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The Estimand Framework and Causal Inference: Complementary Not Competing Paradigms. 评价框架与因果推理:互补而非竞争的范式。
IF 1.4 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-09-01 DOI: 10.1002/pst.70035
Thomas Drury, Jonathan W Bartlett, David Wright, Oliver N Keene

The creation of the ICH E9 (R1) estimands framework has led to more precise specification of the treatment effects of interest in the design and statistical analysis of clinical trials. However, it is unclear how the new framework relates to causal inference, as both approaches appear to define what is being estimated and have a quantity labeled an estimand. Using illustrative examples, we show that both approaches can be used to define a population-based summary of an effect on an outcome for a specified population and highlight the similarities and differences between these approaches. We demonstrate that the ICH E9 (R1) estimand framework offers a descriptive, structured approach that is more accessible to non-mathematicians, facilitating clearer communication of trial objectives and results. We then contrast this with the causal inference framework, which provides a mathematically precise definition of an estimand and allows the explicit articulation of assumptions through tools such as causal graphs. Despite these differences, the two paradigms should be viewed as complementary rather than competing. The combined use of both approaches enhances the ability to communicate what is being estimated. We encourage those familiar with one framework to appreciate the concepts of the other to strengthen the robustness and clarity of clinical trial design, analysis, and interpretation.

ICH E9 (R1)估计框架的创建导致了对临床试验设计和统计分析中感兴趣的治疗效果的更精确规范。然而,尚不清楚新框架与因果推理的关系,因为两种方法似乎都定义了被估计的内容,并有一个标记为估计的数量。使用说明性的例子,我们表明这两种方法都可以用来定义对特定人群的结果的影响的基于人群的总结,并强调这些方法之间的异同。我们证明,ICH E9 (R1)估算框架提供了一种描述性的、结构化的方法,非数学家更容易理解,有助于更清晰地沟通试验目标和结果。然后,我们将其与因果推理框架进行对比,因果推理框架提供了估算的数学精确定义,并允许通过因果图等工具明确表达假设。尽管存在这些差异,但这两种模式应被视为互补而非竞争。两种方法的结合使用增强了沟通评估内容的能力。我们鼓励熟悉其中一个框架的人了解另一个框架的概念,以加强临床试验设计、分析和解释的稳健性和清晰度。
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引用次数: 0
Correction to "Sample Size Estimation for Correlated Count Data With Changes in Dispersion". 对“随离散度变化的相关计数数据的样本量估计”的更正。
IF 1.4 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-09-01 DOI: 10.1002/pst.70034
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引用次数: 0
Design Considerations for a Phase II Platform Trial in Major Depressive Disorder. 重度抑郁症II期平台试验的设计考虑。
IF 1.4 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-09-01 DOI: 10.1002/pst.70025
Michaela Maria Freitag, Dario Zocholl, Elias Laurin Meyer, Stefan M Gold, Marta Bofill Roig, Heidi De Smedt, Martin Posch, Franz König

Major depressive disorder (MDD) is one of the leading causes of disability globally. Despite its prevalence, approximately one-third of patients do not benefit sufficiently from available treatments, and few new drugs have been developed recently. Consequently, more efficient methods are needed to evaluate a broader range of treatment options quickly. Platform trials offer a promising solution, as they allow for the assessment of multiple investigational treatments simultaneously by sharing control groups and by reducing both trial activation and patient recruitment times. The objective of this simulation study was to support the design and optimisation of a phase II superiority platform trial for MDD, considering the disease-specific characteristics. In particular, we assessed the efficiency of platform trials compared to traditional two-arm trials by investigating key design elements, including allocation and randomisation strategies, as well as per-treatment arm sample sizes and interim futility analyses. Through extensive simulations, we refined these design components and evaluated their impact on trial performance. The results demonstrated that platform trials not only enhance efficiency but also achieve higher statistical power in evaluating individual treatments compared to conventional trials. The efficiency of platform trials is particularly prominent when interim futility analyses are performed to eliminate treatments that have either no or a negligible treatment effect early. Overall, this work provides valuable insights into the design of platform trials in the superiority setting and underscores their potential to accelerate therapy development in MDD and other therapeutic areas, providing a flexible and powerful alternative to traditional trial designs.

重度抑郁症(MDD)是全球致残的主要原因之一。尽管它很流行,但大约三分之一的患者没有从现有的治疗中充分受益,而且最近开发的新药很少。因此,需要更有效的方法来快速评估更广泛的治疗方案。平台试验提供了一个很有前景的解决方案,因为通过共享对照组,减少试验启动和患者招募时间,平台试验允许同时评估多种研究性治疗。该模拟研究的目的是支持MDD II期优势平台试验的设计和优化,考虑到疾病的特异性特征。特别是,我们通过调查关键设计元素,包括分配和随机化策略,以及每次治疗组样本量和中期无效分析,评估了平台试验与传统双臂试验相比的效率。通过广泛的模拟,我们改进了这些设计组件,并评估了它们对试验性能的影响。结果表明,与常规试验相比,平台试验不仅提高了效率,而且在评估个体治疗方面具有更高的统计能力。当进行中期无效分析以消除早期没有治疗效果或治疗效果可以忽略不计的治疗时,平台试验的效率尤为突出。总的来说,这项工作为优势环境下的平台试验设计提供了有价值的见解,并强调了它们加速重度抑郁症和其他治疗领域治疗发展的潜力,提供了传统试验设计的灵活而强大的替代方案。
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引用次数: 0
Prediction Intervals for Overdispersed Binomial Endpoints and Their Application to Toxicological Historical Control Data. 过分散二项终点的预测区间及其在毒理学历史控制数据中的应用。
IF 1.4 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-09-01 DOI: 10.1002/pst.70033
Max Menssen, Jonathan Rathjens

For toxicology studies, the validation of the concurrent control group by historical control data (HCD) has become requirements. This validation is usually done by historical control limits (HCL), which should cover the observations of the concurrent control with a predefined level of confidence. In many applications, HCL are applied to dichotomous data, for example, the number of rats with a tumor versus the number of rats without a tumor (carcinogenicity studies) or the number of cells with a micronucleus out of a total number of cells. Dichotomous HCD may be overdispersed and can be heavily right- (or left-) skewed, which is usually not taken into account in the practical applications of HCL. To overcome this problem, four different prediction intervals (two frequentist, two Bayesian), that can be applied to such data, are proposed. Based on comprehensive Monte-Carlo simulations, the coverage probabilities of the proposed prediction intervals were compared to heuristical HCL typically used in daily toxicological routine (historical range, limits of the np-chart, mean ± $$ pm $$ 2 SD). Our simulations reveal, that frequentist bootstrap calibrated prediction intervals control the type-1-error best, but, also prediction intervals calculated based on Bayesian generalized linear mixed models appear to be practically applicable. Contrary, all heuristics fail to control the type-1-error. The application of HCL is demonstrated based on a real life data set containing historical controls from long-term carcinogenicity studies run on behalf of the U.S. National Toxicology Program. The proposed frequentist prediction intervals are publicly available from the R package predint, whereas R code for the computation of the two Bayesian prediction intervals is provided via GitHub.

在毒理学研究中,利用历史对照数据(HCD)对并发对照组进行验证已成为一种要求。这种验证通常由历史控制限制(HCL)完成,它应该以预定义的置信度覆盖并发控制的观察结果。在许多应用中,HCL应用于二分类数据,例如,有肿瘤的大鼠数量与没有肿瘤的大鼠数量(致癌性研究)或细胞总数中带有微核的细胞数量。二分型HCD可能会过度分散,并可能出现严重的右(或左)偏斜,这在HCL的实际应用中通常没有被考虑到。为了克服这个问题,提出了四种不同的预测区间(两个频域,两个贝叶斯),可以应用于这些数据。基于全面的蒙特卡罗模拟,将提出的预测区间的覆盖概率与日常毒理学常规中通常使用的启发式HCL(历史范围,np图的极限,平均值±$$ pm $$ 2 SD)进行比较。仿真结果表明,频率自提校正的预测区间对1型误差控制效果最好,而基于贝叶斯广义线性混合模型计算的预测区间也具有实际应用价值。相反,所有的启发式方法都不能控制类型1错误。HCL的应用基于一个真实的数据集,其中包含代表美国国家毒理学计划进行的长期致癌性研究的历史对照。建议的频率预测区间可以从R包predint中公开获得,而计算两个贝叶斯预测区间的R代码可以通过GitHub提供。
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引用次数: 0
Comment on "Average Hazard as Harmonic Mean" by Chiba (2025). 评千叶(2025)的“平均危害即谐波平均”。
IF 1.4 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-09-01 DOI: 10.1002/pst.70032
Hajime Uno, Lu Tian, Miki Horiguchi, Satoshi Hattori
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引用次数: 0
Sample Size for Enriched Biomarker Designs With Measurement Error for Time-to-Event Outcomes. 具有时间到事件结果测量误差的富集生物标志物设计的样本量。
IF 1.4 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-09-01 DOI: 10.1002/pst.70027
Siyuan Guo, Susan Halabi, Aiyi Liu

A major emphasis in personalized medicine is to optimally treat subgroups of patients who may benefit from certain therapeutic agents. One relevant study design is the targeted design, in which patients have consented for their specimens to be obtained at baseline and the specimens are sent to a laboratory for assessing the biomarker status prior to randomization. Here, only biomarker-positive patients will be randomized to either an experimental or the standard of care arms. Many biomarkers, however, are derived from patient tissue specimens, which are heterogeneous leading to variability in the biomarker levels and status. This heterogeneity would have an adverse impact on the power of an enriched biomarker clinical trial. In this article, we show the adverse effect of using the uncorrected sample size and overcome this challenge by presenting an approach to adjust for misclassification for the targeted design. Specifically, we propose a sample size formula that adjusts for misclassification and apply it in the design of two phase III clinical trials in renal and prostate cancer.

个性化医疗的一个主要重点是对可能从某些治疗药物中受益的患者进行最佳治疗。一种相关的研究设计是目标设计,在该设计中,患者已同意在基线时获取其标本,并在随机化之前将标本送到实验室评估生物标志物状态。在这里,只有生物标志物阳性的患者将被随机分配到实验组或标准护理组。然而,许多生物标志物来源于患者组织标本,这些组织标本具有异质性,导致生物标志物水平和状态的可变性。这种异质性会对强化生物标志物临床试验的有效性产生不利影响。在本文中,我们展示了使用未校正样本量的不利影响,并通过提出一种方法来调整目标设计的错误分类来克服这一挑战。具体来说,我们提出了一个样本量公式来调整错误分类,并将其应用于肾癌和前列腺癌的两个III期临床试验的设计。
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引用次数: 0
Drift Parameter Based Sample Size Determination in Multi-Stage Bayesian Randomized Clinical Trials. 多阶段贝叶斯随机临床试验中基于漂移参数的样本量确定。
IF 1.4 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-09-01 DOI: 10.1002/pst.70037
Yueyang Han, Haolun Shi, Jiguo Cao, Ruitao Lin

Sample size determination in Bayesian randomized phase II trial design often relies on computationally intensive search methods, presenting challenges in terms of feasibility and efficiency. We propose a novel approach that greatly reduces the computing time of sample size calculations for Bayesian trial designs. Our approach innovatively connects group sequential design with Bayesian trial design and leverages the proportional relationship between sample size and the squared drift parameter. This results in a faster algorithm. By employing regression analysis, our method can accurately pinpoint the required sample size with significantly reduced computational burden. Through theoretical justification and extensive numerical evaluations, we validate our approach and illustrate its efficiency across a wide range of common trial scenarios, including binary endpoint with Beta-Binomial model, normal endpoint, binary/ordinal endpoint under Bayesian generalized linear model, and survival endpoints under Bayesian piecewise exponential models. To facilitate the use of our methods, we create an R package named "BayesSize" on GitHub.

在贝叶斯随机II期试验设计中,样本量的确定往往依赖于计算密集型的搜索方法,这在可行性和效率方面提出了挑战。我们提出了一种新的方法,大大减少了贝叶斯试验设计中样本量计算的计算时间。我们的方法创新地将组序设计与贝叶斯试验设计联系起来,并利用样本量与漂移参数平方之间的比例关系。这导致了一个更快的算法。通过回归分析,我们的方法可以准确地确定所需的样本量,大大减少了计算负担。通过理论论证和广泛的数值评估,我们验证了我们的方法,并说明了其在广泛的常见试验场景下的效率,包括β -二项模型的二进制端点,正态端点,贝叶斯广义线性模型下的二进制/序数端点,以及贝叶斯分段指数模型下的生存端点。为了方便使用我们的方法,我们在GitHub上创建了一个名为“BayesSize”的R包。
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引用次数: 0
Comparing Estimation Methods for the Area Under the Bi-Weibull ROC Curve. 双威布尔ROC曲线下面积估计方法的比较。
IF 1.4 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-09-01 DOI: 10.1002/pst.70038
Ruhul Ali Khan, Musie Ghebremichael

In this paper, we carried out extensive simulation studies to compare the performances of partial and maximum likelihood based methods for estimating the area under the bi-Weibull ROC curve. Further, real data sets from HIV/AIDS research were analyzed for illustrative purposes. Simulation results suggest that both methods perform well and yield similar results for Weibull data. However, for non-Weibull data, both methods perform poorly. The bi-Weibull model yields smooth estimates of ROC curves and a closed-form expression for the area under the ROC curve. Moreover, by adjusting its shape parameter, the bi-Weibull model can represent a variety of distributions, such as exponential, Rayleigh, normal, and extreme value distributions. Its compatibility with Cox's proportional hazards model facilitates the derivation of covariate-adjusted ROC curves and supports analyses involving correlated and longitudinal biomarkers. These properties make the model very useful in the ROC curve analyses. Thus, the bi-Weibull model should be considered as an alternative when the restrictive distributional assumptions of the commonly used parametric models (e.g., binormal model) are not met.

在本文中,我们进行了广泛的仿真研究,以比较基于部分似然和最大似然的方法在估计双威布尔ROC曲线下面积方面的性能。此外,为了说明问题,还分析了来自艾滋病毒/艾滋病研究的真实数据集。仿真结果表明,两种方法对威布尔数据的处理效果良好,且结果相似。然而,对于非威布尔数据,这两种方法的性能都很差。双威布尔模型产生ROC曲线的平滑估计和ROC曲线下面积的封闭形式表达式。此外,通过调整其形状参数,双威布尔模型可以表示各种分布,如指数分布、瑞利分布、正态分布和极值分布。它与Cox比例风险模型的兼容性有利于协变量校正ROC曲线的推导,并支持涉及相关和纵向生物标志物的分析。这些特性使该模型在ROC曲线分析中非常有用。因此,当常用参数模型(如二正态模型)的限制性分布假设不满足时,应考虑采用双威布尔模型。
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引用次数: 0
A General Approach for Sample Size Calculation With Nonproportional Hazards and Cure Rates. 非比例风险和治愈率下样本大小计算的一般方法。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-07-01 DOI: 10.1002/pst.70024
Huan Cheng, Xiaoyun Li, Jianghua He

With the ongoing advancements in cancer drug development, a subset of patients can live quite long, or are even considered cured in certain cancer types. Additionally, nonproportional hazards, such as delayed treatment effects and crossing hazards, are commonly observed in cancer clinical trials with immunotherapy. To address these challenges, various cure models have been proposed to integrate the cure rate into trial designs and accommodate delayed treatment effects. In this article, we introduce a unified approach for calculating sample sizes, taking into account different cure rate models and nonproportional hazards. Our approach supports both the traditional weighted logrank test and the Maxcombo test, which demonstrates robust performance under nonproportional hazards. Furthermore, we assess the accuracy of our sample size estimation through Monte Carlo simulations across various scenarios and compare our method with existing approaches. Several illustrative examples are provided to demonstrate the proposed method.

随着癌症药物开发的不断进步,一部分患者可以活得很长,甚至被认为治愈了某些类型的癌症。此外,非比例危害,如延迟治疗效果和交叉危害,通常在癌症免疫治疗临床试验中观察到。为了应对这些挑战,人们提出了各种治愈模型,将治愈率纳入试验设计,并适应延迟治疗效果。在本文中,我们介绍了一个统一的方法来计算样本量,考虑到不同的治愈率模型和非比例风险。我们的方法既支持传统的加权logrank测试,也支持Maxcombo测试,在非比例风险下表现出稳健的性能。此外,我们通过蒙特卡罗模拟评估了各种场景下样本大小估计的准确性,并将我们的方法与现有方法进行了比较。给出了几个示例来说明所提出的方法。
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引用次数: 0
Further Practical Guidance on Adjusting Time-To-Event Outcomes for Treatment Switching. 关于调整治疗转换的时间到事件结果的进一步实用指南。
IF 1.3 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-07-01 DOI: 10.1002/pst.70019
Claire Watkins, Eva Kleine, Miguel Miranda, Emmanuel Bourmaud, Orlando Doehring

The objective of this article is to bring together the key current information on practical considerations when conducting statistical analyses adjusting long-term outcomes for treatment switching, combining it with learnings from our own experience, thus providing a useful reference tool for analysts. When patients switch from their randomised treatment to another therapy that affects a subsequently observed outcome such as overall survival, there may be interest in estimating the treatment effect under a hypothetical scenario without the intercurrent event of switching. We describe the theory and provide guidance on how and when to conduct analyses using three commonly used complex approaches: rank preserving structural failure time models (RPSFTM), two-stage estimation (TSE), and inverse probability of censoring weighting (IPCW). Extensions and alternatives to the standard approaches are summarised. Important and sometimes misunderstood concepts such as recensoring and sources of variability are explained. An overview of available software and programming guidance is provided, along with an R code repository for a worked example, reporting recommendations, and a review of the current acceptability of these methods to regulatory and health technology assessment agencies. Since the current guidance on this topic is scattered across multiple sources, it is difficult for an analyst to obtain a good overview of all options and potential pitfalls. This paper is intended to save statisticians time and effort by summarizing important information in a single source. By also including recommendations for best practice, it aims to improve the quality of the analyses and reporting when adjusting time-to-event outcomes for treatment switching.

本文的目的是将统计分析调整治疗转换的长期结果时的实际考虑因素的关键当前信息与我们自己的经验相结合,从而为分析人员提供有用的参考工具。当患者从随机治疗切换到另一种治疗时,会影响随后观察到的结果,如总生存率,在没有切换的并发事件的假设情况下,可能有兴趣估计治疗效果。我们描述了理论并提供了如何以及何时使用三种常用的复杂方法进行分析的指导:保秩结构失效时间模型(RPSFTM),两阶段估计(TSE)和审查加权逆概率(IPCW)。总结了标准方法的扩展和替代方法。解释了一些重要但有时被误解的概念,如回调和变异性的来源。提供了可用软件和编程指南的概述,以及用于工作示例的R代码存储库,报告建议,以及对这些方法当前对监管和卫生技术评估机构的可接受性的审查。由于当前关于该主题的指南分散在多个来源,因此分析师很难获得所有选项和潜在陷阱的良好概述。本文旨在通过总结单一来源的重要信息来节省统计学家的时间和精力。通过还包括最佳实践建议,它旨在提高在调整治疗转换的时间到事件结果时的分析和报告质量。
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引用次数: 0
期刊
Pharmaceutical Statistics
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