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Preface to the special issue on ground motion input at dam sites and reservoir earthquakes 坝址地震动输入与水库地震专题前言
IF 1.2 4区 地球科学 Q3 Earth and Planetary Sciences Pub Date : 2022-10-01 DOI: 10.1016/j.eqs.2022.10.002
Ruifang Yu , Xiao Hu , Ruizhi Wen
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引用次数: 0
Influence of seismic wave type and incident direction on the dynamic response of tall concrete-faced rockfill dams 地震波类型和入射方向对高面板堆石坝动力响应的影响
IF 1.2 4区 地球科学 Q3 Earth and Planetary Sciences Pub Date : 2022-10-01 DOI: 10.1016/j.eqs.2022.10.007
Chen-guang Zhou , De-gao Zou , Xiang Yu

Owing to the stochastic behavior of earthquakes and complex crustal structure, wave type and incident direction are uncertain when seismic waves arrive at a structure. In addition, because of the different types of the structures and terrains, the traveling wave effects have different influences on the dynamic response of the structures. For the tall concrete-faced rockfill dam (CFRD), it is not only built in the complex terrain such as river valley, but also its height has reached 300 m level, which puts forward higher requirements for the seismic safety of the anti-seepage system mainly comprising concrete face slabs, especially the accurate location of the weak area in seism. Considering the limitations of the traditional uniform vibration analysis method, we implemented an efficient dynamic interaction analysis between a tall CFRD and its foundation using a non-uniform wave input method with a viscous-spring artificial boundary and equivalent nodal loads. This method was then applied to investigate the dynamic stress distribution on the concrete face slabs for different seismic wave types and incident directions. The results indicate that dam-foundation interactions behave differently at different wave incident angles, and that the traveling wave effect becomes more evident in valley topography. Seismic wave type and incident direction dramatically influenced stress in the face slab, and the extreme stress values and distribution law will vary under oblique wave incidence. The influence of the incident direction on slab stress was particularly apparent when SH-waves arrived from the left bank. Specifically, the extreme stress values in the face slab increased with an increasing incident angle. Interestingly, the locations of the extreme stress values changed mainly along the axis of the dam, and did not exhibit large changes in height. The seismic safety of CFRDs is therefore lower at higher incident angles from an anti-seepage perspective. Therefore, it is necessary to consider both the seismic wave type and incident direction during seismic capacity evaluations of tall CFRDs.

由于地震的随机性和复杂的地壳结构,地震波到达结构时的波型和入射方向是不确定的。此外,由于结构类型和地形的不同,行波效应对结构动力响应的影响也不同。高层混凝土面板堆石坝不仅建在河谷等复杂地形中,而且高度已达到300 m水平,这就对以混凝土面板为主的防渗体系的抗震安全性提出了更高的要求,尤其是对地震薄弱区域的准确定位。针对传统均匀振动分析方法的局限性,采用粘弹簧人工边界和等效节点荷载的非均匀波输入方法,实现了高层CFRD与基础的高效动力相互作用分析。应用该方法研究了不同地震波类型和入射方向下混凝土面板的动应力分布。结果表明,不同波入射角下坝基相互作用表现不同,且行波效应在山谷地形中更为明显。地震波类型和入射方向对面板应力影响较大,在斜波入射下,面板的极值应力和分布规律会发生变化。当sh波从左岸到达时,入射方向对板应力的影响尤为明显。随着入射角的增大,面板的极限应力值增大。有趣的是,极端应力值的位置主要沿大坝轴线变化,高度变化不大。因此,从防渗角度看,当入射角较大时,cfrd的抗震安全性较低。因此,在进行高层堆垛堆抗震能力评价时,有必要同时考虑地震波类型和入射方向。
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引用次数: 2
Prediction and verification of earthquakes induced by the Xiluodu hydropower station reservoir 溪洛渡水电站水库诱发地震预测与验证
IF 1.2 4区 地球科学 Q3 Earth and Planetary Sciences Pub Date : 2022-10-01 DOI: 10.1016/j.eqs.2022.10.006
Tinggai Chang , Baohua Li , Xinxiang Zeng

Research has been conducted on reservoir-induced earthquakes in China since the Xinfengjiang reservoir-induced earthquakes in the 1960s. Regulations now require the risk of reservoir-induced earthquakes to be evaluated in the pre-research stage of all hydropower projects. Although nearly 40 cases of reservoir-induced earthquakes have been reported in China, analyses comparing the changes in seismic activity following reservoir impoundment with predictions are rare. In this study, we compared seismic activities observed in the reservoir area before and after the impoundment of the Xiluodu hydropower station in terms of the spatial distribution, frequency, and focal depths of the earthquakes, and clarified the correlation between their frequency/timing and reservoir level after impoundment. We then concluded that the seismic events in the head region were karst-type earthquakes, while those in the second segment of the reservoir were tectonic earthquakes. The spatial distribution of the earthquake epicenters and the seismic intensities validated some of the results for the reservoir-induced seismic risk assessment for the Xiluodu hydropower station, indicating that the proposed earthquake triggers and predictive models are reasonable. This study can provide a valuable reference for investigating the mechanism (s) of reservoir-induced earthquakes, revising reservoir-induced earthquake hazard assessment codes, and predicting the hazard zones of reservoir-induced seismicity under similar conditions.

自20世纪60年代新丰江水库诱发地震以来,中国开展了水库诱发地震研究。现在的法规要求在所有水电项目的前期研究阶段对水库诱发地震的风险进行评估。尽管中国已经报道了近40起水库引发的地震,但将水库蓄水后地震活动变化与预测相比较的分析却很少。本文通过对溪洛渡水电站蓄水前后库区地震活动的空间分布、频率和震源深度的对比研究,明确了其频率/时间与蓄水后库区水位的相关性。据此推断,首段为岩溶型地震,第二段为构造型地震。地震震中和地震烈度的空间分布验证了溪洛渡水电站水库诱发地震危险性评价的部分结果,表明所提出的地震触发点和预测模型是合理的。该研究可为研究水库诱发地震机理、修订水库诱发地震危险性评价规范、预测相似条件下水库诱发地震活动危险区提供有价值的参考。
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引用次数: 2
Influence of regional background stress fields on the spontaneous rupture of the major faults around Xiluodu dam, China 区域背景应力场对溪洛渡坝周边大断裂自发破裂的影响
IF 1.2 4区 地球科学 Q3 Earth and Planetary Sciences Pub Date : 2022-10-01 DOI: 10.1016/j.eqs.2022.10.004
Li Liao , Ping′en Li , Jiansi Yang , Jianzhou Feng

Simulations of the spontaneous rupture of potential earthquakes in the vicinity of reservoir dams can provide accurate parameters for seismic resilience assessment, which is essential for improving the seismic performance of reservoir dams. In simulations of potential spontaneous ruptures, fault geometry, regional stress fields, constitutive parameters of the fault friction law, and many other factors control the slip rate, morphology, and dislocation of the rupture, thereby affecting the simulated ground motion parameters. The focus of this study was to elucidate the effects of the background stress field on the nucleation and propagation of spontaneous ruptures based on the factors influencing potential M > 7 earthquake events on the Leibo Middle Fault (LBMF) and the Mabian-Yanjing Fault (MB-YJF) in the Xiluodu dam (XLD) region. Our simulation results show that the magnitude of the regional background stress field plays a decisive role in whether a destructive earthquake exceeding the critical magnitude will occur. We found that the direction and magnitude of the regional stress significantly affect the range of rupture propagation on the fault plane, and fault geometry affects the spatial distribution of the rupture range. Under the same regional stress field magnitude and orientation, a more destructive, high-magnitude earthquake is more likely to occur on the LBMF than on the MB-YJF.

水库坝附近潜在地震自发破裂的模拟可以为水库坝的地震恢复力评价提供准确的参数,对提高水库坝的抗震性能至关重要。在潜在自发破裂模拟中,断层几何形状、区域应力场、断层摩擦规律的本构参数等诸多因素控制着破裂的滑移率、形态和位错,从而影响模拟的地震动参数。本研究的重点是在潜在应力和应力影响因素的基础上,阐明背景应力场对自发破裂成核和扩展的影响;溪洛渡坝区雷波中断裂带和马边-燕京断裂带7次地震事件模拟结果表明,区域背景应力场的大小对是否发生超过临界震级的破坏性地震起着决定性的作用。研究发现,区域应力的方向和大小显著影响断面上破裂传播范围,断层几何形状影响破裂范围的空间分布。在相同的区域应力场震级和方向下,LBMF比MB-YJF更容易发生破坏性更强的高震级地震。
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引用次数: 1
Seismic hazard analysis for engineering sites based on the stochastic finite-fault method 基于随机有限断层法的工程场地地震危险性分析
IF 1.2 4区 地球科学 Q3 Earth and Planetary Sciences Pub Date : 2022-10-01 DOI: 10.1016/j.eqs.2022.05.007
Ruifang Yu, Yisheng Song, Xiangyun Guo, Qianli Yang, Xinjuan He, Yanxiang Yu

Seismic hazard analyses are mainly performed using either deterministic or probabilistic methods. However, there are still some defects in these statistical model-based approaches for regional seismic risk assessment affected by the near-field of large earthquakes. Therefore, we established a deterministic seismic hazard analysis method that can characterize the entire process of ground motion propagation based on stochastic finite-fault simulation, and we chose the site of the Xiluodu dam to demonstrate the method. This method can characterize earthquake source properties more realistically than other methods and consider factors such as the path and site attenuation of seismic waves. It also has high computational efficiency and is convenient for engineering applications. We first analyzed the complexity of seismogenic structures in the Xiluodu dam site area, and then an evaluation system for ground motion parameters that considers various uncertainties is constructed based on a stochastic finite-fault simulation. Finally, we assessed the seismic hazard of the dam site area comprehensively. The proposed method was able to take into account the complexity of the seismogenic structures affecting the dam site and provide multi-level parameter evaluation results corresponding to different risk levels. These results can be used to construct a dam safety assessment system of an earthquake in advance that provides technical support for rapidly and accurately assessing the post-earthquake damage state of a dam, thus determining the influence of an earthquake on dam safety and mitigating the risk of potential secondary disasters.

地震灾害分析主要采用确定性或概率方法。然而,这些基于统计模型的方法在大地震近场影响下的区域地震危险性评价中仍存在一些缺陷。因此,我们基于随机有限断层模拟,建立了一种能够表征地震动传播全过程的确定性地震危险性分析方法,并以溪洛渡坝址为例进行了验证。该方法比其他方法更能真实地表征震源性质,并考虑了地震波的路径和场地衰减等因素。计算效率高,便于工程应用。首先分析了溪洛都坝址区孕震构造的复杂性,然后在随机有限断层模拟的基础上,构建了考虑各种不确定性的地震动参数评价体系。最后,对坝址区域的地震危险性进行了综合评价。该方法能够考虑到影响坝址的发震构造的复杂性,并提供对应于不同风险等级的多层次参数评价结果。研究结果可用于提前构建大坝地震安全评价体系,为快速准确地评估大坝震后破坏状态提供技术支持,从而确定地震对大坝安全的影响,降低潜在次生灾害的风险。
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引用次数: 3
Overview of the seismic input at dam sites in China 中国坝址地震输入概况
IF 1.2 4区 地球科学 Q3 Earth and Planetary Sciences Pub Date : 2022-10-01 DOI: 10.1016/j.eqs.2022.05.006
Houqun Chen

The current Chinese national standard, the Standard for Seismic Design of Hydraulic Structures (GB51247), released in 2018, is strictly based on China’s national conditions and dam engineering features. A comprehensive and systematic overview of the basis of the seismic fortification requirements, the framework of the fortification criteria, and the mechanisms of seismic input related to the seismic design of dams are presented herein. We first analyzed and clarified several conceptual aspects in traditional seismic design of dams. Then, for the seismic input at the dam site described in the first national standard for hydraulic structures, we expounded innovative concepts, ideas, and methods to make relevant provisions more realistic and practical and discussed whether reservoir earthquakes must be included in the seismic fortification framework of dams. This study seeks to incorporate seismic input at the dam site into traditional seismic design practice to promote its improvement from the quasi-static method to the dynamic method and from the closed vibration system to an open wave propagation system, to ensure that the seismic design of dams becomes more reasonable, reliable, scientific, and economic.

现行的中国国家标准《水工建筑物抗震设计规范》(GB51247)于2018年发布,严格依据中国国情和大坝工程特点。本文对大坝抗震设防要求的基础、设防标准的框架以及与大坝抗震设计相关的地震输入机制进行了全面系统的概述。首先对传统大坝抗震设计中的几个概念进行了分析和澄清。然后,针对第一个水工建筑物国家标准中所描述的坝址地震输入,我们阐述了创新的概念、思路和方法,使相关规定更具现实性和实用性,并讨论了水库地震是否必须纳入大坝抗震设防框架。本研究旨在将坝址地震输入纳入传统的抗震设计实践,推动其从准静力法向动力法、从封闭振动系统向开放波传播系统的改进,确保大坝抗震设计更加合理、可靠、科学、经济。
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引用次数: 2
Eastward subduction of the Indian plate beneath the Indo-Myanmese arc revealed by teleseismic P-wave tomography 远震P波层析成像揭示印度板块在印度-缅甸弧下向东俯冲
IF 1.2 4区 地球科学 Q3 Earth and Planetary Sciences Pub Date : 2022-08-01 DOI: 10.1016/j.eqs.2022.08.002
Yu Gao, Jiansi Yang, Yu Zheng

The deep structure of the eastward-subducting Indian plate can provide new information on the dynamics of the India-Eurasia collision. We collected and processed waveform data from temporary seismic arrays (networks) on the eastern Tibetan Plateau, seismic arrays in Northeast India and Myanmar, and permanent stations of the China Digital Seismic Network in Tibet, Gansu, Qinghai, Yunnan, and Sichuan. We combined these data with phase reports from observation stations of the International Seismological Center on the Indian plate and selected 124,808 high-quality P-wave relative travel-time residuals. Next, we used these data to invert the 3-D P-wave velocity structure of the upper mantle to a depth of 800 km beneath the eastern segment of the arcuate Himalayan orogen, at the southeastern margin of the Tibetan Plateau. The results reveal a high-angle, easterly dipping subducting plate extending more than 200 km beneath the Indo-Myanmese arc. The plate breaks off at roughly 96°E; its fragments have passed through the 410-km discontinuity (D410) into the mantle transition zone (MTZ). The MTZ beneath the Tengchong volcanic area contains a high-velocity anomaly, which does not exceed the Red River fault to the east. No other large-scale continuous subducted plates were observed in the MTZ. However, a horizontally spreading high-velocity anomaly was identified on the D410 in some regions. The anomaly may represent the negatively buoyant 90°E Ridge plate or a thickened and delaminated lithospheric block experiencing collision and compression at the southeastern margin of the Tibetan Plateau. The Tengchong volcano may originate from the mantle upwelling through the slab window formed by the break-off of the subducting Indian continental plate and oceanic plate in the upper mantle. Low-velocity upper mantle materials on the west side of the Indo-Myanmese arc may have supplemented materials to the Tengchong volcano.

东俯冲印度板块的深部构造可以为印度-欧亚板块碰撞动力学提供新的信息。我们收集和处理了青藏高原东部的临时地震台站(台网)、印度东北部和缅甸的地震台网以及中国数字地震台网西藏、甘肃、青海、云南和四川的永久台站的波形数据。我们将这些数据与印度板块国际地震中心观测站的相位报告相结合,选择了124,808个高质量的p波相对走时残差。接下来,我们利用这些数据反演了青藏高原东南边缘喜马拉雅弧形造山带东段800公里深处的上地幔三维纵波速度结构。结果显示,在印度-缅甸弧下方有一个高角度、向东倾斜的俯冲板块,延伸超过200公里。板块在大约96°E处断裂;它的碎片穿过410公里的不连续带(D410)进入地幔过渡带(MTZ)。腾冲火山区下MTZ包含一条高速异常,该异常向东不超过红河断层。MTZ内未见其他大型连续俯冲板块。然而,在D410的一些区域发现了水平扩展的高速异常。该异常可能代表青藏高原东南缘负浮力90°E脊板块或经历碰撞和挤压的增厚分层岩石圈块体。腾冲火山可能起源于上地幔俯冲的印度大陆板块与大洋板块断裂形成的板块窗,由地幔上涌形成。印缅弧西侧的低速上地幔物质可能为腾冲火山补充了物质。
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引用次数: 0
Seismogenic environment and mechanism of the Yangbi MS6.4 earthquake in Yunnan, China 云南杨壁MS6.4级地震发震环境与机制
IF 1.2 4区 地球科学 Q3 Earth and Planetary Sciences Pub Date : 2022-08-01 DOI: 10.1016/j.eqs.2022.08.001
Mengqiao Duan , Kezhen Zuo , Cuiping Zhao , Lianqing Zhou

The Yangbi MS6.4 earthquake occurred on May 21, 2021 in western Yunnan, China, where moderate earthquakes strike frequently. It exhibited a typical “foreshock-mainshock-aftershock” sequence and did not occur on a pre-existing active fault. The seismogenic environment and mechanism of this earthquake have aroused considerable research attention. In this study, we obtain the three-dimensional vP, vS and vP/vS images using the vP/vS consistency-constrained double-difference tomography method, which improves the accuracy of vP/vS models. We focus on characteristics of vP/vS images in areas with a lateral resolution of 0.1°, and reveal the seismogenic environment of the Yangbi MS6.4 earthquake. The conclusions are as follows: (1) Low velocity and high-vP/vS anomalies are revealed at different depths around the northern segment of the Red River fault. vS and vP/vS images along the Weixi-Qiaohou-Weishan fault and the buried faults on its west show obviously segmented feature. (2) The source region of the Yangbi MS6.4 earthquake is located in a low-vP/vS zone implying high medium strength. High-vP/vS anomalies in its NW direction indicate cracks development and the existence of fluids or partial melts, which are unfavorable for stress accumulation and triggering large earthquakes. Such conditions have also prevented the earthquake sequence from extending northwestward. (3) With the southeastward extrusion of materials from the Tibetan Plateau, fluid migration was blocked by the low-vP/vS body in the source region. The high-vP/vS anomaly beneath the source region may implies that the fluids or partial melts in the middle and lower crust gradually weakened medium strength at the bottom of the seismogenic layer, and preparing the largest foreshock in the transition zone of high to low vP/vS. Meanwhile, tectonic stress incessantly accumulated in the brittle upper crust, eventually led to the MS6.4 earthquake occurrence.

2021年5月21日,中国云南西部中地震多发地区杨壁6.4级地震发生。它表现出典型的“前震-主震-余震”序列,并没有发生在先前存在的活动断层上。此次地震的发震环境和机制引起了人们的广泛关注。本研究采用vP/vS一致性约束双差层析成像方法获得了vP/vS三维图像,提高了vP/vS模型的精度。研究了横向分辨率为0.1°区域的vP/vS图像特征,揭示了杨壁MS6.4地震的发震环境。结果表明:(1)红河断裂北段周围不同深度均存在低速和高vp /vS异常。沿渭西-桥后-渭山断裂及其西侧隐伏断裂的vS和vP/vS图像显示出明显的分段特征。(2)杨壁MS6.4级地震震源区位于低vp /vS区,高中强度。北西向的高vp /vS异常表明裂缝发育,存在流体或部分熔体,不利于应力积累和引发大地震。这样的条件也阻止了地震序列向西北延伸。(3)青藏高原物质向东南方向挤压,源区低vp /vS体阻挡了流体运移。震源下方的高vP/vS异常可能表明,中、下地壳的流体或部分熔体在发震层底部逐渐削弱了中等强度,并在高、低vP/vS过渡带准备了最大的前震。同时,构造应力在脆弱的上地壳中不断积累,最终导致MS6.4地震的发生。
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引用次数: 1
Evaluation of numerical earthquake forecasting models 地震数值预报模式的评价
IF 1.2 4区 地球科学 Q3 Earth and Planetary Sciences Pub Date : 2022-08-01 DOI: 10.1016/j.eqs.2022.08.006
Zhongliang Wu

Evaluation of numerical earthquake forecasting models needs to consider two issues of equal importance: the application scenario of the simulation, and the complexity of the model. Criterion of the evaluation-based model selection faces some interesting problems in need of discussion.

评价地震数值预报模型需要考虑两个同等重要的问题:模拟的应用场景和模型的复杂性。基于评价的模型选择准则面临着一些值得探讨的有趣问题。
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引用次数: 0
Using the match-and-locate method to characterize foreshocks of the July 2019 MW6.4 Ridgecrest, California earthquake 使用匹配定位方法表征2019年7月加利福尼亚州里奇克莱斯特MW6.4地震的前震
IF 1.2 4区 地球科学 Q3 Earth and Planetary Sciences Pub Date : 2022-08-01 DOI: 10.1016/j.eqs.2022.08.005
Min Liu , Miao Zhang , Hongyi Li

The July 2019 MW6.4 Ridgecrest, California earthquake and its distinct foreshocks were well recorded by local and regional stations, providing a great opportunity to characterize its foreshocks and investigate the nucleation mechanisms of the mainshock. In this study, we utilized the match-and-locate (M&L) method to build a high-precision foreshock catalog for this MW6.4 earthquake. Compared with the sequential location methods (matched-filter + cross-correlation-based hypoDD), our new catalog contains more events with higher location accuracy. The MW6.4 mainshock was preceded by 40 foreshocks within ∼2 h (on July 4, 2019 from 15:35:29 to 17:32:52, UTC). Their spatiotemporal distribution revealed a complex seismogenic structure consisting of multiple fault strands, which were connected as a throughgoing fault by later foreshocks and eventually accommodated the 2019 MW6.4 mainshock. To better understand the nucleation mechanism, we determined the rupture dimension of the largest ML4.0 foreshock by calculating its initial rupture and centroid points using the M&L method. By estimating Coulomb stress change we suggested that the majority of foreshocks following the ML4.0 event and MW6.4 mainshock occurred within regions of increasing Coulomb stress, indicating that they were triggered by stress transfer. The nucleation process before the ML4.0 event remains unclear due to the insufficient sampling rate of waveforms and small magnitude of events. Thus, our study demonstrates that the M&L method has superior detection and location ability, showing potential for studies that require high-precision location (e.g., earthquake nucleation).

2019年7月加利福尼亚州里奇克莱斯特MW6.4地震及其不同的前震被当地和区域台站很好地记录下来,为描述其前震特征和研究主震的成核机制提供了很好的机会。本研究采用匹配定位(M&L)方法建立了本次MW6.4级地震的高精度前震目录。与序列定位方法(匹配过滤器+基于交叉相关的hypoDD)相比,我们的新目录包含更多的事件,定位精度更高。MW6.4主震之前在2小时内发生了40次前震(2019年7月4日15:35:29至17:32:52,UTC)。它们的时空分布揭示了一个由多断层链组成的复杂孕震结构,这些断层链被后来的前震连接成贯穿断层,最终容纳了2019年MW6.4主震。为了更好地理解成核机制,我们利用M&L法计算了最大ML4.0前震的初始破裂点和质心点,确定了其破裂尺寸。通过对库仑应力变化的估计,我们认为ML4.0和MW6.4主震后的前震大部分发生在库仑应力增加的区域内,表明它们是由应力传递引发的。由于波形采样率不足和事件震级小,ML4.0事件前的成核过程尚不清楚。因此,我们的研究表明,M&L方法具有优越的检测和定位能力,在需要高精度定位的研究(例如,地震成核)中显示出潜力。
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引用次数: 0
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Earthquake Science
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