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Transfer learning applications for autoencoder-based anomaly detection in wind turbines 基于自动编码器的风力涡轮机异常检测中的迁移学习应用
Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-04-30 DOI: 10.1016/j.egyai.2024.100373
Cyriana M.A. Roelofs, Christian Gück, Stefan Faulstich

Anomaly detection in wind turbines typically involves using normal behaviour models to detect faults early. Normal behaviour models are often implemented through the use of neural networks, of which autoencoders are particularly popular in this field. However, training autoencoder models for each turbine is time-consuming and resource intensive. Thus, transfer learning becomes essential for wind turbines with limited data or applications with limited computational resources. This study examines how cross-turbine transfer learning can be applied to autoencoder-based anomaly detection. Here, autoencoders are combined with constant thresholds for the reconstruction error to determine if input data contains an anomaly. The models are initially trained on one year’s worth of data from one or more source wind turbines. They are then fine-tuned using small amounts of data from the target wind turbine. Three methods for fine-tuning are investigated: adjusting the entire autoencoder, only the decoder, or only the threshold of the model. The performance of the transfer learning models is compared to baseline models that were trained on one year’s worth of data from the target wind turbine. The results of the tests conducted in this study indicate that models trained on data of multiple wind turbines do not improve the anomaly detection capability compared to models trained on data of one source wind turbine. In addition, modifying the model’s threshold can lead to comparable or even superior performance compared to the baseline, whereas fine-tuning the decoder or autoencoder further enhances the models’ performance.

风力涡轮机的异常检测通常涉及使用正常行为模型来早期检测故障。正常行为模型通常通过使用神经网络来实现,其中自动编码器在这一领域尤为流行。然而,为每个风机训练自动编码器模型既耗时又耗费资源。因此,对于数据有限的风机或计算资源有限的应用来说,迁移学习变得至关重要。本研究探讨了如何将跨风机迁移学习应用于基于自动编码器的异常检测。在这里,自动编码器与重构误差的恒定阈值相结合,以确定输入数据是否包含异常。这些模型最初是根据一个或多个源风力涡轮机的一年数据进行训练的。然后使用来自目标风轮机的少量数据对模型进行微调。研究了三种微调方法:调整整个自动编码器、只调整解码器或只调整模型的阈值。迁移学习模型的性能与基线模型进行了比较,后者是根据目标风力涡轮机一年的数据进行训练的。本研究进行的测试结果表明,与根据一个风力涡轮机数据训练的模型相比,根据多个风力涡轮机数据训练的模型并不能提高异常检测能力。此外,修改模型的阈值可以获得与基线相当甚至更优的性能,而微调解码器或自动编码器可以进一步提高模型的性能。
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引用次数: 0
A reliable knowledge processing framework for combustion science using foundation models 使用基础模型的可靠燃烧科学知识处理框架
Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-04-18 DOI: 10.1016/j.egyai.2024.100365
Vansh Sharma, Venkat Raman

This research explores the integration of large language models (LLMs) into scientific data assimilation, focusing on combustion science as a case study. Leveraging foundational models integrated with Retrieval-Augmented Generation (RAG) framework, the study introduces an approach to process diverse combustion research data, spanning experimental studies, simulations, and literature. The multifaceted nature of combustion research emphasizes the critical role of knowledge processing in navigating and extracting valuable information from a vast and diverse pool of sources. The developed approach minimizes computational and economic expenses while optimizing data privacy and accuracy. It incorporates prompt engineering and offline open-source LLMs, offering user autonomy in selecting base models. The study provides a thorough examination of text segmentation strategies, conducts comparative studies between LLMs, and explores various optimized prompts to demonstrate the effectiveness of the framework. By incorporating an external vector database, the framework outperforms a conventional LLM in generating accurate responses and constructing robust arguments. Additionally, the study delves into the investigation of optimized prompt templates for the purpose of efficient extraction of scientific literature. Furthermore, we present a targeted scaling study to quantify the algorithmic performance of the framework as the number of prompt tokens increases. The research addresses concerns related to hallucinations and false research articles by introducing a custom workflow developed with a detection algorithm to filter out inaccuracies. Despite identified areas for improvement, the framework consistently delivers accurate domain-specific responses with minimal human oversight. The prompt-agnostic approach introduced holds promise for future improvements. The study underscores the significance of integrating LLMs and knowledge processing techniques in scientific research, providing a foundation for advancements in data assimilation and utilization.

本研究探讨了将大型语言模型(LLM)整合到科学数据同化中的问题,并以燃烧科学作为案例研究的重点。该研究利用集成了检索-增强生成(RAG)框架的基础模型,介绍了一种处理各种燃烧研究数据的方法,其中包括实验研究、模拟和文献。燃烧研究的多面性强调了知识处理在导航和从大量不同来源中提取有价值信息方面的关键作用。所开发的方法在优化数据隐私和准确性的同时,最大限度地减少了计算和经济支出。它结合了提示工程和离线开源 LLM,让用户可以自主选择基础模型。本研究全面考察了文本分割策略,对 LLM 进行了比较研究,并探索了各种优化提示,以证明该框架的有效性。通过整合外部向量数据库,该框架在生成准确回复和构建稳健论据方面优于传统的 LLM。此外,本研究还深入探讨了优化提示模板,以实现高效提取科学文献的目的。此外,我们还提出了一项有针对性的扩展研究,以量化该框架在提示标记数量增加时的算法性能。这项研究通过引入一个使用检测算法开发的自定义工作流程来过滤不准确的信息,从而解决了与幻觉和虚假研究文章相关的问题。尽管发现了需要改进的地方,但该框架始终能提供准确的特定领域回复,只需极少的人工监督。所采用的 "提示-识别 "方法为未来的改进带来了希望。这项研究强调了在科学研究中整合 LLM 和知识处理技术的重要性,为数据同化和利用方面的进步奠定了基础。
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引用次数: 0
Machine learning-based multi-objective optimization and thermal assessment of supercritical CO2 Rankine cycles for gas turbine waste heat recovery 用于燃气轮机余热回收的超临界二氧化碳郎肯循环的基于机器学习的多目标优化和热评估
Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-04-18 DOI: 10.1016/j.egyai.2024.100372
Asif Iqbal Turja, Ishtiak Ahmed Khan, Sabbir Rahman, Ashraf Mustakim, Mohammad Ishraq Hossain, M Monjurul Ehsan, Yasin Khan

Technologies for utilizing waste heat for power generation have attracted significant attention in recent years due to their potential to enhance energy efficiency and reduce greenhouse gas emissions. This research focuses on the comparative and optimization analysis of three supercritical carbon dioxide (sCO2) Rankine cycles (simple, cascade, and split) for gas turbine waste heat recuperation. The study begins with parametric analysis, investigating the significant effects of key variables, including turbine inlet temperature, condenser inlet temperature, and pinch point temperature, on the thermal performance of advanced sCO2 power cycles. To identify the most efficient cycle configuration, a multi-objective optimization approach is employed. This approach combines a Genetic Algorithm with machine learning regression models (Random Forest, XGBoost, Artificial Neural Network, Ridge Regression, and K-Nearest Neighbors) to predict cycle performance using a dataset extracted from cycle simulations. The decision-making process for determining the optimal cycle configuration is facilitated by the TOPSIS (technique for order of preference by similarity to the ideal solution) method. The study's major findings reveal that the split cycle outperforms the simple and cascade configurations in terms of power generation across various operating conditions. The optimized split cycle not only demonstrates superior power output but also exhibits enhanced net power output, heat recovery, system and exergy efficiency of 7.99 MW, 76.17 %, 26.86 % and 57.96 %, respectively, making it a promising choice for waste heat recovery applications. This research has the potential to contribute to the advancement and widespread adoption of waste heat recovery in energy technologies boosting system efficiency and economic feasibility. It provides a new perspective for future research, contributing to the improvement of energy generation infrastructure.

近年来,利用废热发电的技术因其提高能源效率和减少温室气体排放的潜力而备受关注。本研究的重点是对用于燃气轮机余热回收的三种超临界二氧化碳(sCO2)朗肯循环(简单、级联和分离)进行比较和优化分析。研究从参数分析入手,调查涡轮机入口温度、冷凝器入口温度和夹点温度等关键变量对先进 sCO2 动力循环热性能的显著影响。为了确定最有效的循环配置,采用了多目标优化方法。该方法将遗传算法与机器学习回归模型(随机森林、XGBoost、人工神经网络、岭回归和 K-近邻)相结合,利用从循环模拟中提取的数据集预测循环性能。TOPSIS(与理想解决方案相似度排序技术)方法促进了确定最佳循环配置的决策过程。研究的主要结果表明,在各种运行条件下,分体式循环的发电量均优于简单配置和级联配置。优化后的分离式循环不仅具有出色的功率输出,而且在净功率输出、热回收、系统效率和放能效率方面也有所提高,分别达到了 7.99 兆瓦、76.17%、26.86% 和 57.96%,使其成为余热回收应用的理想选择。这项研究有望推动余热回收在能源技术中的发展和广泛应用,提高系统效率和经济可行性。它为未来的研究提供了一个新的视角,有助于改善能源生产基础设施。
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引用次数: 0
Machine and deep learning driven models for the design of heat exchangers with micro-finned tubes 机器学习和深度学习驱动的微鳍管热交换器设计模型
Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-04-18 DOI: 10.1016/j.egyai.2024.100370
Emad Efatinasab , Nima Irannezhad , Mirco Rampazzo , Andrea Diani

The design of micro-finned tube heat exchangers is a complex task due to intricate geometry, heat transfer goals, material selection, and manufacturing challenges. Nowadays, mathematical models provide valuable insights, aid in optimization, and allow us to explore various design parameters efficiently. However, existing empirical models often fall short in facilitating an optimal design because of their limited accuracy, sensitivity to assumption, and context dependency. In this scenario, the use of Machine and Deep Learning (ML and DL) methods can enhance accuracy, manage nonlinearity, adjust to varying conditions, decrease dependence on assumptions, automatically extract pertinent features, and provide scalability. Indeed, ML and DL techniques can derive valuable insights from datasets, contributing to a comprehensive understanding. By means of multiple ML and DL methods, this paper addresses the challenge of estimating key parameters in micro-finned tube heat exchangers such as the heat transfer coefficient (HTC) and frictional pressure drop (FPD). The methods have been trained and tested using an experimental dataset consisting of over a thousand data points associated with flow condensation, involving various tube geometries. In this context, the Artificial Neural Network (ANN) demonstrates superior performance in accurately estimating parameters with MAEs in the range below 4.5% for both HTC and FPD. Finally, recognizing the importance of comprehending the internal mechanisms of the black-box ANN model, the paper explores its interpretability aspects.

由于复杂的几何形状、传热目标、材料选择和制造挑战,微翅片管热交换器的设计是一项复杂的任务。如今,数学模型提供了宝贵的见解,有助于优化,并使我们能够有效地探索各种设计参数。然而,现有的经验模型由于其有限的准确性、对假设的敏感性和上下文的依赖性,往往无法促进优化设计。在这种情况下,使用机器学习和深度学习(ML 和 DL)方法可以提高准确性、管理非线性、适应不同条件、减少对假设的依赖、自动提取相关特征并提供可扩展性。事实上,ML 和 DL 技术可以从数据集中获得有价值的见解,有助于全面理解。本文通过多种 ML 和 DL 方法,解决了估算微翅片管热交换器关键参数的难题,如传热系数 (HTC) 和摩擦压降 (FPD)。这些方法通过一个实验数据集进行了训练和测试,该数据集由一千多个与流动冷凝相关的数据点组成,涉及各种管子几何形状。在这种情况下,人工神经网络(ANN)在准确估算参数方面表现出色,HTC 和 FPD 的 MAE 均低于 4.5%。最后,本文认识到理解黑盒子人工神经网络模型内部机制的重要性,探讨了其可解释性。
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引用次数: 0
Electricity demand forecasting at distribution and household levels using explainable causal graph neural network 利用可解释因果图神经网络预测配电和家庭层面的电力需求
Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-04-17 DOI: 10.1016/j.egyai.2024.100368
Amir Miraki , Pekka Parviainen , Reza Arghandeh

Forecasting electricity demand is an essential part of the smart grid to ensure a stable and reliable power grid. With the increasing integration of renewable energy resources into the grid, forecasting the demand for electricity is critical at all levels, from the distribution to the household. Most existing forecasting methods, however, can be considered black-box models as a result of deep digitalization enablers, such as deep neural networks, which remain difficult to interpret by humans. Moreover, capture of the inter-dependencies among variables presents a significant challenge for multivariate time series forecasting. In this paper we propose eXplainable Causal Graph Neural Network (X-CGNN) for multivariate electricity demand forecasting that overcomes these limitations. As part of this method, we have intrinsic and global explanations based on causal inferences as well as local explanations based on post-hoc analyses. We have performed extensive validation on two real-world electricity demand datasets from both the household and distribution levels to demonstrate that our proposed method achieves state-of-the-art performance.

预测电力需求是智能电网确保电网稳定可靠的重要组成部分。随着可再生能源越来越多地并入电网,预测从配电到家庭各个层面的电力需求至关重要。然而,由于深度神经网络等深度数字化工具的存在,现有的大多数预测方法都可以被视为黑盒模型,人类仍然难以对其进行解读。此外,如何捕捉变量之间的相互依赖关系也是多变量时间序列预测的一大挑战。在本文中,我们提出了用于多变量电力需求预测的 eXplainable 因果图神经网络(X-CGNN),它克服了这些局限性。作为该方法的一部分,我们有基于因果推论的内在和全局解释,以及基于事后分析的局部解释。我们在家庭和配电层面的两个真实世界电力需求数据集上进行了广泛的验证,证明我们提出的方法达到了最先进的性能。
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引用次数: 0
Forecasting solar power generation using evolutionary mating algorithm-deep neural networks 利用进化交配算法-深度神经网络预测太阳能发电量
Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-04-17 DOI: 10.1016/j.egyai.2024.100371
Mohd Herwan Sulaiman , Zuriani Mustaffa

This paper proposes an integration of recent metaheuristic algorithm namely Evolutionary Mating Algorithm (EMA) in optimizing the weights and biases of deep neural networks (DNN) for forecasting the solar power generation. The study employs a Feed Forward Neural Network (FFNN) to forecast AC power output using real solar power plant measurements spanning a 34-day period, recorded at 15-minute intervals. The intricate nonlinear relationship between solar irradiation, ambient temperature, and module temperature is captured for accurate prediction. Additionally, the paper conducts a comprehensive comparison with established algorithms, including Differential Evolution (DE-DNN), Barnacles Mating Optimizer (BMO-DNN), Particle Swarm Optimization (PSO-DNN), Harmony Search Algorithm (HSA-DNN), DNN with Adaptive Moment Estimation optimizer (ADAM) and Nonlinear AutoRegressive with eXogenous inputs (NARX). The experimental results distinctly highlight the exceptional performance of EMA-DNN by attaining the lowest Root Mean Squared Error (RMSE) during testing. This contribution not only advances solar power forecasting methodologies but also underscores the potential of merging metaheuristic algorithms with contemporary neural networks for improved accuracy and reliability.

本文提出了一种最新的元启发式算法,即进化交配算法(EMA),用于优化深度神经网络(DNN)的权重和偏差,以预测太阳能发电量。该研究采用前馈神经网络(FFNN),利用真实太阳能发电厂 34 天的测量数据(每 15 分钟记录一次)预测交流电输出。通过捕捉太阳辐照度、环境温度和组件温度之间错综复杂的非线性关系,实现准确预测。此外,论文还对已有算法进行了全面比较,包括差分进化算法(DE-DNN)、藤壶交配优化算法(BMO-DNN)、粒子群优化算法(PSO-DNN)、和谐搜索算法(HSA-DNN)、带有自适应矩估计优化器的 DNN 算法(ADAM)和带有外生输入的非线性自回归算法(NARX)。实验结果明显突出了 EMA-DNN 的卓越性能,在测试过程中获得了最低的均方根误差 (RMSE)。这一贡献不仅推动了太阳能发电预测方法的发展,而且凸显了将元启发式算法与当代神经网络相结合以提高准确性和可靠性的潜力。
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引用次数: 0
Advanced wind turbine blade inspection with hyperspectral imaging and 3D convolutional neural networks for damage detection 利用超光谱成像和 3D 卷积神经网络进行先进的风力涡轮机叶片检测,以检测损坏情况
Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-04-09 DOI: 10.1016/j.egyai.2024.100366
Patrick Rizk , Frederic Rizk , Sasan Sattarpanah Karganroudi , Adrian Ilinca , Rafic Younes , Jihan Khoder

In the context of global efforts to mitigate climate change by pursuing sustainable energy sources, wind energy has emerged as a critical contributor. However, the wind energy industry faces substantial challenges in maintaining and preserving the integrity of wind turbine blades. Timely and accurate detection and classification of blade faults, encompassing issues such as cracks, erosion, and ice buildup, are imperative to uphold wind turbines' ongoing efficiency and safety. This study introduces an inventive approach that amalgamates hyperspectral imaging and 3D Convolutional Neural Networks (CNNs) to augment the precision and efficiency of wind turbine blade fault detection and classification. Hyperspectral imaging is harnessed to capture comprehensive spectral information from blade surfaces, facilitating exact fault identification. The process is streamlined through Incremental Principal Component Analysis (IPCA), reducing data dimensions while maintaining integrity. The 3D CNN model demonstrates remarkable performance, achieving high accuracy in detecting all fault categories in full-band hyperspectral images. The model retains high accuracy even with dimensionality reduction to 20 spectral bands. The reduced processing time of the 20-band image enhances the practicality of real-world applications, thereby reducing downtime and maintenance expenditures. This research represents a significant advancement in wind turbine blade inspection, contributing to the sustainability and dependability of wind energy systems and furthering the cause of a cleaner and more sustainable energy future as part of the broader fight against climate change.

在全球努力通过开发可持续能源来减缓气候变化的背景下,风能已成为一个重要的贡献者。然而,风能行业在维护和保持风力涡轮机叶片完整性方面面临着巨大挑战。及时、准确地检测和分类叶片故障,包括裂缝、侵蚀和结冰等问题,对于维护风力涡轮机的持续效率和安全性至关重要。本研究介绍了一种将高光谱成像和三维卷积神经网络 (CNN) 相结合的创新方法,以提高风力涡轮机叶片故障检测和分类的精度和效率。利用高光谱成像技术可从叶片表面捕捉到全面的光谱信息,有助于准确识别故障。通过增量主成分分析 (IPCA) 简化了流程,在保持完整性的同时减少了数据维度。三维 CNN 模型表现出卓越的性能,在全波段高光谱图像中实现了对所有故障类别的高精度检测。即使将维度减少到 20 个光谱带,该模型仍能保持高精度。20 波段图像处理时间的缩短提高了实际应用的实用性,从而减少了停机时间和维护费用。这项研究代表了风力涡轮机叶片检测领域的重大进步,有助于提高风能系统的可持续性和可靠性,并在应对气候变化的大背景下,进一步推动实现更清洁、更可持续的能源未来。
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引用次数: 0
HVAC energy cost minimization in smart grids: A cloud-based demand side management approach with game theory optimization and deep learning 智能电网中的暖通空调能源成本最小化:基于云的需求侧管理方法:博弈论优化和深度学习
Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-04-05 DOI: 10.1016/j.egyai.2024.100362
Rahman Heidarykiany, Cristinel Ababei

In this paper, we present a novel cloud-based demand side management (DSM) optimization approach for the cost reduction of energy usage in heating, ventilation and air conditioning (HVAC) systems in residential homes at the district level. The proposed approach achieves optimization through scheduling of HVAC energy usage within permissible bounds set by house users. House smart home energy management (SHEM) devices are connected to the utility/aggregator via a dedicated communication network that is used to enable DSM. Each house SHEM can predict its own HVAC energy usage for the next 24 h using minimalistic deep learning (DL) prediction models. These predictions are communicated to the aggregator, which will then do day ahead optimizations using the proposed game theory (GT) algorithm. The GT model captures the interaction between aggregator and customers and identifies a solution to the GT problem that translates into HVAC energy peak shifting and peak reduction achieved by rescheduling HVAC energy usage. The found solution is communicated by the aggregator to houses SHEM devices in the form of offers via DSM signals. If customers’ SHEM devices accept the offer, then energy cost reduction will be achieved. To validate the proposed algorithm, we conduct extensive simulations with a custom simulation tool based on GridLab-D tool, which is integrated with DL prediction models and optimization libraries. Results show that HVAC energy cost can be reduced by up to 36% while indirectly also reducing the peak-to-average (PAR) and the aggregated net load by up to 9.97%.

在本文中,我们提出了一种基于云的新型需求侧管理(DSM)优化方法,用于降低小区住宅供暖、通风和空调(HVAC)系统的能源使用成本。所提出的方法通过在住宅用户设定的允许范围内安排暖通空调系统的能源使用来实现优化。住宅智能家庭能源管理(SHEM)设备通过专用通信网络连接到公用事业公司/汇集器,用于实现 DSM。每个家庭的智能家居能源管理(SHEM)设备都能使用最小化深度学习(DL)预测模型预测自己未来 24 小时的暖通空调能源使用情况。这些预测结果将传送给聚合器,然后聚合器将使用所提出的博弈论(GT)算法进行日优化。GT 模型可捕捉聚合器与客户之间的互动,并确定 GT 问题的解决方案,通过重新安排暖通空调能源使用,实现暖通空调能源峰值转移和峰值降低。找到的解决方案由聚合器通过 DSM 信号以报价的形式传达给房屋的 SHEM 设备。如果客户的 SHEM 设备接受该提议,则可实现能源成本的降低。为了验证所提出的算法,我们使用基于 GridLab-D 工具的定制模拟工具进行了大量模拟,该工具集成了 DL 预测模型和优化库。结果表明,暖通空调能源成本最多可降低 36%,同时也间接降低了峰均值(PAR)和总净负荷达 9.97%。
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引用次数: 0
Machine learning for CO2 capture and conversion: A review 二氧化碳捕获和转化的机器学习:综述
Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-03-30 DOI: 10.1016/j.egyai.2024.100361
Sung Eun Jerng , Yang Jeong Park , Ju Li

Coupled electrochemical systems for the direct capture and conversion of CO2 have garnered significant attention owing to their potential to enhance energy- and cost-efficiency by circumventing the amine regeneration step. However, optimizing the coupled system is more challenging than handling separated systems because of its complexity, caused by the incorporation of solvent and heterogeneous catalysts. Nevertheless, the deployment of machine learning can be immensely beneficial, reducing both time and cost owing to its ability to simulate and describe complex systems with numerous parameters involved. In this review, we summarized the machine learning techniques employed in the development of CO2 capture solvents such as amine and ionic liquids, as well as electrochemical CO2 conversion catalysts. To optimize a coupled electrochemical system, these two separately developed systems will need to be combined via machine learning techniques in the future.

用于直接捕获和转化二氧化碳的耦合电化学系统因其通过规避胺再生步骤来提高能源和成本效率的潜力而备受关注。然而,由于溶剂和异相催化剂的加入,耦合系统的优化比处理分离系统更具挑战性。然而,由于机器学习能够模拟和描述涉及众多参数的复杂系统,因此它可以减少时间和成本,对机器学习的应用大有裨益。在本综述中,我们总结了在开发二氧化碳捕集溶剂(如胺和离子液体)以及二氧化碳电化学转化催化剂时所采用的机器学习技术。为了优化耦合电化学系统,未来需要通过机器学习技术将这两个单独开发的系统结合起来。
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引用次数: 0
Fault detection and diagnosis of electric bus air conditioning systems incorporating domain knowledge and probabilistic artificial intelligence 结合领域知识和概率人工智能的电动客车空调系统故障检测和诊断
Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-03-27 DOI: 10.1016/j.egyai.2024.100364
Fangzhou Guo , Zhijie Chen , Fu Xiao

The air conditioning systems in electric city buses usually operate in rapidly changing ambient conditions and are more likely to suffer from mechanical faults. Although many fault detection and diagnosis (FDD) methods have been developed for building air conditioning systems, they are difficult to be applied to bus air conditioners since its operation is highly dynamic and fault-free data are usually unavailable. Therefore, this paper proposes an FDD method for electric bus air conditioners to tackle the above issues. First, the method identifies faults in an unsupervised manner by comparing selected features among a group of peer systems. Then, considering the features are influenced by the operating conditions, Gaussian process regression (GPR) models are established to find the relationships between each feature and its influential parameters. The probabilistic nature of the GPR is used to differentiate predictions with large uncertainty, which are then excluded from FDD. In this way, robustness of the method is evidently improved. Finally, fault indexes are defined to detect and diagnose mechanical faults. We applied the method to a group of air conditioners in a city bus fleet. Results showed that it can effectively identify refrigerant undercharge and indoor and outdoor fan problems with low false positive/genitive rates. Also, the method is highly robust and not sensitive to the faulty systems in the bus fleet.

电动城市公交车的空调系统通常在快速变化的环境条件下运行,更容易出现机械故障。虽然针对楼宇空调系统开发了许多故障检测和诊断(FDD)方法,但由于公交空调的运行是高度动态的,通常无法获得无故障数据,因此很难将这些方法应用于公交空调。因此,本文针对上述问题提出了一种适用于电动公交空调的 FDD 方法。首先,该方法通过比较一组同类系统的选定特征,以无监督的方式识别故障。然后,考虑到特征受运行条件的影响,建立了高斯过程回归(GPR)模型,以找出每个特征与其影响参数之间的关系。GPR 的概率性质用于区分不确定性较大的预测,然后将其排除在 FDD 之外。这样,该方法的鲁棒性就得到了明显改善。最后,还定义了故障指数,用于检测和诊断机械故障。我们将该方法应用于城市公交车队的一组空调。结果表明,该方法能有效识别制冷剂不足、室内和室外风扇问题,且误报率/阳性率较低。此外,该方法还具有很强的鲁棒性,对公交车队中的故障系统不敏感。
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Energy and AI
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