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Calendar versus Analysis Time: Reanalyzing the Relationship between Humanitarian Aid and Civil Conflict Duration 日历与分析时间:重新分析人道主义援助与国内冲突持续时间之间的关系
IF 2.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-08-15 DOI: 10.1093/isq/sqae106
Shawna K Metzger
Previous work in International Studies Quarterly shows higher levels of humanitarian aid prolong civil conflicts. It also finds, among conflict–years in which aid is received, that this conflict-prolonging effect is more acute in insurgency-based civil conflicts, albeit with weaker supporting evidence. However, I show this work accidentally generated its conflict duration variable incorrectly, with the duration measuring time since January 1, 1960, not time since civil conflict onset. The duration values also exclude the first at-risk day for the first observation in each conflict, which drops true one-day durations from the estimation sample. I rerun the original analysis with the corrected duration coding and find evidence that supports the opposite of the author's main hypothesis: higher levels of humanitarian aid either have no effect on or shorten civil conflict duration. Additionally, the weak evidence for the author's second hypothesis mostly disappears, depending on the conflict's duration.
国际研究季刊》(International Studies Quarterly)以前的研究表明,较高水平的人道主义援助会延长国内冲突。该研究还发现,在接受援助的冲突年中,这种延长冲突的效应在以叛乱为基础的国内冲突中更为突出,尽管支持证据较弱。然而,我发现这项研究意外地错误地生成了冲突持续时间变量,冲突持续时间测量的是自 1960 年 1 月 1 日以来的时间,而不是自国内冲突爆发以来的时间。持续时间值还排除了每个冲突中第一个观测值的第一个风险日,这就从估计样本中排除了真正的一天持续时间。我用修正后的持续时间编码重新进行了原始分析,发现支持作者主要假设的证据恰恰相反:更高水平的人道主义援助要么对国内冲突持续时间没有影响,要么会缩短国内冲突持续时间。此外,根据冲突持续时间的长短,作者第二个假设的微弱证据大多消失了。
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引用次数: 0
The Limits of Enforcement in Global Financial Governance: Blacklisting in FATF as Rational Myth 全球金融治理中执法的局限性:作为合理神话的金融行动特别工作组黑名单制度
IF 2.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-08-12 DOI: 10.1093/isq/sqae115
Devin Case-Ruchala, Mark Nance
How might international institutions matter? To consider this central question of International Relations, we analyze a most-likely case for the importance of materially driven enforcement: the Financial Action Task Force’s (FATF) use of blacklisting in the global regime targeting money laundering and terrorism financing. Scholars and practitioners often argue that fear of financial harm caused by FATF’s lists explains the near-global commitment to FATF’s standards, even if compliance lags. We search for statistical evidence of this impact across four different measures of financial flows and find that listing is not correlated with financial harm. To explain these null results, we examine bank decision-making and find that the lists’ impact is likely diminished by two overlooked factors: the existence of multiple, competing lists and banks’ access to more fine-grained, client-specific information provided by third-party companies. We interpret this contradiction—a commitment to compliance generated in part by a fear of enforcement, despite a lack of evidence for enforcement’s impact—as a “rational myth.” The results challenge a common understanding of a major global governance regime, confirm ideas about the limited ability of states or International Organizations to control governance outcomes, and advance a new research agenda on the impact of bank decision-making on global governance.
国际机构如何发挥作用?为了探讨这个国际关系的核心问题,我们分析了一个最有可能说明物质驱动执法重要性的案例:金融行动特别工作组(FATF)在针对洗钱和恐怖主义融资的全球制度中使用黑名单的做法。学者和从业者通常认为,对 FATF 名单所造成的金融伤害的恐惧解释了为什么几乎全球都在遵守 FATF 的标准,即使遵守情况不尽如人意。我们在四种不同的资金流衡量标准中寻找这种影响的统计证据,发现列名与资金损害并不相关。为了解释这些无效结果,我们对银行决策进行了研究,发现名单的影响很可能被两个被忽视的因素所削弱:存在多个相互竞争的名单,以及银行可以获得第三方公司提供的更精细、更具体的客户信息。我们将这种矛盾解释为一种 "理性的神话"--尽管缺乏证据证明强制执行的影响,但部分由于对强制执行的恐惧而产生的合规承诺。研究结果挑战了人们对主要全球治理制度的普遍理解,证实了关于国家或国际组织控制治理结果的能力有限的观点,并推进了关于银行决策对全球治理影响的新研究议程。
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引用次数: 0
Transnational Repression: International Cooperation in Silencing Dissent 跨国镇压:压制异议的国际合作
IF 2.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-08-07 DOI: 10.1093/isq/sqae108
Rebecca Cordell, Kashmiri Medhi
Why do some states assist other countries to reach across national borders and repress their diaspora, while others do not? Transnational repression involves host countries (including democracies) working closely with origin states (typically autocracies) to transfer their citizens living abroad into their custody and silence dissent. We expect international cooperation on transnational repression to rely on a host country’s domestic rule of law (opportunity to repress) and economic ties with the origin country (leverage to cooperate). To measure international cooperation on transnational repression, we present new data containing 608 direct physical cases of transnational repression from 2014 to 2020 involving 160 unique country dyads (79 host countries and 31 origin countries). We test our hypotheses using a dataset of 33,615 directed dyad-years that accounts for refugee flows between pairs of countries and find empirical support for our theoretical argument. Autocracies are better able to elicit cooperation on human rights violations from states that have shared economic interests and a weak rule of law. Our findings provide one of the first quantitative accounts of foreign complicity in extraterritorial repression and have policy implications for civil society activists that seek to prevent governments from committing future human rights abuses against foreign nationals living abroad.
为什么有些国家协助其他国家跨越国界镇压侨民,而另一些国家却不这样做?跨国镇压涉及东道国(包括民主国家)与原籍国(通常是专制国家)密切合作,将生活在国外的公民移交给他们监管,压制不同政见。我们预计,跨国镇压方面的国际合作取决于东道国的国内法治(镇压的机会)以及与来源国的经济联系(合作的杠杆)。为了衡量跨国镇压方面的国际合作,我们提供了新数据,其中包含 2014 年至 2020 年期间发生的 608 起跨国镇压直接实际案例,涉及 160 个独特的国家组合(79 个东道国和 31 个来源国)。我们使用一个包含 33615 个定向对年的数据集来检验我们的假设,该数据集记录了成对国家之间的难民流动情况,并为我们的理论论点找到了实证支持。专制国家更有能力从经济利益共享、法治薄弱的国家那里获得侵犯人权方面的合作。我们的研究结果首次对域外镇压中的外国共谋进行了定量分析,并对民间社会活动家寻求防止政府未来侵犯海外侨民人权的政策具有启示意义。
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引用次数: 0
Do Foreign Military Deployments Provide Assurance? Unpacking the Micro-Mechanisms of Burden Sharing in Alliances 外国军事部署能提供保障吗?解读联盟中分担负担的微观机制
IF 2.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-08-02 DOI: 10.1093/isq/sqae107
Alexander Sorg, Julian Wucherpfennig
How do US foreign military deployments impact the defense policies of host states? Dominant scholarship holds that these deployments play a pivotal role in assuring allies that their security is guaranteed, which in turn leads host countries to neglect their national defense contributions. In this research note, we examine the micro-foundations of this conventional wisdom, investigating how nuclear and conventional troop deployments impact attitudes toward defense policies in (potential) host states. We highlight that the presumed linkage between assurance and free-riding critically implies that foreign military deployments must positively affect perceptions of security among host nations. We test this core logic, alongside some alternative pathways, at the micro level through two survey experiments that randomize hypothetical withdrawals (Germany) and deployments (Czech Republic). Although we find some evidence that foreign military deployments can decrease citizens’ subjective need for defense, the survey experiments also reveal that citizens hardly feel protected by these deployments. Thus, our results cast doubt on the core logic underlying the theory of free-riding in alliances.
美国的对外军事部署如何影响东道国的国防政策?主流学术界认为,这些部署在向盟国保证其安全得到保障方面发挥着关键作用,这反过来又导致东道国忽视其国防贡献。在本研究报告中,我们探讨了这一传统观点的微观基础,研究了核部队和常规部队的部署如何影响(潜在)东道国对国防政策的态度。我们强调,保证与搭便车之间的假定联系意味着外国军事部署必须对东道国的安全观念产生积极影响。我们在微观层面上通过两个调查实验,随机假设撤军(德国)和部署(捷克共和国),检验了这一核心逻辑以及一些替代路径。尽管我们发现了一些证据,表明外国军事部署可以降低公民对国防的主观需求,但调查实验也显示,公民几乎感觉不到这些部署对他们的保护。因此,我们的结果使人对联盟中搭便车理论的核心逻辑产生怀疑。
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引用次数: 0
Network Context and the Effectiveness of International Agreements 网络环境与国际协定的效力
IF 2.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-07-11 DOI: 10.1093/isq/sqae099
Brandon J Kinne
Why do some international agreements yield more cooperation than others? I argue that the network context of agreements conditions their effectiveness. I focus on bilateral defense cooperation agreements (DCAs), which promote defense activities like joint military exercises, peacekeeping, arms trade, and the sharing of classified information. Because DCAs emphasize ongoing cooperative actions, they offer an ideal setting to assess treaty effectiveness. The analysis shows that when agreements are embedded in transitive “friend of friend” relations, characterized by extensive ties to common third parties, they generate higher levels of cooperation. I argue that this network effect is the result of policy convergence. When states share ties with common third parties, their own policies become more closely aligned, and this alignment in turn reduces the costs and increases the benefits of cooperative actions. The theory and findings developed here apply to a wide array of cooperative interactions across multiple issue areas. The effectiveness of international agreements depends on network context.
为什么有些国际协议比其他协议产生更多的合作?我认为,协议的网络背景决定了协议的有效性。我将重点放在双边国防合作协议(DCA)上,这些协议促进了联合军事演习、维和、武器贸易和机密信息共享等国防活动。由于双边防务合作协议强调持续的合作行动,因此为评估条约的有效性提供了理想的环境。分析表明,当协议被嵌入以与共同第三方的广泛联系为特征的 "朋友的朋友 "关系中时,它们会产生更高水平的合作。我认为,这种网络效应是政策趋同的结果。当国家与共同的第三方共享联系时,它们自身的政策就会更加一致,这种一致反过来又会降低合作行动的成本,增加合作行动的收益。本文提出的理论和结论适用于多个问题领域的各种合作互动。国际协议的有效性取决于网络环境。
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引用次数: 0
Border Barriers and Illicit Trade Flows 边境壁垒与非法贸易流动
IF 2.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-07-03 DOI: 10.1093/isq/sqae094
David B Carter, Bailee Donahue, Rob Williams
s The number of fortified borders around the world has risen precipitously. This surge in walls is an important part of the larger globalization “backlash,” as countries react to the unwanted consequences of economic openness and globalization, with a rise in illicit trade and smuggling being a prominent example. Despite the prominence of the idea that walls are built to combat illicit flows, no research systematically explores how walls generally affect illicit trade. This is a notable omission for at least two reasons. First, the most prominent explanations for wall construction put combating illicit trade front and center. Second, recent work that finds walls significantly reduce legal trade argues that this finding derives from border fortifications diverting illegal trade to ports of entry, which leads to more inspection, security, and transaction costs. We develop a new measure of illicit trade flows using over five decades of product-level data and provide a battery of evidence that shows border barriers increase illicit flows at ports of entry.
全世界加固边界的数量急剧上升。随着各国对经济开放和全球化带来的不良后果做出反应,非法贸易和走私的增加就是一个突出的例子。尽管 "修建隔离墙是为了打击非法流动 "的观点十分突出,但却没有任何研究系统地探讨隔离墙一般会如何影响非法贸易。这是一个值得注意的疏忽,原因至少有两个。首先,关于修建隔离墙的最主要解释都把打击非法贸易放在首位。其次,最近的研究发现,隔离墙大大减少了合法贸易,这一发现源于边境防御工事将非法贸易转移到入境口岸,从而导致更多的检查、安全和交易成本。我们利用超过五十年的产品层面数据,开发了一种新的非法贸易流量测量方法,并提供了一系列证据,表明边境壁垒增加了入境口岸的非法流量。
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引用次数: 0
Reputations and Change in International Relations 国际关系中的声誉与变革
IF 2.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-07-03 DOI: 10.1093/isq/sqae097
Ekrem T Baser
Reputations for resolve are critical in international relations for deterring adversaries and reassuring partners. However, a state’s resolve is unobservable and can change unbeknownst to its audience. How does the possibility of unobserved change impact reputation dynamics? I provide a theory of long-run reputations with changing resolve via a formal model covering conflict and cooperation domains. In the model, the possibility that current reputations are based on outdated information makes the audience extend the benefit of the doubt to states with poor reputations. This leads to states building or spending their reputations depending on their current reputations. Importantly, when damaged reputations can be rebuilt, states with better reputations face stronger temptations to spend them. Thus, reputations constrain states with poor reputations the most. Further, because demonstrations of resolve improve reputations, which, in turn, reduce incentives for future demonstrations of resolve, there is a cyclical rhythm to conflict and cooperation. A major implication is that a state’s behavior changes with its reputation even if its resolve is unchanged and the stakes are identical. Reputational enforcement works, but the price is occasional breaches of trust. These results also settle a few long-standing controversies in the IR-reputation literature.
在国际关系中,决心的声誉对于威慑对手和安抚合作伙伴至关重要。然而,一个国家的决心是无法观察到的,它可能在受众不知情的情况下发生变化。这种无法察觉的变化是如何影响声誉动态的呢?我通过一个涵盖冲突与合作领域的正式模型,提出了决心变化的长期声誉理论。在该模型中,当前声誉基于过时信息的可能性使得受众对声誉不佳的国家产生怀疑。这就导致国家根据其当前声誉建立或消耗其声誉。重要的是,当受损的声誉可以重建时,声誉较好的国家就会面临更强的消费诱惑。因此,声誉对声誉差的国家的制约最大。此外,由于展示决心会提高声誉,而声誉又会降低未来展示决心的动机,因此冲突与合作存在着周期性的节奏。这意味着,即使一国的决心不变、利害关系相同,该国的行为也会随着其声誉的变化而变化。声誉强制是有效的,但代价是偶尔的失信。这些结果也解决了投资者关系-声誉文献中一些长期存在的争议。
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引用次数: 0
Organizational Bricolage and Insurgent Group Effectiveness in Cities: The Formation and Initial Urban Campaign of the Movement of the 19th of April in Colombia (1973–1980) 城市中的组织碉堡与叛乱团体的效力:哥伦比亚四月十九日运动的形成与最初的城市运动(1973-1980 年哥伦比亚四月十九日运动的形成和最初的城市运动(1973-1980 年)
IF 2.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-06-28 DOI: 10.1093/isq/sqae086
Simon Pierre Boulanger Martel
s How do rebel groups form in cities? What makes urban-based insurgent organizations effective? Urban armed conflicts have become an important subject of research due to the political, economic, and demographic significance of cities. Yet, we know little about the mechanisms of insurgent group formation and effectiveness in urban contexts. Building on the case of the formation and initial urban campaign of M-19 in Colombia (1973–1980), this article argues that rebel leaders originating from multiple organizations and confronted with intramovement competition have strong motives to employ organizational bricolage to form their organization. Organizational bricolage shapes insurgent effectiveness by producing structures that are fit for achieving certain objectives but not others. M-19’s organizational bricolage combined the armed vanguard, intellectual collective, and populist party forms. This structure was effective to foster public support but ineffective to establish a robust social base and maintain urban operations under repression. The research employs the analysis of organizational repertoires and process tracing to retrace M-19’s formation and initial urban campaign. Empirical material includes an original dataset comprising M-19 founders’ biographical data, archival documents, and interviews with ex-combatants. Studying how rebel leaders employ organizational bricolage sheds light on how insurgent organizations form, behave, and transform after war.
s 城市中的叛乱组织是如何形成的?城市叛乱组织为何有效?由于城市在政治、经济和人口方面的重要性,城市武装冲突已成为一个重要的研究课题。然而,我们对城市中叛乱组织的形成机制和有效性知之甚少。本文以哥伦比亚 M-19(1973-1980 年)的形成和最初的城市战役为案例,论证了叛乱领导人来自多个组织并面临运动内部竞争的情况下,他们有强烈的动机运用组织 "两面手法 "来形成自己的组织。组织迭代通过产生适合实现某些目标而不适合实现其他目标的组织结构,来塑造叛乱分子的有效性。M-19 的组织混合体结合了武装先锋队、知识分子集体和民粹主义政党的形式。这种结构在促进公众支持方面很有效,但在建立强大的社会基础和在镇压下维持城市行动方面却效果不佳。本研究采用了组织再现分析和过程追踪的方法来追溯 M-19 的形成和最初的城市运动。经验材料包括由 M-19 创始人传记资料、档案文件和前战斗人员访谈组成的原始数据集。研究叛军领导人如何运用组织 "二进制",有助于了解叛乱组织在战后是如何形成、表现和转变的。
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引用次数: 0
Individuals, Disaggregation of the State, and Negotiation Tactics: Evidence from the European Union 个人、国家分解与谈判策略:来自欧盟的证据
IF 2.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-06-28 DOI: 10.1093/isq/sqae081
Nicola Chelotti
This article intends to investigate to what extent, how, and when individuals who are below the leader’s level affect the processes and outputs of international politics. It does so by analyzing one group of below-leader actors—diplomatic negotiators in EU foreign policy. It first shows how, despite all the bureaucratic layers they are embedded in, individual negotiators have de facto acquired ultimate policymaking responsibilities, most prominently in the selection of tactics. This empowerment of individual diplomats occurs through a process of double state disaggregation: Policymaking responsibilities have shifted from the political to the bureaucratic level; then, within the latter, from the capital-based administration to the officials involved, often in single capacity, in negotiations. Next, it tests three individual characteristics (experience, style, and identity) against an original dataset of 138 questionnaires completed by EU diplomats and 17 interviews. It shows that negotiators’ personal traits explain the use of some, but not all, tactics. Specifically, they are less likely to matter when negotiators have to commit the state in significant and explicit ways, e.g., when threatening/exercising veto. When this does not happen (e.g., showing flexibility in the delegation’s position or using persuasion), the influence of individual characteristics is instead strong.
本文旨在探讨领导者以下的个人在多大程度上、如何以及何时影响国际政治的进程和产出。本文通过分析欧盟外交政策中的外交谈判者这一领导层以下的行动者群体来实现这一目的。它首先展示了尽管他们身处官僚机构的各个层级,但个体谈判者如何在事实上获得了最终的决策责任,其中最突出的是战术的选择。这种对外交官个人的授权是通过双重国家分解过程实现的:决策责任从政治层面转移到了官僚层面;然后,在官僚层面,决策责任又从以资本为基础的行政部门转移到了参与谈判的官员(通常以单一身份参与谈判)。接下来,本报告根据欧盟外交官填写的 138 份调查问卷和 17 次访谈的原始数据集,检验了三个个人特征(经验、风格和身份)。结果表明,谈判者的个人特征可以解释某些策略的使用,但不能解释所有策略的使用。具体而言,当谈判者必须以重要和明确的方式对国家做出承诺时,例如威胁/行使否决权时,个人特质就不那么重要。当不出现这种情况时(例如,代表团的立场表现出灵活性或使用说服手段),个人特征的影响反而很大。
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引用次数: 0
How Bureaucrats Represent Economic Interests: Partisan Control over Trade Adjustment Assistance 官僚如何代表经济利益:党派对贸易调整援助的控制
IF 2.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-06-28 DOI: 10.1093/isq/sqae089
Minju KIM
Embedded liberalism prescribes compensating workers hurt by globalization, but government compensation programs are often criticized for their lack of responsiveness. I explain the lack of responsiveness by illuminating bureaucrats who approve the compensation programs in the frontline. I examine how career bureaucrats distribute Trade Adjustment Assistance (TAA) benefits, the single largest federal program in the United States that compensates workers displaced by international trade. Exploiting the quasi-random assignment of TAA petitions to individual investigators at different stages of their careers, I find that career bureaucrats are less likely to certify TAA petitions and are more likely to delay investigations during Republican presidencies relative to Democratic presidencies. This partisan performance, however, applies uniquely to career bureaucrats who are not tenured and increases in magnitude during periods of high alignment between labor and the Democratic Party. The political sustainability of globalization depends on an institutional design that shapes the career incentives of bureaucrats.
根深蒂固的自由主义规定对受到全球化伤害的工人进行补偿,但政府补偿计划往往因缺乏回应性而受到批评。我通过揭示在第一线批准补偿计划的官僚来解释缺乏回应性的原因。我研究了职业官僚如何分配贸易调整援助(TAA)福利,这是美国最大的一项联邦计划,旨在补偿因国际贸易而失业的工人。通过将贸易调整援助申请准随机地分配给处于不同职业阶段的调查人员,我发现相对于民主党总统,共和党总统任期内的职业官僚不太可能批准贸易调整援助申请,也更有可能推迟调查。然而,这种党派表现只适用于非终身制的职业官僚,而且在劳工党和民主党高度一致的时期,这种表现的幅度会增大。全球化的政治可持续性取决于塑造官僚职业激励的制度设计。
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引用次数: 0
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International Studies Quarterly
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