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The government-business relations: how Chinese business leaders take part in government policy formulation in the National People’s Congress 政商关系:中国商界领袖如何参与全国人大政府政策制定
IF 3 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2022-11-21 DOI: 10.1080/23812346.2022.2147716
Xiaoyu Yang, A. Nahm
Abstract To better understand the government-business relations and the governance in China, this study investigates the effects of Chinese business leaders’ membership in the National People’s Congress (NPC) on government subsidy, firm’s strategic change, and labor inefficiency. Our sample consists of 959 firms with business leaders in the 10th and 11th NPC, which account for 88% of the total firms that have business leaders in the NPC. To make a valid comparison, we used various criteria to create a matching sample of 44,894 firms that have no business leaders in the NPC. The results suggest that NPC membership has a positive effect on government subsidy, and negative effects on firm’s strategic change and labor inefficiency. After conducting a post-hoc analysis, we found interesting interaction effects of NPC membership and firm ownership upon firm’s strategic change and labor inefficiency. State-owned firms had stronger negative relationships between NPC membership and strategic change, and between NPC membership and labor inefficiency.
摘要为了更好地理解中国政商关系和政府治理,本研究考察了中国商界领袖的全国人大代表身份对政府补贴、企业战略变革和劳动效率低下的影响。我们的样本包括959家在第十届和第十一届全国人大中有商业领袖的企业,占全国人大中有商业领袖的企业总数的88%。为了进行有效的比较,我们使用各种标准创建了44,894家在全国人大中没有商业领袖的公司的匹配样本。结果表明,人大成员资格对政府补贴有正向影响,对企业战略变革和劳动效率低下有负向影响。在进行事后分析后,我们发现全国人大成员和企业所有权对企业战略变革和劳动效率低下有有趣的交互作用。国有企业参加全国人大与企业战略变革、国有企业参加全国人大与劳动效率低下的负相关关系更强。
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引用次数: 3
Interregional collaboration for food safety governance: the scheme design and performance evaluation with cases in China 区域间食品安全治理协作:方案设计与绩效评价——以中国为例
IF 3 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2022-10-20 DOI: 10.1080/23812346.2022.2134625
Yu Wang, Dong Li, Jiehong Zhou
Abstract The spatial spillover of food safety risks and the regional mobility of food enterprises make territorial governance inefficient, which calls for interregional collaboration to enhance food safety in the context of territorial governance. However, due to the lack of a collaborative food safety governance scheme, there has been no substantial progress in interregional collaboration for food safety governance in China. Therefore, this paper refines the three key elements of collaboration from the perspective of supply chain, economy and geography and puts forward the optimal zoning scheme of interregional collaboration for food safety governance. By analysing the evolution trend of interregional collaboration, we found China has already produced the germination of interregional collaboration in terms of food safety issues, though it has been slow and volatile. To promote the process of interregional collaboration, this paper also analyses the determinants of the coordinated regulatory performance of food safety. The results show that collaborative actions within regions can facilitate coordinated regulatory practice. The interregional difference in regulatory intensity and consumption patterns hinder the interregional collaboration for food safety governance, while the interregional difference in industrial structure inversely promotes the coordinated regulatory performance. These findings lend support to effective promotion of interregional collaboration.
食品安全风险的空间外溢和食品企业的区域流动性使得属地治理效率低下,这需要在属地治理的背景下,通过区域间合作来提升食品安全。然而,由于缺乏协同的食品安全治理方案,中国在食品安全治理的区域间协作方面没有取得实质性进展。因此,本文从供应链、经济和地理三个层面对协同要素进行提炼,提出了食品安全治理区域间协同的最优分区方案。通过分析区域间合作的演变趋势,我们发现中国在食品安全问题上已经产生了区域间合作的萌芽,尽管这个过程是缓慢和不稳定的。为了促进区域间合作的进程,本文还分析了食品安全协调监管绩效的决定因素。结果表明,区域内的协同行动可以促进协调的监管实践。区域间监管强度和消费模式的差异阻碍了区域间食品安全治理的协同,而区域间产业结构的差异则促进了区域间监管绩效的协调。这些发现有助于有效促进区域间合作。
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引用次数: 0
‘Old brooms can still sweep’: the logic of furthering CPC’s centralized system “老扫帚还能扫”:推进中央集权制度的逻辑
IF 3 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2022-10-19 DOI: 10.1080/23812346.2022.2131993
Jiann-Fa Yan, Xuedong Yang
Abstract This article puts the power centralization drive of the CPC since 2012 into perspective by going back to the Party’s history. By employing the retrospective governance studies approach, it singles out three cases in the CPC’s history in which top Party leaders chose to reinforce the CPC’s centralized system even when the Party had made strides in the previous stage, including creating the Instruction Request and Work Report System in 1948, adjusting Party-government Relations in 1953 and prioritizing top-level design since the 18th Party Congress in 2012. Based on a detailed analysis and comparison of the background, process and repercussions of furthering the CPC’s centralized system in the three cases, this article concludes that top Party leaders chose to further strengthen the CPC’s centralized system even when the Party was making strides in its cause primarily because of their concerns about the negative influences, real or imaginary, of the changing environment on the organizational integrity of the Party. By demonstrating the significance of CPC’s Leninist heritage in enabling its resilience, the present analysis broadens the scope of authoritarian resilience studies.
本文通过对中国共产党历史的回顾,透视2012年以来中国共产党的权力集中。通过采用回溯性治理研究方法,它挑出了中国共产党历史上的三个案例,其中包括1948年创建指示请求和工作报告制度,1953年调整党政关系,以及2012年第十八次党代会以来优先考虑顶层设计,即使党在上一阶段取得了长足进步,党的最高领导人仍然选择加强党的集中制度。本文通过对这三个案例中深化中共中央集权制度的背景、过程和影响的详细分析和比较,得出结论认为,即使在党的事业取得长足进步的情况下,党的最高领导人仍然选择进一步加强党的中央集权制度,主要是因为他们担心变化的环境对党的组织完整性的负面影响,无论是真实的还是想象的。通过展示中国共产党的列宁主义遗产对其恢复力的重要性,本分析拓宽了威权恢复力研究的范围。
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引用次数: 0
Pandemic control vs. economic recovery: understanding the dynamics of work and production resumption policy in local China 疫情控制与经济复苏:了解中国当地复工复产政策的动态
IF 3 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2022-10-18 DOI: 10.1080/23812346.2022.2131977
Biao Huang, Li Ye, Jiebing Wu
Abstract How local governments respond to the COVID-19 pandemic has received much scholarly attention. The existing literature mainly focuses on epidemic prevention, while the contradictory policy goals of pandemic control and economic recovery are less investigated. How do local governments respond to such tasks with tension? This article approaches the question by analysing the policy divergence between central and local governments under the influence of the conflicting goals. Utilising an original dataset of policy divergence in work and production resumption policies between central and 244 municipal governments in China, this study finds that pandemic control is the priority of local governments, and the rationality-based logic rather than the capacity-based logic is followed by local leaders when formulating policy responses. The results extend the theoretical understanding of local governments’ policy response under pandemic conditions and provide a theoretical basis for better management of the pandemic in practice.
地方政府如何应对新冠肺炎疫情一直备受学术界关注。现有文献主要集中在疫情防控方面,而对疫情控制和经济复苏这两个矛盾的政策目标的研究较少。地方政府如何应对这些紧张的任务?本文通过分析在目标冲突的影响下中央和地方政府的政策分歧来探讨这一问题。利用中国244个地市级政府与中央政府的复工复产政策差异原始数据集,研究发现,疫情防控是地方政府的优先事项,地方领导人在制定政策应对时遵循的是理性逻辑而非能力逻辑。研究结果拓展了对大流行条件下地方政府政策应对的理论认识,并为实践中更好地管理大流行提供了理论依据。
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引用次数: 2
Roles of institutions and dynamic capability in the relationship between collaboration and performance in emergency management: evidence from 110 cases in Shanghai 机构和动态能力在应急管理协作与绩效关系中的作用——来自上海110例案例的证据
IF 3 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2022-10-17 DOI: 10.1080/23812346.2022.2131988
Ruoxuan Liu, Bo Fan
Abstract The existing research identifies that cross-organizational collaboration is important in the enhancement of emergency management. However, little effort has been made to empirically examine how collaboration contributes to emergency performance. Within this field lies a theoretical controversy that institutional arrangement and dynamic capability compete with each other to enhance emergency collaboration. Numerous studies find that a contingency plan, as a form of institutional arrangement, is necessary for ensuring collaboration in a planned and legitimate manner. Conversely, research also suggests that absorptive capacity, as an important dynamic capability for organizations to adapt to changing environments, is beneficial to the improvement of emergency collaboration. The current study contributes to the understanding of the influence of collaboration on emergency performance by (1) investigating the relationship between collaboration networks and performance, and (2) examining the mediating roles of the contingency plan and absorptive capacity in this relationship. Employing structural equation modeling with data from 110 cases of emergency drills in Shanghai, results suggest that collaboration networks have a positive association with emergency performance, which is simultaneously mediated by contingency plan and absorptive capacity, and further demonstrate that absorptive capacity exerts a stronger effect than contingency plan. Overall, the findings point to a need to dissolve the nuanced contradiction between the institutions and dynamic capability and weigh the two approaches when implementing emergency collaboration across organizations.
摘要现有研究表明,跨组织协作在加强应急管理方面很重要。然而,很少有人从经验上研究合作如何有助于应急绩效。在这一领域中,存在着制度安排和动态能力相互竞争以加强应急协作的理论争议。许多研究发现,应急计划作为一种制度安排,对于确保有计划和合法的合作是必要的。相反,研究还表明,吸收能力作为组织适应不断变化的环境的重要动态能力,有利于改善应急协作。本研究通过(1)调查协作网络与绩效之间的关系,以及(2)考察应急计划和吸收能力在这种关系中的中介作用,有助于理解协作对应急绩效的影响。采用结构方程模型,结合上海市110起应急演习的数据,结果表明,协作网络与应急绩效呈正相关,同时受应急计划和吸收能力的调节,并进一步证明吸收能力比应急计划发挥更大的作用。总的来说,研究结果表明,在实施跨组织的紧急合作时,需要消除机构和动态能力之间的微妙矛盾,并权衡这两种方法。
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引用次数: 3
To join the top and the bottom: the role of provincial governments in China's top-down policy diffusion 加入上层和底层:中国省级政府在自上而下的政策扩散中的作用
IF 3 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2022-08-04 DOI: 10.1080/23812346.2022.2105083
Suping Lou, Zongfeng Sun, Yushan Zhang
Abstract The provincial governments in China and their impact on the policy adoption of county-level administrations remain understudied. This article contributes to the study of policy adoption by dividing the roles enacted by provincial governments into the four following types: subcontractor, pressure-giver, designer, and co-provider. It utilizes the event history analysis method to examine the effects of the four aforementioned roles on policy adoption by county-level governments on the Old Age Allowance Policy (OAAP). The results suggest that provinces playing the roles of designer, co-provider, and pressure-giver exert a significantly more positive impact on the acceptance of the OAAP by their county-level administrations than provinces performing as subcontractors. Meanwhile, the subcontractor-then-designer role exerts a negative influence on the espousal of the OAAP by county-level governments. These findings deliver a new theoretical account of the vertical approach to policy diffusion and offer substantive practical implications for social policy applications in hierarchical societies.
摘要中国的省级政府及其对县级政府政策制定的影响仍然研究不足。本文通过将省级政府制定的角色划分为以下四种类型:分包商、施压者、设计者和共同提供者,为政策采纳的研究做出了贡献。它利用事件历史分析方法来检验上述四个角色对县级政府制定老龄津贴政策的影响。结果表明,与作为分包商的省份相比,扮演设计者、共同提供者和压力给予者角色的省份对其县级行政部门接受OAAP的积极影响要大得多。同时,分包商当时的设计者角色对县级政府对OAAP的支持产生了负面影响。这些发现为政策扩散的垂直方法提供了新的理论解释,并为等级社会中的社会政策应用提供了实质性的实际意义。
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引用次数: 5
Property rights and market participation: evidence from the land titling program in rural China 产权与市场参与:来自中国农村土地确权制度的证据
IF 3 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2022-06-25 DOI: 10.1080/23812346.2022.2090171
Dongwei He, Guangcai Zhang, Kai You, Jun Wu
Abstract The incomplete and unstable property rights of farmland in rural China hinder the development of the nation’s farmland rental market. The Chinese government implemented a land titling program in 2008 and conducted several pilot programs in various provinces to remove the barriers resulting from ambiguous property rights. Using data from the China Health and Retirement Longitudinal Study, this paper investigates the effects of rural land titling on market participation in rural China. First, we provide novel evidence regarding the impact of land titling on land market participation and investigate the heterogeneous wealth effects and geographic locations of land rental decisions. Second, we examine the endogeneity of land titling program implementation through empirical analysis. Our results indicate that clear and well-defined farmland property rights increase land rental activities and raise rental prices. We also find a significantly negative wealth effect in land transfer decisions, indicating that land titling encourages poorer farmers to rent out farmland. Land titling is found to promote land transfer, with the strongest effect in central China, and raise rental rates, with the largest increase in western China.
摘要我国农村土地产权不完整、不稳定,阻碍了我国耕地租赁市场的发展。2008年,中国政府实施了一项土地确权计划,并在各省开展了几项试点项目,以消除产权模糊造成的障碍。利用中国健康与退休纵向研究的数据,本文调查了中国农村土地所有权对市场参与的影响。首先,我们提供了关于土地所有权对土地市场参与的影响的新证据,并调查了土地租赁决策的异质财富效应和地理位置。其次,通过实证分析考察了土地确权制度实施的内生性。我们的研究结果表明,清晰明确的农田产权增加了土地租赁活动,并提高了租赁价格。我们还发现,土地转让决策中存在显著的负财富效应,表明土地所有权鼓励贫困农民出租农田。土地确权对土地出让的促进作用在中部地区最强,对租金的提高作用在西部地区最大。
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引用次数: 5
What values are evaluated? An exploratory empirical study of the public values structure in Chinese local government performance evaluation through the case of the ‘Hangzhou model’ 评估了哪些价值观?基于“杭州模式”的地方政府绩效评价公共价值结构实证研究
IF 3 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2022-04-29 DOI: 10.1080/23812346.2022.2064038
Lijing Yang, Fei Sun, Shu Li
Abstract Performance evaluations often convey values promoted by the government. However, it is unclear in the Chinese context what ‘performance’ means when referring to appraised values because little empirical evidence exists, particularly regarding the relations between values. This study examines Hangzhou, a pioneering case among Chinese municipalities of comprehensive performance evaluation, to analyze the relations between values. We examined 2,422 performance evaluation reports and policies released to the public. After conducting content and social network analyses, we theorized the public values structure were composed of relations of hierarchy, proximity, and causality. Our findings indicate prime values were listed prior to instrumental or market-driven values. The proximity between public interest and quality is demonstrated by the highest correlation coefficients. Each value cluster contains a causal relationship, indicating one value is the means to another. We discuss the values-oriented approach to performance evaluation, the contextual nature of public values studies, and the limits of using public satisfaction in performance evaluation. As an exploratory study, this work identifies values advocated by local governments in China; such findings are absent from existing research. Moreover, this study provides a practical method for empirically studying public values.
绩效评估往往传达政府倡导的价值观。然而,在中国的背景下,“绩效”指的是评估价值,这是不清楚的,因为很少有经验证据存在,特别是关于价值之间的关系。本研究以中国城市综合绩效评价的先行者杭州市为研究对象,分析其价值之间的关系。审查向社会公布的绩效评估报告和政策2422份。通过内容分析和社会网络分析,我们认为公共价值结构是由层次关系、邻近关系和因果关系构成的。我们的研究结果表明,主要价值在工具价值或市场驱动价值之前被列出。公共利益与质量之间的密切关系表现为最高的相关系数。每个值簇都包含一个因果关系,表明一个值是另一个值的均值。我们讨论了绩效评估的价值导向方法,公共价值研究的语境性质,以及在绩效评估中使用公众满意度的局限性。作为一项探索性研究,本研究确定了中国地方政府倡导的价值观;这些发现在现有的研究中是不存在的。此外,本研究为实证研究公共价值提供了一种实用的方法。
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引用次数: 2
Participatory budgeting and the party: Generating ‘citizens orderly participation’ through party-building in Shanghai 参与式预算与政党:通过上海的党建产生“公民有序参与”
IF 3 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2022-03-03 DOI: 10.1080/23812346.2022.2035487
Yuan Li, Yanjun Zhu, C. Owen
Abstract This article provides a qualitative examination of two cases of Participatory Budgeting (PB) in Shanghai – a long-running PB initiative in Minhang District, organised in cooperation with the District People’s Congress, and a one-off project in Yangjing Sub-district, Pudong, in 2017, jointly organised by a community foundation and residents’ committee. The article seeks to interrogate the relationship between the Party, state and society at the sub-municipal level through one ‘state-facing’ PB initiative and one ‘society-facing’ PB initiative. We reveal how PB is deeply embedded in Party structures and networks, formally in the case of Minhang and informally in the case of Yangjing. Our research contributes to three debates on participatory governance in urban China. Firstly, contrary to the existing literature, PB neither primarily ‘emancipates’ citizens nor off-loads budgetary decisions onto them; instead, PB contributes towards party-building and citizens’ orderly participation, thereby strengthening overall Party leadership. Secondly, we challenge the widely-used term ‘party-state’, instead separating out these three entities and showing how they serve distinct roles in grassroots governance innovations such as PB. Thirdly, we show how participatory mechanisms developed in one political and cultural context can have vastly differing effects when employed in another.
摘要本文对上海的两个参与式预算(PB)案例进行了定性检验——一个是闵行区与区人大合作组织的长期参与式预算倡议,另一个是2017年由社区基金会和居民委员会联合组织的浦东杨泾街道的一次性项目。本文试图通过一个“面向国家”的PB倡议和一个“面对社会”的PB举措,来追问副市级党、国家和社会之间的关系。我们揭示了PB是如何深深植根于党的结构和网络中的,正式地以闵行为例,非正式地以洋泾为例。我们的研究为中国城市参与式治理的三场辩论做出了贡献。首先,与现有文献相反,PB既没有主要“解放”公民,也没有将预算决策转嫁给他们;相反,PB有助于党的建设和公民的有序参与,从而加强党的全面领导。其次,我们挑战了广泛使用的“党-国家”一词,而是将这三个实体分开,并展示它们如何在基层治理创新(如PB)中发挥不同作用。第三,我们展示了在一种政治和文化背景下发展起来的参与机制在另一种情况下如何产生截然不同的影响。
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引用次数: 3
Tenure of office, political rotation and the prevention and control of the COVID-19 epidemic in China 任期、政治轮转和中国新冠肺炎疫情防控
IF 3 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2022-01-18 DOI: 10.1080/23812346.2021.2024693
Jiawe Huang, Yeqing Huang, Kaize Wu
Abstract In discussing government responses to the COVID-19 pandemic, the leadership of local officials is an important dimension that has been studied less than other aspects. From the perspective of political incentives, this paper empirically investigates the effect of the personal characteristics of municipal leaders, mainly their tenure of office and political rotation, on the prevention and control of the COVID-19 epidemic at the city level. The results indicate a negative relationship between tenure of office and the diagnostic rate of COVID-19. The experience of having diverse political rotation has strong positive effects on the prevention and control of the COVID-19 epidemic, especially in places with higher infection risks and better health resources. Due to the division of labor and cooperation between the Communist Party of China and the government, municipal party secretaries and mayors play different roles in the prevention and control of the COVID-19 epidemic. The findings contribute to understanding the dynamic relationship among political incentives, bureaucratic behaviors and performance in the anti-epidemic process in general.
在讨论政府应对新冠肺炎疫情时,地方官员的领导能力是一个重要维度,但研究较少。本文从政治激励的角度,实证考察了城市领导个人特征(主要是任期和政治轮转)对城市防控新冠肺炎疫情的影响。结果表明,任期与新冠肺炎诊断率呈负相关。多样化的政治轮换制经验对防控新冠肺炎疫情,特别是在感染风险较高、卫生资源较好的地区,具有很强的积极作用。由于党和政府的分工合作,市委书记、市长在疫情防控中发挥着不同的作用。研究结果有助于理解总体上防疫过程中政治激励、官僚行为和绩效之间的动态关系。
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引用次数: 1
期刊
Journal of Chinese Governance
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