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Los Olvidados/The Forgotten: Reconceptualizing Colonias as Viable Communities 被遗忘的人/被遗忘的人:重新将殖民地视为可行的社区
IF 6.4 1区 经济学 Q1 ENVIRONMENTAL STUDIES Pub Date : 2021-05-01 DOI: 10.1016/j.progress.2019.100450
Deyanira Nevárez Martínez , María G. Rendón , Diego Arroyo

Places of concentrated poverty are typically described in terms of their deficit, not simply in financial terms, but in their social and cultural resources as well. This characterization extends to informal settlements that exist along the U.S.-Mexico border known as colonias, rural and peri-urban communities lacking basic infrastructure like electricity, running water, and paved roads. Drawing on one case study of a colonia in the state of Arizona, we renew attention to these communities showing how the lack of infrastructure and public services complicate everyday tasks for residents, compromising their wellbeing and life prospects. We also call attention to the allure of colonias in a context of rising inequality, highlighting their promise as viable communities where families can raise families and prosper or retire with dignity. By showing how kin and fictive kin ties propel the settlement process and provide the organizational and cultural structure to these communities, we challenge common depictions of colonias lacking a sense of community and social capital. We find social capital in colonias is best represented through “bonding ties” that provide essential forms of social support, the kind of help that allows the poor to “get by” or cope. We distinguish this from social capital that is garnered via “bridging ties,” to individuals with resources or in positions of influence that can create opportunities for social mobility. The tenacity of colonia residents and their practices of mutual support makes these communities resilient, but the absence of “social leverage ties,” those able and willing to broker complex bureaucratic and political processes, sustains ill conditions in colonias. Colonia residents have set root in these communities worthy of public policy concern and ought to be folded into the larger conversation of poverty concentration, segregation and housing needs in the United States. We call on urban planners, other street-level bureaucrats, and policymakers to work with these communities to bridge and broker grass root efforts.

贫困集中的地方通常被描述为其赤字,不仅在财政方面,而且在社会和文化资源方面。这种特征延伸到存在于美墨边境的非正式定居点,即所谓的殖民地,农村和城郊社区,缺乏基本的基础设施,如电力、自来水和铺砌的道路。通过对亚利桑那州一个殖民地的案例研究,我们再次关注这些社区,展示了基础设施和公共服务的缺乏如何使居民的日常工作复杂化,从而影响了他们的福祉和生活前景。我们还呼吁在不平等加剧的背景下,关注殖民地的吸引力,强调它们作为可行社区的希望,在那里,家庭可以养家糊口,繁荣昌盛,或有尊严地退休。通过展示亲属和有效的亲属关系如何推动定居过程,并为这些社区提供组织和文化结构,我们挑战了对殖民地缺乏社区意识和社会资本的常见描述。我们发现,殖民地的社会资本通过提供基本形式的社会支持的“纽带关系”得到了最好的体现,这种帮助使穷人能够“勉强度日”或应对。我们将其与通过“桥接关系”获得的社会资本区分开来,后者是指拥有资源或处于能够创造社会流动机会的影响力地位的个人。殖民地居民的坚韧和他们相互支持的做法使这些社区具有弹性,但缺乏“社会杠杆关系”,即那些能够并愿意协调复杂的官僚和政治程序的人,使殖民地的状况持续恶化。殖民地居民已经在这些值得公共政策关注的社区扎根,应该纳入有关美国贫困集中、种族隔离和住房需求的更大讨论中。我们呼吁城市规划者、其他基层官员和政策制定者与这些社区合作,在基层努力中架起桥梁和中间人。
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引用次数: 3
Government-backed ‘laundering of the grey’ in upgrading urban village properties 政府支持的城中村物业升级“洗灰”
IF 6.4 1区 经济学 Q1 ENVIRONMENTAL STUDIES Pub Date : 2021-04-01 DOI: 10.1016/j.progress.2019.100436
Bin Li, De Tong, Yaying Wu, Guicai Li

Urban informality and informal settlements, as research concepts rooted in the global south, have the potential to reveal the relationship between property improvement, tenure security, uneven distribution of resources and asymmetric power relations embedded in urban studies. Investigations of urban villages in China are also inspired by these ideas. The present study of the Ningmeng Apartment project in Shuiwei Village, Shenzhen, China, aims to contribute to these exciting research fields by (1) offering a new governmental mechanism – government-backed informal formalizing of informality – that can strengthen perceived tenure security; (2) investigating a new approach to regenerating problematic urban villages; and (3) revealing a new social-psychological effect underlying the operation of urban informality: perceived formal informality. These three dimensions can be interpreted as government-backed methods of laundering the grey, ways in which state actors use informal operations to strengthen the perceived tenure security and upgrade the spatial quality of informal properties to achieve governmental goals. Based on these three academic contributions, interactions between rule-breaking innovations and a pre-innovation environment emerge from the examination of the Ningmeng project. Such interactions may reflect the experience of China during its post-1978 reform and may inspire new policy practices in other developing countries.

城市非正式性和非正式住区作为根植于全球南方的研究概念,有可能揭示城市研究中嵌入的财产改善、权属保障、资源分配不均和不对称权力关系之间的关系。对中国城中村的调查也受到了这些想法的启发。本文对中国深圳水尾村宁梦公寓项目进行了研究,旨在通过以下方式为这些令人兴奋的研究领域做出贡献:(1)提供一种新的政府机制——政府支持的非正式的非正式正规化——可以加强感知的使用权保障;(2)探索问题城中村再生的新途径;(3)揭示了城市非正式性运行背后的一种新的社会心理效应:感知的正式非正式性。这三个维度可以被解释为政府支持的洗灰方法,即国家行为体利用非正式操作来加强感知的使用权安全,提升非正式财产的空间质量以实现政府目标的方式。基于以上三个学术贡献,对宁梦项目的考察揭示了打破常规的创新与创新前环境之间的互动关系。这种互动可能反映了中国在1978年后改革中的经验,并可能启发其他发展中国家新的政策实践。
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引用次数: 40
Fifty years of local growth management in America 美国50年的本地增长管理经验
IF 6.4 1区 经济学 Q1 ENVIRONMENTAL STUDIES Pub Date : 2021-03-01 DOI: 10.1016/j.progress.2019.100435
John D. Landis

This article looks at the efficacy of a diverse set of local growth management programs undertaken in the United States since the early 1970s. Organized into three sections, it begins with a brief history of growth management milestones, tracing the evolution of growth management programs from Ramapo, New York’s original 1969 ordinance to the emergence of the Smart Growth movement in the mid-1990s. A second part organizes and summarizes the growth management efficacy and adverse effect literatures. A third part takes a fresh look at the success of local growth management programs by comparing population growth, sprawl, and fiscal and housing price outcome measures across eight pairs of communities, one of which (i.e., “case study community”) adopted a growth management program, and the other (i.e., “peer community”) which did not. It concludes with a summary assessment of fifty years of local growth management experiences, along with some lessons for how planners might best deal with forthcoming rounds of suburban growth.

本文着眼于自20世纪70年代初以来在美国开展的一系列不同的地方增长管理项目的效果。本书分为三个部分,首先简要介绍了增长管理里程碑的历史,追溯了增长管理项目的演变,从1969年纽约最初的拉马波条例到20世纪90年代中期智能增长运动的出现。第二部分对生长管理的功效和不良反应文献进行整理和总结。第三部分通过比较八对社区的人口增长、扩张、财政和房价结果措施,对地方增长管理计划的成功进行了新的审视,其中一个(即“案例研究社区”)采用了增长管理计划,另一个(即“同伴社区”)没有。报告最后总结了50年来的地方增长管理经验,并为规划者如何最好地应对即将到来的郊区增长提供了一些经验教训。
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引用次数: 8
Restoring the core? Central city decline and transformation in the South 恢复核心?南方中心城市的衰落与转型
IF 6.4 1区 经济学 Q1 ENVIRONMENTAL STUDIES Pub Date : 2021-02-01 DOI: 10.1016/j.progress.2019.100434
Ivan Turok, Leanne Seeliger, Justin Visagie

Central cities are vibrant and productive places because of the dense concentration of people, firms and supporting facilities. Yet their dynamism can be undermined by congestion, social tensions and poor urban management. South Africa’s four major city centres experienced tumultuous changes during the transition from apartheid and the exodus of many property owners, investors and occupiers to the suburbs. Buildings decayed, infrastructure collapsed, public health and safety deteriorated, and governance was disrupted by unauthorised activities. Despite the general neglect, signs of recovery have emerged and gathered momentum in recent years. The revival is fragile, partial and patchy in most cases, and dwarfed by scale of new investment in outlying economic nodes. The paper uses a resilience framework to examine how enterprising organisations have spurred regeneration by identifying opportunities for the adaptive reuse of redundant buildings and public spaces for affordable housing and social amenities. It also compares the extent, character and causes of the rebound across the four cities, demonstrating elements of continuity (bounce-back resilience) and transformation (bounce-forward resilience) in each case. Cape Town is characterised more by continuity and Johannesburg more by decline and transformation, with Pretoria and Durban in between. City centre recovery is attributed to a combination of pioneering private and public sector actions, albeit disjointed and uneven in their effectiveness. The paper concludes that central cities are relatively open incubators of economic and social progress, but also cauldrons of competing interests which create many dilemmas for decision-makers to negotiate, and which require coordinated attention and determination to realise their potential.

由于人口、企业和配套设施的密集集中,中心城市是充满活力和生产力的地方。然而,交通拥堵、社会紧张和城市管理不善可能会削弱它们的活力。在从种族隔离过渡期间,南非的四个主要城市中心经历了动荡的变化,许多财产所有者、投资者和占领者迁往郊区。建筑物腐朽,基础设施倒塌,公共卫生和安全恶化,未经授权的活动扰乱了治理。尽管普遍被忽视,但近年来复苏的迹象已经出现,并积聚了动力。在大多数情况下,这种复苏是脆弱的、局部的、不完整的,与边远经济节点的新投资规模相比,这种复苏显得微不足道。本文使用弹性框架来研究企业组织如何通过确定冗余建筑和公共空间的适应性再利用机会来促进经济适用房和社会设施的再生。它还比较了四个城市经济反弹的程度、特征和原因,展示了每个城市的连续性(反弹弹性)和转型(反弹弹性)的要素。开普敦的特点是持续发展,约翰内斯堡的特点是衰落和转型,比勒陀利亚和德班介于两者之间。市中心的复苏要归功于私营部门和公共部门开创性行动的结合,尽管它们的效果是脱节和不平衡的。本文的结论是,中心城市是相对开放的经济和社会进步的孵化器,但也是利益竞争的大锅,这给决策者带来了许多谈判难题,需要协调关注和决心来实现其潜力。
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引用次数: 14
Urban environmental quality and wellbeing in the context of incomplete urbanisation in Brazil: Integrating directly experienced ecosystem services into planning 巴西不完全城市化背景下的城市环境质量和福祉:将直接体验的生态系统服务纳入规划
IF 6.4 1区 经济学 Q1 ENVIRONMENTAL STUDIES Pub Date : 2021-01-01 DOI: 10.1016/j.progress.2019.04.003
Meri Juntti , Heloisa Costa , Nilo Nascimento

The benefits of urban greenspace to residents are increasingly recognised as important to planning for sustainable and healthy cities. However, the way that people interact with and benefit from urban greenspace is context dependent and conditioned by a range of social and material factors. This paper applies and expands the ecosystems services based approach to understanding urban environmental quality and the way in which greenspace is appropriated by residents in the context of incomplete urbanisation in three peri-urban target areas in Brazil. We develop and employ the notion of indirect (scientifically detected) and directly experienced ecosystems services, and undertake a science based ecosystem services assessment and a qualitative analysis of interviews, walking narratives and images captured with a smartphone application to understand what functions urban greenspace serves in the daily life of the studied neighbourhoods. Findings demonstrate how elements of urban greenspace and what can be termed ecosystem services serve both material and signifying functions and produce subjective and collective benefits and dis-benefits that hinge on aspects of livability such as quality of urban service delivery, housing status and perceptions of crime and neighbourhood character. We identify factors that enable, hinder and motivate both active material and interpretative interactions with urban greenspace. The findings suggest that the relationship between ecosystem service provision and wellbeing is better understood as reciprocal rather than one way. Although at the neighbourhood scale, fear of crime and poor access to urban services can hinder positive engagements with urban greenspace and experienced benefits form ES, urban squares and fringe vegetation is also being appropriated to address experienced disadvantages. Presently however these local interactions and ecosystem service benefits are overlooked in formal planning and conservation efforts and are increasingly compromised by growing population density and environmental degradation. We make recommendations for a nuanced assessment of the material and interpretative human-nature interactions and associated ecosystem services in an urban context, and discuss the potential for planning initiatives that could be employed to articulate and nurture these important interactions in our target areas.

城市绿地对居民的好处越来越被认为是规划可持续和健康城市的重要因素。然而,人们与城市绿地互动并从中受益的方式依赖于环境,并受到一系列社会和物质因素的制约。本文应用并扩展了基于生态系统服务的方法来理解城市环境质量,以及在巴西三个城郊目标地区不完全城市化背景下居民占用绿色空间的方式。我们开发并采用了间接(科学检测)和直接体验生态系统服务的概念,并进行了基于科学的生态系统服务评估,并对访谈、行走叙述和智能手机应用程序捕获的图像进行了定性分析,以了解城市绿地在研究社区的日常生活中所起的作用。研究结果表明,城市绿色空间的要素和所谓的生态系统服务是如何发挥物质和象征功能的,并产生主观和集体的利益和不利影响,这些利益和不利影响取决于城市服务提供质量、住房状况、对犯罪和社区特征的看法等宜居性方面。我们确定了激活、阻碍和激发活性材料与城市绿地相互作用的因素。研究结果表明,生态系统服务提供与福祉之间的关系最好理解为互惠关系,而不是单向关系。虽然在社区规模上,对犯罪的恐惧和难以获得城市服务可能会阻碍与城市绿地的积极接触,并从ES中获得好处,但城市广场和边缘植被也被用于解决经验不足的问题。然而,目前这些地方的相互作用和生态系统服务效益在正式的规划和保护工作中被忽视,并日益受到人口密度增长和环境退化的影响。我们建议在城市环境中对物质和可解释性的人与自然相互作用以及相关的生态系统服务进行细致入微的评估,并讨论了在我们的目标地区可以用来阐明和培育这些重要相互作用的规划举措的潜力。
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引用次数: 20
Neighbourhood upgrading: A fragmented global history 邻里关系升级:支离破碎的全球历史
IF 6.4 1区 经济学 Q1 ENVIRONMENTAL STUDIES Pub Date : 2020-11-01 DOI: 10.1016/j.progress.2019.04.002
Richard Harris

This survey reviews the history of, and issues associated with, neighbourhood upgrading, defined as focused, coordinated action whose main purpose is to improve the physical and/or social conditions in particular, relatively disadvantaged urban subareas, for the benefit of existing residents. The survey brings together the fragmented, relevant literatures of historians, social scientists and policy analysts pertaining to both the global North and South. It considers the dimensions of disadvantage, together with the peculiar conditions of urban settings, problems of neighbourhood scale and boundaries, and the targeting of people or places. It reviews why governments act, and why they might prefer upgrading over laissez faire (neglect) or clearance. The longest section, organized historically and by world region, discusses the changing nature and importance of physical as opposed to social goals. It considers the agents involved in upgrading, including municipalities, property owners, other residents, and non-profits, before sketching major shifts over the past century and a half: the eventual shift from physical to social goals, the growing role of residents, and the rising importance of upgrading itself. These are attributed to the long-term expansion of government, the faltering rise of democratic practices, the growth of home ownership, the demise of colonialism, the rise of international agencies, and lately environmental concerns. A concluding discussion highlights issues that researchers and planners need to consider.

本调查回顾了社区升级的历史和相关问题,社区升级被定义为集中、协调的行动,其主要目的是改善物质和/或社会条件,特别是相对不利的城市分区,以造福现有居民。这项调查汇集了历史学家、社会科学家和政策分析师关于全球北方和南方的支离破碎的相关文献。它考虑了劣势的维度,以及城市环境的特殊条件,社区规模和边界问题,以及针对人群或场所的问题。它回顾了政府为什么采取行动,以及为什么他们可能更喜欢升级而不是放任(忽视)或清除。最长的部分,按历史和世界地区组织,讨论了与社会目标相反的物理目标的变化性质和重要性。在概述过去一个半世纪的主要转变之前,它考虑了参与升级的代理人,包括市政当局,业主,其他居民和非营利组织:从物理目标到社会目标的最终转变,居民的作用日益增强,以及升级本身的重要性日益增加。这些都归因于政府的长期扩张、民主实践的蹒跚兴起、住房所有权的增长、殖民主义的消亡、国际机构的兴起以及最近的环境问题。最后的讨论强调了研究人员和规划人员需要考虑的问题。
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引用次数: 7
Habermas revisited: Resurrecting the contested roots of communicative planning theory 哈贝马斯再访:交际计划理论争议根源的复活
IF 6.4 1区 经济学 Q1 ENVIRONMENTAL STUDIES Pub Date : 2020-10-01 DOI: 10.1016/j.progress.2019.04.001
Hanna Mattila
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引用次数: 17
Comprehensive Assessment Method for Sustainable Urban Development (CAMSUD) - A New Multi-Criteria System for Planning, Evaluation and Decision-Making 城市可持续发展综合评价方法(CAMSUD)——规划、评价和决策的多准则新体系
IF 6.4 1区 经济学 Q1 ENVIRONMENTAL STUDIES Pub Date : 2020-08-01 DOI: 10.1016/j.progress.2019.03.001
Fazia Ali-Toudert, Limei Ji, Linda Fährmann, Sina Czempik

This paper reports on the newly developed multi-criteria urban sustainability system CAMSUD (version 1.0) including the theoretical and analytical process underlying its development. CAMSUD stands for Comprehensive Assessment Method for Sustainable Urban Development. First, an extensive comparative analysis of five well-known urban rating systems is reported: CASBEE-UD, LEED-ND, BREEAM Communities, DGNB-NSQ and Green Star Communities. These rating systems are selected based on their widespread use, their numerous parallels in content, but also contrasting features, which give clear evidence on consensual and non-consensual items related to sustainability understanding and implementation. The analysis items revolved around their development drive, conceptualization, domain of applicability, technical content, practicality, measurability, and certification. Hence, this comparison identified the convergences and divergences of these systems and their potential for further optimization in view of highlighted strengths and weaknesses. Based on that analysis, the second part of the paper depicts the first version (1.0) of CAMSUD, including:

  • 1.

    the prevailing key concepts in its development as well as its 40 compliance criteria structured in eight thematic categories;

  • 2.

    the logic chain of criteria interactions and their effects on an appropriate measuring and scoring.

  • 3.

    the linkage between CAMSUD and the German sustainability-related legislation (laws, acts, standards and guidelines) as proof of compliance, and

  • 4.

    the comparative analysis of a database consisting of 160 sustainable urban projects using CAMSUD 1.0 in order i) to illustrate the handling of urban sustainability in practice and ii) to demonstrate its practical usability and to assess the current version for possible optimization.

The motivation for and the outcome of CAMSUD is also to serve as a theoretical basis for a computational decision-making tool to be developed (ECAMSUD), which peculiarity is to manage topic, scale and time relatedcriteria interactions responsible in probable redundancy or failure in scoring. By this means, CAMSUD strives to offer an alternative for a transparent and traceable framework for self-critical analysis and compromise finding when handling complex and cross-disciplinary urban development processes.

本文介绍了新开发的多标准城市可持续发展系统CAMSUD(1.0版本),包括其开发的理论和分析过程。CAMSUD代表可持续城市发展综合评估方法。首先,对CASBEE-UD、LEED-ND、BREEAM社区、DGNB-NSQ和绿星社区这五个知名的城市评级体系进行了广泛的比较分析。这些评级系统的选择是基于它们的广泛使用,它们在内容上的许多相似之处,以及对比特征,这些特征对与可持续性理解和实施有关的经同意和非经同意的项目提供了明确的证据。分析项目围绕它们的开发驱动、概念化、适用性领域、技术内容、实用性、可度量性和认证展开。因此,这种比较确定了这些系统的趋同和差异,以及考虑到突出的优点和缺点,进一步优化它们的潜力。在此基础上,本文第二部分描述了CAMSUD的第一个版本(1.0),包括:1。1 .其发展过程中的主要概念以及按八个主题类别构成的40项遵守标准;标准相互作用的逻辑链及其对适当的测量和评分的影响。3 . CAMSUD与德国可持续发展相关立法(法律、法案、标准和指导方针)之间的联系,作为合规性的证明;使用CAMSUD 1.0对包含160个可持续城市项目的数据库进行比较分析,目的是i)说明在实践中如何处理城市可持续性,ii)证明其实际可用性,并评估当前版本是否可能进行优化。CAMSUD的动机和结果也是作为计算决策工具(ECAMSUD)的理论基础,其特点是管理主题、规模和时间相关的标准相互作用,导致可能的冗余或评分失败。通过这种方式,CAMSUD致力于在处理复杂和跨学科的城市发展过程时,为自我批判分析和妥协发现提供一种透明和可追溯的框架。
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引用次数: 49
The shape compactness of urban footprints 城市足迹的形状紧凑性
IF 6.4 1区 经济学 Q1 ENVIRONMENTAL STUDIES Pub Date : 2020-07-01 DOI: 10.1016/j.progress.2018.12.001
Shlomo Angel, Sara Arango Franco, Yang Liu, Alejandro M. Blei

Urban population density has featured in a large body of literature on the Compact City paradigm as the key compactness attribute of cities, yet the shape compactness of urban footprints has hardly deserved a mention. This essay seeks to correct that. We review the literature on the Compact City Paradigm with a special focus on the relationship between urban form and climate change, and focus on twelve physical attributes of cities that make them more or less compact. Other things being equal, both population density and shape compactness help determine the average travel distances in cities, and hence affect their energy consumption and their greenhouse gas emissions. They also affect the length of infrastructure lines and the length of commutes. In principle, therefore, increasing either the shape compactness or the population density of cities can contribute—in different yet similar measure—to mitigating climate change. There are strong forces that push urban footprints to become more compact—that is, circular or near circular in shape—and these forces have evolved over time. There are also powerful forces that have pushed urban footprints to become less compact over time. We introduce these forces and illustrate their effects on particular cities. We then focus on a small set of metrics for measuring the shape compactness of cities. We use them to measure urban footprints obtained from satellite imagery in a stratified global sample of 200 cities in three time periods: 1990, 2000, and 2014. We find that the shape compactness of urban footprints the world over is independent of city size, area, density, and income and that, not surprisingly, it is strongly affected by topography. We also find that it has declined overall between 1990 and 2014 and explain some of the sources of this decline. We conclude the paper by assessing the ways in which the shape compactness of cities can be increased to make them better able to mitigate climate change in decades to come.

在关于紧凑型城市范式的大量文献中,城市人口密度作为城市紧凑性的关键属性,但城市足迹的形状紧凑性几乎不值得提及。本文试图纠正这一点。我们回顾了关于紧凑型城市范式的文献,特别关注城市形态与气候变化之间的关系,并关注城市的十二个物理属性,使它们更紧凑或更少。在其他条件相同的情况下,人口密度和形状紧凑度都有助于决定城市的平均出行距离,从而影响城市的能源消耗和温室气体排放。它们还会影响基础设施线路的长度和通勤的长度。因此,原则上,增加城市的形状紧凑度或人口密度都有助于缓解气候变化——虽然措施不同,但却相似。有强大的力量推动城市足迹变得更加紧凑——也就是说,圆形或接近圆形——这些力量随着时间的推移而演变。随着时间的推移,也有强大的力量推动城市足迹变得不那么紧凑。我们将介绍这些力量,并说明它们对特定城市的影响。然后,我们将重点放在衡量城市形状紧凑度的一小部分指标上。我们使用它们来测量从卫星图像中获得的城市足迹,这些卫星图像来自1990年、2000年和2014年三个时期的全球200个城市的分层样本。我们发现,世界各地城市足迹的形状紧凑性与城市规模、面积、密度和收入无关,而且,毫不奇怪,它受到地形的强烈影响。我们还发现,从1990年到2014年,它总体上有所下降,并解释了这种下降的一些来源。最后,我们评估了提高城市形状紧凑度的方法,以使其在未来几十年能够更好地缓解气候变化。
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引用次数: 41
A crack in the Swedish welfare façade? A review of assessing social impacts in transport infrastructure planning 瑞典福利制度出现裂痕?交通基础设施规划的社会影响评估综述
IF 6.4 1区 经济学 Q1 ENVIRONMENTAL STUDIES Pub Date : 2020-05-01 DOI: 10.1016/j.progress.2018.11.001
Hans Antonson , Lena Levin

A comparison of social impact categorisation in strategic planning across European Union Member States shows that Sweden neither categorises nor breaks down categories of social impact in areas such as transport infrastructure development. This is surprising because Sweden is known as a country concerned about social issues and having a high standard of welfare. This article accordingly studies how social issues are handled during transport infrastructure planning. An analysis of different source materials will answer four research questions: 1) To what extent are social impacts integrated into environmental impact assessment (EIA) reports? 2) Are social impacts sufficiently integrated and/or does this treatment simply amount to ‘good practice’? 3) Can any trend be detected over time in terms of addressing social issues in impact assessments? 4) What key measures could increase the influence of social impact issues on transport infrastructure planning practice? The study involved a content analysis of six EIA handbooks and EIA statements (EISs) for 18 large transport infrastructure projects. The concepts searched for in these documents largely apply to issues of vulnerability, health, social problems, perceived safety, and alienation. Our data were interpreted through the theoretical lens of institutional interplay. We found that though social aspects are not new considerations in EIA research, they are included in only a small proportion of the 18 Swedish EISs, mostly in connection with health and accessibility. We believe that this does not suffice. We also found that the more recent documents allotted less space to social issues. It is unlikely that most individuals in the organisations that order EISs, or the consultancies that write them, are unaware of the broader interpretation of ‘human beings’ which includes social aspects. Based on increasing interest in social issues in planning and due to the lack of national goals and guidelines in this area, some municipalities and consultants have begun to create their own methods of measuring and assessing social impacts. This has resulted in multiple local-level practitioners who want to develop social issues within impact assessment, and possibly also to introduce a social impact assessment framework, but with no management or coordination among them. The conclusion is that in the absence of a government initiative to clarify how social impacts can be addressed in transport infrastructure planning, there is a need for an external network for organisations involved in transport infrastructure EISs.

对欧盟成员国战略规划中社会影响分类的比较表明,瑞典既没有对交通基础设施发展等领域的社会影响分类,也没有细分类别。这是令人惊讶的,因为瑞典被认为是一个关心社会问题和拥有高水平福利的国家。本文就如何在交通基础设施规划中处理社会问题进行了相应的研究。对不同来源材料的分析将回答四个研究问题:1)社会影响在多大程度上被纳入环境影响评估(EIA)报告?2)社会影响是否充分整合和/或这种处理是否仅仅相当于“良好做法”?3)在影响评估中处理社会问题方面,能否发现任何随时间推移的趋势?4)哪些关键措施可以增加社会影响问题对交通基础设施规划实践的影响?这项研究包括对18个大型运输基建项目的六份环评手册和环评报告进行内容分析。这些文件中搜索的概念主要适用于脆弱性、健康、社会问题、感知安全性和异化等问题。我们的数据是通过制度相互作用的理论视角来解释的。我们发现,虽然社会因素不是环境影响评估研究中的新考虑因素,但在18个瑞典环境影响评估中,社会因素只被纳入了一小部分,主要是与健康和可及性有关。我们认为这是不够的。我们还发现,较新的文件对社会问题分配的篇幅较少。订购eis的组织中的大多数个人或撰写eis的咨询公司不太可能不知道“人类”的更广泛解释,其中包括社会方面。由于人们对规划中的社会问题越来越感兴趣,并且由于缺乏这方面的国家目标和准则,一些市政当局和顾问已开始制订自己的衡量和评估社会影响的方法。这导致了很多地方的从业者想在影响评估中发展社会问题,也可能引入社会影响评估框架,但他们之间没有管理和协调。结论是,在缺乏政府倡议来澄清如何在交通基础设施规划中解决社会影响的情况下,有必要为参与交通基础设施环境影响评估的组织建立一个外部网络。
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引用次数: 14
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Progress in Planning
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