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Unsettled: A Global Study Of Settlements In Occupied Territories 未解决:被占领领土上定居点的全球研究
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2017-01-01 DOI: 10.1093/jla/lax004
Eugene Kontorovich
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引用次数: 0
Calibrating Legal Judgments 校正法律判决
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2016-10-19 DOI: 10.1093/JLA/LAW010
F. Schauer, Barbara A. Spellman
In ordinary life, people who assess other people’s assessments typically take into account the other judgments of those they are assessing in order to calibrate the judgment they are now assessing. The restaurant and hotel rating website TripAdvisor is exemplary, because it facilitates calibration by providing access to a rater’s previous ratings. This makes it possible to see whether a particular rating is coming from a rater who is enthusiastic about every place she patronizes, or from someone who is incessantly hard to please. And even when less systematized, as with the assessment of a letter of recommendation or a college transcript, calibration by recourse to the decisional history of those whose judgments we are assessing is a ubiquitous feature of ordinary life. Yet despite the ubiquity and utility of such calibration, the legal system seems perversely to reject it. Appellate courts do not openly adjust their standard of review based on the previous judgments of the judge whose decision they are reviewing, nor do judges who review legislative or administrative decisions, magistrates who evaluate search warrant representations, and even jurors who assess witness perception. In most legal domains, calibration by reference to the other decisions of the judgment being reviewed is invisible, either because it does not exist or because what reviewing bodies know informally is not something they are willing to admit to using. Appellate courts do not, at least openly, look more carefully at the decisions of a trial judge whose decisions are often reversed, and administrative law judges do not acknowledge examining the decisions of some administrators more closely because of what they know about the decisional history of that administrator. However common it is for ordinary people to attempt to calibrate the decisions of those on whom they rely, the law generally resists such calibration, implicitly prohibiting access to a reviewee’s decisional history and discouraging publicly acknowledging that a decisional history has played a role in a reviewer’s decision. Assisted by insights from cognitive psychology and philosophy, this Article examines law’s seeming aversion to calibration, and to explore what this aversion says about the nature of law and legal decision-making.
在日常生活中,人们在评估他人的评估时,通常会考虑到他们正在评估的人的其他判断,以校准他们正在评估的判断。餐厅和酒店评级网站TripAdvisor就是一个典型的例子,因为它通过提供对评级者以前评级的访问来方便校准。这样就有可能看出某个评价是来自一个对她光顾的每个地方都充满热情的评价者,还是来自一个总是难以取悦的评价者。即使在不那么系统化的情况下,比如评估推荐信或大学成绩单时,通过我们评估其判断的人的决策史来进行校准,也是日常生活中普遍存在的特征。然而,尽管这种校准无处不在且实用,但法律体系似乎固执地拒绝它。上诉法院不会根据正在审查的法官先前的判决公开调整审查标准,审查立法或行政决定的法官、评估搜查令陈述的地方法官、甚至评估证人感知的陪审员也不会。在大多数法律领域,参照被审查判决的其他决定进行校准是不可见的,要么是因为它不存在,要么是因为审查机构非正式地知道的东西不是他们愿意承认使用的东西。上诉法院至少不会公开地更仔细地审查初审法官的判决,而初审法官的判决往往被推翻,行政法法官也不承认会更仔细地审查一些行政官的判决,因为他们对该行政官的决策历史有所了解。然而,对于普通人来说,试图校准他们所依赖的人的决定是很常见的,法律通常抵制这种校准,隐含地禁止访问审稿人的决策历史,并且不鼓励公开承认决策历史在审稿人的决策中发挥了作用。在认知心理学和哲学见解的帮助下,本文考察了法律对校准的表面厌恶,并探讨了这种厌恶对法律本质和法律决策的影响。
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引用次数: 0
The Role of Guidances in Modern Administrative Procedure: The Case for De Novo Review 指南在现代行政程序中的作用:以重新审视为例
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2016-06-01 DOI: 10.1093/JLA/LAV012
R. Epstein
This article examines the rise of the administrative guidance under the APA. Guidances supply information so private parties can organize their behavior in accordance with law, but also allow agencies, without notice and comment, to indiscriminately expand their power. Separating useful from dangerous guidances requires allowing review of all guidances de novo as questions of law, without Chevron and Skidmore deference, by any interested party, even for nonfinal agency actions. Private selection effects will limit challenges to dangerous guidances without undermining those guidances that reduce uncertainty without improperly expanding the scope of agency power. The purpose of this article is to analyze the role that various guidance statements have played in the modern law of administrative procedure. In one sense this inquiry is an odd one, because the canonical statute of administrative law, the Administrative Procedure Act of 1946 (APA), 5 U.S.C. § 500 et seq, does not use the term “guidance” at all. Historically, the phrase only worked its way into administrative law in the mid-1990s, about 50 years after the passage of the APA
本文考察了APA下行政指导的兴起。指导方针提供了信息,使私人当事人可以依法组织他们的行为,但也允许机构在没有通知和评论的情况下不分青红皂白地扩大他们的权力。将有用的指导意见与危险的指导意见区分开来,需要允许将所有指导意见作为法律问题重新审查,而不需要任何利益相关方服从雪佛龙和斯基德莫尔,即使是非最终机构行动。私人选择效应将限制对危险指导方针的挑战,而不会破坏那些减少不确定性的指导方针,而不会不当扩大代理权力的范围。本文旨在分析各种指导性陈述在现代行政程序法中所起的作用。从某种意义上说,这项调查是一项奇怪的调查,因为行政法的规范法规,即1946年的行政程序法(APA), 5 U.S.C.§500 et seq,根本没有使用“指导”一词。从历史上看,这个短语直到20世纪90年代中期才进入行政法,大约在APA通过50年后
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引用次数: 11
Can the Administrative State be Tamed 行政国家能被驯服吗
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2016-06-01 DOI: 10.1093/JLA/LAW003
C. Demuth
The modern American administrative state is a regime of lawmaking by ad hoc managed democracy. It is the product of modern affluence and technology—which have reduced political transactions costs, increased demands for government intervention, and enabled Congress to supply the increased demands by transferring lawmaking to executive agencies. Specialized, hierarchical agencies can employ communication and information technology much more thoroughly than a conflict-riven legislature, and thereby generate law on a much larger scale. Today’s administrative state departs from traditional rule-of-law values in important respects; understanding its roots in affluence and technology points to both constraints and opportunities for legal reformers. 1. I NTRODUCTION
现代美国行政国家是一种特别管理民主的立法制度。它是现代富裕和技术的产物——这降低了政治交易成本,增加了对政府干预的需求,并使国会能够通过将立法移交给行政机构来满足日益增长的需求。专门的、等级分明的机构可以比冲突不断的立法机构更彻底地利用通信和信息技术,从而在更大的范围内制定法律。今天的行政国家在重要方面偏离了传统的法治价值观;理解其根源在于富裕和技术,对法律改革者来说既是限制也是机遇。1. 我NTRODUCTION
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引用次数: 28
Executive Action: Its History, its Dilemmas, and its Potential Remedies 行政行动:它的历史,它的困境,和它的潜在补救措施
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2016-06-01 DOI: 10.1093/JLA/LAW008
E. Rubin
Concerns about the rule of law in the modern administrative state are not only the result of our current legal system, but of our historical experience. Our legal tradition provides us with no precedents for imposing rules on executive power or authority. English kings created two institutions, the common law courts and the legislature (Parliament), in part to extend his control over the nobles. These institutions gradually acquired independent power and reduced the authority of the monarchy. They did not do so, however, by imposing controls, or standards of behavior, on the king's executive authority. Rather, they reduced the scope his authority, taking command of one field after another. In the process of defining and justifying their newly developed roles, the courts and the legislature established procedures and decision-making standards for their own actions that embodied the rule of law.Thus we, as heirs to English legal and constitutional thought, know how to impose the rule of law on judicial and administrative action. But we have not inherited any standards for executive action; our historical experience teaches us how to limit its scope but not how to control its content. The Administrative Procedure Act (APA) reflects this historical and cultural lacuna. It contains elaborate standards for adjudication, modeled on judicial procedure, and at least rudimentary standards for rulemaking, modeled on legislative procedure. But it provides no standards for executive action, and in fact, does not even recognize such action as a category. We know that category as informal adjudication, an obvious misnomer that does not appear in the language of the Act, but has been concocted by observers based on the Act's implicit structure. The unsolved problem in administrative law is to impose rules on action that falls within that category, that is, executive action, without impairing government’s ability to act. Methods for doing so could include substantive standards such as rationality, imposed by a revised APA and enforced by courts, or new supervisory institutions such as an the ombudsperson, or new procedural requirements, such as a revision of the APA notice and comment provisions that would be based on the concept of policy making rather than legislation by elected representatives.
对现代行政国家法治的关注不仅是我国现行法律制度的结果,也是历史经验的结果。我们的法律传统为我们提供了对行政权力或权威强加规则的先例。英国国王建立了两个机构,普通法法庭和立法机构(议会),部分是为了扩大他对贵族的控制。这些机构逐渐获得了独立的权力,削弱了君主的权威。然而,他们并没有通过对国王的行政权力施加控制或行为标准来做到这一点。相反,他们缩小了他的权力范围,指挥一个又一个领域。法院和立法机关在界定和论证其新角色的过程中,为自己的行为确立了体现法治的程序和决策标准。因此,作为英国法律和宪法思想的继承者,我们知道如何将法治强加于司法和行政行为。但我们没有继承任何行政行为的标准;我们的历史经验告诉我们如何限制它的范围,而不是如何控制它的内容。行政程序法(APA)反映了这一历史文化空白。它以司法程序为蓝本,包含了详尽的裁决标准,以及以立法程序为蓝本的最起码的规则制定标准。但它没有为行政行为提供标准,事实上,甚至没有将此类行为视为一个类别。我们知道这一类别是非正式裁决,这是一个明显的用词不当,没有出现在该法案的语言中,而是由观察员根据该法案的隐含结构编造出来的。行政法中尚未解决的问题是在不损害政府行动能力的情况下,对属于这一类的行动即行政行为施加规则。这样做的方法可以包括实质性标准,如合理性,由修订后的《行政程序法》规定并由法院执行,或新的监督机构,如监察员,或新的程序要求,如修订《行政程序法》的通知和评论条款,这些条款将基于政策制定的概念,而不是民选代表的立法。
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引用次数: 5
Executive Opportunism, Presidential Signing Statements, and the Separation of Powers 行政机会主义,总统签署声明和三权分立
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2016-06-01 DOI: 10.1093/JLA/LAV013
Daniel B. Rodriguez, Edward H. Stiglitz, Barry R. Weingast
Executive discretion over policy outcomes is an inevitable feature of our political system. However, in recent years, the President has sought to expand his discretion through a variety of controversial and legally questionable tactics. Through a series of simple separation of powers models, we study one such tactic, employed by both Democratic and Republican presidents: the use of signing statements, which purport to have status in the interpretation of statutory meaning. Our models also show that signing statements upset the constitutional vision of lawmaking and, in a wide range of cases, exacerbate legislative gridlock. We argue that courts should not legally credit signing statements; we conclude by discussing executive opportunism broadly.
行政部门对政策结果的自由裁量权是我们政治制度的一个不可避免的特征。然而,近年来,总统试图通过各种有争议和法律上有问题的策略来扩大他的自由裁量权。通过一系列简单的三权分立模型,我们研究了民主党和共和党总统都采用的一种策略:使用签署声明,声称在解释法定意义时具有地位。我们的模型还显示,签署声明扰乱了立法的宪法愿景,在很多情况下,加剧了立法僵局。我们认为法院在法律上不应该相信签字声明;最后,我们从广义上讨论高管机会主义。
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引用次数: 5
Seeking Baselines for Negative Authority: Constitutional and Rule-of-law Arguments Over Nonenforcement and Waiver 寻找负面权力的基线:关于不执行和放弃的宪法和法治争论
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2016-05-02 DOI: 10.1093/JLA/LAW005
Zachary S. Price
Recent controversies have called attention to the potential significance of negative executive authority — the authority to limit or undo what Congress has done through nonenforcement or waiver. This symposium essay reflects in several ways on constitutional and rule-of-law debates that have emerged regarding such authority. First, it defends the relevance of constitutional principles to baseline understandings of nonenforcement authority. Second, it identifies a deep tension in the rule of law’s implications for discretionary enforcement. Third, it defends statutorily conferred law-cancellation authority against constitutional challenges and rule-of-law objections. Finally, it proposes presumptive limits on authority to condition statutory waivers.
最近的争议引起了人们对消极行政权力的潜在重要性的关注,这种权力可以限制或撤销国会通过不执行或放弃所做的事情。这篇专题讨论会文章从几个方面反映了关于这种权威的宪法和法治辩论。首先,它为宪法原则与对非强制执行权的基本理解的相关性进行了辩护。其次,它指出了法治对自由裁量执法的影响中存在的深刻矛盾。第三,它捍卫法定授予的法律撤销权,反对宪法挑战和法治反对。最后,它提出了对权力的推定限制,以限制法定豁免。
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引用次数: 3
The Appearance and the Reality of Quid Pro Quo Corruption: An Empirical Investigation 交换条件腐败的表象与现实:一项实证调查
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2016-05-01 DOI: 10.1093/JLA/LAW006
C. Robertson, D. Winkelman, Kelly Bergstrand, Darren Modzelewski
The Edmond J. Safra Center for Ethics at Harvard University provided funding for this research.
哈佛大学的Edmond J. Safra伦理中心为这项研究提供了资金。
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引用次数: 3
Prosecuting Beyond the Rule of Law: Corporate Mandates Imposed through Deferred Prosecution Agreements 超越法治的起诉:通过延期起诉协议施加的公司委托
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2016-04-19 DOI: 10.1093/JLA/LAW007
Jennifer H. Arlen
U.S. corporate criminal enforcement policy encourages prosecutors to enter into deferred and non-prosecution agreements (D/NPAs) that impose corporate reform mandates on firms with detected misconduct. This article concludes that the process governing prosecutors’ use of D/NPA mandates is inconsistent with the rule of law. The rule of law requires that individual executive branch actors not be given sufficient authority to restrict the rights of others to achieve personal aims, including idiosyncratic conceptions of the public interest. To satisfy the rule of law, modern governments granting discretion to executive branch actors constrain this authority by both limiting the scope of authority granted and requiring external oversight of decisions. Formal enforcement through pleas and formal agency rule-making employ both mechanisms. By contrast, prosecutors who use D/NPAs to create and impose new duties face few limitations on either the scope of their ex ante authority to intervene. They also face little oversight through judicial review. This broad grant of discretion to individual prosecutors’ offices is inconsistent with the rule of law.
美国公司刑事执法政策鼓励检察官签订延期和不起诉协议(D/NPAs),对发现有不当行为的公司实施公司改革。本文的结论是,管理检察官使用D/NPA授权的程序与法治不一致。法治要求行政部门的个人行为者不能被赋予足够的权力来限制他人的权利,以实现个人目标,包括对公共利益的特殊概念。为了满足法治,现代政府授予行政部门行为者自由裁量权,通过限制授予的权力范围和要求对决策进行外部监督来约束这种权力。通过申诉的正式执行和正式的机构规则制定采用这两种机制。相比之下,使用D/ npa创建和施加新职责的检察官在其事前干预权力的范围上几乎没有受到限制。它们也很少受到司法审查的监督。将自由裁量权广泛授予个别检察官办公室是不符合法治的。
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引用次数: 30
Starting with the Text — On Sequencing Effects in Statutory Interpretation and Beyond 从文本开始——论法律解释中的顺序效应及其以后
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2016-02-01 DOI: 10.1093/JLA/LAW004
Adam M. Samaha
What difference do starting points make? The question is important for decision making in general and for law in particular, including the interpretation of statutes. Judges must begin the interpretive process somewhere. Today, Supreme Court opinions sometimes promote the idea of starting with the text of the statute at issue. But what does this mean, in practice, and does it matter to decisions? “Start with the text” could be a signal of allegiance to an interpretive school and an indication that some interpretive tools are more important than or even lexically superior to others. At present, however, the statement delivers neither of those messages well. Instead, we might think about the statement as a rule for sequencing sources. Although the mere sequence in which information is considered does not have any clear logical significance for case results, the idea of starting with statutory text can become almost unnervingly significant — and without adding lexical priority.Decades of studies show that the order in which information is presented can influence decisions, apart from what formal logic dictates. But the direction of order effects can be counterintuitive and sensitive to the decision environment, which suggests complications for a “start with the text” sequencing rule. Depending on several factors, the first item of information will matter most, the last item will matter most, or there will be no order effect. Furthermore, even if order effects are predicted accurately, some psychological mechanisms that produce order effects are normatively problematic for judicial use. Finally, an effective sequencing rule requires an implementation strategy with a foundation far away from standard theorizing about interpretive method. Foregrounding implementation issues and the real world of interpretive architecture suggests that, if judges want to harness order effects, they probably should turn to the most important sources last, not first.
起点有什么区别?这个问题对一般决策,特别是对法律,包括对成文法的解释都很重要。法官必须在某处开始解释程序。今天,最高法院的意见有时提倡从有争议的法规文本开始的想法。但在实践中,这意味着什么?它对决策有影响吗?“从文本开始”可能是一种效忠于解释学派的信号,表明一些解释工具比其他解释工具更重要,甚至在词汇上优于其他解释工具。然而,目前这份声明并没有很好地传达这两个信息。相反,我们可以将该语句视为排序源的规则。尽管仅仅考虑信息的顺序对案件结果没有任何明确的逻辑意义,但从法定文本开始的想法可能变得几乎令人不安地重要——而且没有增加词汇优先级。几十年的研究表明,除了形式逻辑的规定外,信息呈现的顺序也会影响决策。但是顺序效应的方向可能是违反直觉的,并且对决策环境很敏感,这表明“从文本开始”的排序规则很复杂。取决于几个因素,信息的第一项最重要,最后一项最重要,或者没有顺序效应。此外,即使秩序效应被准确预测,一些产生秩序效应的心理机制在司法应用中也存在规范性问题。最后,一个有效的排序规则需要一个远离解释方法的标准理论基础的实现策略。前景实现问题和解释性架构的现实世界表明,如果法官想要利用秩序效应,他们可能应该最后转向最重要的来源,而不是首先。
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引用次数: 1
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Journal of Legal Analysis
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