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Editorial Bias in Legal Academia 法律学界的编辑偏见
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2013-10-01 DOI: 10.1093/JLA/LAT005
Albert H. Yoon
In academia, journals serve as a proxy for quality, where prestigious journals are presumed to publish articles of higher quality than their less prestigious counterparts. Concerns over editorial bias in selecting articles, however, challenge this claim. This article develops a framework for evaluating this bias in legal academia, examining over 25,000 articles from nearly 200 general interest law reviews. Examining published articles in law reviews — the dominant venue for scholarship — and subsequent citations to these articles, we find that, with few exceptions, law reviews publish more articles from faculty at their own institution than from faculty at other law schools. Law review publications of their own faculty are cited less frequently than publications of outside faculty. This disparity is more pronounced among higher-ranked law reviews, but occurs across the entire distribution of journals. We correspondingly find that law faculty publish their lesser-cited articles in their own law review relative to their articles published in other law reviews. These findings suggest that legal scholarship, in contrast to other academic disciplines, exhibits bias in article selection at the expense of lower quality.
在学术界,期刊是质量的代表,知名期刊被认为比不那么知名的同行发表的文章质量更高。然而,对选择文章的编辑偏见的担忧对这一说法提出了质疑。本文开发了一个评估法律学术界这种偏见的框架,研究了来自近200篇一般利益法评论的25,000多篇文章。通过研究《法律评论》(法学研究的主要渠道)上发表的文章以及随后对这些文章的引用,我们发现,除了少数例外,《法律评论》发表的来自本机构教员的文章比来自其他法学院教员的文章更多。他们自己院系的法律评论出版物被引用的频率低于外部院系的出版物。这种差异在排名较高的法律评论中更为明显,但在整个期刊分布中都存在。我们相应地发现,法律系在自己的法律评论中发表的文章被引用次数少于在其他法律评论中发表的文章。这些发现表明,与其他学科相比,法律学术在文章选择方面表现出偏见,代价是质量较低。
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引用次数: 18
Unconstitutional Conditions Questions Everywhere: The Implications of Exit and Sorting for Constitutional Law and Theory 违宪条件问题无处不在:退出与整理对宪法法律与理论的启示
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2013-06-01 DOI: 10.1093/JLA/LAS018
Adam B. Cox, Adam M. Samaha
Unconstitutional conditions questions are supposed to be hard and rare. This article contends that, however hard, nearly every constitutional question can be converted into an unconstitutional conditions question. One reason is that the frames of reference in constitutional disputes are often arbitrary, and expanding the frame can turn a constitutional burden into a package deal with discretionary benefits supplied by the very same government. A related reason is more fundamental and inspirational: constitutional claimants are almost always allowed to exit the relevant institution and enter another. This possibility of sorting across multiple institutions generates unconstitutional conditions questions by making nearly every government imposition at least nominally optional. Moreover, exit and sorting dynamics operate in contexts far beyond people physically migrating to new locations. The full implications of exit and sorting have been neglected by constitutional theorists, who tend to assume a static population within one political community or to focus on crude arguments about “voting with your feet.” This article is an initial effort to check these tendencies, and to move exit and sorting toward the center of constitutional law and theory.
违反宪法条件的问题应该是困难和罕见的。本文认为,无论如何努力,几乎每一个宪法问题都可以转化为违宪条件问题。其中一个原因是,宪法争议中的参照系往往是武断的,扩大参照系可能会把宪法负担变成由同一个政府提供自由裁量利益的一揽子协议。一个相关的原因更为根本和鼓舞人心:宪法申请人几乎总是被允许退出相关机构,进入另一个机构。这种在多个机构之间进行分类的可能性,使几乎每一项政府强制措施至少在名义上都是可选的,从而产生了违宪条件问题。此外,退出和排序动态的作用远远超出了人们实际迁移到新地点的范围。退出和排序的全部含义一直被宪法理论家们所忽视,他们倾向于假设一个政治社区内的人口是静态的,或者专注于“用脚投票”的粗糙论点。本文是对这些倾向的初步检查,并将退出和整理推向宪法法律和理论的中心。
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引用次数: 0
Rights to do Grave Wrong 犯严重错误的权利
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2013-06-01 DOI: 10.1093/JLA/LAS015
M. Osiel
Rights to do grave wrong arise whenever the law permits conduct that ordinary morality severely reproaches. We examine one good reason, ignored by legal thought, why such rights develop: because their undoubted dangers are mitigated by extra-juridical encumbrances on their irresponsible exercise, establishing a normatively acceptable equilibrium. This complex of rights-cum-restraints amounts to an implicit regulatory strategy, applicable far afield, presenting at once distinct perils to moral order and an efficient solution to certain regulatory predicaments. It should sometimes give pause to extending law’s reach into certain corners, at least, of private ordering. To enforce the relevant restraints, our law tacitly relies on social stigmatization, yet does so without clear appreciation of when such reliance becomes problematic. It is especially so where: (i) the legal right to which responsibilities are linked arises from an essential task or position authorizing one to cause grave harm; (ii) the scope of the right would hence be very limited, but for our confidence in assurances that concomitant moral duties will be honored; and (iii) the nonjuridical supports for fulfillment of these duties are uncertain, apparent only via arduous empirical inquiry, or simply defy description in a satisfactory modern idiom.
当法律允许一般道德严厉谴责的行为时,就产生了犯严重错误的权利。我们考察了一个被法律思想所忽视的、解释这些权利为什么会发展的好理由:因为它们无疑的危险被对其不负责任行使的法外障碍所减轻,从而建立了一种规范上可接受的平衡。这种权利与限制的综合体构成了一种适用于遥远地区的隐性监管策略,它既对道德秩序构成了明显的危险,又为某些监管困境提供了有效的解决方案。它有时应该暂停将法律的触角延伸到某些角落,至少是私人秩序。为了执行相关的限制,我们的法律默认依赖于社会污名化,但却没有明确认识到这种依赖何时会出现问题。在下列情况下尤其如此:(i)与责任有关的法律权利产生于授权某人造成严重损害的基本任务或职位;(ii)权利的范围因此将是非常有限的,除非我们确信伴随而来的道德义务将得到履行;(三)履行这些义务的非法律支持是不确定的,只有通过艰苦的经验调查才能发现,或者根本无法用令人满意的现代用语来描述。
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引用次数: 2
A Positive Theory And Empirical Analysis Of Strategic Word Choice In District Court Opinions 地方法院意见书中策略性用词的实证理论与实证分析
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2012-12-01 DOI: 10.1093/JLA/LAS014
R. Hinkle, Andrew D. Martin, J. D. Shaub, Emerson H. Tiller
Supported by numerous empirical studies on judicial hierarchies and panel effects, Positive Political Theory (PPT) suggests that judges engage in strategic use of opinion content—to further the policy outcomes preferred by the decision-making court. In this study, we employ linguistic theory to study the strategic use of opinion content at a granular level—investigating whether the specific word choices judges make in their opinions is consistent with the competitive institutional story of PPT regarding judicial hierarchies. In particular, we examine the judges’ pragmatic use of the linguistic operations known as “hedging”—language serving to enlarge the truth set for a particular proposition, rendering it less definite and therefore less assailable—and “intensifying”—language restricting the possible truth-value of a proposition and making a statement more susceptible to falsification. Our principal hypothesis is that district court judges not ideologically aligned with the majority of the overseeing circuit judges use more hedging language in their legal reasoning in order to insulate these rulings from reversal. We test the theory empirically by analyzing constitutional criminal procedure, racial and sexual discrimination, and environmental opinions in the federal district courts from 1998 to 2001. Our results demonstrate a statistically significant increase in the use of certain types of language as the ideological distance between a district court judge and the overseeing circuit court judges increases.
实证政治理论(Positive Political Theory, PPT)在大量关于司法等级制度和小组效应的实证研究的支持下,表明法官参与对意见内容的战略性使用,以促进决策法院所偏好的政策结果。在本研究中,我们运用语言学理论在微观层面研究意见内容的策略性使用——调查法官在意见中做出的具体词汇选择是否与PPT中关于司法等级的竞争性制度故事相一致。特别地,我们检查了法官对被称为“模棱两可”的语言操作的实用主义使用——用于扩大特定命题的真理集的语言,使其不那么确定,因此不那么可信——以及“强化”——限制命题的可能真值的语言,使陈述更容易被证伪。我们的主要假设是,在意识形态上与大多数监督巡回法官不一致的地区法院法官在其法律推理中使用更多的模棱两可的语言,以使这些裁决不被推翻。我们通过分析1998年至2001年联邦地区法院的宪法刑事诉讼程序、种族和性别歧视以及环境意见,对该理论进行了实证检验。我们的研究结果表明,随着地区法院法官和监督巡回法院法官之间意识形态距离的增加,某些类型语言的使用在统计上显着增加。
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引用次数: 28
Who Hangs Whom for What? The Death Penalty in Japan 谁因为什么而绞死谁?日本的死刑
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2012-12-01 DOI: 10.1093/JLA/LAS013
J. Ramseyer
Japanese judges are least likely to hang a defendant for murder if they graduated from a high-status university, passed the bar-exam-equivalent quickly, or enjoy a fast-track career within the courts. “Panel composition effects” and other measures of collegiality seem unrelated to sentencing patterns. To explore the effect of judicial panel composition beyond the more-often-studied world of politically prominent cases, I examine its impact on criminal sentencing. More specifically, I examine the possible determinants of the propensity of Japanese judges to sentence guilty defendants to death. Toward this end, I collect all opinions published since 1980 in murder cases—about 200 cases. Because each case involves a three-judge panel but some judges write multiple opinions, these cases involve about 440 judges. Within this group, the most elite judges are least likely to impose the death penalty. Measures of possible collegiality—how long judges have served on a court together, graduation from a common university, closeness in age—have no observable impact. The presence of potential “whistle-blower” judges also appears not to matter.
如果被告毕业于名牌大学,很快通过了律师资格考试,或者在法庭上有快速发展的事业,那么日本法官最不可能以谋杀罪绞死被告。“陪审团组成效应”和其他衡量同僚合作的标准似乎与量刑模式无关。为了探索司法小组组成的影响,超越了更经常研究的政治突出案件的世界,我研究了它对刑事判决的影响。更具体地说,我研究了日本法官倾向于判处有罪被告死刑的可能决定因素。为此,我收集了自1980年以来发表的所有关于谋杀案件的意见——大约有200起。由于每个案件都由三名法官组成,但有些法官会撰写多个意见,因此这些案件涉及大约440名法官。在这个群体中,最精英的法官最不可能判处死刑。衡量可能的合议制——法官在同一法庭任职的时间长短、毕业于同一所大学、年龄相近——没有明显的影响。潜在的“告密者”法官的存在似乎也无关紧要。
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引用次数: 2
The Law's Delay: A Test of the Mechanisms of Judicial Peer Effects 法律的延迟:对司法对等效应机制的检验
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2012-12-01 DOI: 10.1093/JLA/LAS017
T. Miles
The presence of “peer effects”—that an ideologically homogenous panel decides a case in a more characteristically partisan way than an ideologically diverse panel—is a standard finding in studies of appellate decision-making, but the mechanisms that generate peer effects are not well understood. This article examines a previously overlooked implication that the leading theories of peer effects hold for the speed of judicial decision-making. One set of theories asserts that peer effects result from preference-revealing interactions among judges, such as deliberation or negotiation. These interactions are potentially time-consuming. Other theories, such as whistleblowing and dissent aversion, claim that peer effects result from a judge’s response to existing knowledge of her colleagues’ preferences. These responses are potentially instantaneous. A simple prediction is that if bargaining or deliberation, rather than whistleblowing or dissent aversion, causes peer effects, ideologically mixed panels should be slower to render decisions than ideologically homogenous panels. The article tests this prediction against a sample of administrative law decisions that have previously been shown to exhibit strong peer effects. The article’s main estimates show that the ideological diversity of a panel does not correlate with the speed of decision-making. This finding suggests that preference-revealing interactions do not cause judicial peer effects. But, the results show that law, specifically deference standards, influence the speed of decision-making. A court is substantially quicker when validating rather than invalidating an agency decision, regardless of the panel’s affinity for the substance of the agency decision.
“同伴效应”的存在——一个意识形态同质的专家组比一个意识形态多样化的专家组以更有特色的党派方式裁决一个案件——是上诉决策研究中的一个标准发现,但产生同伴效应的机制尚未得到很好的理解。本文考察了一个以前被忽视的含义,即同伴效应的主要理论对司法决策速度的影响。一组理论断言,同伴效应源于法官之间揭示偏好的互动,如审议或谈判。这些交互可能会耗费时间。其他理论,如举报和异议厌恶,声称同伴效应来自法官对其同事偏好的现有知识的反应。这些反应可能是即时的。一个简单的预测是,如果讨价还价或深思熟虑,而不是举报或厌恶异议,会导致同伴效应,那么意识形态混合的小组应该比意识形态单一的小组更慢地做出决定。本文对这一预测进行了检验,并以先前已被证明具有强烈对等效应的行政法决定为样本。这篇文章的主要估计表明,一个小组的意识形态多样性与决策速度无关。这一发现表明,偏好揭示互动不会导致司法同伴效应。但是,结果表明,法律,特别是尊重标准,影响决策的速度。法院在确认而不是宣布机构决定无效时要快得多,无论专家组是否认同机构决定的实质内容。
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引用次数: 8
What Is Law? A Coordination Model of the Characteristics of Legal Order 什么是法律?法律秩序特征的协调模型
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2012-09-01 DOI: 10.1093/JLA/LAS008
Gillian K. Hadfield, Barry R. Weingast
Legal philosophers have long debated the question, what is law? But few in social science have attempted to explain the phenomenon of legal order. In this article, we build a rational choice model of legal order in an environment that relies exclusively on decentralized enforcement, such as we find in human societies prior to the emergence of the nation state and in many modern settings. We demonstrate that we can support an equilibrium in which wrongful behavior is effectively deterred by exclusively decentralized enforcement, specifically collective punishment. Equilibrium is achieved by an institution that supplies a common logic for classifying behavior as wrongful or not. We argue that several features ordinarily associated with legal order—such as generality, impersonality, open process, and stability—can be explained by the incentive and coordination problems facing collective punishment.
法律哲学家长期以来一直在争论这个问题,什么是法律?但在社会科学中,很少有人试图解释法律秩序这一现象。在本文中,我们在完全依赖于分散执法的环境中建立了一个法律秩序的理性选择模型,例如我们在民族国家出现之前的人类社会和许多现代环境中发现的。我们证明,我们可以支持一种均衡,在这种均衡中,通过完全分散的执法,特别是集体惩罚,可以有效地阻止不法行为。均衡是由一种制度实现的,这种制度提供了一种共同的逻辑来将行为分类为错误或正确。我们认为,通常与法律秩序相关的几个特征——如一般性、客观、公开程序和稳定性——可以用集体惩罚面临的激励和协调问题来解释。
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引用次数: 108
Constitution-Making and Violence 制宪与暴力
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2012-06-01 DOI: 10.1093/JLA/LAS009
J. Elster
Contrary to a traditional view, constitutions are rarely written in calm and reflective moments. Rather, because they tend to bewritten in period of social unrest, constituent moments induce strong emotions and, frequently, violence. The paper examines two such cases: the Federal Convention of 1787 and the French Assemblee Constituante of 1789–1791. These involved state violence as well as popular violence. In the USA, the unequal political representation of the backcountry explains both the violent events leading to the Convention and its outcome. In France, the dismissal of the King’sMinister Necker explains the subsequent urban and rural violence, and ultimately the abolition of feudalism and the fall of the monarchy. L’anarchie est un passage effrayant, mais necessaire, et c’est le seul moment ou l’on peut arriver a un nouvel ordre des choses. Ce n’est pas dans des temps de calme qu’on prendrait des mesures uniformes. (“Anarchy is a frightening but necessary passage, and the only moment when one can establish a new order of things. It is not in calm times that one can adopt uniform measures”.) (Comte de Clermont-Tonnerre, AR 9, 461)
与传统观点相反,宪法很少是在平静和反思的时刻起草的。相反,因为它们往往是在社会动荡时期写成的,构成的时刻会引发强烈的情绪,而且经常会引发暴力。本文考察了两个这样的案例:1787年的联邦会议和1789-1791年的法国制宪议会。这些包括国家暴力和民众暴力。在美国,边远地区的不平等政治代表解释了导致公约及其结果的暴力事件。在法国,国王大臣内克尔的解职解释了随后的城市和农村暴力,并最终废除了封建主义和君主制的垮台。无政府主义是一种很容易的、很有必要的方式,但当你到达一个全新的秩序和选择时,你会发现这是一种很好的方式。这是一项关于“制服措施草案”的法律草案。无政府状态是一个可怕但必要的阶段,也是人们能够建立新秩序的唯一时刻。在平静时期,人们不能采取统一的措施”(克莱蒙-坦纳雷伯爵,1861年)
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引用次数: 26
Lessons from the Automobile Reorganizations 汽车业重组的教训
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2012-06-01 DOI: 10.1093/JLA/LAS001
D. Baird
In both Chrysler and General Motors, the government was, among other things, a large creditor exercising control over its debtor and pushing for a speedy sale of the assets. Together the two cases capture the issues central to large Chapter 11 cases today. The debate over speedy sales of businesses in Chapter 11 is over. Sales are now the norm in large reorganizations. Instead of asking whether there should be sales in bankruptcy, we need to ask how to police various forms of abuse. Three years after the fact, we can begin to draw some conclusions about the reorganizations of Chrysler and General Motors. The government’s use of the bankruptcy laws to inject tens of billions into two of the country’s largest automobile companies had its intended effect. At the start of 2009, General Motors and Chrysler were bleeding to death. 2 Maintaining either business as a going concern required a massive infusion of capital no one in the private market was willing to provide. As a result of the government’s intervention, the basic structure of the American automobile industry was preserved.
在克莱斯勒和通用汽车这两家公司中,除其他外,政府都是大债权人,对债务人行使控制,并推动迅速出售资产。这两个案例共同抓住了当今大型破产法第11章案件的核心问题。关于根据破产法第11章迅速出售企业的争论已经结束。销售现在是大型重组的常态。我们不应该问是否应该在破产中进行出售,而应该问如何监管各种形式的滥用。三年后,我们可以开始对克莱斯勒和通用汽车的重组得出一些结论。政府利用破产法向该国两家最大的汽车公司注入数百亿美元资金的做法达到了预期效果。2009年初,通用汽车(General Motors)和克莱斯勒(Chrysler)奄奄一息。维持这两家公司的持续经营都需要大量的资金注入,而私人市场上没有人愿意提供。由于政府的干预,美国汽车工业的基本结构得以保留。
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引用次数: 3
Precautionary Principles in Constitutional Law 宪法中的预防原则
IF 2.2 1区 社会学 Q1 LAW Pub Date : 2012-06-01 DOI: 10.1093/JLA/LAS003
Adrian Vermeule
This article examines precautionary strategies of constitutional design and interpretation. In many contexts, constitutional actors and theorists justify rules of constitutional law as precautionary measures against various political risks, including the abuse of power by incumbent officials, dictatorship, majoritarian oppression, and biased adjudication. After providing an analytic taxonomy of such arguments, I examine criticisms of constitutional precautions offered by early proponents of national power such as Hamilton, Marshall and Story, and by New Dealers such as Frankfurter and Jackson. These critics argued that precautionary constitutionalism might be futile, might jeopardize other values, and might even prove perversely self-defeating, if and because the precautions create or exacerbate the very risks they were intended to prevent. Accordingly, these critics argued for a “mature position” that requires constitutional rulemakers to consider all relevant risks of action and of inaction. I identify a strictly negative but nonetheless valuable function of that approach: by laundering out one-sided arguments and placing all relevant risks before constitutional rulemakers, the mature position improves the process of constitutional design and interpretation.
本文探讨了宪法设计和解释的预防性策略。在许多情况下,宪法行为者和理论家将宪法规则辩护为预防各种政治风险的措施,包括现任官员滥用权力、独裁统治、多数压迫和有偏见的裁决。在对这些论点进行了分析分类之后,我研究了汉密尔顿、马歇尔和斯托里等国家权力的早期支持者以及法兰克福和杰克逊等新政派人士对宪法预防措施的批评。这些批评人士认为,预防性宪政可能是徒劳的,可能危及其他价值观,甚至可能适得其反,如果并且因为预防措施造成或加剧了它们本来想要预防的风险。因此,这些批评者主张采取一种“成熟的立场”,要求宪法规则制定者考虑采取行动和不采取行动的所有相关风险。我认为这种方法有一个严格消极但却有价值的功能:通过洗清片面的论点,并将所有相关风险置于宪法规则制定者面前,成熟的立场改善了宪法设计和解释的过程。
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引用次数: 14
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Journal of Legal Analysis
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