚组(跳组)。相反,当治疗效果较大或极具说服力时,患者一般会留在同一亚组。虽然所提出的亚组稳定性方法是通过贝叶斯可信亚组法对时间到事件数据进行说明的,但这种通用方法也可用于其他亚组识别方法和终点。
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引用次数: 0
Futility Interim Analysis Based on Probability of Success Using a Surrogate Endpoint. 基于使用替代终点的成功概率的无用性中期分析。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2024-11-01 Epub Date: 2024-07-02 DOI: 10.1002/pst.2410
Ronan Fougeray, Loïck Vidot, Marco Ratta, Zhaoyang Teng, Donia Skanji, Gaëlle Saint-Hilary

In clinical trials with time-to-event data, the evaluation of treatment efficacy can be a long and complex process, especially when considering long-term primary endpoints. Using surrogate endpoints to correlate the primary endpoint has become a common practice to accelerate decision-making. Moreover, the ethical need to minimize sample size and the practical need to optimize available resources have encouraged the scientific community to develop methodologies that leverage historical data. Relying on the general theory of group sequential design and using a Bayesian framework, the methodology described in this paper exploits a documented historical relationship between a clinical "final" endpoint and a surrogate endpoint to build an informative prior for the primary endpoint, using surrogate data from an early interim analysis of the clinical trial. The predictive probability of success of the trial is then used to define a futility-stopping rule. The methodology demonstrates substantial enhancements in trial operating characteristics when there is a good agreement between current and historical data. Furthermore, incorporating a robust approach that combines the surrogate prior with a vague component mitigates the impact of the minor prior-data conflicts while maintaining acceptable performance even in the presence of significant prior-data conflicts. The proposed methodology was applied to design a Phase III clinical trial in metastatic colorectal cancer, with overall survival as the primary endpoint and progression-free survival as the surrogate endpoint.

在使用时间到事件数据的临床试验中,疗效评估可能是一个漫长而复杂的过程,尤其是在考虑长期主要终点时。使用替代终点来关联主要终点已成为加快决策的一种常见做法。此外,尽量减少样本量的道德需求和优化可用资源的实际需求也促使科学界开发出利用历史数据的方法。本文介绍的方法以分组序列设计的一般理论为基础,采用贝叶斯框架,利用临床 "最终 "终点与代用终点之间有据可查的历史关系,利用临床试验早期中期分析的代用数据,为主要终点建立一个信息先验。然后,利用试验成功的预测概率来定义徒劳性终止规则。该方法表明,当当前数据与历史数据高度一致时,试验运行特征会得到大幅提升。此外,将代理先验与模糊成分相结合的稳健方法减轻了轻微先验数据冲突的影响,同时即使存在严重的先验数据冲突,也能保持可接受的性能。所提出的方法被应用于设计转移性结直肠癌的 III 期临床试验,以总生存期为主要终点,无进展生存期为替代终点。
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引用次数: 0
Survival Analysis Without Sharing of Individual Patient Data by Using a Gaussian Copula. 使用高斯 Copula 进行生存分析而无需共享单个患者数据
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2024-11-01 Epub Date: 2024-07-07 DOI: 10.1002/pst.2415
Federico Bonofiglio

Cox regression and Kaplan-Meier estimations are often needed in clinical research and this requires access to individual patient data (IPD). However, IPD cannot always be shared because of privacy or proprietary restrictions, which complicates the making of such estimations. We propose a method that generates pseudodata replacing the IPD by only sharing non-disclosive aggregates such as IPD marginal moments and a correlation matrix. Such aggregates are collected by a central computer and input as parameters to a Gaussian copula (GC) that generates the pseudodata. Survival inferences are computed on the pseudodata as if it were the IPD. Using practical examples we demonstrate the utility of the method, via the amount of IPD inferential content recoverable by the GC. We compare GC to a summary-based meta-analysis and an IPD bootstrap distributed across several centers. Other pseudodata approaches are also considered. In the empirical results, GC approximates the utility of the IPD bootstrap although it might yield more conservative inferences and it might have limitations in subgroup analyses. Overall, GC avoids many legal problems related to IPD privacy or property while enabling approximation of common IPD survival analyses otherwise difficult to conduct. Sharing more IPD aggregates than is currently practiced could facilitate "second purpose"-research and relax concerns regarding IPD access.

临床研究中经常需要进行 Cox 回归和 Kaplan-Meier 估计,这就需要获取患者的个人数据(IPD)。然而,由于隐私或专有权的限制,IPD 并不总能共享,这就使此类估算变得更加复杂。我们提出了一种方法,通过只共享 IPD 边际矩和相关矩阵等非披露性总体数据来生成替代 IPD 的伪数据。这些总体数据由中央计算机收集,并作为参数输入到生成伪数据的高斯共线公式(GC)中。对伪数据进行生存推断计算时,就像计算 IPD 一样。通过实际案例,我们展示了该方法的实用性,即 GC 可恢复 IPD 推断内容的数量。我们将 GC 与基于摘要的荟萃分析和分布在多个中心的 IPD 引导分析进行了比较。我们还考虑了其他伪数据方法。在实证结果中,GC 近似于 IPD 自举法的效用,尽管它可能产生更保守的推论,而且在亚组分析中可能有局限性。总的来说,GC 可以避免许多与 IPD 隐私或财产相关的法律问题,同时还能近似地进行普通 IPD 生存分析,否则很难进行。与目前的做法相比,共享更多的 IPD 总量可促进 "第二目的 "研究,并放松对 IPD 访问的担忧。
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引用次数: 0
Bayesian Methods for Quality Tolerance Limit (QTL) Monitoring. 质量容限 (QTL) 监测的贝叶斯方法。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2024-11-01 Epub Date: 2024-08-09 DOI: 10.1002/pst.2427
J C Poythress, Jin Hyung Lee, Kentaro Takeda, Jun Liu

In alignment with the ICH guideline for Good Clinical Practice [ICH E6(R2)], quality tolerance limit (QTL) monitoring has become a standard component of risk-based monitoring of clinical trials by sponsor companies. Parameters that are candidates for QTL monitoring are critical to participant safety and quality of trial results. Breaching the QTL of a given parameter could indicate systematic issues with the trial that could impact participant safety or compromise the reliability of trial results. Methods for QTL monitoring should detect potential QTL breaches as early as possible while limiting the rate of false alarms. Early detection allows for the implementation of remedial actions that can prevent a QTL breach at the end of the trial. We demonstrate that statistically based methods that account for the expected value and variability of the data generating process outperform simple methods based on fixed thresholds with respect to important operating characteristics. We also propose a Bayesian method for QTL monitoring and an extension that allows for the incorporation of partial information, demonstrating its potential to outperform frequentist methods originating from the statistical process control literature.

根据《国际化学品管理委员会良好临床实践指南》[ICH E6(R2)],质量耐受限度(QTL)监测已成为申办公司对临床试验进行风险监测的标准组成部分。作为 QTL 监测对象的参数对参与者的安全和试验结果的质量至关重要。突破特定参数的 QTL 可能表明试验存在系统性问题,从而影响受试者的安全或损害试验结果的可靠性。QTL 监测方法应尽早发现潜在的 QTL 缺陷,同时限制误报率。及早检测可以采取补救措施,防止试验结束时出现 QTL 缺陷。我们证明,考虑到数据生成过程的预期值和变异性的统计方法在重要操作特征方面优于基于固定阈值的简单方法。我们还提出了一种用于 QTL 监测的贝叶斯方法,以及一种允许纳入部分信息的扩展方法,证明了其优于源于统计过程控制文献的频数主义方法的潜力。
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引用次数: 0
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Pharmaceutical Statistics
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