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Hearing, Not Heeding: Procedural Acknowledgment and Substantive Influence in Rulemaking 听,不听:规则制定中的程序承认与实质影响
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2026-02-03 DOI: 10.1093/jopart/muag003
Alexander Love
Public participation processes promise that citizens will be heard, but rarely guarantee they will be heeded. This distinction between procedural acknowledgment and substantive influence lies at the heart of bureaucratic responsiveness, yet these two forms of responsiveness are often conflated in empirical research. I demonstrate that in federal rulemaking, procedural acknowledgment (being heard) is empirically distinct from substantive policy influence (being heeded). Drawing on theories of bureaucratic responsiveness, I argue that agencies strategically cite commenters not primarily to signal agreement but to build defensible administrative records that satisfy procedural requirements while preserving their policy autonomy. Analyzing 854 federal rules from 2017 to 2023, I use semantic text analysis to track changes in binding regulatory provisions distinct from the explanatory preamble. I show that agencies systematically cite comments they ultimately reject, particularly from well-resourced groups. Roughly two-thirds of comment citations are not accompanied by any responsive change to the regulatory text. This reveals that procedural responsiveness can function as a strategic substitute for substantive policy change. These findings suggest that procedural engagement and substantive influence operate as distinct modes of bureaucratic responsiveness, with agencies often prioritizing legal defensibility over policy adaptation when facing potential judicial review.
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引用次数: 0
Breaking Down Administrative Burdens: A User-Centered Approach to Increase Interest in Active Labor Market Programs by Women 打破行政负担:以用户为中心的方法提高妇女对积极劳动力市场计划的兴趣
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2026-01-27 DOI: 10.1093/jopart/muaf039
Rosanna Nagtegaal, Machiel van der Heijden, Noortje de Boer, Lars Tummers
This study investigates whether reducing administrative burdens can increase interest in active labor market programs among job-seeking women. Employing a user-centered approach, the research is divided into two phases. In phase 1, we conducted interviews with women and a focus group with service providers to identify relevant barriers for take-up. The qualitative data showed that learning costs were the most prominent barrier, which could be further differentiated into three specific types: learning about program existence, the specific services offered, and the eligibility criteria. In phase 2, we test whether reducing these three components of learning costs increases program interest. We conduct an online quasi-experimental platform study (N = 75,451), in collaboration with a service provider, in which we adapt advertisements to inform citizens about (a) the specific services offered and (b) the eligibility criteria. A logistic regression shows that the interventions (a and b) attract more people to active labor market programs. Although women are overall more likely to click on the ads, we do not find a differential treatment effect by gender. The findings contribute to the literature by highlighting the importance of distinguishing among different types of learning costs in administrative burden interventions. Moreover, the article shows how a user-centered design can be utilized to design meaningful interventions.
本研究探讨减少行政负担是否能增加求职女性对积极劳动市场计划的兴趣。采用以用户为中心的方法,研究分为两个阶段。在第一阶段,我们与妇女进行了访谈,并与服务提供商进行了焦点小组讨论,以确定接受服务的相关障碍。定性数据显示,学习成本是最突出的障碍,可进一步划分为三种具体类型:了解项目存在、提供的具体服务和资格标准。在第二阶段,我们测试减少这三个学习成本的组成部分是否会增加项目的兴趣。我们与一家服务提供商合作,进行了一项在线准实验平台研究(N = 75,451),在该研究中,我们调整广告,告知公民(a)所提供的具体服务和(b)资格标准。逻辑回归表明,干预措施(A和b)吸引了更多的人加入积极的劳动力市场计划。尽管女性总体上更有可能点击广告,但我们没有发现性别差异的影响。研究结果通过强调在行政负担干预中区分不同类型的学习成本的重要性,对文献有所贡献。此外,本文还展示了如何利用以用户为中心的设计来设计有意义的干预措施。
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引用次数: 0
How Do Public Agencies Respond to Budgetary Control? A Theory of Strategic Task Portfolios in Public Administration 公共机构如何应对预算控制?公共管理中的战略任务组合理论
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2026-01-12 DOI: 10.1093/jopart/muag001
Jonghoon Lee
How do public agencies manage diverse programs under limited budgets? Resource constraints force agencies to prioritize tasks, requiring strategic decisions about how to allocate resources effectively. In this paper, I develop a gametheoretical model that explores how agencies shape and restructure their task portfolios under budgetary constraints. In response to budget reductions, I argue that agencies reallocate resources by prioritizing more efficient tasks for improved performance, within their portfolios. To test my theoretical claims, I analyze an original dataset of antitrust cases filed by the U.S. Antitrust Division (AD) from 1970 to 2019. Using compositional analysis, I find systematic associations between budgetary changes and the AD’s litigation portfolios. Specifically, budget cuts are associated with a higher share of antitrust criminal cases—the most efficient type for improving performance metrics—and with relatively lower shares for other case types. This study offers new insight into how public agencies navigate budgetary constraints to achieve their public missions while meeting performance expectations.
公共机构如何在有限的预算下管理不同的项目?资源限制迫使各机构对任务进行优先排序,需要就如何有效分配资源作出战略决策。在本文中,我开发了一个博弈论模型,探讨了机构如何在预算限制下塑造和重组其任务组合。为了应对预算削减,我认为各机构应在其投资组合中优先考虑更有效的任务,以提高绩效,从而重新分配资源。为了验证我的理论主张,我分析了1970年至2019年美国反垄断部门(AD)提交的反垄断案件的原始数据集。使用成分分析,我发现预算变化和AD的诉讼组合之间存在系统关联。具体来说,预算削减与反垄断刑事案件(提高绩效指标的最有效类型)的较高份额相关,而与其他类型案件的相对较低份额相关。这项研究为公共机构如何应对预算限制,在满足绩效预期的同时实现其公共使命提供了新的见解。
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引用次数: 0
Judging the blame game: how do citizens react to blame shifting in public service delivery? 判断责任游戏:公民如何应对公共服务提供中的责任转移?
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2026-01-07 DOI: 10.1093/jopart/muaf038
Oscar Nowlan
This paper examines blame shifting, where elected officials attempt to deflect blame for negative outcomes onto other actors. While prior research suggests that citizens generally disapprove of this tactic, this study re-evaluates how contextual factors shape these reactions, focusing specifically on cases of public service failure. In many areas of public management, service delivery is delegated or contracted out to public or private organizations, raising the question of whether such institutional arrangements make it easier for politicians to shift blame onto these agents. A survey experiment (n = 955) was conducted in the United Kingdom involving a hypothetical public service failure. Information cues varied the response strategy of local elected officials (shifting blame or accepting responsibility) and the service delivery model (public or private sector; high or low delegation). The results from OLS regression analyses show that participants were generally less approving of blame shifting compared to accepting responsibility. However, approval increased when the organization being blamed was viewed by participants as carrying more blame for failures in service delivery than the official. Although delegation levels did not directly moderate the effect of blame shifting, further logistic regression analysis shows that higher delegation made participants more likely to view the service provider as culpable, which in turn influenced how they reacted to blame shifting tactics. These findings highlight the conditional nature of public reactions to blame avoidance behavior, showing that citizens’ evaluations of tactics like blame shifting depend on their beliefs about who is responsible, which can be shaped by institutional context. The study offers new insights into when blame shifting may appear more credible or justified and underscores the role of context in shaping the effectiveness of political blame avoidance strategies.
本文研究了责任转移,即当选官员试图将负面结果的责任转移到其他行为者身上。虽然先前的研究表明,公民通常不赞成这种策略,但本研究重新评估了环境因素如何影响这些反应,特别关注公共服务失败的案例。在公共管理的许多领域,服务的提供被委托或外包给公共或私人组织,这就提出了这样一个问题,即这种制度安排是否使政治家更容易将责任推卸给这些机构。在英国进行了一项调查实验(n = 955),涉及假设的公共服务失败。信息线索改变了地方民选官员的应对策略(推卸责任或承担责任)和服务提供模式(公共或私营部门;高或低授权)。OLS回归分析的结果显示,与接受责任相比,参与者普遍不太赞成推卸责任。然而,当参与者认为被指责的组织比官员对服务提供的失败负有更多的责任时,认可度就会增加。尽管授权程度并没有直接缓和推卸责任的影响,但进一步的逻辑回归分析表明,更高的授权程度使参与者更有可能将服务提供者视为有罪的,这反过来又影响了他们对推卸责任策略的反应。这些发现强调了公众对逃避指责行为的反应是有条件的,表明公民对推卸责任等策略的评估取决于他们对谁应该负责的看法,而这种看法可能受到制度背景的影响。这项研究提供了新的见解,说明什么时候推卸责任可能看起来更可信或更合理,并强调了背景在塑造政治指责避免策略的有效性方面的作用。
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引用次数: 0
Implementation Support: A Field Experiment on the Effects of Fidelity and Professional Responsibility Approaches 实施支持:保真度和职业责任方法影响的实地实验
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-12-30 DOI: 10.1093/jopart/muaf040
Morten Hjortskov, Nanna Vestergaard Ahrensberg, Jesper Asring Jessen Hansen, Jakob Majlund Holm, Simon Calmar Andersen
The challenges of implementing public policies and interventions have long been recognized, and a wide range of well-documented barriers frequently hinder effective implementation. We develop a framework of implementation support approaches, distinguishing between two types: fidelity and professional responsibility. We test the framework in a large-scale, preregistered field experiment involving 250 Danish schools implementing an evidence-based reading intervention. Regression results show that, at the family level, a professional responsibility approach emphasizing discretion led to behavioral changes in program take-up and, to some extent, use. A plausible mechanism is increased encouragement from teachers in this group, as indicated by the parents. Somewhat unexpectedly, teachers most appreciated the fidelity approach. Overall, the findings suggest that even minor changes in the framing of implementation support have detectable consequences, and while the fidelity approach may ease teachers’ workload in the short run, granting greater discretion through a professional responsibility approach ultimately enhances benefits for the target group.
人们早就认识到执行公共政策和干预措施的挑战,各种有据可查的障碍经常阻碍有效执行。我们开发了一个实施支持方法的框架,区分了两种类型:忠诚和专业责任。我们在250所丹麦学校实施基于证据的阅读干预的大规模预注册实地实验中测试了该框架。回归结果表明,在家庭层面上,强调自由裁量权的专业责任方法导致了项目接受和在某种程度上使用中的行为变化。一个合理的机制是,在这个群体中,老师的鼓励增加了,正如家长所表明的那样。出乎意料的是,老师们最欣赏的是忠诚的方法。总体而言,研究结果表明,即使是实施支持框架的微小变化也会产生可察觉的后果,虽然忠诚方法可能会在短期内减轻教师的工作量,但通过专业责任方法授予更大的自由裁量权最终会提高目标群体的利益。
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引用次数: 0
Inequality in frontline communication: Bureaucrats talk differently to men and women 一线沟通中的不平等:官僚对男性和女性的谈话方式不同
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-12-25 DOI: 10.1093/jopart/muaf036
Laurin Friedrich, Steffen Eckhard
While gender biases in public service delivery are well-established, we still lack empirical insights on the underlying behavioral micro-mechanisms. This paper contributes towards closing this perennial gap by investigating gender-differences in the complexity and emotionality of verbal bureaucrat-client communication. We build on a dataset comprising 154 dialogs recorded across different local public services in Germany. Combining rule-based and machine learning classification, we analyze differences in verbal administrative communication across 20,000 utterances. We find no association between bureaucrats’ gender and their communication. Conversely, clients’ gender yields a significant difference, with officials communicating more complex and emotional when interacting with male clients. No differences prevail for gender-matching. As the first study to systematically examine implicit (gender) biases in bureaucrats’ communication, the paper advance our existing understanding of the micro-mechanisms of administrative inequality: The findings contradict expectations from gender socialization theory, they confirm expectations linked to gender stereotypes, and they challenge the idea that in-group settings reduce stereotypical biases at the level of communication.
虽然公共服务提供中的性别偏见已经确立,但我们仍然缺乏对潜在行为微观机制的经验见解。本文通过研究语言沟通的复杂性和情绪性的性别差异,有助于缩小这一长期差距。我们建立了一个数据集,其中包括德国不同地方公共服务部门记录的154个对话。结合基于规则和机器学习分类,我们分析了20,000个话语中口头行政沟通的差异。我们没有发现官僚的性别与他们的沟通之间存在关联。相反,客户的性别产生显著差异,官员在与男性客户互动时,沟通更加复杂和情绪化。性别匹配没有差异。作为首个系统考察官僚沟通中的内隐(性别)偏见的研究,本文推进了我们对行政不平等微观机制的现有理解:研究结果与性别社会化理论的预期相矛盾,它们证实了与性别刻板印象相关的预期,并挑战了群体内环境在沟通层面减少刻板印象偏见的观点。
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引用次数: 0
The Performance of Performance-Based Contracting in Public Outsourcing: A Meta-regression Analysis 基于绩效的公共外包合同绩效:元回归分析
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-12-19 DOI: 10.1093/jopart/muaf037
Germà Bel, Pedro Espaillat, Marc Esteve
Performance-Based Contracting (PBC) is promoted as a model that improves results, enhances quality, reduces costs, and increases accountability. It has become a standard element of government contracting worldwide and a key component of newer pay-for-success models. However, scholarly evaluations remain scattered and often lack a solid theoretical foundation. This study conducts a meta-analysis of 740 observations from 38 studies across 10 service areas to evaluate genuine performance. Utilizing principal–agent, incomplete-contract, and goal-setting theories, we examine what influences the performance of PBC. By combining these perspectives within a single empirical framework, the paper offers a systematic test of core assumptions about incentive alignment, contract incompleteness, and goal design in public contracting. Results indicate that outcome-focused contracts are more successful than those targeting process- or output-based results. This finding provides quantitative evidence supporting incomplete-contract theory’s claim that performance depends on the contractibility of outcomes and extends principal–agent logic by demonstrating when and why incentives fail in multidimensional public settings. Although context matters, factors such as residual control, collaboration, and shared goals are central to PBC success. The study thus makes a theoretical contribution by bridging economic and behavioral contracting theories and empirically grounding their predictions in public-sector evidence.
基于绩效的合同(PBC)作为一种改善结果、提高质量、降低成本和增加问责制的模式而得到推广。它已经成为世界范围内政府合同的一个标准元素,也是最新的成功付费模式的一个关键组成部分。然而,学术评价仍然是零散的,往往缺乏坚实的理论基础。本研究对来自10个服务领域的38项研究的740项观察结果进行了荟萃分析,以评估真正的绩效。运用委托代理理论、不完全契约理论和目标设定理论,研究了影响人民银行绩效的因素。通过将这些观点结合在一个单一的实证框架内,本文对公共合同中的激励一致性、合同不完备性和目标设计等核心假设进行了系统的检验。结果表明,以结果为中心的合同比那些以过程或产出为目标的合同更成功。这一发现为不完全契约理论(即绩效取决于结果的可收缩性)提供了定量证据,并通过展示激励在多维公共环境中何时以及为何失效,扩展了委托代理逻辑。尽管环境很重要,但剩余控制、协作和共享目标等因素是PBC成功的核心。因此,该研究通过连接经济和行为契约理论,并在公共部门证据的经验基础上进行预测,从而做出了理论贡献。
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引用次数: 0
Seeing No Evil? Social Vulnerabilities, Collective Inference and Organizational Divergence 看不见邪恶?社会脆弱性、集体推理与组织分化
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-12-05 DOI: 10.1093/jopart/muaf034
Aaron Deslatte, Eric Stokan, Juwon Chung
This article examines the relationship between social vulnerabilities and the attention paid to them by local governments. Drawing from collective action and cognitive theories, we conceptualize planning as an organization-level inference process of selecting strategies to minimize gaps between expected and desired futures. Responding to public administration scholars who have called for advancing theories of managing risks, we examine whether local planning processes are responsive to community disadvantages and how the administrative arrangements and coordination efforts of local governments influence this sensitivity. In doing so, we highlight a phenomenon labeled organizational divergence, in which a collective’s perceived community disadvantages differ from reality. Examining climate action, economic development and sustainability plans, combined with survey and spatial data on environmental burdens for 462 municipal governments, we find evidence, using a multiphase Bayesian analytic strategy, that institutional designs which empower professional city managers increase the probability cities will engage in broader types of planning but decrease the odds they will prioritize social vulnerabilities. However, these cities are more likely to minimize divergence relative to mobility and water-related vulnerabilities. Conversely, greater functional coordination across governmental units increases the probability of prioritizing vulnerabilities in planning but also increases organizational divergence.
本文考察了社会脆弱性与地方政府对社会脆弱性的关注之间的关系。根据集体行动和认知理论,我们将规划概念化为选择策略以最小化预期和期望未来之间差距的组织级推理过程。为了回应公共管理学者提出的风险管理理论,我们研究了地方规划过程是否对社区不利因素做出了反应,以及地方政府的行政安排和协调努力如何影响这种敏感性。在这样做的过程中,我们强调了一种被称为组织分歧的现象,在这种现象中,一个集体感知到的社区劣势与现实不同。通过研究气候行动、经济发展和可持续发展计划,结合462个市政府的环境负担调查和空间数据,我们使用多阶段贝叶斯分析策略发现,授权专业城市管理者的制度设计增加了城市参与更广泛类型规划的可能性,但降低了他们优先考虑社会脆弱性的可能性。然而,这些城市更有可能将流动性和与水有关的脆弱性方面的差异最小化。相反,政府各单位之间更大的职能协调增加了在规划中优先考虑脆弱性的可能性,但也增加了组织分歧。
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引用次数: 0
A Process Study of Managing Tensions for Sustaining Public Purpose-Oriented Networks: Toward A “Networks as Practice” Perspective 为维持公共目的导向的网络而管理紧张关系的过程研究:走向“网络作为实践”的视角
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-10-09 DOI: 10.1093/jopart/muaf030
Lena E Bygballe, Ragnhild Kvålshaugen, Anne Helena Kokkonen
Purpose-oriented networks (PONs) face multiple tensions, but although their existence is well-documented, there is limited research on how network tensions emerge and how they are managed over time to enable network sustainability. We conducted a longitudinal process study of a public PON in the natural hazards field in Norway to explore how network participants experience and manage network tensions. The study identifies four tension-managing practices that help sustain networks. The analysis reveals how network tensions are interrelated and (re)emerge as the network unfolds, and how the participants’ use of these practices yields different outcomes but enables them to sustain the network over time. The study answers recent calls in the public administration literature for process studies to better understand network phenomena and contributes with a “networks-as-practice” perspective on managing network tensions. This perspective helps to reconcile and extend the dominant network governance and management perspectives because, by focusing on practice, it captures how structures and actions mutually shape one another—an interaction that is fundamental to network processes and dynamics.
面向目的的网络(pon)面临多重压力,但是尽管它们的存在有充分的记录,但关于网络压力如何产生以及如何随着时间的推移进行管理以实现网络可持续性的研究有限。我们对挪威自然灾害领域的公共PON进行了纵向过程研究,以探索网络参与者如何体验和管理网络紧张。该研究确定了四种有助于维持人际关系的紧张管理方法。分析揭示了网络紧张是如何相互关联的,并随着网络的展开(重新)出现,以及参与者如何使用这些实践产生不同的结果,但使他们能够长期维持网络。该研究回应了最近公共管理文献中对过程研究的呼吁,以更好地理解网络现象,并为管理网络紧张局势提供了“网络作为实践”的观点。这种观点有助于调和和扩展占主导地位的网络治理和管理观点,因为通过关注实践,它捕捉到了结构和行为是如何相互塑造的——一种对网络过程和动态至关重要的互动。
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引用次数: 0
Internal Representation? How Black and White firefighters view racial diversity within the Fire service 内部表示?黑人和白人消防员如何看待消防部门的种族多样性
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-09-25 DOI: 10.1093/jopart/muaf029
James E Wright, Andrea M Headley, Youghyun Cho
This study investigates leadership representation and the perceptions of public employees, specifically focusing on a fire department led by a Black fire chief. Drawing from literature on representative bureaucracy and relational demography, we explore how leadership representation influences street-level bureaucrats’ views on diversity and representation within the organization. Through in-depth interviews with both Black and White firefighters, we find distinctions in their perceptions regarding racial diversity and representation. Firstly, Black firefighters viewed the presence of a Black leader as empowering, leading to opportunities for professional advancement and a commitment to community representation. In contrast, White firefighters perceived race-based diversity efforts as undermining meritocracy. Secondly, White firefighters preferred to avoid having discussions about race and diversity within the workplace, often referring to their familial bond and collective firefighter identity that minimized racial differences among their colleagues. Moreover, White firefighters are colorblind until race poses a material threat to them. Black firefighters reported selectively engaging in discussions depending on the context or cultural environment, or avoiding conversations, especially when they perceived potential consequences. Our findings suggest that leadership representation serves as a context to further interrogate these divergences. This research expands our understanding of leadership representation within public agencies and practically highlights the importance of managing diversity issues to foster inclusivity and mitigate tensions.
本研究调查了领导代表性和公共雇员的看法,特别关注由黑人消防队长领导的消防部门。从代表性官僚制和关系人口统计学的文献中,我们探讨了领导代表性如何影响基层官僚对组织内多样性和代表性的看法。通过对黑人和白人消防员的深入访谈,我们发现他们对种族多样性和代表性的看法存在差异。首先,黑人消防员认为黑人领袖的出现是一种赋权,会给他们带来职业发展的机会和对社区代表的承诺。相比之下,白人消防员认为,基于种族的多元化努力破坏了精英管理。其次,白人消防员倾向于避免在工作场所讨论种族和多样性,他们经常提到他们的家庭纽带和集体消防员身份,以尽量减少同事之间的种族差异。此外,白人消防员在种族对他们构成实质性威胁之前是不顾肤色的。据报道,黑人消防员会根据背景或文化环境选择性地参与讨论,或者避免交谈,尤其是当他们意识到潜在的后果时。我们的研究结果表明,领导代表性可以作为进一步探究这些差异的背景。这项研究扩展了我们对公共机构领导层代表性的理解,并在实践中强调了管理多样性问题对促进包容性和缓解紧张关系的重要性。
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引用次数: 0
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