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Safety and Proportion: A Qualitative Study of Expert Perceptions of OSH Decision Making in the UK 安全与比例:在英国职业安全卫生决策的专家看法的定性研究
1区 管理学 Q1 Social Sciences Pub Date : 2023-09-13 DOI: 10.5539/par.v12n2p33
Laurence N. Ball
Since the early 1970s the UK has been a global pioneer of a risk-based approach to OSH, a key element of which is that duty holders are responsible for assessing risks and on that basis determining which controls are necessary. According to the accompanying legislative doctrine, duty holders may be penalized if there is a failure to implement necessary controls. Events have also shown that duty holders who implement controls which are deemed to be disproportionate may also be criticised. This paper describes an investigation of how the risk-based regulatory regime is perceived 50 years on by a cohort of UK experts, and the nature in their view of any difficulties encountered by duty holders in achieving proportionality. It is concluded that while the risk-based approach continues to enjoy widespread support, duty holders face a challenging task in striking an appropriate balance, and some system-related perils render this task problematic.
自20世纪70年代初以来,英国一直是基于风险的职业安全与健康方法的全球先驱,其中一个关键因素是责任持有人负责评估风险,并在此基础上确定哪些控制是必要的。根据附带的立法原则,如果未能实施必要的控制,义务持有人可能会受到惩罚。事件还表明,实施被认为不成比例的控制的责任人也可能受到批评。本文描述了一项调查,调查了一群英国专家50年来如何看待基于风险的监管制度,以及他们认为责任持有人在实现相称性方面遇到的任何困难的性质。结论是,尽管基于风险的方法继续得到广泛支持,但职责持有人在实现适当平衡方面面临着一项具有挑战性的任务,一些与系统相关的风险使这项任务存在问题。
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引用次数: 0
On the frontline of global inequalities: A decolonial approach to the study of street-level bureaucracies 在全球不平等的前线:研究街头官僚机构的非殖民化方法
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2023-08-24 DOI: 10.1093/jopart/muad019
F. Eiró, G. Lotta
This article aims to contribute to street-level bureaucracy theory by bringing to the forefront the experiences and perspectives of the Global South. Our argument is that mainstream literature in this field overlooks the social tensions that are more explicit in developing societies, resulting in a structurally limited analytical framework. We identify two key factors from the Global South that are often underestimated: the high degree of social inequalities that fundamentally affect state–citizen relationships, and the ways in which the state itself reflects and reproduces these inequalities. Our critique represents a step towards decolonizing the field and highlighting the conceptual contributions that studies from and of the Global South can offer. By examining the experiences of the Global South, we can gain insights into the crises societies in the Global North are also experiencing. Our article aims to contribute to street-level bureaucracy theory by emphasizing the value of incorporating these perspectives into the study of street-level bureaucracy.
本文旨在通过将全球南方的经验和观点带到最前沿,为街头官僚主义理论做出贡献。我们的观点是,这一领域的主流文学忽视了在发展中社会中更为明显的社会紧张关系,导致结构上的分析框架有限。我们从全球南方确定了两个经常被低估的关键因素:从根本上影响国家-公民关系的高度社会不平等,以及国家本身反映和再现这些不平等的方式。我们的批评代表了该领域非殖民化的一步,并突出了来自全球南方的研究可以提供的概念贡献。通过研究全球南方的经验,我们可以深入了解全球北方社会正在经历的危机。我们的文章旨在通过强调将这些观点纳入街头官僚主义研究的价值,为街头官僚主义理论做出贡献。
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引用次数: 0
Does Reducing Street-level Bureaucrats’ Workload Enhance Equity in Program Access? Evidence from Burdensome College Financial Aid Programs 减少基层官僚的工作量能提高项目准入的公平性吗?来自繁重的大学财政援助项目的证据
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2023-08-17 DOI: 10.1093/jopart/muad018
E. Bell, Katharine Meyer
Persistent disparities in program access jeopardize social equity and erode a key pillar of democratic governance. Scholars have uncovered the causes of these disparities, including administrative burden and front-line discrimination, but less attention has been devoted to identifying tools for reducing disparities. We build on this work by arguing that reducing street-level bureaucrats’ workload may be a key lever for reducing disparities. We also argue that workload reductions will be especially effective at advancing equity when administrative burden is expanded and complexity in client cases could otherwise create room for racial discrimination. We leverage data on all high schools in Oklahoma from 2005-2014 (n=4,155) to estimate the causal effects of a state policy that mandates a counselor-student ratio in a regression discontinuity design. In line with our hypotheses, we find that decreasing workload corresponds to an increase in access for intersectionally minoritized students—low-income Black, Native American, and Hispanic students. Moreover, we find that effects were concentrated in the years after administrative burden was expanded. Together, our findings suggest that reducing workload can alleviate longstanding disparities in program access.
项目获取方面持续存在的差距危及社会公平,侵蚀民主治理的一个关键支柱。学者们已经发现了这些差距的原因,包括行政负担和一线歧视,但很少有人关注如何找到减少差距的工具。在这项工作的基础上,我们认为减少基层官僚的工作量可能是减少差距的关键杠杆。我们还认为,当行政负担扩大,客户案件的复杂性可能为种族歧视创造空间时,减少工作量将特别有效地促进公平。我们利用俄克拉何马州2005-2014年所有高中的数据(n=4,155)来估计在回归不连续设计中强制要求辅导员-学生比例的州政策的因果效应。与我们的假设一致,我们发现工作量的减少对应于交叉少数族裔学生(低收入黑人、美洲原住民和西班牙裔学生)入学机会的增加。此外,我们发现这种影响集中在行政负担扩大后的年份。总之,我们的研究结果表明,减少工作量可以缓解长期以来在项目访问方面的差距。
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引用次数: 0
The Role of Intermediate Collaborative Forums in Polycentric Environmental Governance 中间协作论坛在多中心环境治理中的作用
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2023-07-26 DOI: 10.1093/jopart/muad017
Adam Wiechman, S. A. Vicario, Elizabeth A. Koebele
In complex, polycentric environmental governance systems, actors may choose to collaborate with one another to reduce their collective vulnerability and enhance system function. However, collaboration can be costly, and little evidence exists for how particular collaborative forums impact the broader governance system in which they are embedded. To address this gap, we investigate the role of intermediate collaborative forums, which support collaboration among a subset of system actors, in polycentric governance systems. Empirically, we analyze the structural and functional role of an intermediate collaborative forum called the Arizona Municipal Water Users Association (AMWUA) within the municipal surface water governance network for the Phoenix Metropolitan Area (PMA) in Arizona, United States. To do this, we draw from 21 interviews with water professionals in the PMA, which we analyze through a combination of network analysis and qualitative coding. We find that AMWUA facilitates strong bonding capacities among members, allowing for streamlined bridging to the rest of the network that enhances information processing and advocacy of member needs. Our findings advance theory on the role of collaboration in polycentric systems and inform the design of collaborative institutions to improve environmental governance.
在复杂的多中心环境治理系统中,行为体可能会选择相互合作,以减少其集体脆弱性并增强系统功能。然而,协作可能是昂贵的,并且很少有证据表明特定的协作论坛如何影响嵌入它们的更广泛的治理系统。为了解决这一差距,我们研究了中间协作论坛的作用,它在多中心治理系统中支持系统参与者子集之间的协作。在实证研究中,我们分析了亚利桑那州城市用水协会(AMWUA)在美国亚利桑那州凤凰城都会区(PMA)城市地表水治理网络中的结构和功能作用。为了做到这一点,我们从PMA的21位水务专业人士的访谈中提取,我们通过网络分析和定性编码相结合的方式进行分析。我们发现,AMWUA促进了成员之间强大的联系能力,允许简化与网络其他部分的桥接,从而增强了信息处理和对成员需求的倡导。我们的研究结果推进了多中心系统中协作作用的理论,并为协作机构的设计提供了信息,以改善环境治理。
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引用次数: 0
Volunteers in Public Service Production: Modeling the Contributions of Volunteers to Organizational Performance 公共服务生产中的志愿者:志愿者对组织绩效贡献的建模
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2023-07-20 DOI: 10.1093/jopart/muad016
Seong-Cheol Kang
Volunteer use as an alternative service delivery arrangement entails public organizations directly incorporating volunteers in service production through a quasi-employment relationship. However, research evaluating the contributions of volunteer labor to organizational performance are relatively few. This article fills this gap by drawing from two theoretical insights. First, this study tests a linear model based on the traditional human resource management approach of interchangeability in which volunteers constitute a one-on-one substitute for paid employees. Second, this study draws insight from critical mass theory to explore a nonlinear model based on the assumption that the productivity of one volunteer may not be equal to that of one paid employee due to the systematic limitations of volunteer labor. Analyzing a large-N panel dataset of 2,420 local law enforcement agencies in the United States that utilize sworn volunteers with general arrest powers, the findings indicate that an increase in the number of sworn volunteers has a linear negative effect on clearing violent crimes in sheriffs offices. However, the results also indicate evidence of curvilinear effects on clearing violent crimes in police departments. This article suggests the need to account for the systematic limitations of volunteer labor when measuring performance and to explore multiple indicators. This study contributes to theory building and testing by enabling a two-way understanding of the relationship between volunteer involvement and organizational performance in the public sector.
志愿服务作为一种替代性的服务提供安排,需要公共组织通过准雇佣关系直接将志愿者纳入服务生产。然而,评估志愿劳动对组织绩效贡献的研究相对较少。本文通过借鉴两个理论见解来填补这一空白。首先,本研究基于传统人力资源管理方法的互换性检验了一个线性模型,其中志愿者构成了有偿员工的一对一替代。其次,本研究借鉴临界质量理论,在假设由于志愿劳动的系统限制,一名志愿者的生产率可能不等于一名有偿员工的生产率的基础上,探索了一个非线性模型。分析了美国2420个地方执法机构的大n面板数据集,这些机构使用具有一般逮捕权的宣誓志愿者,研究结果表明,宣誓志愿者数量的增加对警长办公室清除暴力犯罪具有线性负面影响。然而,结果也表明了在警察部门清除暴力犯罪的曲线效应的证据。本文建议在衡量绩效时考虑志愿劳动的系统局限性,并探索多种指标。通过对公共部门志愿者参与与组织绩效之间关系的双向理解,本研究有助于理论构建和检验。
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引用次数: 0
Rulemaking Speed in the U.S. States 美国的规则制定速度
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2023-07-18 DOI: 10.1093/jopart/muad013
Graeme T. Boushey, Robert J. McGrath
This paper explores the speed of rulemaking in American state governments. Drawing on a unique data set of over 250,000 individual rules issued by states from 1993 through 2009, we introduce new measures of the speed and breadth of rulemaking in American state bureaucracies, providing a new way of evaluating the incidence of rulemaking delay within and across governments. We focus specifically on how professionalism and oversight powers of state legislative and executive branches affect rulemaking speed and find that states with more professionalized legislatures and governments with extensive legislative/executive oversight powers experience greater delays in rule adoption. These findings provide important new insights into the politics of regulatory delay and suggest disparate ways in which sub-national governments approach regulatory policymaking in a federal system.
本文探讨了美国各州政府制定规则的速度。根据1993年至2009年各州发布的超过250000条个人规则的独特数据集,我们引入了衡量美国各州官僚机构规则制定速度和广度的新方法,为评估政府内部和政府之间规则制定延迟的发生率提供了一种新的方法。我们特别关注州立法和行政部门的专业性和监督权如何影响规则制定速度,并发现立法机构更加专业化的州和拥有广泛立法/行政监督权的政府在规则通过方面会遇到更大的延迟。这些发现为监管延迟的政治提供了重要的新见解,并提出了地方政府在联邦系统中处理监管决策的不同方式。
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引用次数: 0
Responding to Environmental Uncertainties in Critical Supply Acquisition: An Examination of Contracting for Personal Protective Equipment (PPE) in the Aftermath of COVID-19 应对关键物资采购中的环境不确定性:COVID-19后个人防护装备(PPE)合同审查
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2023-07-17 DOI: 10.1093/jopart/muad015
Eric J. Boyer
While prior research has long identified the centrality of critical supply acquisition to the government’s response to a crisis, there is less understanding of how to secure critical supplies that depend on global supply chains. The acquisition of personal protective equipment (PPE) in the immediate aftermath of the coronavirus disease 2019 outbreak (COVID-19) proved challenging not only due to threats of contractor deception, but also due to disruptions in contractor supply chains. This research analyzes primary interview data with contracting officials involved in purchasing PPE in the early stages of the COVID-19 crisis. The results indicate the ways that contractor relationships were perceived useful in anticipating risks surrounding a contractor’s behavior (behavioral uncertainties), but insufficient in anticipating disruptions that can result from a contractor’s supply chains (environmental uncertainties). Contractor relations were perceived to help in predicting industry disruptions, but such relations were likely to be formed alongside transactional and short-term contract designs – and likely to require comparison with other data sources. The results indicate that improving the reliability of critical supply acquisition for future crises is likely to depend on developing expertise unique to contracting markets, especially as the U.S. government increasingly relies on global supply chains in critical supply acquisition.
虽然先前的研究早就确定了关键供应的获取对政府应对危机的核心作用,但对如何确保依赖于全球供应链的关键供应的了解较少。事实证明,在2019年冠状病毒病(COVID-19)爆发后不久,个人防护装备(PPE)的采购具有挑战性,不仅因为承包商存在欺骗的威胁,还因为承包商供应链的中断。本研究分析了在COVID-19危机的早期阶段参与采购个人防护装备的承包官员的初步访谈数据。结果表明,承包商关系在预测承包商行为风险(行为不确定性)方面被认为是有用的,但在预测承包商供应链可能导致的中断(环境不确定性)方面是不够的。承包商关系被认为有助于预测行业中断,但这种关系可能与交易和短期合同设计一起形成,并且可能需要与其他数据源进行比较。研究结果表明,提高关键供应采购的可靠性,以应对未来危机,可能取决于开发承包市场特有的专业知识,尤其是在美国政府越来越依赖全球关键供应采购的情况下。
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引用次数: 0
Working Towards Policy: A Theory of Organizational Implementation and Management 朝着政策努力:组织实施与管理理论
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2023-07-17 DOI: 10.1093/jopart/muad014
John W. Patty
Much of policy-making involves prioritization—deciding not only what to do, but also when—and uncertainty—not knowing exactly how the choices made will affect actual policy outcomes. I present a theory of dynamic prioritization within a hierarchical organization. The model illustrates how notions such as an agency’s performance, mission, and critical tasks are linked with details such as institutional structure and the preferences of both front-line bureaucrats and their overseers. The theory highlights some reasons why even sincere, representative policy-making decisions might appear irrational, inconsistent, or “captured” to outside observers. This is in contrast to classical “spatial models” of policy that abstract from the more quotidian details of how policy is actually made as opposed to simply being “chosen.” The theory also generates traditional comparative static-style predictions about the features of the policy-making tasks, the preferences of bureaucrats and political overseers, and agency structure that affect the substance and quality of policy-making. Finally, the theory offers a general explanation for why real-world agencies employ widely varying processes to organize and implement policy-making: optimal policy-making is—in a precise sense—“sufficiently complicated” to render a succinct and robust summary of optimal management impossible.
许多政策制定都涉及优先顺序——不仅决定做什么,还决定什么时候做——以及不确定性——不知道所做的选择将如何影响实际的政策结果。我提出了一个层次结构中动态优先级的理论。该模型说明了机构的绩效、使命和关键任务等概念如何与机构结构以及一线官僚及其监督员的偏好等细节联系在一起。该理论强调了一些原因,为什么即使是真诚的、有代表性的决策决策,在外部观察者看来也可能显得不合理、不一致或“被捕获”。这与传统的政策“空间模型”形成了鲜明对比,后者从更日常的政策制定细节中抽象出来,而不是简单地“选择”。该理论还产生了传统的比较静态风格的预测,即政策制定任务的特征、官僚和政治监督者的偏好,以及影响决策实质和质量的机构结构。最后,该理论为现实世界中的机构为什么采用差异很大的流程来组织和实施决策提供了一个一般性的解释:准确地说,最优决策“足够复杂”,无法对最优管理进行简洁而有力的总结。
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引用次数: 0
Building a Legacy? North Dakota’s Oil and Gas Legacy Fund an Exercise in Public Policy and Political Action 建立遗产?北达科他州的石油和天然气遗产基金是公共政策和政治行动的实践
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2023-07-09 DOI: 10.5539/par.v12n2p22
Ryan M. Yonk
From at least 2006, Western North Dakota experienced an oil boom that resulted in a dramatic increase in economic activity, and tax revenue. In response to this boom, North Dakota, through a constitutional ballot measure, established the Legacy Fund. This fund reserved 30% of monthly oil tax revenue collected by the state for future use. On July 1, 2017, the State Legislature, per the constitutional provisions creating the Legacy fund, became able to spend the interest (as well as some of the principal, with numerous limitations) from the fund. How to allocate these funds has become a state-wide public finance policy and political issue. Governor Burgum and others have proposed a variety of ways to use the funds on public projects and tax relief. Decisions about the long-term purpose of the fund and how best to use its earnings have increased in urgency with both the availability of the funds and the volatility of oil and other tax revenues. Deciding how to best use the Legacy Fund is both a fiscal and political question. Legislators must sort out how the interest earnings will be used, who should benefit, or if the fund should be used at all. I explore how these decisions are made, the possible implications of those decisions, the proposals that have been put forward, and propose a framework for how these decisions might be made.
至少从2006年开始,北达科他州西部经历了一次石油繁荣,导致经济活动和税收收入急剧增加。为了应对这种繁荣,北达科他州通过一项宪法投票措施,建立了遗产基金。该基金将国家每月征收的油税收入的30%留作将来之用。2017年7月1日,根据创建遗产基金的宪法规定,州立法机构能够使用该基金的利息(以及一些本金,有许多限制)。如何分配这些资金已成为一个全国性的公共财政政策和政治问题。伯格姆州长和其他人提出了多种方法,将这些资金用于公共项目和减税。随着资金的可用性以及石油和其他税收收入的波动性,有关该基金的长期目的以及如何最好地利用其收益的决定变得越来越紧迫。决定如何最好地利用遗产基金既是一个财政问题,也是一个政治问题。议员们必须理清利息收益将如何使用,谁将受益,或者是否应该使用这笔资金。我探讨了这些决定是如何做出的,这些决定可能产生的影响,提出的建议,并提出了一个如何做出这些决定的框架。
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引用次数: 0
Distributive Justice in Collaborative Outputs: Empowering Minority Viewpoints through Deliberation 协作产出中的分配正义:通过审议授权少数人的观点
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2023-06-22 DOI: 10.1093/jopart/muad012
Jiho Kim
This article explores how deliberation affects distributive justice for minority view participants in policy decisions made through collaborative governance. It also examines whether the quality of deliberation (i.e., willingness to accept opposing viewpoints) and quantity of deliberation (i.e., length of discussion) can be an effective tool for minority view participants to overcome power imbalances in such collective decision-making processes. I use Agent-Based Modeling (ABM), a computer simulation experiment method, to examine interactions among participants in a collaborative governance arrangement. I develop a series of theoretical propositions based on the simulation results, which are robust to various changes in the parameters and assumptions of the model. First, both the quality and quantity of deliberation may enhance the decision acceptability of participants with minority views. Second, the quality of deliberation may be more effective at empowering underrepresented minority view participants than the quantity of deliberation. Third, the quantity of deliberation may better promote minority views than the quality of deliberation when minority view participants are overrepresented. These findings indicate that interpersonal justice in collaborative processes may enhance distributive justice for minority viewpoints in collaborative outputs, even when procedural justice in the design of collaboration is weakened by an underrepresentation of minority view participants. I conclude with suggestions for future research that can further improve the external validity of the theoretical propositions.
本文探讨了在协作治理的政策决策中,审议如何影响少数观点参与者的分配正义。它还考察了审议的质量(即接受反对意见的意愿)和审议的数量(即讨论的长度)是否可以成为少数意见参与者克服这种集体决策过程中的权力不平衡的有效工具。我使用基于agent的建模(ABM),一种计算机模拟实验方法,来检查协作治理安排中参与者之间的交互。我根据仿真结果提出了一系列理论命题,这些命题对模型参数和假设的各种变化具有鲁棒性。首先,审议的质量和数量都可以提高少数派意见参与者的决策可接受性。其次,审议的质量可能比审议的数量更能有效地赋予未被充分代表的少数意见参与者权力。第三,在少数意见参与人过多的情况下,审议的数量比审议的质量更能促进少数意见的发展。这些发现表明,协作过程中的人际公正可能会增强协作产出中少数观点的分配公正,即使在协作设计中的程序公正因少数观点参与者的代表性不足而被削弱。最后,对未来的研究提出建议,以进一步提高理论命题的外部有效性。
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引用次数: 0
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