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A New Measure of U.S. Public Agency Policy Discretion 衡量美国公共机构政策自由裁量权的新标准
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2024-04-02 DOI: 10.1093/jopart/muae007
Natalie L Smith, Susan Webb Yackee
The U.S. bureaucracy routinely issues major public policy decisions that affect Americans’ lives. Government agency leaders make those decisions based on a subjective understanding of their agency’s available policy discretion. Over time, discretion has become a prominent theoretical construct in the bureaucratic politics and public administration literatures, but it is rarely measured directly. In this article, we create a new measure of agency policy discretion. We draw on research suggesting that discretion is derived from the bureaucracy’s key political principals: the elected executive, legislators, and interest groups. We use data from the American State Administrators Project and trigonometry to calculate the discretion area scores for 8,955 state agencies between 1978 and 2018. We then evaluate the measure through a series of construct validation assessments. The article offers an innovative and generalizable way to operationalize discretion that will advance future scholarship in organizational behavior, public administration, and bureaucratic decision-making.
美国官僚机构经常发布影响美国人生活的重大公共政策决定。政府机构的领导者在做出这些决策时,基于对其机构可用政策自由裁量权的主观理解。随着时间的推移,自由裁量权已成为官僚政治和公共行政文献中一个重要的理论概念,但却很少有人对其进行直接测量。在本文中,我们创建了一个衡量机构政策自由裁量权的新指标。研究表明,自由裁量权来自于官僚机构的主要政治委托人:民选行政长官、立法者和利益集团。我们利用美国州行政长官项目的数据和三角法计算出 1978 年至 2018 年间 8955 个州级机构的自由裁量权区域得分。然后,我们通过一系列构建验证评估对该测量方法进行了评估。文章为自由裁量权的可操作性提供了一种创新的、可推广的方法,将推动未来组织行为学、公共管理学和官僚决策学的学术研究。
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引用次数: 0
Adapting to Organizational Change in a Public Sector High-Reliability Context: The Role of Negative Affect and Normative Commitment to Change 在公共部门高可靠性背景下适应组织变革:消极情绪和变革规范承诺的作用
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2024-04-01 DOI: 10.1093/jopart/muae009
Armin Pircher Verdorfer, Gerco van Ginkel
This study aims to investigate the impact of organizational change in a public sector high- reliability context. Drawing on conservation of resources theory, our theoretical model posits that change can be stressful and cause negative affective reactions toward the change, which undermine adjustment and post-change functioning. A quantitative case study was carried out on a Dutch air force squadron undergoing a significant organizational change, including the collection of three waves of survey data from squadron members. The data underwent analysis through a process of moderated mediation. Consistently with the theoretically derived hypotheses, results show that negative affect towards the change predicted important adjustment indicators, i.e., higher levels of work role overload and work errors. Furthermore, we found that the detrimental effects of negative affect were mitigated by the level of normative commitment to change, i.e., the felt obligation to provide support for the change. Overall, the study's intended contribution lies in its detailed examination of change dynamics in the specific context of public high-reliability organizations and its potential to inform theory and practice in that area.
本研究旨在调查组织变革对公共部门高可靠性环境的影响。我们的理论模型借鉴了资源保护理论,认为变革会给人带来压力,并导致对变革的负面情绪反应,从而影响调整和变革后的运作。我们对一个正在经历重大组织变革的荷兰空军中队进行了定量案例研究,包括从中队成员那里收集了三波调查数据。通过调节调解过程对数据进行了分析。结果表明,与理论上的假设一致,对变革的负面影响预测了重要的适应指标,即更高水平的工作角色超负荷和工作失误。此外,我们还发现,消极情绪的不利影响因对变革的规范承诺水平(即认为有义务为变革提供支持)而得到缓解。总之,本研究的预期贡献在于它对高可靠性公共组织特定背景下的变革动态进行了详细研究,并有可能为该领域的理论和实践提供参考。
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引用次数: 0
Agency consultation networks in environmental impact assessment 环境影响评估中的机构咨询网络
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2024-03-29 DOI: 10.1093/jopart/muae008
Jie Wang, N. Ulibarri, Tyler A Scott
Government agencies practice inter-agency consultation to ensure that broader governmental activities align with their missions and objectives. Consultation allows agencies to express their preferences and interests, but also may create administrative burden and procedural delay. To explore the conditions under which agencies choose to review activities proposed by fellow government actors, this research focuses on the California Environmental Quality Act (CEQA), California’s environmental impact assessment law. We conceptualize the CEQA review network as a two-mode network, in which each review agency is linked to particular projects, and use two-mode exponential random graph models to test a series of hypotheses about agency, project, and agency-project dyadic characteristics that shape the choice to review. We find that projects located in sites with socioeconomically vulnerable residents or higher levels of background pollution garner more consultation. Agencies are more likely to provide consultation when their expertise aligns with the project’s impact, and are less likely to review a project with agencies that possess the same expertise. This research highlights variations underlying interagency consultation and helps understand how agencies try to influence other agencies’ decisions.
政府机构实行机构间协商,以确保更广泛的政府活动符合其使命和目标。磋商允许各机构表达其偏好和利益,但也可能造成行政负担和程序延误。为了探索各机构在何种条件下选择对其他政府行为者提出的活动进行审查,本研究将重点放在加州环境影响评估法《加州环境质量法》(CEQA)上。我们将 CEQA 审查网络概念化为一个双模网络,其中每个审查机构都与特定项目相关联,并使用双模指数随机图模型来检验一系列关于机构、项目以及机构与项目之间形成审查选择的组合特征的假设。我们发现,位于社会经济弱势居民或背景污染水平较高地区的项目会获得更多的咨询。当机构的专业知识与项目的影响一致时,机构更有可能提供咨询,而与拥有相同专业知识的机构一起审查项目的可能性较小。这项研究强调了机构间咨询的基本差异,有助于了解机构如何试图影响其他机构的决策。
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引用次数: 0
All Hands on Deck: The Role of Collaborative Platforms and Lead Organizations in Achieving Environmental Goals 全员参与:合作平台和牵头组织在实现环境目标中的作用
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2024-03-07 DOI: 10.1093/jopart/muae006
Heewon Lee, Yixin Liu
This study examines the effectiveness of collaborative platforms in supporting local collaborations for natural resource management. It also explores how governmental and non-governmental lead organizations adopt differing collaborative implementation approaches and how these variations influence outcomes. Utilizing a natural experiment and a difference-in-differences estimator, we evaluate if the Department of Energy’s Clean Cities program functions as a collaborative platform to foster local-level Clean Cities Collaborations across the U.S., thereby improving air quality. Our findings suggest that Clean Cities Collaborations have a substantial and enduring impact on reducing air pollution. A series of subgroup analyses suggests that these environmental improvements are most noticeable in collaborations led by nonprofits and regional government councils, rather than those directed by state and local governments. A complementary content analysis provides exploratory evidence that issue definition, collaborative group structure, and inclusive decision-making processes are crucial managerial factors that contribute to the environmental improvements. These insights pave the way for more effective management of collaborative governance on a larger scale.
本研究探讨了合作平台在支持地方自然资源管理合作方面的有效性。研究还探讨了政府和非政府牵头组织如何采用不同的合作实施方法,以及这些差异如何影响结果。利用自然实验和差分估算器,我们评估了能源部的 "清洁城市 "项目是否发挥了合作平台的作用,促进了全美地方一级的 "清洁城市 "合作,从而改善了空气质量。我们的研究结果表明,"清洁城市 "合作项目对减少空气污染具有重大而持久的影响。一系列分组分析表明,这些环境改善在非营利组织和地区政府委员会领导的合作中最为明显,而不是那些由州和地方政府领导的合作。补充性内容分析提供了探索性证据,证明议题定义、合作小组结构和包容性决策过程是促进环境改善的关键管理因素。这些见解为在更大范围内更有效地管理协作治理铺平了道路。
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引用次数: 0
Assessing Drivers of Sustained Engagement in Collaborative Governance Arrangements 评估持续参与合作治理安排的驱动因素
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2024-02-17 DOI: 10.1093/jopart/muae005
Graham Ambrose, Saba Siddiki
The formal engagement of diverse stakeholder groups in policy design and implementation has become a mainstay governance strategy. While much has been learned about collaborative governance arrangements in terms of their structure, processes, and participant dynamics, one particularly salient dynamic has been relatively underexplored: the factors contributing to sustained participation in collaborative venues. Public administration and policy have developed a variety of conceptual theories which draw attention to interpersonal interactions and the ability of stakeholders to garner political wins as important contributing factors to sustained participation. In this paper, we test four theoretically rooted hypotheses to investigate stakeholder attendance in the collaborative governance case of an environmental justice council. We analyze council meeting minute data using computational text analysis tools and a Stochastic Actor-Oriented Model to assess: (i) conflict and concord, measured in terms of repeated (dis)agreement with others; and (ii) interest advancement, or the extent to which a stakeholder makes positive, neutral, and negative comments towards topics which become the council’s annual objectives in relation to an individual’s attendance. Our interpersonal interaction results show increased positive relationships are associated with increased attendance, and increased negative relationships are associated with decreased attendance, but, for both cases, only when interactions are repeated and not one-off. Our interest advancement results show: (1) an increase in supported annual objectives is associated with decreases in attendance for an individual stakeholder, but (2) increased oppositional and neutral annual topics are associated with a greater likelihood of attendance. This paper contributes to existing scholarship on collaborative governance by offering additional insights into individual factors associated with sustained engagement in the collaborative venue. Furthermore, the paper offers a generalizable methodological approach for analyzing these dynamics drawing on computational text analysis of meeting minute data.
不同利益相关群体正式参与政策设计和实施已成为一种主要的治理策略。虽然人们已经从合作治理安排的结构、流程和参与者动态等方面了解了很多,但对其中一个特别突出的动态因素的研究却相对不足,即有助于持续参与合作场所的因素。公共管理和政策已经发展出多种概念性理论,这些理论将人际互动和利益相关者赢得政治胜利的能力作为促进持续参与的重要因素。在本文中,我们检验了四个基于理论的假设,以调查利益相关者在环境正义委员会这一合作治理案例中的出席情况。我们使用计算文本分析工具和随机面向行动者模型对理事会会议记录数据进行分析,以评估:(i) 冲突与和谐,以与他人反复(不)达成一致来衡量;(ii) 利益推进,或利益相关者对成为理事会年度目标的主题发表积极、中立和消极评论的程度,与个人出席情况相关。我们的人际互动结果表明,积极关系的增加与出席率的提高有关,而消极关系的增加与出席率的降低有关,但就这两种情况而言,只有当互动是重复的而不是一次性的时,才会出现这种情况。我们的利益推进结果表明:(1) 支持性年度目标的增加与单个利益相关者出席率的下降有关,但(2) 反对性和中立性年度主题的增加与更大的出席可能性有关。本文对与持续参与合作场所相关的个人因素提出了更多见解,为现有的合作治理学术研究做出了贡献。此外,本文还利用会议记录数据的计算文本分析,为分析这些动态提供了一种可推广的方法论。
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引用次数: 0
Does Administrative Burden Create Racialized Policy Feedback? How Losing Access to Public Benefits Impacts Beliefs about Government 行政负担是否会产生种族化的政策反馈?失去公共福利如何影响对政府的信念
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2024-02-07 DOI: 10.1093/jopart/muae004
Elizabeth Bell, James E Wright II, Jeongmin Oh
Public trust and civic predisposition are cornerstones of well-functioning democratic societies, and burdensome citizen-state encounters may undermine positive views of government, especially for racially minoritized clientele. Leveraging insights from policy feedback theory, we argue that administrative burden has the potential to undermine trust in government and civic predisposition through two mechanisms: 1) interpretive effects: burdensome experiences that induce negative emotional responses and 2) resource effects: experiences of losing access to public benefits. In our OLS regression analysis of survey data from applicants for a means-tested public benefit program in the U.S. (n=2,250), we find that clients who lost access to benefits were significantly less likely to trust government, and these findings were driven by racially minoritized clients rather than White clients. Our findings demonstrate that experiences of administrative burden that result in the loss of public benefits may result in racialized policy feedback, by disproportionately reducing trust in government and civic predisposition for racially minoritized clientele.
公众信任和公民倾向是民主社会良好运行的基石,而公民与国家之间的繁琐接触可能会破坏人们对政府的积极看法,尤其是对少数种族的客户而言。利用政策反馈理论的洞察力,我们认为行政负担有可能通过两种机制破坏对政府的信任和公民倾向:1)解释效应:引起负面情绪反应的繁琐经历;2)资源效应:失去公共福利的经历。我们对美国一项经济情况调查公共福利项目申请人的调查数据(n=2,250)进行了OLS回归分析,发现失去福利的客户对政府的信任度明显较低,而这些发现是由少数种族客户而非白人客户驱动的。我们的研究结果表明,导致失去公共福利的行政负担经历可能会导致种族化的政策反馈,因为这不成比例地降低了少数种族客户对政府的信任和公民倾向。
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引用次数: 0
Preference for Group-based Social Hierarchy and the Reluctance to Accept Women as Equals in Law Enforcement 对基于群体的社会等级制度的偏好以及不愿接受妇女在执法中享有平等地位
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2024-02-07 DOI: 10.1093/jopart/muae003
Jill A Davis, Shahidul Hassan
While many public organizations have made notable strides to improve the representation of women at all ranks, women remain severely underrepresented in law enforcement organizations. Research shows that a critical barrier to women’s integration into law enforcement is the common perception among policemen that women are unsuited for police work. This study draws on Social Dominance Theory to provide a better understanding of the values and beliefs underlying policemen’s negative perceptions. Using survey data and Ordinary Least Squares Regression analyses, we examine the association between Social Dominance Orientation (SDO), an individual difference variable that captures preference for group-based social hierarchy, and officers’ assessment of women’s suitability for law enforcement. In line with existing evidence, our analyses show that compared to policewomen, policemen provide a significantly more negative assessment of women’s suitability for law enforcement. We also find that higher SDO officers report more negative assessments of women in law enforcement, and officers’ diversity value partially mediates this relationship. These novel findings suggest that officers who desire to protect existing power dynamics are more likely to resist organizational diversity efforts and have more negative views about women’s suitability for law enforcement.
虽然许多公共组织在提高妇女在所有级别的代表性方面取得了显著进步,但妇女在执法组织中的代表性仍然严重不足。研究表明,女性融入执法部门的一个关键障碍是警察普遍认为女性不适合警察工作。本研究借鉴了社会支配理论(Social Dominance Theory),以更好地理解警察负面看法背后的价值观和信念。利用调查数据和普通最小二乘法回归分析,我们研究了社会支配取向(SDO)(一种个体差异变量,用于捕捉对基于群体的社会等级制度的偏好)与警察对女性是否适合执法的评估之间的关联。与现有证据一致,我们的分析表明,与女警察相比,警察对女性是否适合执法的评价明显更为负面。我们还发现,SDO 较高的警官对女性执法人员的负面评价更高,而警官的多元化价值观在一定程度上调节了这种关系。这些新发现表明,那些希望保护现有权力动态的警官更有可能抵制组织的多元化努力,并对女性是否适合执法持更消极的看法。
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引用次数: 0
Shifts in local governments’ corporatization intensity:Evidence from German cities 地方政府公司化强度的变化:来自德国城市的证据
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2024-01-24 DOI: 10.1093/jopart/muae001
Maike Rackwitz, Christian Raffer
Why do local governments create and reform public service companies, given their uncertain economic benefits and potential damage to accountability and service transparency? Taking an extended transaction cost perspective, we argue that corporatization—the provision of public services by publicly owned companies—is a function of fiscal hardship, the decision maker’s economic orientation and the level of operator transparency. Using a two-way fixed effects regression, we test this expectation on 680 investment reports of 34 German cities from 1998 to 2017, representing 11,062 year-corporatized entity combinations. We show that the drivers of corporatization are sensitive to the depth of local ownership analyzed. In doing so, we highlight the theoretical need and potential for conceptual differentiation between ownership levels along a corporation’s lineage. Exploiting the data’s panel structure, we also find that the intensity of corporatization has heightened since the late 1990s, largely due to increasingly complex corporate structures of indirect ownership.
既然公共服务公司的经济效益不确定,而且可能损害问责制和服务透明度,那么地方政府为什么还要创建和改革公共服务公司呢?我们从扩展的交易成本角度出发,认为公司化--由公有公司提供公共服务--是财政困难、决策者的经济取向和经营者透明度水平的函数。利用双向固定效应回归,我们对 1998 年至 2017 年期间 34 个德国城市的 680 份投资报告(代表 11062 个年度公司化实体组合)进行了检验。我们表明,公司化的驱动因素对所分析的地方所有权深度很敏感。在此过程中,我们强调了在理论上区分公司沿线所有权水平的必要性和潜力。利用数据的面板结构,我们还发现自 20 世纪 90 年代末以来,公司化的强度有所提高,这主要是由于间接所有权的公司结构日益复杂。
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引用次数: 0
Critical Mass Condition of Majority Bureaucratic Behavioral Change in Representative Bureaucracy: A Theoretical Clarification and A Nonparametric Exploration 代议制官僚机构中多数官僚行为变化的临界质量条件:理论澄清与非参数探索
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2024-01-22 DOI: 10.1093/jopart/muae002
Danyao Li
Representative bureaucracy theory examines how bureaucrats’ demographics impact outcomes for clients with shared identities, with “critical mass” posited as an enabling condition. Yet empirical evidence is mixed regarding where this threshold stands. To reconcile these inconsistencies, this study emphasizes the need to first clarify the mechanisms that underpin critical mass requirements. Specifically, I attend to how majority behavior changes due to enhanced representation and evaluate corresponding critical mass condition. Nonparametric analyses of traffic stop data in two states find that, in Washington, the critical mass where White officers show reduced bias towards Black drivers occurs when Black officers constitute 6-9 percent of the force. In South Carolina, similar shifts occur at 9-11 and 19-23 percent Black representation. While findings indicate improved policing towards Black drivers, increased representation still falls short of achieving full parity between Black and White drivers. No significant critical mass is observed for Hispanic representation in either state.
代议制理论研究了官僚的人口统计如何影响具有共同身份的客户的结果,并将 "临界质量 "假定为一个有利条件。然而,关于这个临界点的位置,经验证据却不尽相同。为了调和这些不一致,本研究强调有必要首先澄清支持临界质量要求的机制。具体来说,我关注多数人的行为如何因代表性增强而发生变化,并评估相应的临界质量条件。对两个州的交通拦截数据进行非参数分析后发现,在华盛顿州,当黑人警官占警官总数的 6-9% 时,白人警官对黑人司机的偏见就会减少。在南卡罗莱纳州,当黑人比例达到 9%-11%和 19%-23%时,也会发生类似的转变。虽然调查结果表明,对黑人司机的警务工作有所改善,但黑人和白人司机比例的增加仍不足以实现完全平等。在这两个州,拉美裔的代表比例都没有出现明显的临界值。
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引用次数: 0
Role distance. An ethnographic study on how street-level managers cope 角色距离。关于街道管理人员如何应对的人种学研究
IF 4.2 1区 管理学 Q1 Social Sciences Pub Date : 2023-12-24 DOI: 10.1093/jopart/muad027
Jade Wong
Policy is not only made by street-level bureaucrats at the frontlines. It is also made by their superiors—street-level managers—who set the organizational conditions through which street-level bureaucrats act. Although scholars have documented how street-level bureaucrats cope with the pressures of their work by, for instance, breaking or bending rules, the question of how street-level managers cope with the pressures of their own work has received less attention. Drawing from ethnographic data of a network of publicly-funded health centers in the Midwestern United States, I show how street-level managers use an interaction ritual with role distance to cope. Role distance is mobilized when the person uses communicative expressions such as laughter or cries of frustration to convey a critical distance from what her organizational role prescribes. Based on classic sociological insights, I posit that role distance can function as follows. It can help managers preserve self by allowing them to define their putatively “more-human self” from their work, create a feeling of collectiveness as they orient themselves to the shared frustrations yet obligations that their role engenders, which enables them to coordinate on carrying out tasks, even those that rub against their preferences and well-intentions. Taken together, I suggest that role distance can offer a coping function, which enables them to hold in abeyance individual and collective responsibility for the decisions they make. I then highlight the benefits and unintended consequences of role distance and posit what academics and practitioners can do to ensure that street-level managers use role distance towards more productive ends.
政策不仅由前线的基层官僚制定。政策也是由他们的上级--街道一级的管理者--制定的,他们为街道一级的官僚采取行动创造了组织条件。尽管学者们已经记录了街头官僚如何通过违反或曲解规则等方式来应对工作压力,但街头管理者如何应对自身工作压力的问题却较少受到关注。我从美国中西部一个由政府资助的医疗中心网络的人种学数据中,展示了基层管理者如何利用角色距离的互动仪式来应对压力。当一个人使用笑声或沮丧的哭声等交流表达方式来表达与其组织角色规定的临界距离时,角色距离就被调动起来了。根据经典的社会学观点,我认为角色距离可以发挥以下作用。它可以帮助管理者保持自我,使他们能够从工作中定义自己所谓的 "更人性化的自我",在他们面对角色所带来的共同挫折和义务时产生一种集体感,这使他们能够协调执行任务,即使是那些违背他们的喜好和良好意愿的任务。综上所述,我认为角色距离可以提供一种应对功能,使他们能够暂时搁置对所做决定的个人和集体责任。然后,我强调了角色距离的益处和意外后果,并提出了学术界和从业人员可以做些什么来确保街道管理人员利用角色距离达到更有成效的目的。
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引用次数: 0
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Journal of Public Administration Research and Theory
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