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A Monotone Approximate Dynamic Programming Approach for the Stochastic Scheduling, Allocation, and Inventory Replenishment Problem: Applications to Drone and Electric Vehicle Battery Swap Stations 随机调度、分配和库存补充问题的单调近似动态规划方法:在无人机和电动汽车电池交换站中的应用
Pub Date : 2021-05-14 DOI: 10.1287/trsc.2021.1108
A. Asadi, Sarah G. Nurre Pinkley
There is a growing interest in using electric vehicles (EVs) and drones for many applications. However, battery-oriented issues, including range anxiety and battery degradation, impede adoption. Battery swap stations are one alternative to reduce these concerns that allow the swap of depleted for full batteries in minutes. We consider the problem of deriving actions at a battery swap station when explicitly considering the uncertain arrival of swap demand, battery degradation, and replacement. We model the operations at a battery swap station using a finite horizon Markov decision process model for the stochastic scheduling, allocation, and inventory replenishment problem (SAIRP), which determines when and how many batteries are charged, discharged, and replaced over time. We present theoretical proofs for the monotonicity of the value function and monotone structure of an optimal policy for special SAIRP cases. Because of the curses of dimensionality, we develop a new monotone approximate dynamic programming (ADP) method, which intelligently initializes a value function approximation using regression. In computational tests, we demonstrate the superior performance of the new regression-based monotone ADP method compared with exact methods and other monotone ADP methods. Furthermore, with the tests, we deduce policy insights for drone swap stations.
在许多应用中,人们对使用电动汽车(ev)和无人机越来越感兴趣。然而,电池导向的问题,包括里程焦虑和电池退化,阻碍了采用。电池更换站是减少这些担忧的一种选择,它允许在几分钟内将耗尽的电池更换为充满的电池。我们考虑了当明确考虑不确定的交换需求到来、电池退化和更换时,在电池交换站导出行动的问题。针对随机调度、分配和库存补充问题(SAIRP),我们使用有限视界马尔可夫决策过程模型对电池交换站的操作进行建模,该模型决定了何时以及充电、放电和更换电池的数量。我们给出了特殊SAIRP情况下值函数的单调性和最优策略的单调结构的理论证明。由于维数的限制,我们提出了一种新的单调近似动态规划(ADP)方法,该方法利用回归智能地初始化值函数逼近。在计算试验中,我们证明了基于回归的单调ADP方法与精确方法和其他单调ADP方法相比具有优越的性能。此外,通过测试,我们推断出无人机交换站的政策见解。
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引用次数: 8
Equitable Vessel Traffic Scheduling in a Seaport 海港船舶交通的公平调度
Pub Date : 2021-04-30 DOI: 10.2139/SSRN.3808857
Shuai Jia, Q. Meng, H. Kuang
In the global maritime transportation network, the on-time performance of cargo transportation depends largely on the service capacity and accessibility of seaports. When opportunities for infrastructure expansions are not available, seaport congestion mitigation may require effective scheduling of the vessel traffic in the port waters. Although existing works on vessel traffic scheduling focus on minimizing vessel delays, this paper studies a novel vessel traffic scheduling problem that aims to address the inter-shipping line equity issue. We develop a lexicographic optimization model that accounts for two conflicting performance measures: efficiency, which favors minimizing total vessel delay; and equity, which favors balancing the impacts of delays fairly among shipping lines. Our model allows the port operator to quantify the efficiency-equity tradeoff and make the best vessel traffic scheduling decisions. For solving the model, we develop an effective two-stage solution method in which the first stage solves two single-objective models to obtain the maximum system efficiency and equity, whereas the second stage trades between efficiency and equity and seeks the best compromise between the two conflicting objectives. We apply our model and solution method on instances generated from the operational data of the Port of Shanghai. Our computational results show that an efficiency-oriented model can lead to highly inequitable traffic plans, whereas inter-shipping line equity can be achieved at only mild losses in efficiency, indicating that the consideration of inter-shipping line equity can lead to satisfactory service at both the vessel level and the shipping line level.
在全球海上运输网络中,货物运输的准点率在很大程度上取决于海港的服务能力和可达性。在没有机会扩建基础设施的情况下,缓解海港拥挤可能需要对港口水域的船舶交通进行有效的调度。现有的船舶交通调度研究主要集中在船舶延误最小化上,本文研究了一种新的船舶交通调度问题,该问题旨在解决船舶间航线公平问题。我们开发了一个字典优化模型,该模型考虑了两个相互冲突的性能指标:效率,这有利于最小化船舶总延误;以及公平,这有利于在航运公司之间公平地平衡延误的影响。我们的模型允许港口运营商量化效率-公平权衡,并做出最佳的船舶交通调度决策。为了求解该模型,我们开发了一种有效的两阶段求解方法,其中第一阶段求解两个单目标模型以获得最大的系统效率和公平,而第二阶段在效率和公平之间进行交易,寻求两个冲突目标之间的最佳妥协。将该模型和求解方法应用于上海港运行数据生成的实例。我们的计算结果表明,以效率为导向的模型会导致高度不公平的交通计划,而航运公司间的公平只会在效率的轻微损失下实现,这表明考虑航运公司间的公平可以在船舶层面和航运公司层面上获得令人满意的服务。
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引用次数: 7
Electric Vehicle Routing with Public Charging Stations 带有公共充电站的电动汽车路线
Pub Date : 2021-03-24 DOI: 10.1287/TRSC.2020.1018
Nicholas D. Kullman, J. Goodson, J. Mendoza
We introduce the electric vehicle routing problem with public-private recharging strategy in which vehicles may recharge en route at public charging infrastructure as well as at a privately-owned depot. To hedge against uncertain demand at public charging stations, we design routing policies that anticipate station queue dynamics. We leverage a decomposition to identify good routing policies, including the optimal static policy and fixed-route-based rollout policies that dynamically respond to observed queues. The decomposition also enables us to establish dual bounds, providing a measure of goodness for our routing policies. In computational experiments using real instances from industry, we show the value of our policies to be within 10% of a dual bound. Furthermore, we demonstrate that our policies significantly outperform the industry-standard routing strategy in which vehicle recharging generally occurs at a central depot. Our methods stand to reduce the operating costs associated with electric vehicles, facilitating the transition from internal-combustion engine vehicles.
本文介绍了公私充电策略下的电动汽车路线问题,其中车辆可以在公共充电基础设施中充电,也可以在私人拥有的充电站充电。为了对冲公共充电站不确定的需求,我们设计了预测充电站队列动态的路由策略。我们利用分解来确定好的路由策略,包括最优静态策略和基于固定路由的rollout策略,这些策略可以动态响应观察到的队列。分解还使我们能够建立对偶边界,为我们的路由策略提供了一个度量。在使用工业实际实例的计算实验中,我们表明我们的策略的值在对偶界的10%以内。此外,我们证明了我们的政策明显优于行业标准的路线策略,其中车辆充电通常发生在中心仓库。我们的方法可以降低与电动汽车相关的运营成本,促进从内燃机汽车的过渡。
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引用次数: 31
Intraroute Resource Replenishment with Mobile Depots 内部资源补充与移动仓库
Pub Date : 2021-03-22 DOI: 10.1287/TRSC.2020.1034
Julian Hof, Michael Schneider
In numerous practical vehicle-routing applications, larger vehicles are employed as mobile depots to support a fleet of smaller vehicles that perform certain tasks. The mobile depots offer the possibility of keeping the task vehicles operational by supplying them en route with certain resources. For example, in two-echelon distribution systems, small task vehicles are used to navigate narrow streets and to deliver/collect goods or to collect waste, and larger vehicles serve as mobile depots to replenish the goods to be delivered or to receive collected goods or waste at the outskirts of the urban area. Accessibility constraints may also be imposed by regulations on emissions, which make some areas only accessible for environmentally friendly vehicles such as, for example, battery-powered electric vehicles. Especially if the respective refueling infrastructure is sparse, mobile refueling stations seem to be an interesting alternative. In this paper, we introduce the vehicle-routing problem with time windows and mobile depots (VRPTWMD) to capture the routing decisions of the described applications in a generalized fashion. The VRPTWMD is characterized by fleets of task vehicles (TVs) and support vehicles (SVs). The SVs may serve as mobile depots to restore either the load or the fuel capacity of the TVs that are used to fulfill the customer requests. We present a mixed-integer program for the VRPTWMD with which small instances can be solved using a commercial solver. Moreover, we develop a high-quality hybrid heuristic composed of an adaptive large neighborhood search and a path relinking approach to provide solutions on larger problem instances. We use a newly generated set of large VRPTWMD instances to analyze the effect of different problem characteristics on the structure of the identified solutions. In addition, our approach shows very convincing performance on benchmark instances for the related two-echelon multiple-trip VRP with satellite synchronization, which can be viewed as a special case of the VRPTWMD. Our heuristic is able to significantly improve a large part of the previous best-known solutions while spending notably less computation time than the comparison algorithm from the literature.
在许多实际的车辆路线应用中,大型车辆被用作移动仓库,以支持执行某些任务的小型车辆车队。移动仓库通过在途中向任务车辆提供某些资源来保持其运作。例如,在两梯队配送系统中,小型任务车用于在狭窄的街道上行驶,运送/收集货物或收集废物,大型车辆作为移动仓库,在城市郊区补充要交付的货物或接收收集的货物或废物。排放条例也可能对可达性施加限制,使某些地区仅供环境友好型车辆(例如电池供电的电动车辆)进入。特别是如果各自的加油基础设施是稀疏的,移动加油站似乎是一个有趣的选择。在本文中,我们引入了带时间窗口和移动仓库的车辆路由问题(VRPTWMD),以一种一般化的方式捕获所描述应用程序的路由决策。VRPTWMD的特点是由任务车(tv)车队和支援车(SVs)车队组成。sv可以作为移动仓库,用于恢复用于满足客户请求的电视的负载或燃料容量。我们提出了VRPTWMD的混合整数程序,该程序可以使用商业求解器求解小实例。此外,我们开发了一种由自适应大邻域搜索和路径链接方法组成的高质量混合启发式算法,以提供更大问题实例的解决方案。我们使用新生成的一组大型VRPTWMD实例来分析不同问题特征对识别出的解决方案结构的影响。此外,我们的方法在具有卫星同步的相关两梯次多行程VRP的基准实例上显示了非常令人信服的性能,这可以视为VRPTWMD的特殊情况。我们的启发式算法能够显著改进以前最著名的解决方案的很大一部分,同时花费的计算时间明显少于文献中的比较算法。
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引用次数: 6
Fully Distributed Optimization-Based CAV Platooning Control Under Linear Vehicle Dynamics 线性车辆动力学下基于全分布优化的自动驾驶汽车队列控制
Pub Date : 2021-03-20 DOI: 10.13016/M29FWP-JWCG
Jinglai Shen, Eswar Kumar H. Kammara, Lili Du
This paper develops distributed optimization-based, platoon-centered connected and autonomous vehicle (CAV) car-following schemes, motivated by the recent interest in CAV platooning technologies. Various distributed optimization or control schemes have been developed for CAV platooning. However, most existing distributed schemes for platoon centered CAV control require either centralized data processing or centralized computation in at least one step of their schemes, referred to as partially distributed schemes. In this paper, we develop fully distributed optimization based, platoon centered CAV platooning control under the linear vehicle dynamics via the model predictive control approach with a general prediction horizon. These fully distributed schemes do not require centralized data processing or centralized computation through the entire schemes. To develop these schemes, we propose a new formulation of an objective function and a decomposition method that decomposes a densely coupled central objective function into the sum of multiple locally coupled functions whose coupling satisfies the network topology constraint. We then exploit locally coupled optimization and operator splitting methods to develop fully distributed schemes. Control design and stability analysis is carried out to achieve desired traffic transient performance and asymptotic stability. Numerical tests demonstrate the effectiveness of the proposed fully distributed schemes and CAV platooning control.
本文开发了基于分布式优化、以队列为中心的联网和自动驾驶汽车(CAV)汽车跟随方案,其动机是最近对CAV队列驾驶技术的兴趣。针对自动驾驶汽车的队列,人们开发了各种分布式优化或控制方案。然而,大多数现有的以排为中心的CAV控制的分布式方案在其方案中至少有一步需要集中数据处理或集中计算,称为部分分布式方案。本文采用具有一般预测视界的模型预测控制方法,研究了线性车辆动力学下基于全分布优化、以队列为中心的CAV队列控制。这些完全分布式的方案不需要通过整个方案进行集中的数据处理或集中的计算。为了开发这些方案,我们提出了一种新的目标函数公式和一种分解方法,该方法将密集耦合的中心目标函数分解为多个局部耦合函数的和,这些局部耦合函数的耦合满足网络拓扑约束。然后,我们利用局部耦合优化和算子分裂方法来开发完全分布式的方案。为了达到理想的交通暂态性能和渐近稳定,进行了控制设计和稳定性分析。数值实验验证了所提出的全分布式方案和CAV队列控制的有效性。
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引用次数: 8
Graph Signal Processing Techniques for Analyzing Aviation Disruptions 分析航空干扰的图形信号处理技术
Pub Date : 2021-03-15 DOI: 10.1287/TRSC.2020.1026
Max Z. Li, Karthik Gopalakrishnan, Kristyn Pantoja, H. Balakrishnan
Understanding the characteristics of air-traffic delays and disruptions is critical for developing ways to mitigate their significant economic and environmental impacts. Conventional delay-performance metrics reflect only the magnitude of incurred flight delays at airports; in this work, we show that it is also important to characterize the spatial distribution of delays across a network of airports. We analyze graph-supported signals, leveraging techniques from spectral theory and graph-signal processing to compute analytical and simulation-driven bounds for identifying outliers in spatial distribution. We then apply these methods to the case of airport-delay networks and demonstrate the applicability of our methods by analyzing U.S. airport delays from 2008 through 2017. We also perform an airline-specific analysis, deriving insights into the delay dynamics of individual airline subnetworks. Through our analysis, we highlight key differences in delay dynamics between different types of disruptions, ranging from nor’easters and hurricanes to airport outages. We also examine delay interactions between airline subnetworks and the system-wide network and compile an inventory of outlier days that could guide future aviation operations and research. In doing so, we demonstrate how our approach can provide operational insights in an air-transportation setting. Our analysis provides a complementary metric to conventional aviation-delay benchmarks and aids airlines, traffic-flow managers, and transportation-system planners in quantifying off-nominal system performance.
了解空中交通延误和中断的特征对于制定减轻其重大经济和环境影响的方法至关重要。传统的延误绩效指标仅反映机场发生的航班延误的程度;在这项工作中,我们表明,在机场网络中表征延误的空间分布也很重要。我们分析图形支持的信号,利用频谱理论和图形信号处理技术来计算分析和模拟驱动的边界,以识别空间分布中的异常值。然后,我们将这些方法应用于机场延误网络的案例,并通过分析2008年至2017年的美国机场延误来证明我们方法的适用性。我们还进行了特定航空公司的分析,以深入了解各个航空公司子网的延迟动态。通过我们的分析,我们强调了不同类型的中断之间延迟动态的关键差异,从飓风和飓风到机场中断。我们还研究了航空公司子网和全系统网络之间的延迟相互作用,并编制了一个异常天数的清单,可以指导未来的航空运营和研究。在此过程中,我们展示了我们的方法如何在航空运输环境中提供运营见解。我们的分析为传统的航空延误基准提供了一个补充度量,并帮助航空公司、交通流量管理人员和运输系统规划者量化非标称系统性能。
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引用次数: 9
Workforce Scheduling with Order-Picking Assignments in Distribution Facilities 配送设施中具有拣货任务的劳动力调度
Pub Date : 2021-03-08 DOI: 10.1287/TRSC.2020.1029
Arpan Rijal, Marco Bijvank, A. Goel, R. Koster
Scheduling the availability of order pickers is crucial for effective operations in a distribution facility with manual order pickers. When order-picking activities can only be performed in specific time windows, it is essential to jointly solve the order picker shift scheduling problem and the order picker planning problem of assigning and sequencing individual orders to order pickers. This requires decisions regarding the number of order pickers to schedule, shift start and end times, break times, as well as the assignment and timing of order-picking activities. We call this the order picker scheduling problem and present two formulations. A branch-and-price algorithm and a metaheuristic are developed to solve the problem. Numerical experiments illustrate that the metaheuristic finds near-optimal solutions at 80% shorter computation times. A case study at the largest supermarket chain in The Netherlands shows the applicability of the solution approach in a real-life business application. In particular, different shift structures are analyzed, and it is concluded that the retailer can increase the minimum compensated duration for employed workers from six hours to seven or eight hours while reducing the average labor cost with up to 5% savings when a 15-minute flexibility is implemented in the scheduling of break times.
安排订单选取器的可用性对于使用人工订单选取器的配送设施的有效操作至关重要。当拣货活动只能在特定的时间窗口内进行时,需要共同解决拣货人的班次调度问题和拣货人的计划问题,即将单个订单分配给拣货人并进行排序。这就需要决定要安排的拣单员的数量、轮班开始和结束时间、休息时间,以及拣单活动的分配和时间。我们称此为拣单调度问题,并给出两种表述。提出了分支定价算法和元启发式算法来解决这一问题。数值实验表明,元启发式算法以缩短80%的计算时间找到接近最优解。在荷兰最大的连锁超市进行的一个案例研究显示了该解决方案方法在实际业务应用程序中的适用性。特别是,对不同的轮班结构进行了分析,得出的结论是,当在休息时间调度中实施15分钟的灵活性时,零售商可以将受雇工人的最低补偿时间从6小时增加到7或8小时,同时降低平均劳动力成本,节省高达5%。
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引用次数: 10
Robust Emergency Relief Supply Planning for Foreseen Disasters Under Evacuation-Side Uncertainty 疏散不确定性下可预见灾害的稳健应急救援供应计划
Pub Date : 2021-02-25 DOI: 10.1287/TRSC.2020.1020
J. Dalal, H. Üster
For foreseen natural disasters (e.g., hurricanes or floods), the uncertainties faced in relief logistics primarily stem from evacuation activities. We present a strategic planning problem to supply relief items by considering uncertainties in disaster location, intensity, duration, and evacuee compliance. To ensure time- and cost-effectiveness in relief distribution, we develop a robust optimization model to determine centralized supply locations, and supply quantities for different transportation modes in a five-tier network. In doing so, we consider the interaction between evacuation and supply-side activities and capture the inherent uncertainties using a combination of event and box uncertainty representations. Our model provides a decision maker with the flexibility of including or excluding the time dependency of evacuation-related uncertainties. Accordingly, it suggests a threshold time window for relief distribution, beyond which either the system cost increases or the benefits of early distribution diminish. Although the model primarily aids a policymaker in strategic preparedness, its tactical variant can aid the efficient distribution. We devise an enhanced Benders decomposition-based efficient solution method to solve realistic-size problems. In a case study using geographic information system data, we highlight the complex dynamics among various system components and discuss the resulting time-cost trade-offs that also influence the network structure.
对于可预见的自然灾害(例如飓风或洪水),救灾后勤面临的不确定性主要来自撤离活动。我们提出了一个战略规划问题,通过考虑灾害地点、强度、持续时间和撤离人员依从性的不确定性来提供救援物品。为了确保救灾分配的时间和成本效益,我们开发了一个强大的优化模型,以确定集中供应地点,以及在五层网络中不同运输方式的供应数量。在此过程中,我们考虑了疏散和供给侧活动之间的相互作用,并使用事件和盒不确定性表示的组合来捕捉固有的不确定性。我们的模型为决策者提供了包括或排除疏散相关不确定性的时间依赖性的灵活性。在此基础上,提出了救济分配的阈值时间窗口,超过该时间窗口,要么系统成本增加,要么早期分配的收益减少。虽然该模型主要帮助决策者进行战略准备,但其战术变体可以帮助有效分配。我们设计了一种增强的基于Benders分解的高效求解方法来解决实际尺寸问题。在使用地理信息系统数据的案例研究中,我们强调了各种系统组件之间的复杂动态,并讨论了由此产生的时间成本权衡,这些权衡也会影响网络结构。
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引用次数: 16
Designing zonal-based flexible bus services under stochatic demand 随机需求下基于区域的灵活公交服务设计
Pub Date : 2021-02-24 DOI: 10.1287/trsc.2021.1054
Enoch Lee, Xue-kai Cen, H. Lo, K. Ng
In this paper, we develop a zonal-based flexible bus services (ZBFBS) by considering both passenger demands’ spatial (origin-destination or OD) and volume stochastic variations. Service requests are grouped by zonal OD pairs and number of passengers per request, and aggregated into demand categories which follow certain probability distributions. A two-stage stochastic program is formulated to minimize the expected operating cost of ZBFBS, in which the zonal visit sequences of vehicles are determined in stage 1, whereas in stage 2, service requests are assigned to either regular routes determined in stage 1 or ad hoc services that incur additional costs. Demand volume reliability and detour time reliability are introduced to ensure quality of the services and separate the problem into two phases for efficient solutions. In phase 1, given the reliability requirements, we minimize the cost of operating the regular services. In phase 2, we optimize the passenger assignment to vehicles to minimize the expected ad hoc service cost. The reliabilities are then optimized by a gradient-based approach to minimize the sum of the regular service operating cost and expected ad hoc service cost. We conduct numerical studies on vehicle capacity, detour time limit and demand volume to demonstrate the potential of ZBFBS, and apply the model to Chengdu, China, based on real data to illustrate its applicability.
本文在考虑乘客需求空间(始发地或OD)和客运量随机变化的基础上,提出了一种基于区域的灵活公交服务模式。服务请求按区域OD对和每个请求的乘客数量分组,并按照一定的概率分布聚合到需求类别中。为了最大限度地降低ZBFBS的预期运营成本,设计了一个两阶段的随机方案,其中在第一阶段确定车辆的区域访问顺序,而在第二阶段,将服务请求分配给第一阶段确定的常规路线或产生额外成本的临时服务。为了保证服务质量,引入了需求量可靠性和绕行时间可靠性,并将问题分为两个阶段进行有效解决。在阶段1中,给定可靠性要求,我们将运行常规服务的成本降至最低。在第二阶段,我们优化乘客分配到车辆,以最小化预期的临时服务成本。然后,通过基于梯度的方法对可靠性进行优化,以最小化常规服务运营成本和预期临时服务成本的总和。通过对车辆通行能力、绕行时限和需求量的数值研究,论证了ZBFBS的潜力,并以中国成都市为例,基于实际数据验证了该模型的适用性。
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引用次数: 7
Efficient Formulations and Decomposition Approaches for Power Peak Reduction in Railway Traffic via Timetabling 铁道交通调度降峰的有效公式与分解方法
Pub Date : 2021-02-23 DOI: 10.1287/TRSC.2020.1021
Andreas Bärmann, Alexander Martin, Oskar Schneider
Over the last few years, optimization models for the energy-efficient operation of railway traffic have received more and more attention, particularly in connection with timetable design. In this work, we study the effect of load management via timetabling. The idea is to consider trains as time-flexible consumers in the railway power supply network and to use slight shifts in the departure times from the stations to avoid too many simultaneous departures. This limits peak consumption and can help to improve the stability of the power supply. To this end, we derive efficient formulations for the problem of an optimal timetable adjustment based on a given timetable draft, two of which even allow for totally unimodular polyhedral descriptions. The proper choice of the objective function allows the incorporation of the priorities of either the train operating companies or the infrastructure manager. These include the avoidance of large peaks in average or instantaneous consumption and the improved use of recuperated braking energy. To solve the arising optimization models efficiently, we develop specially tailored exact Benders decomposition schemes that allow for the computation of high-quality solutions within a very short time. In an extensive case study for German railway passenger traffic, we show that our methods are capable of solving the problem on a nationwide scale. We see that the optimal adjustment of timetables entails a tremendous potential for reducing energy consumption.
近年来,铁路交通节能运行的优化模型越来越受到人们的关注,特别是与列车时刻表设计相关的优化模型。在这项工作中,我们研究了通过时间表进行负荷管理的效果。这个想法是将列车视为铁路供电网络中时间灵活的消费者,并在车站的发车时间上进行轻微的调整,以避免同时发车的次数过多。这限制了峰值消耗,有助于提高电源的稳定性。为此,我们推导了基于给定时间表草案的最优时间表调整问题的有效公式,其中两个公式甚至允许完全单模多面体描述。目标函数的适当选择允许合并列车运营公司或基础设施管理者的优先级。这包括避免平均或瞬时消耗的大峰值,以及改进回收制动能量的使用。为了有效地解决出现的优化模型,我们开发了专门定制的精确Benders分解方案,允许在很短的时间内计算高质量的解决方案。在对德国铁路客运的广泛案例研究中,我们表明我们的方法能够在全国范围内解决问题。我们看到,对时间表的最佳调整具有减少能源消耗的巨大潜力。
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引用次数: 11
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