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Energy Disaggregation of Industrial Machinery Utilizing Artificial Neural Networks for Non-intrusive Load Monitoring 利用人工神经网络对工业机械进行能量分解,实现非侵入式负载监测
IF 9.6 Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-08-04 DOI: 10.1016/j.egyai.2024.100407
Philipp Pelger , Johannes Steinleitner , Alexander Sauer

This paper explores the application of non-intrusive load monitoring techniques in the industrial sector for disaggregating the energy consumption of machinery in manufacturing processes. With an increasing focus on energy efficiency and decarbonization measures, achieving energy transparency in production becomes crucial. Utilizing non-intrusive load monitoring, energy data analysis and processing can provide valuable insights for informed decision-making on energy efficiency improvements and emission reductions. While non-intrusive load monitoring has been extensively researched in the building and residential sectors, the application in the industrial manufacturing domain needs to be further explored. This paper addresses this research gap by adapting established non-intrusive load monitoring techniques to an industrial dataset. By employing artificial neural networks for energy disaggregation, the determination of energy consumption of industrial machinery is made possible. Therefore, a generally applicable cross-energy carrier method to disaggregate the energy consumption of machinery in manufacturing processes is developed using a design science research approach and validated through a practical case study utilizing a compressed air demonstrator. The results show that the utilization of artificial neural networks is well-suited for energy disaggregation of industrial data, effectively identifying on and off states, multi-level states and continuously variable states. Non-intrusive load monitoring should be further considered in the research of emerging artificial intelligence technologies in energy consumption evaluation. It can be a viable alternative for intrusive load monitoring and is a prerequisite to installing energy meters for every machine.

本文探讨了非侵入式负荷监测技术在工业领域的应用,以分解生产过程中的机械能耗。随着人们越来越重视能源效率和去碳化措施,实现生产过程中的能源透明度变得至关重要。利用非侵入式负荷监测、能源数据分析和处理,可以为提高能效和减少排放的知情决策提供有价值的见解。虽然非侵入式负荷监测在建筑和住宅领域得到了广泛研究,但在工业制造领域的应用还有待进一步探索。本文针对这一研究空白,将成熟的非侵入式负荷监测技术应用于工业数据集。通过采用人工神经网络进行能量分解,可以确定工业机械的能耗。因此,利用设计科学研究方法开发了一种普遍适用的跨能源载体方法,用于分解制造过程中的机械能耗,并通过利用压缩空气演示器进行的实际案例研究进行了验证。研究结果表明,人工神经网络非常适合用于工业数据的能耗分解,能有效识别开和关状态、多级状态和连续可变状态。在研究能耗评估中的新兴人工智能技术时,应进一步考虑非侵入式负荷监测。它可以成为侵入式负载监控的可行替代方案,也是为每台机器安装能源计量表的先决条件。
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引用次数: 0
Enhanced vision-transformer integrating with semi-supervised transfer learning for state of health and remaining useful life estimation of lithium-ion batteries 集成了半监督转移学习的增强型视觉转换器,用于锂离子电池的健康状况和剩余使用寿命评估
IF 9.6 Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-08-03 DOI: 10.1016/j.egyai.2024.100405
Ya-Xiong Wang , Shangyu Zhao , Shiquan Wang , Kai Ou , Jiujun Zhang

The state of health (SOH) and remaining useful life (RUL) of lithium-ion batteries are crucial for health management and diagnosis. However, most data-driven estimation methods heavily rely on scarce labeled data, while traditional transfer learning faces challenges in handling domain shifts across various battery types. This paper proposes an enhanced vision-transformer integrating with semi-supervised transfer learning for SOH and RUL estimation of lithium-ion batteries. A depth-wise separable convolutional vision-transformer is developed to extract local aging details with depth-wise convolutions and establishes global dependencies between aging information using multi-head attention. Maximum mean discrepancy is employed to initially reduce the distribution difference between the source and target domains, providing a superior starting point for fine-tuning the target domain model. Subsequently, the abundant aging data of the same type as the target battery are labeled through semi-supervised learning, compensating for the source model's limitations in capturing target battery aging characteristics. Consistency regularization incorporates the cross-entropy between predictions with and without adversarial perturbations into the gradient backpropagation of the overall model. In particular, across the experimental groups 13–15 for different types of batteries, the root mean square error of SOH estimation was less than 0.66 %, and the mean relative error of RUL estimation was 3.86 %. Leveraging extensive unlabeled aging data, the proposed method could achieve accurate estimation of SOH and RUL.

锂离子电池的健康状况(SOH)和剩余使用寿命(RUL)对于健康管理和诊断至关重要。然而,大多数数据驱动的估算方法严重依赖稀缺的标记数据,而传统的迁移学习在处理各种电池类型的领域转换方面面临挑战。本文提出了一种集成了半监督迁移学习的增强型视觉变换器,用于锂离子电池的 SOH 和 RUL 估算。本文开发了一种深度可分离卷积视觉变换器,利用深度卷积提取局部老化细节,并利用多头注意力建立老化信息之间的全局依赖关系。利用最大均值差异来初步缩小源域和目标域之间的分布差异,为微调目标域模型提供了一个良好的起点。随后,通过半监督学习标记与目标电池同类型的丰富老化数据,弥补源模型在捕捉目标电池老化特征方面的局限性。一致性正则化将有对抗扰动和无对抗扰动预测之间的交叉熵纳入整体模型的梯度反向传播中。特别是,在不同类型电池的 13-15 组实验中,SOH 估计的均方根误差小于 0.66%,RUL 估计的平均相对误差为 3.86%。利用大量未标记的老化数据,所提出的方法可以实现对 SOH 和 RUL 的精确估算。
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引用次数: 0
An artificial intelligence framework for explainable drift detection in energy forecasting 能源预测中可解释漂移检测的人工智能框架
IF 9.6 Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-08-03 DOI: 10.1016/j.egyai.2024.100403
Chamod Samarajeewa , Daswin De Silva , Milos Manic , Nishan Mills , Harsha Moraliyage , Damminda Alahakoon , Andrew Jennings

Accurate energy consumption forecasting is crucial for reducing operational costs, achieving net-zero carbon emissions, and ensuring sustainable buildings and cities of the future. Despite the frequent use of Artificial Intelligence (AI) algorithms for learning energy consumption patterns and predictions in Building Science, relying solely on these techniques for energy demand prediction addresses only a fraction of the challenge. A drift in energy usage can lead to inaccuracies in these AI models and subsequently to poor decision-making and interventions. While drift detection techniques have been reported, a reliable and robust approach capable of explaining identified discrepancies with actionable insights has not been discussed in extant literature. Hence, this paper presents an Artificial Intelligence framework for energy consumption forecasting with explainable drift detection, aimed at addressing these challenges. The proposed framework is composed of energy embeddings, an optimized dimensional model integrated within a data warehouse, and scalable cloud implementation for effective drift detection with explainability capability. The framework is empirically evaluated in the real-world setting of a multi-campus, mixed-use tertiary education setting in Victoria, Australia. The results of these experiments highlight its capabilities in detecting concept drift, adapting forecast predictions, and providing an interpretation of the changes using energy embeddings.

准确的能耗预测对于降低运营成本、实现净零碳排放以及确保未来建筑和城市的可持续发展至关重要。尽管建筑科学领域经常使用人工智能(AI)算法来学习能耗模式和进行预测,但仅靠这些技术来预测能源需求只能解决挑战的一小部分。能源使用的偏移会导致这些人工智能模型的不准确性,进而导致决策和干预的失误。虽然已有漂移检测技术的报道,但现有文献中还没有讨论过一种可靠、稳健的方法,能够以可操作的见解解释已识别的差异。因此,本文提出了一种可解释漂移检测的能耗预测人工智能框架,旨在应对这些挑战。所提出的框架由能源嵌入、集成在数据仓库中的优化维度模型和可扩展的云实施组成,用于有效检测具有可解释性的漂移。该框架在澳大利亚维多利亚州一个多校区、混合使用的高等教育环境中进行了实证评估。实验结果凸显了该框架在检测概念漂移、调整预测预报以及利用能量嵌入对变化进行解释方面的能力。
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引用次数: 0
Uplifting the complexity of analysis for probabilistic security of electricity supply assessments using artificial neural networks 利用人工神经网络提高电力供应安全概率评估分析的复杂性
IF 9.6 Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-08-02 DOI: 10.1016/j.egyai.2024.100401
Justin Münch , Jan Priesmann , Marius Reich , Marius Tillmanns , Aaron Praktiknjo , Mario Adam

The energy sector faces rapid decarbonisation and decision-makers demand reliable assessments of the security of electricity supply. For this, detailed simulation models with a high temporal and technological resolution are required. When confronted with increasing weather-dependent renewable energy generation, probabilistic simulation models have proven. The significant computational costs of calculating a scenario, however, limit the complexity of further analysis. Advances in code optimization as well as the use of computing clusters still lead to runtimes of up to eight hours per scenario. However ongoing research highlights that tailor-made approximations are potentially the key factor in further reducing computing time. Consequently, current research aims to provide a method for the rapid prediction of widely varying scenarios. In this work artificial neural networks (ANN) are trained and compared to approximate the system behavior of the probabilistic simulation model. To do so, information needs to be sampled from the probabilistic simulation in an efficient way. Because only a limited space in the whole design space of the 16 independent variables is of interest, a classification is developed. Finally it required only around 35 min to create the regression models, including sampling the design space, simulating the training data and training the ANNs. The resulting ANNs are able to predict all scenarios within the validity range of the regression model with a coefficient of determination of over 0.9998 for independent test data (1.051.200 data points). They need only a few milliseconds to predict one scenario, enabling in-depth analysis in a brief period of time.

能源行业面临着快速的去碳化,决策者需要对电力供应安全进行可靠的评估。为此,需要具有较高时间和技术分辨率的详细模拟模型。面对日益增长的依赖天气的可再生能源发电量,概率模拟模型已得到证实。然而,计算一个情景的巨大计算成本限制了进一步分析的复杂性。代码优化方面的进步以及计算集群的使用仍然导致每个情景的运行时间长达 8 小时。然而,正在进行的研究表明,量身定制的近似值可能是进一步缩短计算时间的关键因素。因此,当前的研究旨在提供一种方法,用于快速预测千差万别的场景。在这项工作中,对人工神经网络(ANN)进行了训练和比较,以逼近概率模拟模型的系统行为。为此,需要以有效的方式从概率模拟中抽取信息。由于在 16 个自变量的整个设计空间中,只有有限的空间是人们感兴趣的,因此开发了一种分类方法。最后,创建回归模型只需要大约 35 分钟,包括设计空间采样、模拟训练数据和训练 ANN。生成的人工智能网络能够预测回归模型有效范围内的所有情况,对独立测试数据(1.051200 个数据点)的判定系数超过 0.9998。它们只需要几毫秒就能预测一个场景,从而能够在短时间内进行深入分析。
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引用次数: 0
Leveraging machine learning to generate a unified and complete building height dataset for Germany 利用机器学习生成统一完整的德国建筑高度数据集
IF 9.6 Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-07-31 DOI: 10.1016/j.egyai.2024.100408
Kristina Dabrock , Noah Pflugradt , Jann Michael Weinand , Detlef Stolten

Building geometry data is crucial for detailed, spatially-explicit analyses of the building stock in energy systems analysis and beyond. Despite the existence of diverse datasets and methods, a standardized and validated approach for creating a nation-wide unified and complete dataset of German building heights is not yet available. This study develops and validates such a methodology, combining different data sources for building footprints and heights and filling gaps in height data using an XGBoost machine learning algorithm. The XGBoost model achieves a mean absolute error of 1.78 m at the national level and between 1.52 m and 3.47 m at the federal state level. The goal is proving the applicability of the methodology at a large scale and creating a useful dataset. The resulting dataset is thoroughly evaluated on a building-by-building level and spatially resolved statistics on the quality of the dataset are reported. This detailed validation found that the building number and footprint area of German building stock is 90.31 % and 94.84 % correct, respectively, and the building height accuracy is 0.59 m at the national level. However, errors are not homogeneous across Germany and further research is needed into the impact of including additional datasets, especially for regions and building types with lower accuracies. This study proves that the chosen methodology is useful for generating a building height dataset and the workflow, with some modifications for regional data availability, can be transferred to other countries. The generated building dataset for Germany constitutes a valuable data basis for the research community in fields such as energy research, urban planning and building decarbonization policy development.

建筑几何数据对于在能源系统分析及其他方面对建筑群进行详细的空间分析至关重要。尽管存在各种不同的数据集和方法,但目前还没有一种标准化的、经过验证的方法来创建一个全国统一的、完整的德国建筑高度数据集。本研究开发并验证了这种方法,它结合了建筑占地面积和高度的不同数据源,并使用 XGBoost 机器学习算法填补了高度数据的空白。XGBoost 模型在国家一级的平均绝对误差为 1.78 米,在联邦州一级的平均绝对误差为 1.52 米至 3.47 米。目标是证明该方法的大规模适用性,并创建一个有用的数据集。我们对生成的数据集进行了逐栋建筑的全面评估,并报告了数据集质量的空间分辨率统计数据。详细的验证结果表明,德国建筑群的建筑数量和占地面积的正确率分别为 90.31% 和 94.84%,全国范围内的建筑高度精确度为 0.59 米。然而,德国各地的误差并不一致,因此需要进一步研究加入额外数据集的影响,尤其是对精确度较低的地区和建筑类型的影响。这项研究证明,所选择的方法对于生成建筑高度数据集非常有用,而且工作流程在根据地区数据可用性进行一些修改后,也可以推广到其他国家。生成的德国建筑数据集为能源研究、城市规划和建筑脱碳政策制定等领域的研究人员提供了宝贵的数据基础。
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引用次数: 0
A review of control strategies for proton exchange membrane (PEM) fuel cells and water electrolysers: From automation to autonomy 质子交换膜(PEM)燃料电池和水电解槽控制策略综述:从自动化到自主化
IF 9.6 Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-07-28 DOI: 10.1016/j.egyai.2024.100406
Jiahao Mao , Zheng Li , Jin Xuan , Xinli Du , Meng Ni , Lei Xing

Proton exchange membrane (PEM) based electrochemical systems have the capability to operate in fuel cell (PEMFC) and water electrolyser (PEMWE) modes, enabling efficient hydrogen energy utilisation and green hydrogen production. In addition to the essential cell stacks, the system of PEMFC or PEMWE consists of four sub-systems for managing gas supply, power, thermal, and water, respectively. Due to the system's complexity, even a small fluctuation in a certain sub-system can result in an unexpected response, leading to a reduced performance and stability. To improve the system's robustness and responsiveness, considerable efforts have been dedicated to developing advanced control strategies. This paper comprehensively reviews various control strategies proposed in literature, revealing that traditional control methods are widely employed in PEMFC and PEMWE due to their simplicity, yet they suffer from limitations in accuracy. Conversely, advanced control methods offer high accuracy but are hindered by poor dynamic performance. This paper highlights the recent advancements in control strategies incorporating machine learning algorithms. Additionally, the paper provides a perspective on the future development of control strategies, suggesting that hybrid control methods should be used for future research to leverage the strength of both sides. Notably, it emphasises the role of artificial intelligence (AI) in advancing control strategies, demonstrating its significant potential in facilitating the transition from automation to autonomy.

基于质子交换膜(PEM)的电化学系统可在燃料电池(PEMFC)和水电解槽(PEMWE)模式下运行,从而实现高效氢能利用和绿色制氢。除基本的电池堆外,PEMFC 或 PEMWE 系统还包括四个子系统,分别用于管理气体供应、电力、热力和水。由于系统的复杂性,即使是某个子系统的微小波动也会导致意外反应,从而降低性能和稳定性。为了提高系统的鲁棒性和响应能力,人们致力于开发先进的控制策略。本文全面回顾了文献中提出的各种控制策略,揭示了传统控制方法因其简单性而被广泛应用于 PEMFC 和 PEMWE,但在精度方面存在局限性。相反,先进的控制方法精度高,但动态性能差。本文重点介绍了结合机器学习算法的控制策略的最新进展。此外,本文还对控制策略的未来发展提出了展望,建议在未来的研究中采用混合控制方法,以充分利用双方的优势。值得注意的是,论文强调了人工智能(AI)在推进控制策略方面的作用,展示了人工智能在促进从自动化向自主化过渡方面的巨大潜力。
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引用次数: 0
Engineered wettability-gradient porous structure enabling efficient water manipulation in regenerative fuel cells 可在再生燃料电池中实现高效水处理的工程润湿梯度多孔结构
IF 9.6 Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-07-28 DOI: 10.1016/j.egyai.2024.100400
Zhefei Pan , Lizhen Wu , Fengjia Xie , Zhewei Zhang , Zhen Zhao , Oladapo Christopher Esan , Xuming Zhang , Rong Chen , Liang An

Regenerative fuel cells can operate alternately as an electrolyzer and as a fuel cell, frequently involving water as a reactant or product. Modifying the electrode surface to manipulate water can prevent electrode flooding and enhance the electrode's mass transfer efficiency by facilitating better contact with gaseous reactants. However, conventional electrodes face difficulties in allowing water droplets to penetrate in a single direction leaving electrodes. In this work to address this issue, a wettability gradient electrode is designed and fabricated for efficient water manipulation in regenerative fuel cells. The findings demonstrate that the water removal strategy in the electrolyzer mode yields the highest ammonia yield and Faradaic efficiency of 3.39 × 10-10 mol s-1 cm-2 and 0.49 %, respectively. Furthermore, in the fuel cell mode, the discharging process sustains for approximately 20.5 h, which is six times longer than the conventional strategy. The ability to sustain the discharging process for extended periods is particularly advantageous in regenerative fuel cells, as it enables the cells to operate for longer periods without the need for regeneration.

蓄热式燃料电池可交替作为电解器和燃料电池运行,通常以水作为反应物或产物。对电极表面进行改造以处理水,可以防止电极浸水,并通过促进电极与气态反应物更好地接触来提高传质效率。然而,传统电极很难让水滴从单一方向渗透离开电极。为解决这一问题,本研究设计并制造了一种润湿性梯度电极,用于再生燃料电池中的高效水处理。研究结果表明,在电解槽模式下,水去除策略可产生最高的氨产量和法拉第效率,分别为 3.39 × 10-10 mol s-1 cm-2 和 0.49 %。此外,在燃料电池模式下,放电过程可持续约 20.5 小时,是传统策略的六倍。延长放电过程的持续时间对于再生燃料电池尤为有利,因为它能使电池运行更长时间而无需再生。
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引用次数: 0
Performance decay prediction model of proton exchange membrane fuel cell based on particle swarm optimization and gate recurrent unit 基于粒子群优化和栅极递归单元的质子交换膜燃料电池性能衰减预测模型
IF 9.6 Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-07-26 DOI: 10.1016/j.egyai.2024.100399
Ziliang Zhao , Yifan Fu , Ji Pu , Zhangu Wang , Senhao Shen , Duo Ma , Qianya Xie , Fojin Zhou

The durability of proton exchange membrane fuel cells (PEMFC) is an important issue that restricts their large-scale application. To improve their reliability during use, this paper proposes a short-term performance degradation prediction model using particle swarm optimization (PSO) to optimize the gate recurrent unit (GRU). After training using only the data from the first 300 h, good prediction accuracy can be achieved. Compared with the traditional GRU algorithm, the proposed prediction method reduces the root mean square error (RMSE) and mean absolute error (MAE) of the prediction results by 44.8 % and 35.1 %, respectively. It avoids the problem of low accuracy in predicting performance during the temporary recovery phase in traditional GRU models, which is of great significance for the health management of PEMFC.

质子交换膜燃料电池(PEMFC)的耐用性是限制其大规模应用的一个重要问题。为了提高质子交换膜燃料电池在使用过程中的可靠性,本文提出了一种短期性能退化预测模型,利用粒子群优化(PSO)来优化栅极递归单元(GRU)。仅使用前 300 小时的数据进行训练后,就能获得良好的预测精度。与传统的 GRU 算法相比,所提出的预测方法将预测结果的均方根误差(RMSE)和平均绝对误差(MAE)分别降低了 44.8% 和 35.1%。它避免了传统 GRU 模型在临时恢复阶段性能预测准确度低的问题,对 PEMFC 的健康管理具有重要意义。
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引用次数: 0
Deep learning-based prediction of 3-dimensional silver contact shapes enabling improved quality control in solar cell metallization 基于深度学习的三维银触点形状预测有助于改进太阳能电池金属化的质量控制
IF 9.6 Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-07-25 DOI: 10.1016/j.egyai.2024.100404
Marius Singler, Akshay Patil, Linda Ney, Andreas Lorenz, Sebastian Tepner , Florian Clement

The industrial metallization of Si solar cells predominantly relies on screen printing, with silver as the preferred electrode material. However, the design of commercial screens often leads to suboptimal silver usage and increased electrical resistance due to print-related inhomogeneities like mesh marks, constrictions and spreading. Real-time monitoring of quality parameters during production has thus become increasingly critical. Current inline optical quality control systems usually only include 2D visualizations of the printed layout, which limits their effectiveness in quality control. Options that allow 3D measurements are usually slow, expensive, and therefore not worth considering in most cases. This research focuses on the development of a model that can estimate the three-dimensional shape of printed contact fingers from a single 2D image without the need of additional hardware using deep learning. Furthermore, a workflow for the generation of training data, which involves the creation of image pairs from a 2D microscope and a 3D confocal laser scanning microscope (CLSM) to accurately represent solar cell fingers, is presented. After model training, the predicted height maps are compared with the ground truth height maps, and the robustness of the model with respect to a paste variation and screen parameter variation is examined. The results confirm the feasibility and reliability of deep learning-based 3D shape estimation, extending its applicability to new, previously unseen data from screen-printed contact fingers. With a structural similarity index (SSIM) score of 0.76, a strong correlation between the estimated and ground truth height maps is established. In summary, our deep learning-based approach for height map estimation offers an effective and reliable solution for fast inline detection and analysis of the cross-sectional area of the printed contact fingers.

硅太阳能电池的工业金属化主要依靠丝网印刷,银是首选的电极材料。然而,商业丝网的设计往往会导致银的使用量达不到最佳水平,并且由于印刷相关的不均匀性(如网痕、收缩和扩张)而导致电阻增加。因此,在生产过程中对质量参数进行实时监控变得越来越重要。目前的在线光学质量控制系统通常只能实现印刷布局的二维可视化,这限制了其质量控制的有效性。可进行 3D 测量的方案通常速度慢、成本高,因此在大多数情况下不值得考虑。本研究的重点是开发一种模型,利用深度学习技术,无需额外硬件,即可从单张二维图像中估算出印刷接触手指的三维形状。此外,还介绍了生成训练数据的工作流程,其中包括从二维显微镜和三维共焦激光扫描显微镜(CLSM)创建图像对,以准确表示太阳能电池指。模型训练完成后,将预测的高度图与地面实况高度图进行比较,并检验了模型对浆料变化和屏幕参数变化的稳健性。结果证实了基于深度学习的三维形状估计的可行性和可靠性,并将其适用性扩展到了来自丝网印刷接触手指的以前未见过的新数据。结构相似性指数(SSIM)得分为 0.76,在估计高度图和地面实况高度图之间建立了很强的相关性。总之,我们基于深度学习的高度图估算方法为快速联机检测和分析印刷接触手指的横截面积提供了有效而可靠的解决方案。
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引用次数: 0
Deep learning from three-dimensional Lithium-ion battery multiphysics model Part II: Convolutional neural network and long short-term memory integration 三维锂离子电池多物理场模型的深度学习 第二部分:卷积神经网络与长短期记忆整合
IF 9.6 Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-07-18 DOI: 10.1016/j.egyai.2024.100398
Yiheng Pang , Anqi Dong , Yun Wang , Zhiqiang Niu

Lithium-ion (Li-ion) batteries have emerged as a cornerstone of electric vehicles (EVs), enabling the road transportation towards net zero. The success of electric vehicles largely hinges on the battery performance and safety. It is challenging to test and predict battery performance and safety issues by conventional methods, which are usually time-consuming and expensive, involving significant human and measurement errors. To enable the quick estimation of battery performance and safety, we developed three data-driven machine learning (ML) models, namely a convolutional neural network (CNN), a long short-term memory (LSTM), and a CNN-LSTM to predict battery discharge curves and local maximum temperature (hot spot) under various operating conditions. The developed ML models mitigated data scarcity by employing a three-dimensional multi-physics Li-ion battery model to generate enormous and diverse high-quality data. It was found the CNN-LSTM model outperforms the others and achieved high accuracy of 98.68% to learn discharge curves and battery maximum temperature, owing to the integration of spatial and sequential feature extraction. The battery safety can be improved by comparing the predicted maximum battery temperature against safe temperature threshold. The proposed data development and data-driven ML models are of great potential to provide digital tools for engineering high-performance and safe EVs.

锂离子(Li-ion)电池已成为电动汽车(EV)的基石,使道路交通实现零排放。电动汽车的成功在很大程度上取决于电池的性能和安全性。采用传统方法测试和预测电池性能和安全问题具有挑战性,因为传统方法通常耗时长、成本高,而且存在很大的人为误差和测量误差。为了快速评估电池性能和安全性,我们开发了三种数据驱动的机器学习(ML)模型,即卷积神经网络(CNN)、长短期记忆(LSTM)和 CNN-LSTM,用于预测各种工作条件下的电池放电曲线和局部最高温度(热点)。所开发的 ML 模型通过采用三维多物理场锂离子电池模型来生成大量多样的高质量数据,从而缓解了数据稀缺的问题。研究发现,CNN-LSTM 模型在学习放电曲线和电池最高温度方面优于其他模型,其准确率高达 98.68%,这得益于空间和序列特征提取的整合。通过比较预测的电池最高温度与安全温度阈值,可以提高电池的安全性。所提出的数据开发和数据驱动的 ML 模型具有巨大潜力,可为高性能和安全电动汽车的工程设计提供数字化工具。
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