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Interpreting Legal Transfers: The Implications for Law and Development 解读法律转让:对法律和发展的影响
Pub Date : 2011-05-25 DOI: 10.2139/ssrn.1914841
P. Nicholson, J. Gillespie
Over recent years, the global diffusion of legal and regulatory regimes has dramatically increased. Much of the increase is the direct result of initiatives funded in the name of ‘law and development’. The world over, domestic legislation and regulatory reforms borrow heavily from international and foreign legal systems, and legal transfers have become the main inspiration for change. And yet after decades (if not centuries, if the colonial projects are included) of law reform projects, there is mixed evidence that legal transfers induce recipients to change in the ways envisaged by legal donors. Much has been written about the failures of law reform by law and development, comparative law and regulatory perspectives. This chapter is the introduction to an edited book titled 'Law and Development and the Global Discourses of Legal Transfers', to be published by Cambridge University Press in 2012. The book is significant because it brings together leading scholars from different disciplinary backgrounds to assess the strengths and weaknesses of these different disciplinary approaches. It aims to demonstrate how a synthesis of law and development, regulatory theory and legal transplantation theory – disciplines which have, to date, remained intellectually isolated from each other – can produce a more nuanced understanding about the types of legal transfers that are most likely to succeed.
近年来,法律和管理制度的全球扩散已大大增加。这一增长很大程度上是在“法律与发展”的名义下资助的倡议的直接结果。在世界各地,国内立法和管制改革大量借鉴国际和外国法律制度,法律转让已成为变革的主要动力。然而,经过几十年(如果不算几个世纪,如果包括殖民项目的话)的法律改革项目,有各种各样的证据表明,法律转让促使受援国按照法律捐助者设想的方式进行改变。从法律和发展、比较法和监管的角度,已经有很多关于法律改革失败的文章。这一章是一本名为《法律与发展以及法律转让的全球话语》的编辑书的介绍,该书将于2012年由剑桥大学出版社出版。这本书很重要,因为它汇集了来自不同学科背景的主要学者来评估这些不同学科方法的优缺点。它的目的是证明,将法律与发展、管制理论和法律移植理论(迄今为止在智力上彼此隔离的学科)综合起来,如何能够对最有可能成功的法律转让的类型产生更细致的理解。
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引用次数: 1
Critical Assessment of the Level of 'Uniformity' Created by the Convention on Contracts for the International Sale of Goods (Vienna Convention) 对《国际货物销售合同公约》(《维也纳公约》)所创造的“统一性”水平的批判性评估
Pub Date : 2011-03-01 DOI: 10.2139/ssrn.2340892
Garry Trillet
This paper critically assess the level of “uniformity” created by the Convention on Contracts for the International Sale of Goods ("CISG", Vienna, 1980).
本文批判性地评估了《国际货物销售合同公约》(《销售公约》,维也纳,1980年)所创造的“统一”水平。
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引用次数: 0
What is International Economic Law? 什么是国际经济法?
Pub Date : 2011-03-01 DOI: 10.1093/JIEL/JGR008
S. Charnovitz
This article attempts to define international economic law and its role in the international legal regime. After describing various options for the definition of international economic law, the article discusses the history of policy developments that led to the creation of international economic law as a field of legal scholarship. The article then discusses the role that various academics have played in the development of scholarship in this area and notes that international economic law garnered high popularity in the early 1980s because of a treatise written by Pieter VerLoren van Themaat. The article concludes by considering the relationship of international economic law to other fields of international law, such as environmental law and labor law.
本文试图界定国际经济法及其在国际法律制度中的作用。在描述了国际经济法定义的各种选择之后,本文讨论了导致国际经济法作为一个法律学术领域诞生的政策发展历史。文章随后讨论了各种学者在这一领域的学术发展中所扮演的角色,并指出,由于Pieter VerLoren van Themaat撰写的一篇论文,国际经济法在20世纪80年代初获得了很高的知名度。文章最后考虑了国际经济法与其他国际法领域,如环境法和劳动法的关系。
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引用次数: 9
Relationship Between FDI Inflows and Bilateral Investment Treaties/International Investment Treaties in Developing Economies: An Empirical Analysis 发展中经济体FDI流入与双边投资条约/国际投资条约关系的实证分析
Pub Date : 2011-02-19 DOI: 10.2139/ssrn.1764342
A. Padmanabhan
Bilateral Investment Treaties (BITs) or International Investment Agreements (IIAs) - often perceived as admission tickets to investments - are agreements signed between two countries under which each country binds itself to offer treaty based protection to investments and investors of the other country. This treaty based protection includes not expropriating foreign investment unless there is a public purpose and accompanied by compensation; national treatment; most favoured nation treatment; treating investors and investments in a fair and equitable manner; allowing free repatriation of profits; and providing an investor-state dispute settlement system (also known as investment treaty arbitration) under which foreign investors can directly bring a case at an international arbitral tribunal like the International Convention for the Settlement of Investment Disputes (ICSID) without the consent of their state if the investor feels that the host country violated the BIT or IIA. Large numbers of BITs/IIAs are being signed with great alacrity by developing countries, like India and other developing countries, in a bid to attract more FDI inflows. The rationale behind signing these treaties is that it is believed by these countries that they will result in increased foreign investment flows into the country. This paper attempts to see if there is a positive and direct correlation between signing BITs/IIAs and foreign investment inflows in developing countries like India, South American and Asian countries. This hypothesis would be either proved or disproved by the researcher. Data would be collected for this purpose from the Ministry of Trade and Commerce, Foreign Ministry of the respective countries. Further, even after assuming that there is a direct and positive relationship, it would also be studied whether it is prudent for developing economies to be overly-enthusiastic in signing BITs/IIAs given the restriction on policy space accorded to the host nations because majority of BITs/IIAs are structured purely from the perspective of foreign investors, granting them extensive rights without recognizing the right of sovereign states to regulate in the national interest leaving limited manoeuvrability to the host state. This warrants a detailed discussion in order to understand the serious consequences of the investment treaty obligations on host countries. This need has been augmented in light of the increasing number of investor-state treaty disputes and arbitrations at the ICSID and how it has become important for these developing countries to learn lessons and be cautious while negotiating their BITs or IIAs by considering adding adequate safeguards that will allow them to deviate from their treaty obligations in case a situation arises and thus, avoid potential protracted litigations that could cost millions as in the famous CMS v. Argentina case in the 1990s. Thus, the paper would conclude by not only understanding whether the hypothesis proposed
双边投资条约(BITs)或国际投资协定(IIAs) -通常被视为投资的入场券-是两国之间签署的协议,根据该协议,每个国家都约束自己为另一国的投资和投资者提供基于条约的保护。这种基于条约的保护包括不征收外国投资,除非有公共目的并附有补偿;国民待遇;最惠国待遇;以公平和公正的方式对待投资者和投资;允许利润自由汇出;并提供投资者-国家争端解决机制(也称为投资条约仲裁),根据该机制,如果外国投资者认为东道国违反了BIT或IIA,则无需征得其所在国的同意,即可直接向国际仲裁法庭提起诉讼,如解决投资争端国际公约(ICSID)。发展中国家,如印度和其他发展中国家,正非常迅速地签署大量双边投资协定/投资协定,以吸引更多的外国直接投资流入。签署这些条约的理由是,这些国家相信,这些条约将增加流入本国的外国投资。本文试图了解在印度、南美和亚洲国家等发展中国家签署双边投资协定/国际投资协定与外国投资流入之间是否存在正相关关系。这个假设要么被研究者证实,要么被研究者否定。为此目的,将从各国的贸易和商务部、外交部收集数据。此外,即使假设存在直接和积极的关系,也将研究发展中经济体在签署双边投资协定/国际投资协定时是否过于热情,因为大多数双边投资协定/国际投资协定纯粹是从外国投资者的角度构建的,因此给予东道国的政策空间受到限制。赋予他们广泛的权利,却不承认主权国家根据国家利益进行监管的权利,只给东道国留下有限的回旋余地。这需要进行详细讨论,以便了解投资条约义务对东道国造成的严重后果。鉴于国际投资争端解决中心的投资者-国家条约争端和仲裁越来越多,以及这些发展中国家在谈判其双边投资协定或国际投资协定时吸取教训并保持谨慎变得非常重要,考虑增加适当的保障措施,使它们能够在出现情况时偏离其条约义务,因此,避免像20世纪90年代著名的CMS诉阿根廷案那样,可能耗费数百万美元的旷日持久的诉讼。因此,本文的结论不仅是理解所提出的假设是否得到验证,而且还提供了规范性的论据,支持在进入谈判和发展中国家签署之前仔细评估双边投资协定对外国投资流入的影响,并根据上述领域的案例研究,充分保留其在双边投资协定中监管外国投资的权利。
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引用次数: 1
International Humanitarian Law: An Ancient Indian Perspective 国际人道法:古印度视角
Pub Date : 2011-01-12 DOI: 10.2139/ssrn.1738806
Bhumika Modh
This paper begins with the discussion of Hinduism and the concept of dharma, widely translated as way of righteousness. The paper further traces the analogical deductions of the origin of the international humanitarian law from the ancient Indian texts. The paper also tries to trace back to the ancient Indian warfare methods and techniques to establish the correlation and roots of international law and international humanitarian law with the concept and philosophy of Hinduism. The paper tries to prove that war as an art as well as a science was equally well understood in ancient India. The sources of ancient India, which are the sources of Hinduism, support the statement that the Indian civilisation was the first to discover the means and the laws of war. The ancient Indian texts established rules for the conduct of rulers towards their people, including, for example, the obligation to treat the vanquished humanely and the prohibition of poisoned weapons.
本文首先讨论印度教和佛法的概念,佛法被广泛翻译为正义之路。本文进一步追溯了从古印度文献中对国际人道主义法起源的类比演绎。本文还试图追溯古印度的战争方法和技术,以建立国际法和国际人道法与印度教理念和哲学的关联和根源。这篇论文试图证明,在古印度,战争作为一门艺术和一门科学同样得到了很好的理解。古印度的资料来源,也就是印度教的来源,支持了印度文明是第一个发现战争手段和法则的说法。古印度文本确立了统治者对待其人民的行为规则,例如包括人道对待被征服者的义务和禁止使用有毒武器。
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引用次数: 0
The Proliferation of International Criminal Law Courts: Multiple Standards or Different Angles of International Criminal Law? 国际刑事法院的泛滥:多重标准还是国际刑法的不同视角?
Pub Date : 2011-01-11 DOI: 10.2139/ssrn.1738348
Sherif A. Elgebeily
Whereas in 1920 there was the solitary Permanent Court of International Justice (PCIJ), today there is a multitude of international tribunals. The effect that this has on the impact of international human rights and international criminal law cannot be underestimated; although regional and ad hoc courts may result in more culturally relevant justice, they may also run the risk of unintentionally importing bias, profiling justice-seekers as in the Kunerac case, and may also result in "forum shopping". This paper seeks to examine the extent to which international human right law is included and implemented in newly created courts, specifically the international criminal tribunals for the former Yugoslavia and Rwanda and the International Criminal Court. This paper will discuss whether the same standard of human rights can or should be applied by each or whether justice is more adequately served for the individual or group depending on the court that hears the case. In instances of international criminal law, where can an individual or a group take their claim to redress injustices and criminal human rights failures? Moreover, has such a proliferation allowed a more relevant and precise method of judicial recourse for such parties or has it rather blurred the lines of what constitutes an international crime?I intend to debate the implications of the different mandates given to the ICTR, ICTY and the ICC and the discerning inclusion of international human rights law. The mandates of each slightly differ in which acts are specifically criminalized and I intend to scrutinize the distinct differences in detail before discussing whether tailor-made mandates for international criminal courts amounts to moving the goalposts. I will also examine whether a by-product of the proliferation of international tribunals is not the selective rejection of international human rights law that is not applicable in each particular case. I will then discuss if this is the right choice to be made and if it is setting a dangerous precedent for future judicial processes. Given that international criminal law was intended to end acts carried out with impunity, is the proliferation of courts setting an example that crime may no longer be a crime depending on where it has been perpetrated?This paper will conclude by finding that there indeed exists a need for a more uniform interpretation of international criminal law and that such an interpretation would ensure that the standard of international human right law is universally maintained in practice just as in theory. Whilst some may raise concerns about a Western hegemony and forced implementation of human rights values foreign to non-Western cultures and traditions, I surmise that by altering the parameters, thresholds and definitions of what constitutes an international crime would be a constant shift of legal values tantamount to a violation of the nullen crimen principle itself.
1920年只有一个常设国际法院(PCIJ),而今天有许多国际法庭。这对国际人权和国际刑法的影响所产生的影响是不可低估的;虽然区域法院和特设法院可能产生与文化更相关的司法,但它们也可能有无意中引入偏见的风险,像Kunerac案那样对寻求正义的人进行定性,还可能导致“购买法院”。本文试图审查新设立的法院,特别是前南斯拉夫和卢旺达问题国际刑事法庭和国际刑事法院纳入和执行国际人权法的程度。本文将讨论每个人是否可以或应该适用相同的人权标准,或者是否根据审理案件的法院,为个人或群体提供更充分的司法服务。在国际刑法的情况下,个人或团体可以在哪里要求纠正不公正和刑事人权失败?此外,这种扩散是否使这些当事方有了一种更相关和更精确的司法追索方法,还是模糊了构成国际罪行的界限?我打算就赋予卢旺达问题国际法庭、前南问题国际法庭和国际刑事法院的不同任务所涉问题以及明确纳入国际人权法所涉问题进行辩论。在具体将行为定为刑事犯罪方面,每个机构的任务略有不同,我打算在讨论为国际刑事法院量身定制的任务是否相当于移动门柱之前详细审查这些明显的差异。我还将研究国际法庭数量激增的一个副产品是否不是选择性地拒绝不适用于每一具体案件的国际人权法。然后,我将讨论这是否是一个正确的选择,以及它是否会为未来的司法程序树立一个危险的先例。鉴于国际刑法的目的是结束不受惩罚的行为,法院的激增是否树立了一个榜样,即犯罪可能不再是犯罪,取决于犯罪发生的地点?本文的结论是,确实需要对国际刑法作出更统一的解释,这种解释将确保国际人权法的标准在实践中像在理论上一样得到普遍维护。虽然有些人可能会对西方霸权和强迫实施非西方文化和传统之外的人权价值观表示担忧,但我推测,通过改变构成国际犯罪的参数、阈值和定义,将是法律价值观的不断转变,相当于违反了不为罪原则本身。
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引用次数: 0
Squaring the Circle? – International Humanitarian Law and Transnational Armed Conflicts 圆的平方?-国际人道主义法和跨国武装冲突
Pub Date : 2011-01-04 DOI: 10.1163/ej.9789004172838.3-1032.21
Tamás Hoffmann
Even though the law of armed conflict traditionally recognizes only the dichotomy of international and non-international armed conflict applicable in the normative framework regulating armed hostilities, reality presents situations that do not readily fit into these categories. Foreign State involvement is almost habitual in contemporary conflicts and a significant number of conflicts rage between States and non-State actors not necessarily remaining within the confines of a country.The present paper attempts to examine the legal classification of ‘transnational armed conflicts’, i.e. armed hostilities with a transboundary character that involve non-State actors and thus seemingly escape the classic division of international and non-international armed conflict. After a perusal of legal doctrine and State practice, it concludes that contemporary international humanitarian law is capable of regulating such conflicts and calls for an overhaul of the present system are premature.
尽管武装冲突法传统上只承认在规范武装敌对行动的规范框架中适用的国际和非国际武装冲突的二分法,但现实情况并不容易符合这些类别。在当代冲突中,外国的介入几乎是习惯性的,许多冲突发生在国家与非国家行为体之间,不一定局限于一国境内。本文试图研究“跨国武装冲突”的法律分类,即具有跨界性质的武装敌对行动,涉及非国家行为者,因此似乎逃脱了国际和非国际武装冲突的经典划分。在仔细研究了法律理论和国家实践之后,它得出结论认为,当代国际人道主义法能够管理这种冲突,要求彻底改革现行制度是不成熟的。
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引用次数: 4
Still Up to the Challenge? International Trade Issues Facing the Basel Convention as it Enters its Third Decade 还能接受挑战吗?《巴塞尔公约》进入第三个十年面临的国际贸易问题
Pub Date : 2010-11-22 DOI: 10.2139/SSRN.1758853
R. Powell
The Basel Convention is inarguably a noble effort to combat the grave threat to human and environmental health posed by hazardous wastes, but it has failed in at least one of its fundamental objectives: to minimize the movement of hazardous waste across international borders. Is the framework of the Convention sufficient to achieve its goals as well tackle emerging issues in international trade?The first half of the paper provides generous background information about the Basel Convention including: - its origins and purpose - a case study of the infamous Khian Sea incident - the organization and scope of the treaty - how the treaty employs trade measures to minimize trade in hazardous waste - how the Convention approaches compliance and dispute resolution - the future implementation of the Convention via the New Strategic Framework to be addressed at COP10 - proposed provisions including the Basel Ban Amendment and the Protocol on Liability and Compensation.The second half of the paper discusses the Basel Convention's strengths and analyzes its shortcomings. It also suggests improvements for the Convention to succeed in its original and assumed objectives. Topics addressed include: - the incorporation the Precautionary Principle into the treaty - inconsistent standards in Annex IX - the circumvention of the convention by traders of e-waste and ship breaking - hazardous wastes outside of the Convention such as ship wastes and radioactive waste - the failure of the treaty's trade measures to achieve its objectives - the potential conflict of the treaty's trade measures with the WTO Agreements - inadequacies of the Basel Compliance Mechanism - the lack of a dispute settlement system.After 20 years, the purpose of the Basel Convention remains as relevant as ever, but its framework, while not ill-conceived, has proven insufficient. Unfortunately, the New Strategic Framework fails to adequately address most of Convention’s most significant weaknesses. Ratification of the Ban Amendment and Liability Protocol in addition to significant tweaks, particularly in the arena of compliance, will likely afford the Basel Convention an opportunity to position itself to face the emerging issues of international trade and achieve a reduction in the transboundary movement of hazardous waste over its third decade.
《巴塞尔公约》无疑是一项崇高的努力,旨在消除危险废物对人类和环境健康构成的严重威胁,但它至少未能实现一个基本目标:尽量减少危险废物的跨国界流动。《公约》的框架是否足以实现其目标并解决国际贸易中新出现的问题?本文的前半部分提供了大量关于巴塞尔公约的背景资料,包括:-条约的起源和目的-臭名昭著的海事件的案例研究-条约的组织和范围-条约如何采用贸易措施尽量减少危险废物的贸易-公约如何处理合规和争端解决-通过第十届缔约方会议将讨论的新战略框架对公约的未来实施-拟议的条款包括巴塞尔禁令修正案和责任和赔偿议定书。论文的第二部分讨论了巴塞尔公约的优点,并分析了其不足。它还建议作出改进,使《公约》能够成功地实现其最初和假定的目标。讨论的主题包括:-预防原则合并到条约不一致的标准附件IX -公约的规避电子垃圾的交易员和拆船公约之外的危险废物如船舶废物和放射性废物——条约的贸易措施未能实现其目标——条约的潜在冲突的贸易措施与世贸组织协议——巴塞尔合规机制的不足——缺乏争端解决系统。20年后,《巴塞尔公约》的宗旨仍然与以往一样重要,但其框架虽然不是考虑不周,但已被证明是不够的。不幸的是,新战略框架未能充分解决《公约》的大多数最重大弱点。批准《禁令修正案和责任议定书》,加上特别在遵守方面的重大调整,可能使《巴塞尔公约》有机会面对新出现的国际贸易问题,并在其第三个十年中减少危险废物的越境转移。
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引用次数: 0
International Arbitration's Public Realm 国际仲裁的公共领域
Pub Date : 2010-06-10 DOI: 10.1163/EJ.9789004206007.I-516.40
C. Rogers
Domestic arbitration is under attack as permitting repeat players to evade mandatory statutory law, as retarding legal developments, as undermining democratic lawmaking, and ultimately as imposing substantively biased outcomes on less sophisticated parties through contracts of adhesion. Collectively, these critiques of domestic arbitration could be interpreted as suggesting that domestic arbitration seeks to obviate or even subvert public interests and the public realm. The thesis of this chapter is that, in contrast to criticisms of domestic arbitration, international arbitration has a vibrant public realm. International arbitration produces public goods and has the potential to go beyond simply resolving disputes. It can promote international cooperation, improve transnational governance and contribute to the development of an international rule of law.
国内仲裁受到攻击,因为它允许重复参与者逃避强制性成文法,阻碍法律发展,破坏民主立法,并最终通过附则合同将实质上有偏见的结果强加给不那么成熟的当事方。总的来说,这些对国内仲裁的批评可以被解释为暗示国内仲裁试图排除甚至颠覆公共利益和公共领域。本章的主题是,与对国内仲裁的批评相比,国际仲裁有一个充满活力的公共领域。国际仲裁产生公共产品,具有超越简单解决争端的潜力。它可以促进国际合作,完善跨国治理,促进国际法治的发展。
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引用次数: 3
India’s Child Labour Policies: Its Implementation Within the ILO Framework with Emphasis on Conventions 138 and 182 and the Multilateral Framework with Emphasis on the Social Clause of the WTO 印度的童工政策:在国际劳工组织框架内的执行,重点是第138和182号公约和多边框架,重点是世界贸易组织的社会条款
Pub Date : 2010-05-25 DOI: 10.2139/SSRN.1627656
A. Padmanabhan
The overwhelming majority of working children in India in the unorganized, agricultural and allied sectors work primarily due to socio-economic factors. Poverty, unemployment/under-employment and illiteracy, are the most important factors that contribute to child labour in India. Given the complex socio-economic dimensions of the problem, improvement in the living and working conditions of parents and in their economic conditions as well as education is crucial to the elimination of child labour. International trade has been one of the pillars of growth for developing countries. The formation of the WTO provides a threat as well as an opportunity for labour movements and their working conditions. Within this context, India has not ratified ILO Conventions 138 and 182 as yet. The international community is extremely keen that India does so as to abide by international core labour standards. However, given the complexity of the problem, the socioeconomic scenario and the availability of resources in India, a sequential, progressive, integrated and multidimensional as well as a multilateral approach towards the gradual elimination of child labour. In this paper, the author wishes to discuss the endemic issue of child labour in India, the relevant legislations to deal with it and how they have been inadequate so far, including the non-ratification of the ILO Conventions 138 and 182. The author tries to explain that this issue can only be resolved with the cooperation of the international community based on the fundamental principle of the Social clause as espoused in the WTO. Only with this multilateral framework can India be bolstered and complemented to progressively embark on strategies and policies to eradicate this menace which is so intricately twined with the socio-economic and political fabric of the country.
印度绝大多数在无组织、农业和相关部门工作的童工主要是由于社会经济因素。贫穷、失业/就业不足和文盲是导致印度童工的最重要因素。鉴于这一问题具有复杂的社会经济方面,改善父母的生活和工作条件及其经济条件和教育对消除童工现象至关重要。国际贸易一直是发展中国家增长的支柱之一。世贸组织的成立为劳工运动及其工作条件提供了机遇,也带来了威胁。在这方面,印度尚未批准劳工组织第138号和第182号公约。国际社会非常希望印度这样做,以遵守国际核心劳工标准。然而,考虑到问题的复杂性、印度的社会经济情况和资源的可用性,循序渐进、综合和多方面以及多边的方法可以逐步消除童工现象。在这篇文章中,作者希望讨论童工在印度的地方性问题,相关的立法来处理这个问题,以及到目前为止这些立法是如何不足的,包括不批准国际劳工组织第138和182号公约。作者试图说明,这一问题只有在国际社会的合作下,才能根据世界贸易组织所支持的社会条款的基本原则加以解决。只有有了这一多边框架,印度才能得到支持和补充,以便逐步实施消除这一与该国社会经济和政治结构错综复杂地交织在一起的威胁的战略和政策。
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引用次数: 2
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Public International Law eJournal
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