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Reversing the Accountability Chain: How Relational Power Can Shape Accountability in Public Encounters 扭转问责链:关系权力如何在公共接触中塑造问责制
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2026-03-11 DOI: 10.1093/jopart/muag009
Sara C Closs-Davies, Koen P R Bartels, Doris Merkl-Davies
Public administration plays a fundamental role in accountability relationships between citizens and the State, but how these take shape in public encounters is remarkably understudied. Analysing relational dynamics within and around public encounters expands the relational perspective on accountability in public administration–challenging core assumptions of the principal-agent model underpinning studies of citizen-State accountability relationships. We conducted a critical-interpretivist ethnography of public encounters in the UK Tax Credits (TC) system and share findings from our Constructivist Grounded Theory Analysis of multiple data sources, including 28 open interviews. We discuss four relational dynamics of account-giving–emerging from the interplay of neoliberal discourse, digital technologies, and communicative practices–that ‘reversed the accountability chain’. We demonstrate how claimants experiencing significant financial and emotional hardship, in their encounters with an unaccountable State, became accountable for their TC obligations and welfare. We explain these findings by mobilising interdisciplinary theory from critical accounting research on relational power to offer original conceptual and empirical insight into the interactive, dynamic, and emergent accountability relationships between citizens and agents of the State.
公共行政在公民与国家之间的问责关系中发挥着根本作用,但这些关系如何在公共接触中形成却明显缺乏研究。分析公共接触内部和周围的关系动态扩展了公共行政问责制的关系视角——挑战了作为公民-国家问责关系研究基础的委托-代理模型的核心假设。我们对英国税收抵免(TC)系统中的公共遭遇进行了批判性解释主义民族志研究,并分享了我们对多个数据源(包括28个公开访谈)的建构主义基础理论分析的发现。我们讨论了新自由主义话语、数字技术和交流实践的相互作用中出现的四种责任提供的关系动力学,它们“逆转了责任链”。我们展示了经历重大经济和情感困难的索赔人如何在遇到一个不负责任的国家时,对他们的赔偿义务和福利负责。我们通过运用关系权力关键会计研究的跨学科理论来解释这些发现,为公民和国家代理人之间互动、动态和新兴的问责关系提供了原始的概念和实证见解。
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引用次数: 0
Worth the Effort? Compliance Costs, Heuristics, and Perceived Program Accessibility 努力值得吗?遵从成本、启发式和可感知的程序可访问性
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2026-02-18 DOI: 10.1093/jopart/muag007
Madaline Allen, Cody A Drolc
Administrative burdens can deter individuals from engaging with government programs before they ever encounter formal application requirements. Drawing on the administrative burden framework and theories of heuristic decision-making, this study examines how prospective applicants form early judgments about program accessibility when presented with varying levels of compliance costs. Using three survey experiments centered on a fictional grocery benefit (N = 2407, N = 965) and a one-time federal tax rebate (N = 1004), we assess how documentation requirements and effort cues shape perceptions of eligibility, willingness to apply, and perceived accessibility. We find that greater documentation requirements or mismatched time cues lowered perceived eligibility and willingness to apply. Yet asking respondents to pause and estimate the effort reversed those effects, but only for individuals who already possessed the documentation or could form a concrete time estimate about the effort. These findings highlight the role of expected burden and heuristic judgments in shaping pre-application decisions, extending administrative burden research beyond realized experiences to the earliest stages of program engagement.
行政负担可能会阻止个人在遇到正式的申请要求之前参与政府项目。利用行政负担框架和启发式决策理论,本研究考察了当面临不同程度的合规成本时,潜在申请人如何形成对项目可及性的早期判断。通过三个调查实验,分别以虚构的杂货店福利(N = 2407, N = 965)和一次性联邦退税(N = 1004)为中心,我们评估了文件要求和努力线索如何影响人们对资格、申请意愿和感知可及性的看法。我们发现更大的文件要求或不匹配的时间线索降低了人们对申请资格和意愿的感知。然而,要求被调查者暂停并估计工作量会逆转这些效果,但只针对已经拥有文档或可以形成关于工作量的具体时间估计的个人。这些发现强调了预期负担和启发式判断在形成申请前决策中的作用,将行政负担研究从实现经验扩展到项目参与的最早阶段。
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引用次数: 0
Are Public Officials More Risk-averse than Private Sector Employees in Decision-making? Interest and Accountability Matter 政府官员在决策时比私营部门雇员更厌恶风险吗?利益及问责事宜
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2026-02-18 DOI: 10.1093/jopart/muag006
Jinfeng Zhang, Minjie Song, Zengqiang Qin, Ran Xu, Rong Ran
Public officials are traditionally thought to be more risk-averse than private sector employees, yet consistent empirical evidence is lacking. Prospect theory posits that individuals’ risk decision preferences are influenced by the framing of gains or losses, but it does not distinguish whether gains and losses pertain to personal or public interests. This study incorporates the type of interest with gain–loss framing to construct decision scenarios and compare risk preferences between public officials and private sector employees. In Experiment 1 (Npublic officials = 897, Nprivate sector employees = 685), using a 3 (public interest vs. public-private mixed interest vs. private interest) × 2 (gain frame vs. loss frame) design, public officials were found to exhibit greater risk aversion than private sector employees when the loss frame involves the public interest, while no significant differences were observed for a gain frame involving either the public interest or private interest. Applying blame avoidance theory, accountability is positioned here as a core factor to further explore why public officials are more risk-averse than private sector employees when facing public interest losses. In Experiment 2 (Npublic officials = 625, Nprivate sector employees = 630), using a 2 (reward vs. punishment-oriented accountability) × 2 (process vs. outcome-oriented accountability) design in a public interest decision-making context, public officials were found to be more risk-averse than private sector employees in the case of outcome-oriented punishment accountability. In the other three types of accountability conditions, public officials exhibited a similar risk preference to private sector employees. These findings reveal the situational factors underlying public officials’ risk aversion, and offer practical insights for designing accountability systems that effectively guide decision-making in the public sector.
传统上认为,公职人员比私营部门雇员更厌恶风险,但缺乏一致的经验证据。前景理论认为,个人的风险决策偏好受到收益或损失框架的影响,但它不区分收益和损失是属于个人利益还是属于公共利益。本研究将利益类型与得失框架相结合,构建决策情景,比较政府官员和私营部门雇员之间的风险偏好。在实验1 (Npublic officials = 897, Nprivate sector employees = 685)中,使用3(公共利益vs公私混合利益vs私人利益)× 2(收益框架vs损失框架)设计,发现当损失框架涉及公共利益时,公职人员比私营部门雇员表现出更大的风险厌恶,而在收益框架涉及公共利益或私人利益时,没有观察到显著差异。本文运用责备回避理论,将问责定位为一个核心因素,进一步探讨为什么在面临公共利益损失时,公职人员比私营部门雇员更厌恶风险。在实验2 (Npublic officials = 625, Nprivate sector employees = 630)中,在公共利益决策背景下,采用2(奖励与惩罚导向型问责制)× 2(过程与结果导向型问责制)设计,发现在结果导向型惩罚问责制下,公职人员比私营部门雇员更厌恶风险。在其他三种问责制条件下,公职人员表现出与私营部门雇员相似的风险偏好。这些发现揭示了公职人员风险规避的情境因素,并为设计有效指导公共部门决策的问责制度提供了实践见解。
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引用次数: 0
Hearing, Not Heeding: Procedural Acknowledgment and Substantive Influence in Rulemaking 听,不听:规则制定中的程序承认与实质影响
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2026-02-03 DOI: 10.1093/jopart/muag003
Alexander Love
Public participation processes promise that citizens will be heard, but rarely guarantee they will be heeded. This distinction between procedural acknowledgment and substantive influence lies at the heart of bureaucratic responsiveness, yet these two forms of responsiveness are often conflated in empirical research. I demonstrate that in federal rulemaking, procedural acknowledgment (being heard) is empirically distinct from substantive policy influence (being heeded). Drawing on theories of bureaucratic responsiveness, I argue that agencies strategically cite commenters not primarily to signal agreement but to build defensible administrative records that satisfy procedural requirements while preserving their policy autonomy. Analyzing 854 federal rules from 2017 to 2023, I use semantic text analysis to track changes in binding regulatory provisions distinct from the explanatory preamble. I show that agencies systematically cite comments they ultimately reject, particularly from well-resourced groups. Roughly two-thirds of comment citations are not accompanied by any responsive change to the regulatory text. This reveals that procedural responsiveness can function as a strategic substitute for substantive policy change. These findings suggest that procedural engagement and substantive influence operate as distinct modes of bureaucratic responsiveness, with agencies often prioritizing legal defensibility over policy adaptation when facing potential judicial review.
公众参与过程保证了公民的意见会被倾听,但很少保证他们的意见会被重视。程序性承认和实质性影响之间的区别是官僚反应的核心,但这两种形式的反应在实证研究中经常被混为一谈。我证明,在联邦规则制定中,程序性承认(被听取)与实质性政策影响(被听取)在经验上是不同的。根据官僚反应理论,我认为,机构战略性地引用评论,主要不是为了表示同意,而是为了建立可辩护的行政记录,在满足程序要求的同时保持其政策自主权。分析了2017年至2023年的854项联邦法规,我使用语义文本分析来跟踪与解释性序言不同的约束性监管条款的变化。我指出,机构会系统性地引用他们最终拒绝的评论,尤其是来自资源充足的群体的评论。大约三分之二的评论引用没有伴随着对监管文本的任何响应性更改。这表明,程序性反应可以作为实质性政策变化的战略替代品。这些调查结果表明,程序性参与和实质性影响作为不同的官僚响应模式发挥作用,各机构在面临潜在的司法审查时往往优先考虑法律辩护而不是政策适应。
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引用次数: 0
Breaking Down Administrative Burdens: A User-Centered Approach to Increase Interest in Active Labor Market Programs by Women 打破行政负担:以用户为中心的方法提高妇女对积极劳动力市场计划的兴趣
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2026-01-27 DOI: 10.1093/jopart/muaf039
Rosanna Nagtegaal, Machiel van der Heijden, Noortje de Boer, Lars Tummers
This study investigates whether reducing administrative burdens can increase interest in active labor market programs among job-seeking women. Employing a user-centered approach, the research is divided into two phases. In phase 1, we conducted interviews with women and a focus group with service providers to identify relevant barriers for take-up. The qualitative data showed that learning costs were the most prominent barrier, which could be further differentiated into three specific types: learning about program existence, the specific services offered, and the eligibility criteria. In phase 2, we test whether reducing these three components of learning costs increases program interest. We conduct an online quasi-experimental platform study (N = 75,451), in collaboration with a service provider, in which we adapt advertisements to inform citizens about (a) the specific services offered and (b) the eligibility criteria. A logistic regression shows that the interventions (a and b) attract more people to active labor market programs. Although women are overall more likely to click on the ads, we do not find a differential treatment effect by gender. The findings contribute to the literature by highlighting the importance of distinguishing among different types of learning costs in administrative burden interventions. Moreover, the article shows how a user-centered design can be utilized to design meaningful interventions.
本研究探讨减少行政负担是否能增加求职女性对积极劳动市场计划的兴趣。采用以用户为中心的方法,研究分为两个阶段。在第一阶段,我们与妇女进行了访谈,并与服务提供商进行了焦点小组讨论,以确定接受服务的相关障碍。定性数据显示,学习成本是最突出的障碍,可进一步划分为三种具体类型:了解项目存在、提供的具体服务和资格标准。在第二阶段,我们测试减少这三个学习成本的组成部分是否会增加项目的兴趣。我们与一家服务提供商合作,进行了一项在线准实验平台研究(N = 75,451),在该研究中,我们调整广告,告知公民(a)所提供的具体服务和(b)资格标准。逻辑回归表明,干预措施(A和b)吸引了更多的人加入积极的劳动力市场计划。尽管女性总体上更有可能点击广告,但我们没有发现性别差异的影响。研究结果通过强调在行政负担干预中区分不同类型的学习成本的重要性,对文献有所贡献。此外,本文还展示了如何利用以用户为中心的设计来设计有意义的干预措施。
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引用次数: 0
How Do Public Agencies Respond to Budgetary Control? A Theory of Strategic Task Portfolios in Public Administration 公共机构如何应对预算控制?公共管理中的战略任务组合理论
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2026-01-12 DOI: 10.1093/jopart/muag001
Jonghoon Lee
How do public agencies manage diverse programs under limited budgets? Resource constraints force agencies to prioritize tasks, requiring strategic decisions about how to allocate resources effectively. In this paper, I develop a gametheoretical model that explores how agencies shape and restructure their task portfolios under budgetary constraints. In response to budget reductions, I argue that agencies reallocate resources by prioritizing more efficient tasks for improved performance, within their portfolios. To test my theoretical claims, I analyze an original dataset of antitrust cases filed by the U.S. Antitrust Division (AD) from 1970 to 2019. Using compositional analysis, I find systematic associations between budgetary changes and the AD’s litigation portfolios. Specifically, budget cuts are associated with a higher share of antitrust criminal cases—the most efficient type for improving performance metrics—and with relatively lower shares for other case types. This study offers new insight into how public agencies navigate budgetary constraints to achieve their public missions while meeting performance expectations.
公共机构如何在有限的预算下管理不同的项目?资源限制迫使各机构对任务进行优先排序,需要就如何有效分配资源作出战略决策。在本文中,我开发了一个博弈论模型,探讨了机构如何在预算限制下塑造和重组其任务组合。为了应对预算削减,我认为各机构应在其投资组合中优先考虑更有效的任务,以提高绩效,从而重新分配资源。为了验证我的理论主张,我分析了1970年至2019年美国反垄断部门(AD)提交的反垄断案件的原始数据集。使用成分分析,我发现预算变化和AD的诉讼组合之间存在系统关联。具体来说,预算削减与反垄断刑事案件(提高绩效指标的最有效类型)的较高份额相关,而与其他类型案件的相对较低份额相关。这项研究为公共机构如何应对预算限制,在满足绩效预期的同时实现其公共使命提供了新的见解。
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引用次数: 0
Judging the blame game: how do citizens react to blame shifting in public service delivery? 判断责任游戏:公民如何应对公共服务提供中的责任转移?
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2026-01-07 DOI: 10.1093/jopart/muaf038
Oscar Nowlan
This paper examines blame shifting, where elected officials attempt to deflect blame for negative outcomes onto other actors. While prior research suggests that citizens generally disapprove of this tactic, this study re-evaluates how contextual factors shape these reactions, focusing specifically on cases of public service failure. In many areas of public management, service delivery is delegated or contracted out to public or private organizations, raising the question of whether such institutional arrangements make it easier for politicians to shift blame onto these agents. A survey experiment (n = 955) was conducted in the United Kingdom involving a hypothetical public service failure. Information cues varied the response strategy of local elected officials (shifting blame or accepting responsibility) and the service delivery model (public or private sector; high or low delegation). The results from OLS regression analyses show that participants were generally less approving of blame shifting compared to accepting responsibility. However, approval increased when the organization being blamed was viewed by participants as carrying more blame for failures in service delivery than the official. Although delegation levels did not directly moderate the effect of blame shifting, further logistic regression analysis shows that higher delegation made participants more likely to view the service provider as culpable, which in turn influenced how they reacted to blame shifting tactics. These findings highlight the conditional nature of public reactions to blame avoidance behavior, showing that citizens’ evaluations of tactics like blame shifting depend on their beliefs about who is responsible, which can be shaped by institutional context. The study offers new insights into when blame shifting may appear more credible or justified and underscores the role of context in shaping the effectiveness of political blame avoidance strategies.
本文研究了责任转移,即当选官员试图将负面结果的责任转移到其他行为者身上。虽然先前的研究表明,公民通常不赞成这种策略,但本研究重新评估了环境因素如何影响这些反应,特别关注公共服务失败的案例。在公共管理的许多领域,服务的提供被委托或外包给公共或私人组织,这就提出了这样一个问题,即这种制度安排是否使政治家更容易将责任推卸给这些机构。在英国进行了一项调查实验(n = 955),涉及假设的公共服务失败。信息线索改变了地方民选官员的应对策略(推卸责任或承担责任)和服务提供模式(公共或私营部门;高或低授权)。OLS回归分析的结果显示,与接受责任相比,参与者普遍不太赞成推卸责任。然而,当参与者认为被指责的组织比官员对服务提供的失败负有更多的责任时,认可度就会增加。尽管授权程度并没有直接缓和推卸责任的影响,但进一步的逻辑回归分析表明,更高的授权程度使参与者更有可能将服务提供者视为有罪的,这反过来又影响了他们对推卸责任策略的反应。这些发现强调了公众对逃避指责行为的反应是有条件的,表明公民对推卸责任等策略的评估取决于他们对谁应该负责的看法,而这种看法可能受到制度背景的影响。这项研究提供了新的见解,说明什么时候推卸责任可能看起来更可信或更合理,并强调了背景在塑造政治指责避免策略的有效性方面的作用。
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引用次数: 0
Implementation Support: A Field Experiment on the Effects of Fidelity and Professional Responsibility Approaches 实施支持:保真度和职业责任方法影响的实地实验
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-12-30 DOI: 10.1093/jopart/muaf040
Morten Hjortskov, Nanna Vestergaard Ahrensberg, Jesper Asring Jessen Hansen, Jakob Majlund Holm, Simon Calmar Andersen
The challenges of implementing public policies and interventions have long been recognized, and a wide range of well-documented barriers frequently hinder effective implementation. We develop a framework of implementation support approaches, distinguishing between two types: fidelity and professional responsibility. We test the framework in a large-scale, preregistered field experiment involving 250 Danish schools implementing an evidence-based reading intervention. Regression results show that, at the family level, a professional responsibility approach emphasizing discretion led to behavioral changes in program take-up and, to some extent, use. A plausible mechanism is increased encouragement from teachers in this group, as indicated by the parents. Somewhat unexpectedly, teachers most appreciated the fidelity approach. Overall, the findings suggest that even minor changes in the framing of implementation support have detectable consequences, and while the fidelity approach may ease teachers’ workload in the short run, granting greater discretion through a professional responsibility approach ultimately enhances benefits for the target group.
人们早就认识到执行公共政策和干预措施的挑战,各种有据可查的障碍经常阻碍有效执行。我们开发了一个实施支持方法的框架,区分了两种类型:忠诚和专业责任。我们在250所丹麦学校实施基于证据的阅读干预的大规模预注册实地实验中测试了该框架。回归结果表明,在家庭层面上,强调自由裁量权的专业责任方法导致了项目接受和在某种程度上使用中的行为变化。一个合理的机制是,在这个群体中,老师的鼓励增加了,正如家长所表明的那样。出乎意料的是,老师们最欣赏的是忠诚的方法。总体而言,研究结果表明,即使是实施支持框架的微小变化也会产生可察觉的后果,虽然忠诚方法可能会在短期内减轻教师的工作量,但通过专业责任方法授予更大的自由裁量权最终会提高目标群体的利益。
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引用次数: 0
Inequality in frontline communication: Bureaucrats talk differently to men and women 一线沟通中的不平等:官僚对男性和女性的谈话方式不同
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-12-25 DOI: 10.1093/jopart/muaf036
Laurin Friedrich, Steffen Eckhard
While gender biases in public service delivery are well-established, we still lack empirical insights on the underlying behavioral micro-mechanisms. This paper contributes towards closing this perennial gap by investigating gender-differences in the complexity and emotionality of verbal bureaucrat-client communication. We build on a dataset comprising 154 dialogs recorded across different local public services in Germany. Combining rule-based and machine learning classification, we analyze differences in verbal administrative communication across 20,000 utterances. We find no association between bureaucrats’ gender and their communication. Conversely, clients’ gender yields a significant difference, with officials communicating more complex and emotional when interacting with male clients. No differences prevail for gender-matching. As the first study to systematically examine implicit (gender) biases in bureaucrats’ communication, the paper advance our existing understanding of the micro-mechanisms of administrative inequality: The findings contradict expectations from gender socialization theory, they confirm expectations linked to gender stereotypes, and they challenge the idea that in-group settings reduce stereotypical biases at the level of communication.
虽然公共服务提供中的性别偏见已经确立,但我们仍然缺乏对潜在行为微观机制的经验见解。本文通过研究语言沟通的复杂性和情绪性的性别差异,有助于缩小这一长期差距。我们建立了一个数据集,其中包括德国不同地方公共服务部门记录的154个对话。结合基于规则和机器学习分类,我们分析了20,000个话语中口头行政沟通的差异。我们没有发现官僚的性别与他们的沟通之间存在关联。相反,客户的性别产生显著差异,官员在与男性客户互动时,沟通更加复杂和情绪化。性别匹配没有差异。作为首个系统考察官僚沟通中的内隐(性别)偏见的研究,本文推进了我们对行政不平等微观机制的现有理解:研究结果与性别社会化理论的预期相矛盾,它们证实了与性别刻板印象相关的预期,并挑战了群体内环境在沟通层面减少刻板印象偏见的观点。
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引用次数: 0
The Performance of Performance-Based Contracting in Public Outsourcing: A Meta-regression Analysis 基于绩效的公共外包合同绩效:元回归分析
IF 4.2 1区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2025-12-19 DOI: 10.1093/jopart/muaf037
Germà Bel, Pedro Espaillat, Marc Esteve
Performance-Based Contracting (PBC) is promoted as a model that improves results, enhances quality, reduces costs, and increases accountability. It has become a standard element of government contracting worldwide and a key component of newer pay-for-success models. However, scholarly evaluations remain scattered and often lack a solid theoretical foundation. This study conducts a meta-analysis of 740 observations from 38 studies across 10 service areas to evaluate genuine performance. Utilizing principal–agent, incomplete-contract, and goal-setting theories, we examine what influences the performance of PBC. By combining these perspectives within a single empirical framework, the paper offers a systematic test of core assumptions about incentive alignment, contract incompleteness, and goal design in public contracting. Results indicate that outcome-focused contracts are more successful than those targeting process- or output-based results. This finding provides quantitative evidence supporting incomplete-contract theory’s claim that performance depends on the contractibility of outcomes and extends principal–agent logic by demonstrating when and why incentives fail in multidimensional public settings. Although context matters, factors such as residual control, collaboration, and shared goals are central to PBC success. The study thus makes a theoretical contribution by bridging economic and behavioral contracting theories and empirically grounding their predictions in public-sector evidence.
基于绩效的合同(PBC)作为一种改善结果、提高质量、降低成本和增加问责制的模式而得到推广。它已经成为世界范围内政府合同的一个标准元素,也是最新的成功付费模式的一个关键组成部分。然而,学术评价仍然是零散的,往往缺乏坚实的理论基础。本研究对来自10个服务领域的38项研究的740项观察结果进行了荟萃分析,以评估真正的绩效。运用委托代理理论、不完全契约理论和目标设定理论,研究了影响人民银行绩效的因素。通过将这些观点结合在一个单一的实证框架内,本文对公共合同中的激励一致性、合同不完备性和目标设计等核心假设进行了系统的检验。结果表明,以结果为中心的合同比那些以过程或产出为目标的合同更成功。这一发现为不完全契约理论(即绩效取决于结果的可收缩性)提供了定量证据,并通过展示激励在多维公共环境中何时以及为何失效,扩展了委托代理逻辑。尽管环境很重要,但剩余控制、协作和共享目标等因素是PBC成功的核心。因此,该研究通过连接经济和行为契约理论,并在公共部门证据的经验基础上进行预测,从而做出了理论贡献。
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引用次数: 0
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Journal of Public Administration Research and Theory
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