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The fiscal reckoning of war: Contemporary armed conflict and progressive income taxation 战争的财政清算:当代武装冲突与累进所得税
IF 3.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2025-02-05 DOI: 10.1177/00223433241300805
Jakob Frizell
Armed conflicts expose states to extraordinary fiscal stress and leave poverty and inequality in their wake. Yet, the fiscal policy responses in contemporary conflict-affected states appear feeble, in striking contrast to historical antecedents, having led to radical and distinctly progressive tax reforms. Whereas extant literature cautions against generalising Western wartime experiences, emphasising qualitative differences in warfare and institutional context, this article argues for the ex ante generality of the link between war and progressive taxation. Accordingly, it elaborates a revised theory of wartime tax bargaining, centred on fiscal need and demand for fiscal fairness, whereby contemporary conflicts, including civil wars, should induce governments to increase taxes, and particularly on the rich. The apparent absence of war-induced progressive taxation in the last decades, in contrast, is overdetermined by international shifts at the end of the Cold War and its influence on local wartime elites. Statistically analysing newly collected data on top personal income tax rates for all conflict-affected countries 1960–2020, it is shown that the link was strong, general and, contrary to common assumption, applied as much to civil as to interstate wars. The results support the theory, whereby acute revenue needs and war-induced demand for fiscal fairness translate into increased taxes on the rich. The sudden uniform disappearance of the association in the last decades, irrespective of country-level factors, is consistent with an interpretation emphasising global shifts precipitated by the end of the Cold War.
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引用次数: 0
The textual dynamics of international policymaking: A new corpus of UN resolutions, 1946–2018 国际决策的文本动态:1946-2018年联合国决议新语料库
IF 3.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2025-02-05 DOI: 10.1177/00223433241280152
Sabrina B Arias
I introduce a new dataset of all United Nations Security Council and United Nations General Assembly resolutions passed from 1946–2018, as well as machine-learning-based measures of their references to other resolutions, textual alignment, and topics. I suggest applications of this data for a variety of questions in international relations from the development of international law to the influence of state power in international organizations. I illustrate the utility of this dataset by investigating why policymakers employ references in the drafting of legal documents, and how the inclusion of these references affects political outcomes. I draw on theories of international lawmaking to argue that for states deciding whether to vote in favor of a resolution, these references, by signaling ideological consistency with a state’s foreign policy goals and existing consensus amongst negotiators, serve as a strategy to obtain support for resolutions. I found that the inclusion of references did increase political support for resolutions, using my measure of textual alignment to hold resolution text constant while isolating variation in the inclusion of references. I found that even accounting for foreign aid flows as a canonical alternative explanation of vote choice, reference dynamics were an important predictor of state support for resolutions.
我介绍了一个新的数据集,其中包含 1946-2018 年间通过的所有联合国安理会和联合国大会决议,以及基于机器学习的关于这些决议对其他决议的参考、文本一致性和主题的衡量标准。我建议将这些数据应用于国际关系中的各种问题,从国际法的发展到国家权力在国际组织中的影响。我通过研究政策制定者在起草法律文件时引用参考文献的原因,以及引用参考文献对政治结果的影响,来说明这一数据集的实用性。我借鉴了国际立法理论,认为对于决定是否投票赞成某项决议的国家来说,这些参考文献通过表明在意识形态上与国家的外交政策目标和谈判者之间的现有共识相一致,可作为获得决议支持的一种策略。我发现,在使用我的文本一致性衡量标准来保持决议案文不变的同时,将参考文献的加入隔离开来,参考文献的加入确实增加了决议案的政治支持。我发现,即使将外国援助流量作为投票选择的典型替代解释,参考文献动态也是国家支持决议的重要预测因素。
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引用次数: 0
Disarmament, demobilization, and reintegration in peace agreements (1975–2021): Introducing the DDR dataset
IF 3.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2025-01-30 DOI: 10.1177/00223433241294148
Julia Palik, Mauricio Rivera Celestino, David Gomez-Triana, Nicholas Marsh, Ida Rødningen
Disarmament, demobilization, and reintegration (DDR) provisions in peace agreements (PAs) are critical pillars of global peacebuilding efforts. Leading theories suggest that different DDR components address different peacebuilding challenges. Yet existing datasets conceptualize DDR as a binary variable, hindering our ability to observe which DDR components and in what combination are agreed upon by conflict parties and to assess their independent effects on peace. To address this problem, we introduce a global disaggregated dataset on DDR provisions in PAs from 1975 to 2021, identify third-party actors’ involvement, and whether women and children ex-combatants are referenced in the provisions. We show that DDR components do not always come together: 47% of all PAs contain at least one DDR component, but only 26.9% include the full DDR package. Moreover, third-party actors participate in more than half of PAs with at least one DDR provision, and the vast majority of DDR provisions do not reference women and child ex-combatants. We demonstrate the usefulness of our dataset by analyzing the determinants of DDR provisions in PAs. Our analysis shows that different covariates have different effects on different DDR constellations, highlighting the usefulness of our disaggregated approach. The DDR dataset can be a valuable source to better understand the processes, causes, and consequences of DDR provisions.
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引用次数: 0
Conflict relocation and blood diamond policy shifts
IF 3.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2025-01-30 DOI: 10.1177/00223433241295838
Andrew Saab
There is substantial evidence that various aspects of violent civil conflict are tied to natural resources, of which diamonds are perhaps the most notorious. While the presence of resources themselves have been given substantial attention, existing works have overlooked a key issue: substitute resources. This article focuses on the geographic distribution of violent conflict relative to natural resource sites as a provider of information on the geostrategic organization and extraction behaviors of insurgents. Using the rise of the Kimberley Process Certification Scheme, a multilateral regime aimed at regulating the illicit diamond trade, and accounting for the presence of potential substitute resources, empirical evidence indicates that the regulations disrupted and delocalized conflicts away from diamond sites. Moreover, the geography of violent conflict shifted and relocated toward substitute resources such as tin, tungsten, tantalum and gold. These findings suggest that such policy efforts may have adverse unintended consequences on the structure of violent conflict and the expansion of other black markets as a byproduct of regulation-induced changes in extraction incentives.
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引用次数: 0
Recovering from economic coercion: Does the pain stop when sanctions end?
IF 3.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2025-01-30 DOI: 10.1177/00223433241273057
Susan Hannah Allen, Clayton McLaughlin Webb
Sanctions episodes, like those imposed by the United States against Cuba and North Korea, can persist for decades. What are the consequences of lifting sanctions? Do the harmful consequences of economic sanctions outlast the sanctions? How do target states adjust after these coercive policies end? A growing literature identifies a range of adverse effects of economic sanctions for targeted states including shrinking income from trade and investment, declining respect for human rights, increased repression, and negative health outcomes. While scholars have studied the impact of sanctions imposition in great detail, we have considerably less systematic knowledge about the fate of governments, economies, and citizens in the years that follow the lifting of sanctions. What are the effects of lifting sanctions? As a first cut, we explore how government spending on public health shifts following the end of sanctions. Do governments reinvest in health after sanctions as a means of countering the negative well-being effects we know are associated with sanctions? Or do regimes maintain low levels of spending because their populations have learned to cope with scarcity? In this article, we analyze the impact of sanctions termination on government spending on health (1980–2018), finding that after sanctions, spending priorities readjust as trade and revenue increase. This readjustment effort diminishes as time passes.
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引用次数: 0
Tailoring the message: A new dataset on the dyadic nature of NGO shaming in the media 裁剪信息:一个关于NGO在媒体中羞辱的二元性的新数据集
IF 3.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2025-01-20 DOI: 10.1177/00223433241276975
Robert Brathwaite, Shanshan Lian, Amanda Murdie, Baekkwan Park
In the last decade, international relations scholarship on shaming by non-governmental organizations has grown dramatically, providing us with many insights into how country-level improvement occurs in the areas of human rights and the environment, among other issues. Using machine learning techniques, this project built an updated dataset on NGO shaming from almost 1.5 million articles in the media from 2001 to 2020. The dataset covers a wide set of organizations with goals outside of the traditional focus on human rights. Our approach will allow researchers to explicitly examine shaming as a dyadic event, occurring from a specific NGO sender to a specific country target. Using our new dataset, we first validated existing research on shaming in the current populist era and then examined how the nature of the NGO and the nature of the country jointly facilitated shaming. Our approach and dataset will be useful to both academics and to the policy community.
在过去十年中,关于非政府组织羞辱行为的国际关系研究急剧增长,为我们提供了许多见解,使我们了解在人权和环境等问题领域如何在国家一级取得改善。该项目使用机器学习技术,从2001年到2020年的近150万篇媒体文章中建立了一个关于非政府组织羞辱的最新数据集。该数据集涵盖了一系列广泛的组织,其目标超出了传统的人权焦点。我们的方法将允许研究人员明确地将羞辱作为一个二元事件进行研究,从一个特定的非政府组织发送者到一个特定的国家目标。使用我们的新数据集,我们首先验证了当前民粹主义时代关于羞耻的现有研究,然后研究了非政府组织的性质和国家的性质如何共同促进了羞耻。我们的方法和数据集对学术界和政策界都很有用。
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引用次数: 0
Are domestic war crimes trials biased? 国内战争罪审判有偏见吗?
IF 3.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-12-31 DOI: 10.1177/00223433241292143
Ivor Sokolić, Denisa Kostovicova, Lanabi La Lova, Sanja Vico
Fairness of domestic war crimes trials matters for promoting justice and peace. Scholars have studied public perceptions of war crimes trials to assess their fairness, but little is known about whether post-conflict states conduct them fairly. Bias, as a matter of procedural fairness, can manifest as a tendency to favour certain groups over others. Leveraging the theories of judicial decisionmaking, this article investigates two types of bias. The first is in-group bias, which is associated with protection of in-group members and punishment of out-group members. The second is conflict actor bias, which is associated with deflecting responsibility for wrongdoing from state agents to non-state agents of violence. We test for bias in domestic war crimes trials in Serbia with statistical modelling and quantitative text analysis of judicial decisions delivered to Serb and non-Serb defendants (1999–2019). While we do not find evidence of ethnic bias, our results indicate conflict actor bias. Serb paramilitaries received harsher sentences than Serb state agents of violence. Furthermore, we observe bias in the textual content of judgements. Judges depict violence committed by paramilitaries more extensively and graphically than violence by state actors. By revealing these judicial strategies, we demonstrate how a state can use domestic war crimes trials to diminish state wrongdoing and attribute the responsibility for violence to paramilitaries. The conflict actor bias we identify shows how deniability of accountability operates after conflict, complementing existing explanations of states’ collusion with paramilitaries before and during conflict.
国内战争罪审判的公正性对促进正义与和平至关重要。学者们研究了公众对战争罪审判的看法,以评估它们的公正性,但对于冲突后国家是否公正地进行审判,人们知之甚少。作为程序公平问题,偏见可以表现为偏袒某些群体而不偏袒其他群体的倾向。本文运用司法决策理论,研究了两种类型的偏见。第一种是内群体偏见,它与保护内群体成员和惩罚外群体成员有关。第二个是冲突行为者偏见,这与将不法行为的责任从国家代理人转移到非国家暴力代理人有关。我们通过统计建模和对塞尔维亚和非塞尔维亚被告的司法判决的定量文本分析(1999-2019年)来测试塞尔维亚国内战争罪审判中的偏见。虽然我们没有发现种族偏见的证据,但我们的结果表明存在冲突行为者偏见。塞族准军事人员比塞族国家暴力代理人受到更严厉的判决。此外,我们在判决的文本内容中观察到偏见。法官对准军事人员的暴力行为的描述比国家行为者的暴力行为更为广泛和生动。通过揭示这些司法策略,我们展示了一个国家如何利用国内战争罪审判来减少国家的不法行为,并将暴力行为的责任归咎于准军事组织。我们发现的冲突行为者偏见显示了冲突后对责任的否认是如何运作的,补充了有关国家在冲突前和冲突期间与准军事组织勾结的现有解释。
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引用次数: 0
Identity concessions in ethnic civil wars: When are they given and with what outcomes for peace? 民族内战中的身份让步:何时给予?和平的结果如何?
IF 3.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-12-31 DOI: 10.1177/00223433241289813
Lesley-Ann Daniels
Creating a stable peace is now the key puzzle to resolve in ending civil wars. To date, research has focused on ‘hard’ political and military reforms included in peace agreements, and the impact of ‘soft’ concessions such as language rights, cultural rights or the right to religion have been largely ignored. When do states give these concessions and do they make a difference to peace outcomes? The article argues that the state grants these concessions to dilute ethnic grievances and accommodate the group, bypassing political demands, but gives them strategically to ethnic groups that are politically weak. The concessions have effects through the expressive, demarcating and relational impacts on the receiving group. The article uses original data on identity concessions in a comparison of conflicts with ethnic aims that ended in a peace agreement from 1989 to 2013. The findings show that concessions are given to larger ethnic groups that lack political power. If granted, identity concessions only make peace more durable when fully implemented. The article thus brings a novel contribution to the role of grievances in civil wars and to the settlement of civil conflicts.
创造稳定的和平现在是解决结束内战的关键难题。迄今为止,研究主要集中在和平协议中包含的“硬”政治和军事改革,而“软”让步的影响,如语言权利、文化权利或宗教权利,在很大程度上被忽视了。国家什么时候做出这些让步,它们对和平结果有影响吗?这篇文章认为,国家给予这些让步是为了淡化少数民族的不满和容纳少数民族,绕过了政治要求,但在战略上给予了政治上弱势的少数民族。让步通过对接受群体的表达性、划界性和关系性影响产生影响。这篇文章使用了身份让步的原始数据来比较1989年至2013年以和平协议结束的种族冲突。调查结果显示,缺乏政治权力的较大民族群体得到了让步。如果得到批准,身份上的让步只会使和平在得到充分实施时更加持久。因此,这篇文章对不满情绪在内战中的作用和解决国内冲突作出了新的贡献。
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引用次数: 0
Dynamics of organized violence in the wake of tropical cyclones 热带气旋过后有组织暴力的动态
IF 3.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-12-31 DOI: 10.1177/00223433241291927
Elizabeth J Tennant, Elisabeth A Gilmore
Recent research highlights how the same vulnerabilities that lead to disasters also condition the impact of hazards on violent conflict. Yet it is common practice in the literature to proxy rapid-onset hazards with disaster impacts when studying political violence. This can bias upward estimates of hazard–conflict relationships and obscure heterogeneous effects, with implications for forecasting as well as disaster risk reduction and peace-building activities. To overcome this, we implement an approach that measures and models the separate components of a tropical cyclone event: the hazard, the exposure, and the impacts. We then estimate a set of models that quantify how the incidence and intensity of organized violence respond to hazard exposure. We find little evidence that the average tropical cyclone enhances or diminishes violent conflict at the country level over a two-year time horizon. Yet rather than signaling that storms do not matter for political violence, unpacking this average result reveals two countervailing effects within countries. Conflict, and especially one-sided violence against civilians, tends to escalate in regions directly exposed to the tropical cyclone. In contrast, areas outside the path of the storm may experience a decrease in conflict. These results are heterogeneous with tropical cyclone intensity, and conflict escalation is more likely to occur in settings with less effective governments. Our results underscore the importance of ex-ante efforts targeting government capacity and effective disaster risk reduction to moderate the risk of violent conflict in the wake of tropical cyclones.
最近的研究强调,导致灾害的脆弱性也会影响灾害对暴力冲突的影响。然而,在研究政治暴力时,用灾难影响代替快速发作的危害是文献中常见的做法。这可能会使对灾害与冲突关系的估计偏上,并模糊异质性影响,从而影响预测以及减少灾害风险和建设和平活动。为了克服这一点,我们实施了一种方法,对热带气旋事件的不同组成部分进行测量和建模:危害、暴露和影响。然后,我们估计了一组模型,这些模型量化了有组织暴力的发生率和强度对危险暴露的反应。我们发现,几乎没有证据表明,在两年的时间范围内,平均热带气旋会增强或减少国家一级的暴力冲突。然而,对这一平均结果的分析揭示了国家内部的两种相互抵消的效应,而不是表明风暴对政治暴力无关紧要。在直接受到热带气旋影响的地区,冲突,特别是针对平民的单方面暴力倾向于升级。相比之下,风暴路径之外的地区可能会经历冲突的减少。这些结果因热带气旋强度而异,冲突升级更有可能发生在政府效率较低的地区。我们的研究结果强调了针对政府能力和有效减少灾害风险的事前努力对于缓和热带气旋后发生暴力冲突的风险的重要性。
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引用次数: 0
Rewarding loyalty: Selective reassurance and enforcement of asymmetric alliances 奖励忠诚:选择性保证和非对称联盟的执行
IF 3.6 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-12-31 DOI: 10.1177/00223433241292270
Yasuki Kudo
Great powers frequently signal their alliance commitments during peacetime. While scholars see this peacetime practice as an integral part of great powers’ alliance maintenance, there is significant variation in the intensity of signals that junior allies receive. This article suggests that the choices made by great powers in signalling alliance commitments can be explained by the motivation to encourage compliance among junior allies. Great powers typically form alliances to exert control over their junior allies’ decision-making and thereby maintain their sphere of influence. Yet, great powers may face difficulty in making junior allies accommodate their demands as junior allies’ interests are not always in alignment. This article argues that great powers attempt to maintain their allies’ incentive to comply by reaffirming alliance commitments as an ex-post reward. In addition, to increase the efficiency of this reward strategy, great powers carefully select the targets, taking into account their allies’ willingness to make concessions. Empirical analysis using the sample of United States alliance relationships provides evidence that supports these arguments. This article contributes to the literature by deepening our comprehension of how great powers manage their alliances and providing at least a partial answer to how asymmetric alliances are maintained. Furthermore, this article has important implications for how great powers maintain their status within the international system.
大国在和平时期经常表明他们的联盟承诺。虽然学者们认为这种和平时期的做法是大国维持联盟的一个组成部分,但初级盟友接收到的信号强度存在显著差异。本文认为,大国在发出联盟承诺信号方面的选择可以用鼓励初级盟友遵守承诺的动机来解释。大国结成联盟,通常是为了控制小盟友的决策,从而维持自己的势力范围。然而,大国可能会面临让初级盟国满足其要求的困难,因为初级盟国的利益并不总是一致的。本文认为,大国试图通过重申联盟承诺作为事后奖励来维持其盟友遵守的动机。此外,为了提高这种奖励策略的效率,大国会仔细选择目标,考虑其盟友做出让步的意愿。使用美国联盟关系样本的实证分析提供了支持这些论点的证据。本文有助于加深我们对大国如何管理其联盟的理解,并至少部分回答了不对称联盟是如何维持的。此外,本文对大国如何维持其在国际体系中的地位具有重要意义。
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引用次数: 0
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Journal of Peace Research
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