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PRN: Business & Professional Ethics (Sub-Topic)最新文献

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The Dark Side of Embeddedness: When Family Relationships Give Rise to Malfeasance 嵌入性的阴暗面:当家庭关系导致渎职
Pub Date : 2016-09-01 DOI: 10.2139/ssrn.3217591
Jian Bai Li
Research on embeddedness and social networks has shown that social relationships generate trust and dedication, but scholars have also surmised that social relationships may give rise to malfeasanc...
对嵌入性和社会网络的研究表明,社会关系产生信任和奉献,但学者们也推测,社会关系可能会导致渎职……
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引用次数: 0
Preventive Anti-Corruption Measures in Public Procurement: Issues and Challenges 公共采购中的预防性反腐败措施:问题与挑战
Pub Date : 2016-07-12 DOI: 10.2139/ssrn.2808610
B. Raganelli, I. Mauro
The lack of integrity and corruption affects human rights, has important implications on the market and represents an issue in Public Procurement. Non-transparent economic interests supported by lobbies may influence legislation, its implementation, the competition and finally the economic growth and competiveness of the market itself.One increasingly popular way for States to prevent bribery committed overseas is adopting measures with extraterritorial implications or to assert direct extraterritorial jurisdiction in specific instances. These measures may have local preferences implications.A community of values is growing in the wider context of transnational and international bodies such as OECD, UN, and single Member States, to promote a joint system against corruption, but still needs clear means of actions.How to ensure integrity, accountability and transparency of public authorities and economic operators across Countries?The paper investigates two different profiles linked to the same phenomena with a comparative approach. The legal boundaries of lobbying as joint to conflicts of interest and corruption, on one side; the effects of some extraterritorial legislation, such as the US and the UK anti-bribery models, on the other. It analyses the role of private and public preventive anti-corruption measures as a mean of action.
缺乏廉正和腐败影响到人权,对市场产生重要影响,是公共采购中的一个问题。游说集团支持的不透明的经济利益可能影响立法、立法的实施、竞争,最终影响市场本身的经济增长和竞争力。各国防止海外贿赂行为的一种日益流行的方法是采取具有治外法权影响的措施或在具体情况下主张直接治外法权。这些措施可能会影响当地的偏好。在经济合作与发展组织(OECD)、联合国(UN)和单一成员国等跨国和国际机构的更广泛背景下,价值观共同体正在形成,以促进建立一个共同的反腐败体系,但仍需要明确的行动手段。如何确保各国公共当局和经济经营者的廉正、问责制和透明度?本文用比较的方法研究了与同一现象有关的两种不同的概况。一方面,游说的法律界限与利益冲突和腐败有关;一些域外立法(如美国和英国的反贿赂模式)对另一方面的影响。它分析了私人和公共预防性反腐败措施作为行动手段的作用。
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引用次数: 0
Corporate Social Responsibility and Demand for New Equity Issues 企业社会责任与新股发行需求
Pub Date : 2016-07-01 DOI: 10.2139/ssrn.2505779
B. Chong, Zhenbin Liu
Consistent with the hypothesis that equity demand is negatively (positively) affected by CSR concerns (strengths) of the issuer, we find that (1) issuers with greater CSR concerns are more likely to revise downwards the terms (offer price, number of shares offered, and total proceeds raised) of their stock offerings; (2) the probability of the over-allotment option being exercised is negatively related to CSR concerns in SEO issues, but is positively related to CSR strengths in IPO issues; and (3) the change in the percentage of institutional holdings around the issue date is positively (negatively) related to CSR strengths (concerns).
与股权需求受发行人社会责任关注(优势)负(正)影响的假设一致,我们发现:(1)社会责任关注程度较高的发行人更有可能下调其股票发行条款(发行价格、发行股份数量和募集资金总额);(2)行使超额配售权的概率与SEO问题中的企业社会责任关注度呈负相关,而与IPO问题中的企业社会责任强度呈正相关;(3)发行日期前后机构持股比例的变化与企业社会责任优势(关注点)正相关(负相关)。
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引用次数: 0
Buchanan and Pro-Social Behaviors: Why Ethics Is Necessary 布坎南和亲社会行为:为什么伦理是必要的
Pub Date : 2015-09-01 DOI: 10.2139/ssrn.2708632
A. Marciano
L’objet de cet article est d’analyser le role de l’ethique et de l’interet personnel chez Buchanan et dans les explications qu’il donne des comportements pro-sociaux. Notre argument est que, pour Buchanan, non seulement l’ethique est importante mais elle est aussi necessaire. Dit autrement, si les individus ne sont pas contraints par des principes ethiques, c’est-a-dire s’ils poursuivent leur interet personnel de maniere etroite, alors ils ne se comportent pas de maniere pro-sociale. Nous montrons, dans une analyse historique, comment Buchanan a construit cet argument et comment il est progressivement devenu convaincu de la necessite de l’ethique. Cela implique, en particulier, de revoir son argument sur la taille des groupes qui est une condition necessaire mais pas suffisante pour l’adoption de comportements pro-sociaux. En effet, meme dans les petits groupes, les individus qui ne suivent pas des principes ethiques et qui se preoccupent uniquement de leur interet personnel ne se comportent pas de maniere pro-sociale.
本文的目的是分析伦理和个人利益在布坎南的作用,以及他对亲社会行为的解释。我们的论点是,对布坎南来说,道德不仅重要,而且是必要的。换句话说,如果个人不受伦理原则的约束,也就是说,如果他们狭隘地追求自己的个人利益,那么他们就不会以亲社会的方式行事。在历史分析中,我们展示了布坎南如何构建这一论点,以及他如何逐渐确信伦理的必要性。特别是,这意味着要重新审视他关于群体规模的论点,这是亲社会行为的必要条件,但不是充分条件。事实上,即使在小群体中,不遵循道德原则、只关心个人利益的个人也不会以亲社会的方式行事。
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引用次数: 3
Combating Corruption in International Business: The Big Questions 打击国际商业中的腐败:大问题
Pub Date : 2015-08-21 DOI: 10.2139/SSRN.2649121
David Hess
The last several years have seen a significant rise in the efforts of governments to combat the supply side of corruption. Due to these increased efforts, now is an important time to ask some of the big questions in combating corruption. In short, my big questions relate to understanding why corporations pay bribes, what corporations need to do to stop paying bribes, and how to encourage corporations to actively fight corruption (that is, to combat corruption beyond their organizational boundaries). The first section of the essay addresses the question: why do corporations pay bribes? This leads to two additional questions: why do employees pay bribes, and when are compliance and ethics programs effective in preventing the payment of bribes? The next big question focuses on issues of corporate social responsibility: what should a corporation do to combat corruption? That is, is it sufficient for a corporation to simply ensure that its employees do not pay bribes, or should the corporation do something more?
过去几年,各国政府在打击供给侧腐败方面的努力显著增加。由于这些努力的加强,现在是提出一些打击腐败的重大问题的重要时机。简而言之,我的主要问题是理解公司为什么行贿,公司需要做些什么来停止行贿,以及如何鼓励公司积极打击腐败(即打击超越组织边界的腐败)。文章的第一部分解决了这个问题:企业为什么行贿?这就引出了另外两个问题:为什么员工会行贿?合规和道德项目何时能有效防止行贿?下一个大问题集中在企业社会责任问题上:企业应该如何打击腐败?也就是说,公司仅仅确保员工不行贿就足够了吗?还是公司应该做更多的事情?
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引用次数: 9
The Compelling Case for Gender Diversity to Enhance Businesses Bottom Line 性别多样性提高企业利润的令人信服的案例
Pub Date : 2015-05-16 DOI: 10.2139/SSRN.2606873
Shafi Mohamad
This paper aims to study the possible relationship between gender diversity and the impact this could have for enhancement of businesses bottom line. There is compelling evidence from the literature to suggest that all else being equal women are more inclined to act ethically as opposed to men when confronted by dodgy business transactions. The suggestion that follows on from this type of ethical behaviour is that when applied consistently in similar business scenarios, will tend to have a favourable impact on a corporation’s bottom line over time. Although no empirical evidence was gathered to support this hypothesis the author would like to make the argument about a positive relationship between gender diversity and the favourable impact this would have on the corporation’s bottom line as reflected by all the standard indicators based on the available anecdotal evidence.
本文旨在研究性别多样性和影响之间可能的关系,这可能有提高企业的底线。文献中有令人信服的证据表明,在其他条件都相同的情况下,女性在面对狡猾的商业交易时,比男性更倾向于表现得合乎道德。从这种道德行为中得出的结论是,如果在类似的商业场景中持续应用,随着时间的推移,往往会对公司的底线产生有利的影响。虽然没有收集到任何经验证据来支持这一假设,但作者希望根据现有的轶事证据,就所有标准指标所反映的性别多样性与这将对公司底线产生的有利影响之间的积极关系提出论点。
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引用次数: 0
Protestant Work Ethic Among the Muslims: Changeable Empirical Evidence 穆斯林中的新教职业道德:多变的经验证据
Pub Date : 2015-02-18 DOI: 10.2139/ssrn.2566760
A. Shirokanova
This paper deals with the recently revealed paradox that contemporary Muslims demonstrate a stronger Protestant work ethic (PWE) than contemporary Protestants do. I test whether this paradox is supported in a multilevel analysis on internationally comparative WVS data. According to Inglehart’s theory of post-materialist shift, work ethic should be stronger in the developing societies that do not have enough existential security. Following the debate on the Protestant work ethic I test another hypothesis saying that the effects of PWE extend beyond the religious population of Protestant countries. On waves four and five of the World Values Survey, I compare the strength of work ethic between the Muslims and Protestants in multilevel ordinal outcome models. The models built on 26,156 respondents in 56 countries show no significance in work ethic between Muslims and Protestants, all else being equal. Living in a historically Protestant society does not increase work ethic by itself, but being religious in a Protestant society does. In all developed countries, work ethic is likely to decrease. Overall, the evidence of a stronger work ethic among the Muslims is changeable; in some models, Muslims are likely to have a stronger work ethic than Protestants, but in other models Muslims are not significantly different from Protestants. This poses further research questions about the universal features of different religious ethics and on the non-religious factors explaining the progress linked with the Protestant work ethic
这篇论文处理了最近揭示的悖论,即当代穆斯林比当代新教徒表现出更强的新教职业道德(PWE)。我在国际比较WVS数据的多层次分析中检验了这一悖论是否得到支持。根据英格尔哈特的后唯物主义转变理论,在没有足够生存保障的发展中社会,职业道德应该更强。在关于新教职业道德的辩论之后,我测试了另一个假设,即PWE的影响超出了新教国家的宗教人口。在世界价值观调查的第四和第五波中,我在多层有序结果模型中比较了穆斯林和新教徒之间的职业道德强度。基于56个国家26156名受访者的模型显示,在其他条件相同的情况下,穆斯林和新教徒之间的职业道德没有显著差异。生活在历史上的新教社会本身并不会增加职业道德,但在新教社会中信仰宗教却会。在所有发达国家,职业道德都可能下降。总的来说,穆斯林中更强的职业道德的证据是多变的;在某些模型中,穆斯林可能比新教徒有更强的职业道德,但在其他模型中,穆斯林与新教徒并没有明显的不同。这就提出了进一步的研究问题,即不同宗教伦理的普遍特征以及解释与新教职业伦理有关的进步的非宗教因素
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引用次数: 0
Tourism Companies: Values and Norm. Profiles: The Case of a Russian Tour Operator 旅游公司:价值观与规范。简介:一个俄罗斯旅游经营者的案例
Pub Date : 2014-10-31 DOI: 10.2139/ssrn.2517308
V. Kabalina, K. Reshetnikova, M. Predvoditeleva
This paper presents the results of research into the values and norms which are adhered to a Russian tour operator, the employees’ personal business values, and the level of their adherence to company regulations. The empirical data of this research includes the company’s internal documents, four in-depth interviews with senior management employees, and a survey of 98 employees. The value and norm profiles of the organization and its employees were identified, as well as the areas in which they converged and diverged. This research shed some light on those values and norms which are characteristic of a tourism organization, and attempted to fill the gap in the extant knowledge on this topic in the academic literature.
本文介绍了对俄罗斯旅游经营者所坚持的价值观和规范、员工的个人商业价值观以及他们遵守公司规章制度的程度的研究结果。本研究的实证数据包括公司内部文件,四次对公司高级管理人员的深度访谈,以及对98名员工的调查。确定了组织及其员工的价值和规范概况,以及他们趋同和分化的领域。本研究揭示了旅游组织的价值观和规范特征,并试图填补学术文献中关于这一主题的现有知识的空白。
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引用次数: 0
Who Demands Collective Action in an Imperfect Institutional Environment? A Case-Study of the Professional Community of Attorneys in Russia 在不完善的制度环境下,谁要求集体行动?俄罗斯律师专业团体个案研究
Pub Date : 2014-10-27 DOI: 10.2139/ssrn.2515351
A. Kazun, A. Yakovlev
We analyse the professional community of attorneys in Russia in order to understand their potential for collective action in an imperfect institutional environment. In 2013 we conducted a survey of 372 attorneys in 9 regions of Russia. Two main hypotheses are tested: 1) lawyers with strong ethical values have higher demand for collective actions; 2) the negative experience of clients rights violation by law enforcement officers can motivate attorneys to support the foundation of a strong professional association. Also we suggest that attorneys’ professional community with bona fide members at the core could be an instrument for an estimation of the quality of law enforcement in Russia.
我们分析了俄罗斯律师的专业社区,以了解他们在不完善的制度环境中采取集体行动的潜力。2013年,我们对俄罗斯9个地区的372名律师进行了调查。本文检验了两个主要假设:1)道德价值观较强的律师对集体行动的要求较高;2)执法人员侵犯客户权利的负面经历可以激励律师支持建立一个强大的专业协会。此外,我们建议,以真诚成员为核心的律师专业社区可以作为评估俄罗斯执法质量的工具。
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引用次数: 3
Patentability of Human Enhancement: From Ethical Dilemmas to Legal (Un)Certainty 人类进步的可专利性:从伦理困境到法律(不)确定性
Pub Date : 2014-10-21 DOI: 10.4337/9781786436382.00009
A. Nordberg
Emerging technologies, such as nanotechnology, are paving the way for future revolutionary advances in science that may open the possibility to change the very anthropological definition of human being. This mere possibility has lead to ethical interrogations concerning the nature and boundaries of human nature and our relationship with science and technology. Meanwhile the Law has faced the challenge of reflecting on the legitimacy to legislate and whether the existing legal framework is appropriate to address the ethical concerns that emerging technologies bring fourth. It is a delicate balancing act between human dignity, autonomy, non-discrimination, equality, and justice. Anchored in this background, this work is a reflection on the role of European Patent Law in this debate. The European Patent system contains rules designed to prevent the grant of patents concerning inventions that do not conform to the prevailing ethical standards – article 53 (a) European Patent Convention. Thus, in a sense European Patent Law was entrusted with a regulatory function. However, not only such construction is objectionable in abstract terms, as new technologies pose growing challenges to its effectiveness. Several issues require clarification. First, while the EPO Boards of appeal may have institutional legitimacy to determine if a certain technology or technological field conforms with the prevailing ethical principles in Europe, it is more difficult to accept that the European Patent Office Boards of Appeal may have been given the task to autonomously determine what is to be considered the common prevailing ethical standards of the signatory states to the European Patent Convention. Second, new technologies typically have a mixed nature, offering a wide range of uncontroversial benefits to humanity while simultaneously posing complex ethical challenges. Third, the patent system by its nature can only go as far as reducing economic incentive to innovation leading to non-ethical inventions. Thus, the debates concerning the patentability of human enhancement need to be closely linked to the function of patents and the ratio legis of the specific patent norm.This article will begin by analyzing the concept of human enhancement and proposing for the current patent law analysis purposes its replacement with a more neutral term and narrow definition. The ethical questions surrounding these technological advances and prospects will be reviewed from a legal perspective, by framing such ethical considerations as human rights and general principles of law. Building upon the previous considerations the third part of this article will consider the patentability of technologies that provide the means to intentionally develop, modify or introduce in the human body aesthetic features, physical or cognitive performance levels and abilities beyond the human species typical standards under the current evolutionary state, and resulting in induced permanent alterations in lig
新兴技术,如纳米技术,正在为未来科学的革命性进步铺平道路,这可能开启改变人类的人类学定义的可能性。这种纯粹的可能性导致了对人性的本质和界限以及我们与科学技术的关系的伦理质疑。与此同时,法律面临的挑战是反思立法的合法性,以及现有的法律框架是否适合解决新兴技术带来的道德问题。这是人的尊严、自主、不歧视、平等和正义之间的微妙平衡。在这种背景下,这项工作是对欧洲专利法在这场辩论中的作用的反思。欧洲专利制度包含旨在防止授予不符合现行道德标准的发明专利的规则- -《欧洲专利公约》第53 (a)条。因此,在某种意义上,欧洲专利法被赋予了监管职能。然而,这种结构不仅在抽象意义上是令人反感的,因为新技术对其有效性提出了越来越多的挑战。有几个问题需要澄清。首先,虽然欧洲专利局上诉委员会在确定某项技术或技术领域是否符合欧洲普遍的道德原则方面可能具有制度上的合法性,但欧洲专利局上诉委员会可能被赋予了自主确定《欧洲专利公约》签署国共同普遍的道德标准的任务,这一点更难以接受。其次,新技术通常具有混合性质,在为人类提供广泛的无可争议的好处的同时,也提出了复杂的伦理挑战。第三,专利制度就其本质而言,只能减少对创新的经济激励,从而导致不道德的发明。因此,关于人类增强的可专利性的争论需要与专利的功能和特定专利规范的比例法律紧密联系起来。本文将首先分析人类增强的概念,并为当前专利法分析的目的提出用一个更中性的术语和更狭义的定义来代替它。围绕这些技术进步和前景的伦理问题将从法律角度加以审查,方法是将诸如人权和一般法律原则等伦理方面的考虑加以框定。在前面考虑的基础上,本文的第三部分将考虑技术的可专利性,这些技术提供了在当前进化状态下有意开发、修改或引入人体美学特征、身体或认知表现水平和能力的手段,超出了人类物种的典型标准,并根据欧洲专利公约的现行规则导致诱发的永久性改变。相应的实施条例规则(对应于生物技术指令)和欧洲专利局上诉委员会的决定。
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引用次数: 1
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PRN: Business & Professional Ethics (Sub-Topic)
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